`
`ALLISON LAPLANTE, OSB No. 023614
`BRIDGETT BUSS, OSB No. 204997
`Earthrise Law Center
`Lewis & Clark Law School
`10101 S. Terwilliger Blvd.
`Portland, OR 97219-7799
`(503) 768-6894, laplante@lclark.edu
`(503) 768-6825, bridgettbuss@lclark.edu
`
`Attorneys for Plaintiff
`
`
`
`UNITED STATES DISTRICT COURT
`
`FOR THE DISTRICT OF OREGON
`
`PORTLAND DIVISION
`
`
`
`NORTHWEST ENVIRONMENTAL
`ADVOCATES, a non-profit organization,
`
` Plaintiff,
` v.
`
`UNITED STATES NATIONAL MARINE
`FISHERIES SERVICE, a United States
`Government Agency, and BARRY THOM, in
`his official capacity as NMFS Regional
`Administrator for the West Coast Region,
`
` Defendants.
`
`
`Case No. 3:21-cv-01591
`
`
`COMPLAINT FOR DECLARATORY
`AND INJUNCTIVE RELIEF
`
`(Pursuant to Administrative Procedure Act)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`COMPLAINT
`
`
`
`
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 2 of 29
`
`
`
`INTRODUCTION
`
`Plaintiff Northwest Environmental Advocates (“NWEA”) brings this action for
`
`1.
`
`declaratory and injunctive relief against the United States National Marine Fisheries Service
`
`(“NMFS”) pursuant to the judicial review provision of the Administrative Procedure Act
`
`(“APA”), 5 U.S.C. § 702.
`
`2.
`
`Actions taken by the United States Environmental Protection Agency (“EPA”)
`
`related to its proposed approval of water quality standards developed by the State of Oregon
`
`under the federal Clean Water Act (“CWA”) for temperature and intragravel dissolved oxygen
`
`run the risk of jeopardizing threatened and endangered species that depend upon habitat of the
`
`Willamette and Columbia Rivers. Specifically, EPA’s actions impact Lower Columbia River
`
`Chinook salmon (“LCR Chinook”), Upper Willamette River Chinook salmon (“UWR
`
`Chinook”), Lower Columbia River steelhead (“LCR steelhead”), Middle Columbia River
`
`steelhead (“MCR steelhead”), Upper Columbia River steelhead (“UCR steelhead”), and Upper
`
`Willamette River steelhead (“UWR steelhead”) (collectively, “imperiled salmon and steelhead”
`
`or the “impacted species”)—among the Pacific Northwest’s iconic salmonid species that depend
`
`on cold, clean water for their survival.
`
`3.
`
`Under the federal Endangered Species Act (“ESA”), EPA was required to
`
`“consult” with NMFS regarding the impacts to ESA-listed species from EPA’s decision to
`
`approve Oregon’s temperature water quality standards. On November 3, 2015, NMFS rendered
`
`its biological opinion for EPA’s action. That biological opinion is arbitrary, capricious, and not
`
`in accordance with law under section 706(a)(2) of the APA, 5 U.S.C. § 706(2)(A), because it
`
`(among other flaws) incorrectly concluded that the salmon and steelhead migration criterion in
`
`Oregon’s temperature water quality standard would not jeopardize the imperiled species when
`
`COMPLAINT
`
`
`
`Page 1 of 28
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 3 of 29
`
`modified by NMFS’s reasonable and prudent alternative (“RPA”) because that RPA was
`
`insufficient to impact baseline conditions underlying the initial finding of jeopardy, because it
`
`failed to explain how the RPA would avoid jeopardy, and because its finding of no jeopardy
`
`relied upon improper factors.
`
`4.
`
`NWEA seeks an order holding unlawful and setting aside relevant portions of
`
`NMFS’s 2015 biological opinion and awarding NWEA its costs of litigation, including its
`
`reasonable attorney fees, pursuant to the Equal Access to Justice Act. 28 U.S.C. § 2412(d)(1)(A).
`
`JURISDICTION AND VENUE
`
`5.
`
`This Court has jurisdiction over this action pursuant to 28 U.S.C. § 1331 (federal
`
`question jurisdiction), and 5 U.S.C. §§ 701 et seq. (APA judicial review). NWEA has challenged
`
`a final agency action as defined by the APA, 5 U.S.C. § 551(13).
`
`6.
`
`Venue is proper in this Court pursuant to 28 U.S.C. § 1391(e) because a
`
`substantial part of the events or omissions giving rise to the claims occurred in Oregon.
`
`7.
`
`Pursuant to Local Rule 3-2(b), Divisional Venue is proper in this Court because a
`
`substantial part of the events and omissions giving rise to NWEA’s claims occurred in
`
`Multnomah County.
`
`PARTIES
`
`8.
`
`NWEA is a non-profit environmental organization founded in 1969 and based in
`
`Portland, Oregon. NWEA’s mission is to work through advocacy and education to protect and
`
`restore water quality and wildlife habitat in the Pacific Northwest and nationwide. NWEA has
`
`spent decades working to improve water quality programs and protect threatened and endangered
`
`species from water pollution and degraded habitat, in particular water temperatures unsafe for
`
`cold-water species including salmon and steelhead.
`
`COMPLAINT
`
`
`
`Page 2 of 28
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 4 of 29
`
`9.
`
`NWEA and its members use and enjoy the waters of Oregon for recreational,
`
`scientific, aesthetic, and commercial purposes. NWEA and its members particularly enjoy
`
`observing, studying, and photographing endangered and threatened species such as salmon and
`
`steelhead. A number of NWEA’s members would like to recreationally fish for salmon and
`
`steelhead, but do not currently do so due to the threated and endangered status of these species.
`
`10.
`
`NWEA and its members are harmed by NMFS’s insufficient biological opinion
`
`addressing EPA’s approval of Oregon’s temperature water quality standard. The imperiled
`
`salmon and steelhead are particularly sensitive to water temperature, and thus NMFS’s failure to
`
`issue a legally and scientifically sound biological opinion and NMFS’s failure to ensure that
`
`Oregon’s temperature water quality standard does not jeopardize the impacted species are
`
`directly contributing to the continued decline of those species’ populations in Oregon and their
`
`enjoyment by NWEA and its members.
`
`11.
`
`NWEA and its members have experienced, and without the relief sought by this
`
`complaint will continue to experience, the impairment of their ability to observe and someday
`
`recreationally engage with the imperiled salmon and steelhead species in their native habitat;
`
`diminished aesthetic, recreational, and spiritual enjoyment of waters known to provide habitat to
`
`those species resulting from their knowledge that the species are in jeopardy of extinction; and
`
`other injuries stemming from the increased risk of harm to the imperiled salmon and steelhead
`
`species because Oregon’s EPA-approved temperature water quality standard is likely to
`
`jeopardize the continued existence of these species and negatively impact their critical habitat
`
`absent modification by an RPA or other action that sufficiently mitigates the underlying adverse
`
`baseline conditions. Unless the relief requested is granted, NWEA and its members will continue
`
`COMPLAINT
`
`
`
`Page 3 of 28
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 5 of 29
`
`to be adversely affected and irreparably injured by the continued harm to these very important
`
`fish.
`
`12.
`
`NWEA’s injuries are fairly traceable to NMFS’s conduct. NMFS’s issuance of the
`
`flawed biological opinion, and NMFS’s resulting failure to ensure against jeopardy to the
`
`imperiled salmon and steelhead species or adverse modification to the species’ habitat, has
`
`allowed adoption of, without proper mitigation measures in place, less protective water quality
`
`standards for temperature than are needed for the species to survive and flourish, thereby
`
`exposing the species to excessive high river temperatures; increasing the risk of their continued
`
`decline; and impairing NWEA and its members’ aesthetic, recreational, and other interests in the
`
`impacted species.
`
`13.
`
`NWEA’s injuries would be redressed by the relief that NWEA seeks in this case.
`
`Vacatur and remand of the unlawful portions of the biological opinion would require NMFS to
`
`revise or reissue the biological opinion after fully considering the best available science,
`
`potentially resulting the issuance of a sufficiently protective RPA to further protect the species,
`
`thereby reducing the temperature pollution threats to Columbia and Willamette River salmon and
`
`steelhead and redressing NWEA’s and its members’ injuries.
`14.
`The defendants in this action are the United States National Marine Fisheries
`Service (“NMFS”) and Barry Thom, in his official capacity. NMFS is an agency of the United
`States Department of Commerce responsible for administering the provisions of the Endangered
`Species Act for threatened and endangered marine and anadromous species, including the
`species of threatened and endangered salmon and steelhead that inhabit the Willamette River and
`the Columbia River, its estuary, and the Pacific Ocean. Barry Thom is sued only in his official
`capacity as the NMFS Regional Administrator for the West Coast Region, as successor in
`
`COMPLAINT
`
`
`
`Page 4 of 28
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 6 of 29
`
`interest of William W. Stelle, Jr., the former Regional Administrator for the West Coast Region
`and responsible official who approved and signed the November 3, 2015 biological opinion
`challenged herein.
`
`LEGAL BACKGROUND
`
`The Clean Water Act and Water Quality Standards
`
`15.
`
`Congress adopted amendments to the CWA in 1972 in an effort “to restore and
`
`maintain the chemical, physical, and biological integrity of the Nation’s waters.” 33 U.S.C. §
`
`1251(a). The CWA establishes an “interim goal of water quality which provides for the
`
`protection and propagation of fish, shellfish, and wildlife[.]” Id. § 1251(a)(2).
`
`16.
`
`To meet these goals, the CWA requires states to identify and adopt water quality
`
`standards “[defining] the water quality goals of a water body, or portion thereof, by designating
`
`the use or uses to be made of the water and by setting criteria that protect the designated uses.”
`
`Id. § 1313(a); 40 C.F.R. § 131.2. One such use includes the “protection and propagation of
`
`fish[.]” 40 C.F.R. § 131.2.
`
`17.
`
`States must review applicable water quality standards at least once every three
`
`years, commonly referred to as a “triennial review.” 33 U.S.C. § 1313(c)(1). Water quality
`
`standards must be sufficient to “protect the public health or welfare, enhance the quality of
`
`water, and serve the purposes of [the CWA].” 33 U.S.C. § 1313(c)(2)(A). The state must submit
`
`such water quality standards to EPA for review and subsequent approval or disapproval. Id. §
`
`1313(c)(2), (3). A state-developed water quality standard does not become effective until EPA
`
`approves it. 40 C.F.R. § 131.21(c).
`
`18. Water quality standards must include three elements: (1) one or more designated
`
`uses of a waterway; (2) numeric and narrative criteria specifying the water quality conditions,
`
`COMPLAINT
`
`
`
`Page 5 of 28
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 7 of 29
`
`such as maximum amounts of toxic pollutants, maximum temperature levels, and the like, that
`
`are necessary to protect the designated uses; and (3) antidegradation policy requirements that
`
`ensure that uses dating to 1975 are protected and that high quality waters will be maintained and
`
`protected. 33 U.S.C. §§ 1313(c)(2), 1313(d)(4)(B); 40 C.F.R. Part 131, Subpart B. For waters
`
`with multiple use designations, the criteria must support the most sensitive use. 40 C.F.R. §
`
`131.11(a)(1).
`
`19.
`
`In addition to serving as the regulatory basis for permitted sources (termed “point
`
`sources”) and nonpoint source controls for polluted runoff, water quality standards are the
`
`benchmarks by which the quality of a waterbody is measured. In particular, waterbodies that do
`
`not meet applicable water quality standards, or cannot meet applicable standards after the
`
`imposition of technology-based effluent limitations on point sources, are deemed to be
`
`“impaired” and placed on the CWA section 303(d) list. See 33 U.S.C. § 1313(d)(1)(A); 40 C.F.R.
`
`§ 130.2(j). States must then develop Total Maximum Daily Loads (“TMDLs”) for all 303(d)-
`
`listed waters in order to establish the scientific basis for cleaning up water pollution that exceeds
`
`water quality standards.
`
`20.
`
`A TMDL is the total daily loading of pollutants for a particular waterbody or
`
`waterbody segment, and “shall be established at a level necessary to implement the applicable
`
`water quality standards with seasonal variation and a margin of safety which takes into account
`
`any lack of knowledge concerning the relationship between effluent limitations and water
`
`quality.” 33 U.S.C. § 1313(d)(1)(C); 40 C.F.R. § 131.21(c), (d). As with water quality standards,
`
`states submit TMDLs to EPA for approval or disapproval. See 33 U.S.C. § 1313(d)(2). In turn,
`
`section 303(d) requires that within 30 days after submission EPA must either approve the
`
`TMDLs or disapprove them and establish its own TMDLs for the affected waterbodies. Id.
`
`COMPLAINT
`
`
`
`Page 6 of 28
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 8 of 29
`
`The Endangered Species Act
`
`21.
`
`The ESA applies to all federal agency actions “authorized, funded, or carried out
`
`by such agency,” 16 U.S.C. § 1536(a)(2), including EPA’s review and approval of state water
`
`quality standards.
`
`22.
`
`The purpose of the ESA is to “provide a program for the conservation of . . .
`
`endangered species and threatened species” and to “provide a means whereby the ecosystems
`
`upon which endangered species and threatened species depend may be conserved[.]” 16 U.S.C. §
`
`1531(b). One overarching requirement of the ESA is that all federal departments and agencies
`
`must “seek to conserve” threatened and endangered species. 16 U.S.C. § 1531(c)(1). The terms
`
`“conserve” and “conservation” mean “to use and the use of all methods and procedures which
`
`are necessary to bring any endangered species or threatened species to the point at which the
`
`measures provided pursuant to [the ESA] are no longer necessary.” 16 U.S.C. § 1532(3).
`
`23.
`
`The ESA requires the Secretary of Interior or Commerce to list species that the
`
`Secretary believes may become extinct in the near future as being either “threatened” or
`
`“endangered.” 16 U.S.C. § 1533. A species is “endangered” if it “is in danger of extinction
`
`throughout all or a significant portion of its range.” 16 U.S.C. § 1532(6). A species is
`
`“threatened” if it “is likely to become an endangered species within the foreseeable future
`
`throughout all or a significant portion of its range.” 16 U.S.C. § 1532(20).
`
`24.
`
`Section 7 of the ESA enumerates the substantive and procedural obligations of
`
`federal agencies with respect to listed species. 16 U.S.C. § 1536. All federal agencies must
`
`ensure that “any action authorized, funded, or carried out by such agency . . . is not likely to
`
`jeopardize the continued existence of any endangered species or threatened species or result in
`
`COMPLAINT
`
`
`
`Page 7 of 28
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 9 of 29
`
`the destruction or adverse modification of [critical] habitat of such species[.]” 16 U.S.C. §
`
`1536(a)(2).
`
`25.
`
`The ESA’s implementing regulations define “jeopardy” to an endangered or
`
`threatened species as “an action that reasonably would be expected, directly or indirectly, to
`
`reduce appreciably the likelihood of both the survival and recovery of a listed species.” 50
`
`C.F.R. § 402.02. In meeting the duty to prevent jeopardy, each agency is required to use the
`
`“best scientific and commercial data available.” 16 U.S.C. § 1536(a)(2).
`
`26.
`
`Agencies must also ensure that agency actions are not likely to “result in the
`
`destruction or adverse modification of [critical] habitat.” Id.; see also 50 C.F.R. § 402.14(g)(4).
`
`This is a separate determination from whether the action will jeopardize the continued existence
`
`of threatened or endangered species.
`
`27.
`
`Critical habitat includes areas that are “essential for the conservation of the
`
`species[.]” 16 U.S.C. § 1532(5)(A). Federal regulations define the “destruction or adverse
`
`modification” of critical habitat as “a direct or indirect alteration that appreciably diminishes the
`
`value of critical habitat for the conservation of a listed species.” 50 C.F.R. § 402.02.
`
`28. Whenever a federal agency determines that a proposed action may affect one or
`
`more listed species, it must consult with NMFS and/or the United States Fish and Wildlife
`
`Service (together, “the Services”), depending on the species present. 50 C.F.R. § 402.14(a). A
`
`federal agency proposing an action that “may affect” a listed species must prepare and provide to
`
`the relevant Service a “biological assessment” of the effects of the proposed action. 16 U.S.C. §
`
`1536(a)(2), (c); 50 C.F.R. § 402.14(a).
`
`29.
`
`The “may affect” threshold that triggers section 7 consultation is low: “any
`
`possible effect, whether beneficial, benign, adverse, or of an undetermined character, triggers the
`
`COMPLAINT
`
`
`
`Page 8 of 28
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 10 of 29
`
`formal consultation requirement.” W. Watersheds Project v. Kraayenbrink, 632 F.3d 472, 496
`
`(9th Cir. 2011) (citing 51 Fed. Reg. 19,926, 19,949 (June 3, 1986)).
`
`30.
`
`For those actions that may affect a listed species, the Services must review all
`
`information provided by the action agency, as well as any other relevant information, to
`
`determine whether the proposed action is likely to jeopardize a listed species or destroy or
`
`adversely modify its designated critical habitat. 50 C.F.R. § 402.14(g)–(h). This determination is
`
`set forth in a biological opinion from one or both of the Services. 50 C.F.R. § 402.14(h); 16
`
`U.S.C. § 1536(b)(3)(A).
`
`31.
`
`In formulating a biological opinion, each Service must evaluate the “effects of the
`
`action” together with “cumulative effects” on the listed species. 50 C.F.R. § 402.14(g)(3)–(4).
`
`The Service must also add these effects to the “environmental baseline,” which includes “past
`
`and present impacts of all Federal, State, or private actions and other human activities in the
`
`action area, the anticipated impacts of all proposed Federal projects in the action area that have
`
`already undergone formal or early section 7 consultation, and the impact of State or private
`
`actions which are contemporaneous with the consultation in progress.” 50 C.F.R. § 402.14(g)(4);
`
`50 C.F.R. § 402.02. Finally, the Service must consider any “future State or private activities, not
`
`involving Federal activities, that are reasonably certain to occur within the action area of the
`
`Federal action subject to consultation.” 50 C.F.R. § 402.02.
`
`32.
`
`If, after analyzing these factors, the Service concludes that the proposed action is
`
`likely to jeopardize a listed species, or destroy or adversely modify its critical habitat, the Service
`
`must identify and describe any reasonable and prudent alternative to the proposed action that it
`
`believes would avoid jeopardy and adverse modification. 16 U.S.C. § 1536(b)(3)(A). If the
`
`Service believes there is no RPA, the biological opinion must so state. 50 C.F.R. § 402.14(h)(2).
`
`COMPLAINT
`
`
`
`Page 9 of 28
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 11 of 29
`
`33.
`
`If the Service finds that either a proposed action “or implementation of any
`
`[RPAs] and the resultant incidental take of listed species” will not cause jeopardy or destruction
`
`or adverse modification of critical habitat, it will also issue an incidental take statement (“ITS”)
`
`for any take of a listed species that is likely to occur. 50 C.F.R. § 402.14(i). The ITS must
`
`include “reasonable and prudent measures” (“RPMs”) that the Service finds necessary or
`
`appropriate to minimizing likelihood of jeopardy, and must set forth terms and conditions that
`
`must be complied with to implement the RPMs. 16 U.S.C. § 1536(b)(4)(C). The ITS must also,
`
`among other things, “specif[y] the impact, i.e., the amount or extent, of such incidental taking on
`
`the species[.]” 50 C.F.R. § 402.14(i)(1)(i).
`
`34.
`
`In addition to setting out the procedure for interagency consultation, section 7 of
`
`the ESA establishes the duty of all federal agencies to prevent jeopardy of listed species. 16
`
`U.S.C. § 1536. Section 7(a)(2) provides the mandate that the “[e]ach federal agency shall . . .
`
`insure that any [federal] action . . . is not likely to jeopardize the continued existence of any
`
`endangered species or threatened species or result in the destruction or adverse modification of
`[critical] habitat of such species[.]” 16 U.S.C. § 1536(a)(2). “Jeopardy” is not defined within the
`ESA itself, but the ESA implementing regulations clarify that to “[j]eopardize means to engage
`in an action that reasonably would be expected, directly or indirectly, to reduce appreciably the
`likelihood of both the survival and recovery of the species in the wild by reducing the
`reproduction, numbers, or distribution of the species.” 50 C.F.R. § 402.02.
`
`35.
`
` Section 9 makes it unlawful for any person to “take” an endangered species of
`
`fish or wildlife. 16 U.S.C. § 1538(a)(1)(B). All “persons,” including any “any officer, employee,
`
`agent, department, or instrumentality of the Federal Government” are subject to the ESA’s take
`
`prohibition. 16 U.S.C. § 1532(13).
`
`COMPLAINT
`
`
`
`Page 10 of 28
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 12 of 29
`
`Under the ESA, “take” means “to harass, harm, pursue, hunt, shoot, wound, kill,
`36.
`trap, capture, or collect, or to attempt to engage in any such conduct.” Id. at § 1532(19).
`
`However, an action agency’s compliance with the RPMs of an incidental take statement
`
`authorizes the “incidental take” of listed species that will occur as a result of the agency’s action.
`16 U.S.C. § 1536(o)(2). “Incidental take” is defined as “takings that result from, but are not the
`purpose of, carrying out an otherwise lawful activity conducted by the Federal agency[.]” 50
`C.F.R. § 402.02.
`
`Judicial Review Under the APA
`
`37.
`The APA governs judicial review of agency decisions under the ESA that are not
`subject to the ESA’s citizen suit provision. The APA provides a right of judicial review to
`
`persons “adversely affected or aggrieved by an agency action within the meaning of a relevant
`statute[.]” 5 U.S.C. § 702. The scope of this review is limited to “final agency action[s] for which
`there is no other adequate remedy in a court.” 5 U.S.C. § 704.
`The APA defines “agency action” to include “the whole or a part of an agency
`38.
`rule, order, license, sanction, relief, or the equivalent or denial thereof, or failure to act[.]” 5
`U.S.C. § 551(13). Although finality is not defined in the APA, the Supreme Court has held that
`an agency action is considered “final” when it marks the “consummation of the agency’s
`decisionmaking process” and the action is one by which “rights or obligations have been
`determined or from which legal consequences flow.” Bennett v. Spear, 520 U.S. 154, 177–78
`(1997). Issuance of a biological opinion by either of the Services marks the consummation of the
`
`ESA section 7 consultation process, and is a final agency action subject to review under APA
`
`section 702. Id. at 178.
`
`COMPLAINT
`
`
`
`Page 11 of 28
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 13 of 29
`
`39.
`
`Under the APA, a reviewing court must set aside an agency action that is
`
`“arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law.” 5 U.S.C.
`
`§ 706(2)(A). Arbitrary and capricious review under the APA requires a court to determine
`
`“whether the agency considered the relevant factors and articulated a rational connection
`
`between the facts found and the choice made.” Pac. Coast Fed’n of Fishermen’s Ass’n, Inc. v.
`
`Nat’l Marine Fisheries Serv., 265 F.3d 1028, 1034 (9th Cir. 2001) (internal quotations omitted).
`
`“A [biological opinion] may also be invalid if it fails to use the best available scientific
`
`information as required by 16 U.S.C. § 1536(a)(2).” Id.
`
`FACTUAL BACKGROUND
`
`Salmonids and the Impact of Temperature
`
`40. Many Pacific Northwest salmonid species are listed as threatened or endangered
`
`under the ESA. As EPA has noted,
`
`Water temperature is a critical aspect of the freshwater habitat of Pacific
`Northwest salmonids. Those salmonids listed as threatened or endangered under
`the ESA and other coldwater salmonids need cold water to survive. Human-
`caused increases in river water temperatures have been identified as a factor in the
`decline of ESA-listed salmonids in the Pacific Northwest.
`
`EPA, EPA Region 10 Guidance for Pacific Northwest State and Tribal Temperature
`
`Water Quality Standards (April 2003) at Forward (hereinafter “Regional Temperature
`
`Guidance”)1. Because cold-water salmonids are highly sensitive to in-stream
`
`temperatures, “[w]ater temperatures significantly affect the distribution, health, and
`
`survival of native salmonids in the Pacific Northwest.” Id. at 5.
`
`
`1 Available at: https://nepis.epa.gov/Exe/ZyPDF.cgi/P1004IUI.PDF?Dockey=P1004IUI.PDF
`(last visited November 1, 2021).
`
`COMPLAINT
`
`
`
`Page 12 of 28
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 14 of 29
`
`41. Water temperatures at levels unsafe for salmonids are ubiquitous in Oregon and
`
`Washington. Forty-four percent of Oregon’s river miles have been identified as not meeting
`
`water quality standards—listed on the state’s EPA-approved CWA section 303(d) list—an
`
`increase from 33 percent in 2012. See Oregon DEQ, Fact Sheet: 2018/2020 Integrated Report
`
`(undated) at 2.2 Of these, “[i]mpairment of the Fish and Aquatic Life use is the most commonly
`
`unsupported use. This is largely driven by non-attainment of the temperature criteria.” Id. In
`
`Washington, 1,106 waterbody segments are listed on the state’s EPA-approved 303(d) list for
`
`violating temperature water quality standards out of a total of 4,548 segments listed, a list last
`
`updated in 2012. See Letter from Daniel D. Opalski, Director, Office of Waters and Watersheds,
`
`EPA Region 10, to Heather Bartlett, Program Manager, Water Quality Division, Washington
`
`Ecology, Re: Approval of Washington State 2012 303(d) List (July 22, 2016).
`
`42.
`
`A wide range of human impacts have caused in-stream temperatures to rise across
`
`the waters of the Pacific Northwest. These include: (1) removal of streamside vegetation that
`
`removes shade and makes streams more prone to warming due to erosion’s impacts on the width
`
`of streams; (2) water withdrawals; (3) CWA section 402 permitted discharges from cities and
`
`industrial facilities, as well unpermitted return flows from irrigation; (4) modifications to the
`
`shape and complexity of streams, such as channelizing, straightening, and diking; (5) changes to
`
`upland water flows and groundwater; and (6) dams and their reservoirs. See Regional
`
`Temperature Guidance at 6–7.
`
`43.
`
`Numerous studies have documented the impacts of temperature on salmon. See
`
`e.g., id. at 7–10. NMFS has attributed specific adverse effects on salmonids to increased
`
`
`2 Available at: https://www.oregon.gov/deq/wq/Documents/2018-2020-IRFactSheet.pdf (last
`visited November 2, 2021).
`
`COMPLAINT
`
`
`
`Page 13 of 28
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 15 of 29
`
`temperatures, including increased juvenile mortality, increased susceptibility and exposure to
`
`diseases, impaired ability to avoid predators, altered migration timing, and changes in fish
`
`community structure that favor competitors of salmonids. See id. at 7. “NMFS included high
`
`water temperatures among risk factors related to the listings under the ESA of the following
`
`evolutionarily significant units (ESUs) of chinook salmon: Puget Sound, Lower Columbia River,
`
`Snake River spring/summer, and Upper Willamette (Myers et al. 1998). NMFS also noted high
`
`water temperatures in its analyses of risk factors related to the ESA listings of Upper Willamette
`
`River steelhead and Ozette Lake sockeye.” Id.
`
`44. Water temperatures of the Columbia and Snake Rivers have garnered much public
`
`attention in recent years. For example, in the summer of 2015, roughly 250,000 adult sockeye
`
`salmon died in the Columbia and Snake Rivers because excessively warm water prevented them
`
`from successfully migrating upstream.
`
`Oregon’s Attempt to Address Temperature Standards in the 1990s
`
`45.
`
`Oregon began attempting to address the problem of temperature in the early
`
`1990s. In its 1992 to 1994 Triennial Review of water quality standards, Oregon developed new
`
`standards for temperature, including numeric criteria for different life cycle stages of salmonid
`
`species that require different temperatures. For example, salmon and steelhead spawning is a
`
`more temperature-sensitive life cycle stage than rearing or migration, so water quality standards
`
`for spawning are typically set at cooler temperatures than water quality standards for rearing or
`
`migration.
`
`46.
`
`Oregon completed the revision of its water quality standards and sent them to
`
`EPA for approval on July 26, 1996. Among the numeric criteria was a 20℃ (68℉) criterion for
`
`salmonid rearing and migration in the Lower Willamette River. On July 7, 1999, NMFS
`
`COMPLAINT
`
`
`
`Page 14 of 28
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 16 of 29
`
`completed a biological opinion that concluded the standards were likely to adversely affect
`
`salmonids but, despite its concerns, it also concluded that the standards would not jeopardize the
`
`species based on certain promises made by Oregon. On July 22, 1999, EPA disapproved this
`
`20℃ criterion, but when the state failed to take action within 90 days of EPA’s disapproval, as
`
`required by CWA section 303(c)(3), EPA took no action itself. 33 U.S.C. § 1313(c)(3).
`
`47.
`
`After three years, in April of 2001, NWEA sued EPA for failing to promptly
`
`promulgate the replacement temperature criterion for salmonid rearing and migration in the
`
`Lower Willamette River. The district court concluded that EPA was under a nondiscretionary
`
`duty to act and that it had failed to act “promptly” as required by the statute. Nw. Envtl.
`
`Advocates v. United States EPA (NWEA I), 268 F. Supp. 2d 1255, 1261 (D. Or. 2003).
`
`48.
`
`In its 1996 temperature standards, Oregon also included a 17.8℃ (64℉) criterion
`
`for salmon rearing but it did not indicate where and when this criterion applied. Both EPA and
`
`NMFS expressed concern about this missing information. The court in NWEA I held that EPA’s
`
`approval of the temperature criteria without the missing information was arbitrary and
`
`capricious. Id. at 1267–68. The court also held that the no-jeopardy biological opinion by NMFS
`
`was arbitrary and capricious because it relied on state commitments that NMFS failed to
`
`demonstrate were likely to occur. Id. at 1273.
`
`49.
`
`The court then ordered EPA to rescind portions of its 1999 approval of Oregon’s
`
`temperature standards and promulgate replacement standards or approve new Oregon standards
`
`by March 2, 2004. Id. at 1268.
`
`50.
`
`During the pendency of NWEA I, EPA Region 10 undertook to develop its
`
`Regional Temperature Guidance. The Guidance recommended numeric criteria and various
`
`narrative provisions to protect salmonids. See Regional Temperature Guidance at 25 (tables 3, 4).
`
`COMPLAINT
`
`
`
`Page 15 of 28
`
`
`
`Case 3:21-cv-01591-JR Document 1 Filed 11/02/21 Page 17 of 29
`
`Among the recommended criteria is a 20℃ criterion for salmonid migration that specifies the
`
`need to include a narrative criterion to accompany the numeric one. That recommendation was
`
`for states to include “a provision to protect and, where feasible, restore the natural thermal
`
`regime.” Id. at 25. EPA explained the reason for this additional provision was that “rivers with
`
`significant hydrologic alterations (e.g., rivers with dams and reservoirs, water withdrawals,
`
`and/or significant river channelization) may experience a loss of temperature diversity in the
`
`river, such that maximum temperatures occur for an extended period of time and there is little
`
`cold water refugia available for fish to escape maximum temperatures.” Id. at 29.
`
`51. With specific reference to the Columbia and Snake Rivers, the Regional
`
`Temperature Guidance stated:
`
`Although some altered rivers, such as the Columbia and Snake, experience similar
`summer maximum temperatures today as they did h