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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`PHARMACOSMOS A/S,
`Petitioner,
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`v.
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`LUITPOLD PHARMACEUTICALS, INC.,
`Patent Owner.
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`IPR2015-01493; Patent 8,431,549 B2
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`PETITIONER’S OPPOSITION
`TO PATENT OWNER’S MOTION TO AMEND
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`TABLE OF CONTENTS
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`I.
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`INTRODUCTION ............................................................................................. 1
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`II. BACKGROUND ............................................................................................... 2
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`III. ARGUMENT ..................................................................................................... 2
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`A. The Substitute Claims Are Indefinite ............................................................... 2
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`1.
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`2.
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`3.
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`“Substantially Non-Immunogenic Carbohydrate” ..................................... 3
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`“Polyisomaltose” ........................................................................................ 5
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`“Substantially No Cross-Reactivity With Anti-Dextran Antibodies” ....... 8
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`B. The Amended Claims Are Not Enabled or Adequately Described .................... 9
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`1. The Recited Species Of Iron Carbohydrate ............................................... 9
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`2. Any Subject/Any Route ........................................................................... 13
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`C. The Amended Claims Lack Novelty Over Groman ......................................... 15
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`D. Substitute Claim 31 Is Obvious Over Groman ................................................. 18
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`E. Patent Owner Has Not Distinguished Restless Legs Syndrome Art ................ 18
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`F. Patent Owner Has Not Distinguished Dextran-Related Art ............................. 21
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`IV. CONCLUSION ................................................................................................ 24
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`EXHIBITS RELIED UPON
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`Exhibit No.
`1001
`1003
`1005
`1006
`1011
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`1013
`1014
`1019
`1020
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`1022
`1026
`1028
`1035
`1037
`1038
`1045
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`Description
`United States (U.S.) Patent No. 8,431,549 (“the ‘549 patent”)
`U.S. Patent Appln. Publication No. 2003/0232084 (“Groman”)
`Marchasin, 1964, Blood 23:354-358 (“Marchasin”)
`Prosecution history of the ‘549 patent
`Declaration Under 37 C.F.R. 1.132 of Richard Lawrence (“the
`Lawrence Declaration”)
`Spinowitz et al., 2005, Kidney Int’l. 68:1801-1807 (“Spinowitz”)
`Declaration of Robert Linhardt
`F.D.A. Orange Book Listing for Injectafer® injection
`F.D.A. Advisory Committee Briefing Document on NDS-22-054
`for Injectafer®, February 1, 2008
`Patent Term Extension Application for the ‘109 patent
`Jahn et al. 2011, Eur. J. Pharma and Biopharma 78:480-91 (“Jahn”)
`European Pharmacopeia for Dextran 1 (2005)
`Neiser, 24 March 2015, Biometals 1-21 (“Neiser 2015”)
`United States Pharmacopeia for Dextran 1 (USP 28:2005)
`Product documentation for Dextran T1
`Neiser et al., 2011, Port. J. Nephrol. Hypert. 25(3):219-224
`(“Neiser”)
`Dr. Adriana Manzi Deposition Transcript
`1054
`1055 Wang et al., JAMA. 314(19):2062-2068 (2015) (“Wang”)
`1056 Wang et al., JAMA. 314(19):2062-2068 (2015), Supplementary
`Content (“Wang Supplementary Content”)
`Charles River monograph for C57BL/6 mice
`1060
`1061 Webpage for the San Diego zoo
`1062
`Egeli et al., 1999, Res. Vet. Sci. 66(3):179-184
`1063
`Document regarding Imferon®’s Recall
`1065
`Prosecution history of the U.S. Application No. 14/683,415
`1067
`Geisser et al. Drug. Red. 41(1):32-37 (1991) (“Geisser 1991”)
`1068
`Anaemex® Certificate of Analysis
`1069
`Presentation from the Galenica Group
`2012
`Fishbane, Am. J. Kidney Dis. 41(5 Suppl):18-26 (2003)
`(“Fishbane”)
`U.S. Patent No. 6,960,571 (“the ‘571 patent”)
`2039
`Declaration of Dr. Adriana Manzi
`2080
`2081 Walters et al. Nephrol. Dial. Transplant 20:1438–1442 (2005)
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`2123
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`(“Walters”)
`Dextran and Related Polysaccharides from Sigma-Aldrich (used in
`Linhardt deposition Ex. 2023)
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`I.
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`INTRODUCTION
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`Patent Owner has failed to meet its burden of proving that its proposed
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`substitute claims are patentable. Importantly, Patent Owner has not followed the
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`Board’s directive to establish, under controlling precedent, how the substitute
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`claims find support and why such claims are patentable over the prior art. Instead,
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`Patent Owner has chosen to propose overbroad and fatally indefinite claims which
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`are neither enabled nor adequately described.
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`Regarding patentability over the prior art, certain proposed substitute claims
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`are anticipated or rendered obvious by Groman (Ex. 1003). Patent Owner has
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`failed to explain - or even consider in its Motion - why the substitute claims would
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`not be anticipated by Groman for the reasons set forth in Ground 4 of the Petition.
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`In addition, the proposed claims are unpatentable over prior art relating to Restless
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`Legs Syndrome and/or iron dextran which Patent Owner identified in its Motion
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`but failed to distinguish.
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`But even if they could be considered free of prior art (and they cannot), the
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`substitute claims trample upon the exacting requirements of 35 U.S.C. § 112. The
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`proposed claims use indefinite language and would encompass any species (so
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`there is no frame of reference for “high dose”), any route, and employ agents
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`disparaged as prior art by the specification, without any guidance how to improve
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`upon them.
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`Accordingly, no amendment or substitution of the claims should be allowed.
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`II. BACKGROUND
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`Patent Owner has filed a Motion
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`to Amend (“Motion”), seeking
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`conditionally to amend claims challenged in this IPR such that if claims fall under
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`Ground 2 or 3 of the Petition, they would be replaced by one or more of proposed
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`substitute claims 24-33. The Board granted permission to file such Motion in an
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`Order dated March 11, 2016 (Paper 22, “Order”). In the Order, the Board
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`reminded Patent Owner that it “has the burden of proof to establish that it is
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`entitled to the requested relief.” Order, 2, citing 37 C.F.R. § 42.20(c). The Board
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`further explained that Patent Owner “is required to explain why the claims are
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`patentable over the prior art of record” (citing Microsoft Corp. v. Proxycom, Inc.,
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`789 F.3d 1292, 1307-1308 (Fed. Cir. 2015)) and directed Patent Owner “that it
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`should point to where written description support occurs in the originally filed
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`disclosure for any proposed substitute claim as a whole” (emphasis in original) and
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`“must point out and discuss how the proposed substitute claims are supported by
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`the originally filed disclosure in the body of the motion.” Order, 2, 4.
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`Patent Owner’s Motion should be denied.
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`III. ARGUMENT
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`For the reasons explained below, the substitute claims, amended as proposed
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`by Patent Owner, are not patentable.
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`A. The Substitute Claims Are Indefinite
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`According to 35 U.S.C. §112, second paragraph (pre-America Invents Act),
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`“[t]he specification shall conclude with one or more claims particularly pointing
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`out and distinctly claiming the subject matter which the applicant regards as his
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`invention.” The substitute claims do not comply with this requirement.
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`1.
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`“Substantially Non-Immunogenic Carbohydrate”
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`The specification provides no clear boundaries for the meaning of
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`“substantially non-immunogenic carbohydrate component.” In order to compare
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`the claims with the prior art, it has been necessary, in this IPR, for Petitioner to
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`construe this term. Petitioner has posited, and the Board has preliminarily agreed
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`that the term only requires an assessment of the immunogenicity of the
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`carbohydrate component. Petition, 20; Decision, 6-7. The Board further remarked
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`that the specification highlights the relationship between anaphylactoid reactions
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`and antibodies toward the dextran moiety and, therefore, suggests “obtaining a
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`carbohydrate component that can overcome these deficiencies associated with a
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`dextran moiety,” so
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`that a “substantially non-immunogenic carbohydrate
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`component” would be a carbohydrate component resulting in a “low risk of
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`anaphylactoid/hypersensitivity reactions,” implicitly less than prior art dextran.
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`Decision, 6-7.
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`In its Response to the Petition, Patent Owner has pointed out that it is not
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`clear what “low risk” means and has argued that a POSITA would understand that
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`a “low risk” of adverse events would be less than 0.6/0.7%. Response, 6. On the
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`first point, Petitioner agrees that the definition of “low risk” is unclear, but that
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`lack of clarity stems from the deficient specification of the ‘549 patent. As to the
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`second point that an arbitrary threshold should be set, Petitioner disagrees and
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`finds Patent Owner’s conclusion to be improperly based on adverse events caused
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`by the complex as a whole and, in any case, unsupported by the specification.
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`Patent Owner improperly looks outside the specification to arrive at this arbitrary
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`numerical value, consulting one reference cited in the specification (Fishbane, Ex.
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`2012) and another which is not (Walters, Ex. 2081). That Patent Owner should
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`need to look so far to find support illustrates the deficiency in the specification.
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`Patent Owner’s expert, Dr. Manzi, confirmed that the specification does not define
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`“substantially non-immunogenic” and “does not provide the value of the
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`percentage of drug-related adverse events that occur upon administration of the
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`carbohydrate component of any of the iron carbohydrate complexes” disclosed.
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`Ex. 1054, 51:8-21, 63:13-18.
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`Moreover, Patent Owner’s proposed claims run afoul of its own intrinsic
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`record. While the ‘549 Patent is silent on defining low risk, it highlights risk
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`associated with dextran. Ignoring its own embattlement of dextran, Patent Owner
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`inappropriately proposes claims encompassing iron polyisomaltose without
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`excluding the possibility of reactivity with anti-dextran antibodies. Note that, with
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`regard to the iron carbohydrate complex as a whole, requiring “substantially no
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`cross-reactivity with anti-dextran antibodies” is reserved for dependent claim 2.
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`By claim differentiation, complexes according to claim 1 can have substantial
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`cross-reactivity with anti-dextran antibodies. This muddies the unclear boundaries
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`of “substantially non-immunogenic carbohydrate” even further.
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`Because
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`the metes and bounds of “substantially non-immunogenic
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`carbohydrate component” are indefinite, all claims encompassing this term are
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`indefinite and invalid under 35 U.S.C. § 112 and should be cancelled or refused,
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`including claims 1-5, 9, 12-16, and 19, currently challenged in this proceeding, as
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`well as Patent Owner’s proposed substitute claims 24-33. Petitioner further
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`requests that claims not hitherto challenged in this IPR but which encompass or
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`recite “substantially non-immunogenic carbohydrate component,” namely issued
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`claims 6-8, 10, 11, 17, 18, and 20-23, be declared indefinite and invalid and be
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`cancelled.
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`2.
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`“Polyisomaltose”
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`After demonizing dextran in its background section, the ‘549 patent
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`specification shamelessly lists “iron polyisomaltose (iron dextran)” among
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`complexes useful according to the invention.1 Petition, 15, citing Ex. 1001, 10:43-
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`1 Of note, the specification of a continuation application of the ‘549 patent, U.S.
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`Patent Application No. 14/683,415, has been altered to remove the language “(iron
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`54. Based on this recitation, and certain usage in the art, Petitioner argued that
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`“the terms ‘polyisomaltose’ and ‘dextran’ should be construed to both refer to
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`large or small, branched, or unbranched polymers of glucose, provided that they
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`are linked primarily by α-1-6 glycosidic linkages.” Petition, 16. This Board
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`stated, in reference to a relative of the ‘549 patent, that negative statements in the
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`specification regarding early iron dextran products would implicitly exempt those
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`products from the scope of “iron polyisomaltose complex.” Decision (Paper 11),
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`Case IPR2015-01495, January 8, 2016, 14 and 12.
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`While the position of the Board is well taken, assuming there is some
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`threshold between a purportedly dangerous dextran and allegedly safe
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`polyisomaltose, the specification provides no guidance where it lies, and “there are
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`commonly cited examples [in the art] where highly processed, essentially purely
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`linear molecules of low molecular weight are referred to, in standard terminology,
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`as ‘dextran,’” two examples being the low molecular weight, essentially purely
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`linear pharmaceutical compound Dextran 1 and its technical grade counterpart,
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`Dextran T1. See Petition, 21. Dextran 1 and Dextran T1 are essentially purely
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`linear glucose polymers having average molecular weights of 1000 Da and almost
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`exclusively α-1-6 linkages. Ex. 1014, ¶¶10-11; Ex. 1028; Ex. 1037; Ex. 1038.
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`dextran),” without alerting the USPTO that an amendment has been made. Ex.
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`1065.
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`Dextran 1 is well known in the art, having been used as prophylaxis against
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`anaphylactic reactions to higher molecular weight dextran decades ago and still
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`referenced to the present day. Petition, 10-11; Ex. 1014, ¶14; Ex. 1011, ¶5. See
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`also Ex. 2123, cited by Patent Owner, 1, 3.
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`Any differentiation by Patent Owner between polyisomaltose and dextran
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`was made without support in the specification, which makes no reference to
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`linearity, branching, molecular weight, or degree of immunogenicity. Petition, 15-
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`17. Usage of these terms in the art varies, so that without guidance, a clear
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`boundary between polyisomaltose and dextran cannot be drawn. Id. In its Motion,
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`Patent Owner states that “dextran refers to a branched molecule” and has made no
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`response to Petitioner’s Ground 4 which points out that Dextran T1, used by
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`Groman, is an essentially purely linear molecule (meaning that virtually all
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`molecules in a commercial preparation of Dextran T1 are linear). Motion, 4. See
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`also Ex. 1014, ¶11. Dr. Manzi states that Groman does not disclose that the
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`technical grade dextrans used in the iron carbohydrate complexes are “processed to
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`remove branching.” Ex. 2080, ¶77. However, as indicated by Petitioner’s expert,
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`Dr. Linhardt, when native dextran is treated to prepare low molecular weight
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`dextrans, “debranching occurs preferentially, leaving behind an increasingly linear
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`molecule,” indicating that her statement has no merit. Ex. 1014, ¶10. Linearity is
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`not referenced
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`in
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`the specification as a discriminating factor between
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`polyisomaltose and dextran, and Patent Owner has failed to show that it was a
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`guidepost used in the art.
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`Furthermore, as “hydrogenated dextran”
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`is
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`listed separately
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`in
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`the
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`specification, was surrendered during prosecution, and precise usage of
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`“polyisomaltose” would not include a hydrogenated (i.e., reduced) polyisomaltose
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`(properly termed “polyisomaltoside”), the term “polyisomaltose” should not
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`include hydrogenated/reduced polyisomaltose. Petition, 16-17. Yet, Patent
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`Owner, in the prosecution history, states otherwise. Id.
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`Because the metes and bounds of “polyisomaltose” are indefinite, all claims
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`encompassing polyisomaltose are indefinite and invalid under 35 U.S.C. § 112 and
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`should be cancelled or refused, including claims 1-5, 9, 14-16, and 19, currently
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`challenged in this proceeding, as well as Patent Owner’s proposed substitute
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`claims 24-33. Petitioner further requests that claims not hitherto challenged in this
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`IPR but which encompass or recite “polyisomaltose,” namely issued claims 6-8,
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`10, 11, 17, 18, and 21, be declared indefinite and invalid and be cancelled.
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`3.
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`“Substantially No Cross-Reactivity With Anti-Dextran
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`Antibodies”
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`Similarly, no guidance is provided as to what constitutes “substantially no
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`cross-reactivity with anti-dextran antibodies.” While complexes between iron and
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`carbohydrates other than dextran may be reasonably considered to meet this
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`limitation, because claim 2 and substitute claim 25 use the term “substantially”
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`without further guidance, it is impossible to determine how much cross-reactivity
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`would be permitted. Patent Owner could have used a more definite term, such as
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`“essentially no cross-reactivity,” but chose not to.
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`Because the meets and bounds of “substantially no cross-reactivity with anti-
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`dextran antibodies” are unclear, claim 2 and substitute claim 25 are indefinite and
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`invalid under 35 U.S.C. § 112 and should be cancelled or refused.
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`B.
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`The Amended Claims Are Not Enabled or Adequately Described
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`According to 35 U.S.C. § 112, first paragraph (pre-America Invents Act),
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`“[t]he specification shall contain a written description of the invention, and of the
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`manner and process of making and using it, in such full, clear, concise, and exact
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`terms as to enable any person skilled in the art to which it pertains, or with which it
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`is most nearly connected, to make and use the same, and shall set forth the best
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`mode contemplated by the inventor of carrying out his invention.” The substitute
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`claims do not meet this standard.
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`The Recited Species Of Iron Carbohydrate
`1.
`Polyisomaltose is the species Patent Owner initially elected to pursue2
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`during the prosecution of the application that became the ‘549 patent. Ex. 1006,
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`129. Claims covering polyisomaltose were subsequently rejected as lacking
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`2 In response to a restriction requirement, which was later removed.
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`enablement, the Examiner questioning how polyisomaltose could be substantially
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`non-immunogenic and substantially unreactive with anti-dextran antibodies. Id.,
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`103-106. Patent Owner responded with the Lawrence Declaration citing Monofer®
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`as an example of an iron complex containing non-immunogenic polyisomaltose.
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`Yet the specification neither enables nor describes Monofer®, which is iron
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`complexed with “a pure linear chemical structure of repeating α1-6 linked glucose
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`units with an average size of 5.2 glucose units and an average molecular weight of
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`1000 Da,” and has been referred to as “dextran 1-based” and “a reduced Dextran
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`1000.”3 Ex. 1011, ¶4; Ex. 1026, 2; Ex. 1045, Abstract; Ex. 1035, Abstract.
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`Monofer® is a parenteral iron carbohydrate complex preparation developed by
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`Petitioner4 (Petition, 9); nowhere does the specification provide guidance to a
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`POSITA to prepare and use an iron complex with Monofer®’s characteristics,
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`including not only its carbohydrate component but also the iron carbohydrate
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`complex as a whole. Yet according to the Lawrence Declaration, Patent Owner
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`3 Dextran 1000 is dextran having a molecular weight of 1000, i.e., Dextran 1. Ex.
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`2123. See also Ex. 1028; Ex. 1037; Ex. 1038.
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`4 Monofer® is the trade name for iron isomaltoside 1000, which reflects its low
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`molecular weight carbohydrate component and that the carbohydrate is reduced. In
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`his Declaration, Dr. Linhardt characterizes Monofer® as a “reduced (i.e.,
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`hydrogenated) oligoisomaltose” or “oligoisomaltoside.” Ex. 1014, ¶13.
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`should benefit from the “[p]hysiochemical properties” of Monofer®. Ex. 1011, ¶4.
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`Nor does the specification describe how other types of polyisomaltose could be
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`incorporated into complexes with iron and used in methods of treatment at the
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`recited single unit doses.
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`The Examiner, in Reasons for Allowance, relied on the Lawrence
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`Declaration and its mention of prior use of “isomaltose oligomers” to block
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`anaphylaxis as evidence of enablement of polyisomaltose in the claims. Ex. 1006,
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`24. Petitioner respectfully disagrees with this conclusion because prior use of
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`these uncomplexed molecules
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`(whether
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`termed
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`isomaltose oligomers,
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`polyisomaltose or Dextran 1), combined with the (lack of) teaching of the
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`specification, does not enable incorporating the reduced (i.e., hydrogenated)
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`polyisomaltose/Dextran 1 into iron complexes or using those complexes toward
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`effectively treating patients. The claims pertain not to the compositions
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`themselves, but to methods of treatment, making the lack of disclosure even more
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`glaring.
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`Likewise, the proposed substitute claims seek to cover use of iron mannitol,
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`iron gluconate, and iron sorbitol, all compounds known in the art. If these
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`compounds, and iron polyisomaltose, were not previously administered at higher
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`single unit dosages according to the claims - at least about 0.6 grams (claim
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`1/substitute claim 24), at least about 1.0 grams (claim 7), at least about 1.5 grams
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`(claim 8), and greater than 1.0 grams (claim 19/substitute claim 32) - what has
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`changed that now they can be administered this way? The specification offers no
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`explanation of what needs to be done to make these compounds safe at higher
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`single unit dosages. Petition, 7. To the contrary, the only shred of guidance
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`provided in the specification relates to the subject of its sole working example, the
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`iron carboxymaltose VIT-45, which, itself inadequately described, is not
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`encompassed by the ‘549 patent claims. To use any of these other, claimed iron
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`carbohydrate species, a POSITA would need to perform undue experimentation in
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`an unpredictable art. In re Wands, 858 F.2d 731 (Fed. Cir. 1988).
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`Furthermore, there is no written description of embodiments utilizing iron
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`complexed with particular species of polyisomaltose, mannitol, gluconate, and/or
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`sorbitol that are exemplary of what the specification intends to be “substantially
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`non-immunogenic.” There is no evidence that, on the effective filing date of the
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`‘549 patent, Patent Owner was in possession of such subject matter. To the
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`contrary, during prosecution of the ‘549 patent, when pressed for an example of a
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`substantially non-immunogenic polyisomaltose, Patent Owner offered nothing
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`from its own patent specification but rather looked to Monofer®, which was not
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`commercially approved until 3 years after the effective filing date of the ‘549
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`patent and, thus, presumably inaccessible to a POSITA on the critical date.
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`Petition, 9.
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`Accordingly, claims encompassing methods of using iron polyisomaltose,
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`iron mannitol, iron gluconate, and iron sorbitol fail to meet the enablement and
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`written description requirements of 35 U.S.C. § 112 and should be cancelled or
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`refused, including claims 1-5, 9, 14-16, and 19, currently challenged in this
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`proceeding, as well as Patent Owner’s proposed substitute claims 24-33. Petitioner
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`further requests that claims not challenged in this IPR proceeding but which
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`encompass use of these iron complexes, namely issued claims 6-8, 10, 11, 17, 18,
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`and 20-23 be declared unenabled, lacking written description, and invalid, and be
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`cancelled.
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`2.
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`Any Subject/Any Route
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`Although the working example of the ‘549 patent and all the prior art cited
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`in this IPR relates to parenteral use of iron, it is notable that only claims 15 and 16
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`are limited to parenteral usage. It follows that the remaining claims encompass
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`administration by other routes.5 Patent Owner has failed to explain how any of the
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`compounds used in the other claims could be used via any means of administration
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`whatsoever.
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`Further, none of the claims specify the species of subject being treated,
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`5 “Any route of delivery of the single unit dose of iron carbohydrate complex is
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`acceptable so long as iron from the iron complex is released such that symptoms
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`are treated.” Ex. 1001, 6:48-50.
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`13
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`literally encompassing mouse to elephant.
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` Petition, 13.
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` Logically, the
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`consequences to a mouse and to an elephant of receiving at least 0.6 grams of iron
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`as a single unit dose would be very different. The laboratory strain of mouse,
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`C57BL/6 weights between 20 and 30 grams. Ex. 1060, 4. According to the
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`website of the San Diego zoo, elephants weigh between 6,000 and 15,000 pounds,
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`where one pound equals about 453 grams. Ex. 1061, 2. Administering 0.6 grams
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`of iron to each of these animals would be expected to have very different
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`consequences. That the claims can reach non-human species is relevant, as
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`parenteral iron carbohydrate complex supplementation is used in veterinary
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`medicine.6
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`Based on the working examples and prior art, the dosages recited in the
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`claims would have relevance to human subjects but relevance to non-human
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`subjects is not explored in the specification and there is no direction provided
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`regarding how to use the disclosed methods in non-human subjects. As none of the
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`claims are limited to human subjects, all of the claims are unpatentable for lack of
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`enablement and lack of written description. Claims 1-5, 9, 12-16, and 19 and
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`proposed substitute claims 24-33, currently challenged in this IPR proceeding, are
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`therefore invalid for lack of enablement and lack of written description under 35
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`6 Egeli et al., 1999, Res. Vet. Sci. 66(3):179-184 discloses administering 180 mg
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`elemental iron as iron dextran subcutaneously to day-old piglets. Ex. 1062, 2.
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`14
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`U.S.C. § 112 and should be cancelled or refused. Petitioner further requests that
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`remaining issued claims 6-8, 10, 17, 18, and 20-23 be deemed unenabled and
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`invalid and be cancelled.
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`C.
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`The Amended Claims Lack Novelty Over Groman
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`Groman’s teaching of a low molecular weight (1000 Da) essentially purely
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`linear reduced (i.e., hydrogenated) polyisomaltose, complexed with iron, in
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`methods of treatment is the basis for Ground 4 of Petitioner’s original challenge.
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`Groman anticipates the claims currently challenged in this IPR proceeding, namely
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`claims 1 and 14, as well as proposed substitute claims 24-28, 30, and 33.
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`Patent Owner has completely ignored Ground 4 in its Response and Motion
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`to Amend, despite the fact that claim 14, which invokes base claim 1, has been
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`declared part of this IPR proceeding. In Ground 4, Petitioner has explained why,
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`according to Patent Owner’s own words, Groman’s teaching of reduced Dextran
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`T1 would anticipate claims 14 (and claim 1).
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`Rather than addressing Ground 4, Patent Owner has purported to distinguish
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`the substitute claims by the unelaborated statement “Groman … relates to … a
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`hydrogenated dextran.”7 Motion, 16. Elsewhere, Patent Owner also states that
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`7 During the prosecution of the ‘549 patent, the Examiner required hydrogenated
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`(i.e., reduced) dextran to be stricken from the claims to secure allowance. Petition,
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`“dextran refers to a branched molecule whereas polyisomaltose refers to a linear
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`molecule.” Motion, 4. But Patent Owner has failed to show how its artificial (and
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`unsupported) distinction does not apply to the molecules well known as Dextran 1
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`and Dextran T1. Further, Patent Owner fails to respond to Petitioner’s argument
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`that Groman uses a (reduced) carbohydrate, which despite being essentially linear,
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`is called Dextran (Dextran T1) and would fall within the definition of “one
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`example of a polyisomaltose” called out in the Lawrence Declaration. Ex. 1014,
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`¶¶10, 11, 16-17. By ignoring to resolve this contradiction, Patent Owner has not
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`made a prima facie case for the relief requested and fails to meet its burden to
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`demonstrate the patentability of the claims over the prior art, and particularly art
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`cited in this IPR proceeding against the claims proposed to be amended. As such,
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`the proposed amended claims should not be allowed. Idle Free Systems, Inc. v.
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`Bergstrom, Inc., IPR2012-0027) Decision (Paper 26; June 11, 2013), 37-38.
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`To summarize Ground 4’s challenge to the claims, the iron carbohydrate
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`complexes taught by Groman include a carbohydrate that is a reduced Dextran T1,
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`which has not been further functionalized to include a carboxymethyl group, e.g.,
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`Ex. 1003, Example 28 (¶¶[0230], [0231]).
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`Further, Groman discloses that its iron carbohydrate complexes are
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`12. It follows that Patent Owner expressly surrendered all hydrogenated/reduced
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`dextrans from the scope of the claims. Petition, 16-17.
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`16
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`“immunosilent” and associated with low risk of anaphylaxis (see, for example, Ex.
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`1003, ¶[0324] and Table 15) and may be administered as a treatment for anemia as
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`a single dose of up to 600 mg elemental iron. Id., ¶¶[0004], [0009], [0016],
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`[0082], [0104]. Groman, therefore, discloses all the limitations of claim 1 and
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`substitute claim 24, claim 3 and substitute claim 26 (treating anemia), claim 4 and
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`substitute claim 27 (treating iron deficiency anemia), and claim 5 and substitute
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`claim 28 (treating anemia of chronic disease). See also Ex. 1014, ¶18.
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`Claim 14 and substitute claim 33 depend from claims 1 and 24, respectively,
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`and further require that the iron carbohydrate complex has a mean particle size no
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`greater than 35 nm or has a mean iron core size that is at least 1 nm but no greater
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`than about 9 nm. As shown in Table 8 of Groman, iron carbohydrate complexes
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`generated with reduced Dextran T1 have a mean volume diameter (MVD) of 18
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`nm, which is less than 35 nm. Ex. 1003, ¶¶[0230-231], Table 8; Ex. 1014, ¶24.
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`MVD as disclosed in Groman is equivalent to the “mean size of a particle” or
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`“mean diameter particle size” as disclosed in the ‘549 patent. Ex. 1001, 11:27, Ex.
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`1014, ¶24.
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`Further, Groman discloses parenteral administration of its compositions,
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`and, therefore, would anticipate claim 15 and its substitute claim 30. Ex. 1003,
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`¶[0004].
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`For all the foregoing reasons, Groman anticipates at least claims 1 and 14
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`pursuant to Ground 4, and also proposed substitute claims 24, 26, 27, 28, 30, and
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`33. Accordingly, these claims are invalid under 35 U.S.C. §102(b) and should be
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`cancelled or refused. Petitioner further requests that claims not hitherto challenged
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`in this IPR proceeding but which otherwise are anticipated by Groman, including
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`claim 21, dependent on claim 1 and directed to the species polyisomaltose, be
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`declared anticipated by Groman and be cancelled.
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`D.
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`Substitute Claim 31 Is Obvious Over Groman
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`Proposed substitute claim 31 recites 500 mg of elemental iron in less than
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`about 10 ml of diluent. Groman teaches about 50 to about 600 mg of elemental
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`iron administered in a single dose, and a volume of between about 1 and about 15
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`ml, with concentration dependent on body weight. Ex. 1003, ¶[0016]. Groman
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`also teaches parenteral administration. Id., ¶[0004]. Body weight not being a
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`component of the instant claims, this disclosure would render obvious the
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`parenteral administration of 500 mg elemental iron in less than 10 ml diluent
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`according to substitute claim 31. Accordingly, substitute claim 31 is obvious over
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`Groman pursuant to 35 U.S.C. §103 and should be held invalid and refused.
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`E.
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`Patent Owner Has Not Distinguished Restless Legs Syndrome Art
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`In its Motion, Patent Owner identifies United States Patent No. 6,960,571
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`(Ex. 2039; “the ‘571 patent”) but purports to distinguish it from the substitute
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`claims, pointing out that Restless Legs Syndrome (“RLS”) has been carved out in