`Tel: 571-272-7822
`
`Paper 10
`Entered: November 15, 2016
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________
`
`DEPARTMENT OF JUSTICE,
`Petitioner,
`
`v.
`
`DISCOVERY PATENTS, LLC,
`Patent Owner.
`_____________
`
`Case IPR2016-01039
`Patent 6,778,085 B2
`_____________
`
`
`
`Before BART A. GERSTENBLITH, MATTHEW R. CLEMENTS, and
`PETER P. CHEN, Administrative Patent Judges.
`
`GERSTENBLITH, Administrative Patent Judge.
`
`
`DECISION
`Denying Institution of Inter Partes Review
`37 C.F.R. § 42.108
`
`
`
`
`
`
`
`
`
`I.
`
`INTRODUCTION
`
`Background
`A.
`The United States Department of Justice (“Petitioner”) filed a Petition
`(Paper 1, “Pet.”) requesting institution of inter partes review of claims 38–
`55 of U.S. Patent No. 6,778,085 B2 (Ex. 1002, “the ’085 patent”).
`Discovery Patents, LLC (“Patent Owner”) filed a Preliminary Response
`(Paper 6, “Prelim. Resp.”).
`Under 35 U.S.C. § 314(a), an inter partes review may be instituted
`only if “the information presented in the petition . . . and any [preliminary]
`response . . . shows that there is a reasonable likelihood that the petitioner
`would prevail with respect to at least 1 of the claims challenged in the
`petition.” See 37 C.F.R. § 42.108(c).
`For the reasons given below, on this record, Petitioner has not
`established a reasonable likelihood of prevailing with respect to at least one
`challenged claim of the ’085 patent. Accordingly, we deny the Petition and
`decline to institute an inter partes review of the ’085 patent.
`
`Related Proceedings
`B.
`The parties indicate that the ’085 patent is asserted in the United
`States Court of Federal Claims, in a case captioned 3rd Eye Surveillance,
`LLC v. United States, No. 15-cv-00501-CFL (filed May 15, 2015). Pet. 2;
`Paper 5, 2. The parties indicate that the following case would affect or be
`affected by a decision in this proceeding—3rd Eye Surveillance, LLC v. City
`of Fort Worth, Tex., No. 6-14-cv-00725 (E.D. Tex.). Pet. 2; Paper 5, 2.
`Additionally, Petitioner indicates that the following case would affect or be
`affected by a decision in this proceeding—3rd Eye Surveillance, LLC v.
`Vision Video Security, LLC, No. 6-14-cv-00161 (E.D. Tex.). Pet. 2.
`
`
`
`2
`
`
`
`Petitioner challenges several claims of the ’085 patent in
`IPR2016-01037 and IPR2016-01038. Additionally, Petitioner challenges
`claims of two other patents related to the ’085 patent in IPR2016-01035,
`IPR2016-01040, and IPR2016-01041. Pet. 2.
`
`Real Parties in Interest
`C.
`The Petition identifies “The United States as represented by the
`Department of Justice” as the sole real party in interest. Pet. 1. Patent
`Owner identifies “Discovery Patents, LLC” as the sole real party in interest,
`and identifies “3rd Eye Surveillance, LLC” as the exclusive licensee of the
`’085 patent. Paper 5, 2.
`Patent Owner contends that the Petition fails to identify all real parties
`in interest as required by 35 U.S.C. § 312(a)(2). Prelim. Resp. 32. In
`particular, Patent Owner asserts that “IndigoVision, LTD, Datawatch
`Systems, Inc., Tyco Integrated Security LLC, Diebold, Inc., Vidsys, Inc.,
`EFW Inc., Tactical Micro, Inc., and ICx Technologies, Inc.” (“the Third
`Parties”) are real parties in interest because each company has a contract
`with a government entity in which each company agreed to indemnify the
`government for, inter alia, liability for patent infringement. Id. at 33–39.
`In its Reply to Patent Owner’s Preliminary Response,1 Petitioner
`asserts that the Third Parties are not real parties in interest in this
`proceeding, and that Patent Owner has not shown that any of these
`companies exercises, or could have exercised, control over Petitioner’s
`participation in this proceeding, provided funding for this proceeding, or
`
`
`1 We authorized Petitioner to file a reply to Patent Owner’s Preliminary
`Response addressing solely the issue of real parties in interest, and we
`authorized Patent Owner to file a sur-reply in response thereto. Paper 7.
`
`
`
`3
`
`
`
`provided any direction of any kind pertaining to this proceeding. Paper 8, 3.
`Additionally, Petitioner cites several decisions by the Board in which the
`existence of an indemnification agreement, alone, was insufficient to
`establish that a third party was a real party in interest. Id. at 1–2 (citations
`omitted).
`In its Sur-Reply, Patent Owner contends that Petitioner fails to show
`that these additional companies are not real parties in interest and that “[a]t a
`general level, . . . [a real party in interest] is a party that desires review of the
`patent.” Paper 9, 1.
`A petition for inter partes review may be considered only if, inter
`alia, “the petition identifies all real parties in interest.” 35 U.S.C.
`§ 312(a)(2). The Office Patent Trial Practice Guide provides guidance
`regarding factors to consider in determining whether a party is a real party in
`interest. 77 Fed. Reg. 48,756, 48,759–60 (Aug. 14, 2012). Considerations
`may include whether a non-party “funds and directs and controls” an IPR
`petition or proceeding. Id. at 48,760. Additional relevant factors include:
`the non-party’s relationship with the petitioner; the non-party’s relationship
`to the petition itself, including the nature and/or degree of involvement in the
`filing; and the nature of the entity filing the petition. Id. Whether a party
`who is not a named participant in a given proceeding is a real party in
`interest to that proceeding “is a highly fact-dependent question.” Id. at
`48,759. There is no “bright line test.” Id. Courts invoke the term real party
`in interest to describe relationships and considerations sufficient to justify
`applying conventional principles of estoppel and preclusion. Id. A
`non-party’s participation with a petitioner may be overt or covert, and the
`evidence may be direct or circumstantial, but the evidence as a whole must
`show that the non-party possessed effective control over the petitioner
`
`
`
`4
`
`
`
`relating to the inter partes review. Zoll Lifecor Corp. v. Philips Elecs. N.
`Am. Corp., Case IPR2013-00609, slip op. at 10 (PTAB Mar. 20, 2014)
`(Paper 15).
`We have considered Patent Owner’s and Petitioner’s arguments and
`evidence, and we determine that Petitioner was not required to identify the
`Third Parties as real parties in interest because there is insufficient evidence
`that any of these companies exercised, or could exercise, control over
`Petitioner with respect to this proceeding. Patent Owner’s arguments
`regarding the motion practice before the Court of Federal Claims and
`notification of that action to the Third Parties (Prelim. Resp. 33–39) does not
`reflect otherwise. Although we acknowledge that the existence of the
`above-identified indemnification clauses supports Patent Owner’s argument,
`we are unaware of any inter partes review decision in which a real party in
`interest finding was based solely on evidence of an indemnification clause,
`and we decline to do so here.2
`
`The References
`D.
`Petitioner relies on the following references:
`U.S. Patent No. 6,970,183 B1, issued Nov. 29, 2005 (Ex. 1009,
`“Monroe ’183”);
`U.S. Patent No. 7,634,662 B2, issued Dec. 15, 2009 (Ex. 1013,
`“Monroe ’662”);
`
`
`2 During our conference call in which we authorized additional briefing by
`the parties on this issue, Patent Owner was unable to cite a Board decision in
`which an entity was found to be a real party in interest based solely on an
`indemnification clause. Paper 7, 4. Patent Owner’s Sur-Reply is similarly
`lacking in this regard. Paper 9.
`
`
`
`5
`
`
`
`U.S. Patent No. 7,015,806 B2, issued Mar. 21, 2006 (Ex. 1017,
`“Naidoo”);
`U.S. Patent No. 6,335,688 B1, issued Jan. 1, 2002 (Ex. 1023,
`“Sweatte”); and
`European Patent Application No. EP 0809123 A2, published Nov. 26,
`1997 (Ex. 1027, “Huguenin”).
`
`The Asserted Grounds of Unpatentability
`E.
`Petitioner challenges the patentability of claims 38–55 of the
`’085 patent on the following grounds:
`
`Reference(s)
`Monroe ’183
`Monroe ’183 and Huguenin
`Monroe ’183 and Sweatte
`Monroe ’662
`Naidoo
`
`Basis
`§ 102(e)
`§ 103(a)
`§ 103(a)
`§ 102(e)
`§ 102(e)
`
`Claim(s) challenged
`38, 39, 41–47, and
`50–55
`40
`48 and 49
`38, 48, and 49
`38, 39, and 54
`
`Petitioner supports its challenge with a Declaration by Dr. Clifford
`Reader, dated May 11, 2016 (Ex. 1007, “the Reader Declaration”).
`
`The ’085 Patent
`F.
`The ’085 patent is directed to “[a] security alarm system that provides
`secure, realtime video and/or other realtime imagery of a secured location to
`one or more emergency response agencies over a high-speed
`communications link, such as an Internet link.” Ex. 1002, Abstract.
`According to the ’085 patent, security alarm systems with video capability
`were known, but the video captured by such systems was “of limited value”
`because it was “not available to the appropriate emergency response agency or
`
`
`
`6
`
`
`
`agencies and their highly trained professional emergency response personnel.”
`Id. at 1:40–51.
`Figure 2 of the ’085 patent is reproduced below:
`
`
`Figure 2 of the ’085 patent “is a diagram illustrating a security alarm system
`in accordance with exemplary embodiments of the present invention.” Id. at
`2:58–60. Central monitoring station 201 is connected to a number of
`secured locations 203–207 via high-speed communications link 209. Id. at
`3:52–57. At each secured location 203–207, there is at least one video
`camera and one or more alarm sensors. Id. at 3:57–59. Central monitoring
`station 201 is also connected via a high-speed communications link to one or
`more emergency response agencies 211–215. Id. at 3:59–61. According to
`the ’085 patent, central monitoring station 201 may be associated with a
`private security service or a government agency, and the emergency
`response agencies may be local, state, or federal agencies. Id. at 3:61–65.
`
`
`
`7
`
`
`
`Illustrative Claim
`G.
`Claim 38, the sole independent claim challenged in this proceeding, is
`illustrative of the claimed subject matter and is reproduced below:
`38. A method of securing a location comprising the steps of:
`
`generating realtime imagery of a secured location;
`
`transmitting the realtime imagery to a security system
`central station over a network connection;
`
`processing the real-time imagery at the central station;
`
`transmitting the realtime imagery from the security system
`central station to an emergency response agency over a network
`connection;
`
`displaying the realtime imagery at the emergency response
`agency.
`Id. at 14:46–56.
`
`CLAIM CONSTRUCTION
`II.
`Although Petitioner and Patent Owner present proposed constructions
`for several claim terms, no terms require express construction for purposes
`of this Decision.
`
`A.
`
`III. ANALYSIS
`Preliminary Matters
`Arguments Not in Petition
`1.
` Patent Owner contends that arguments made only in Dr. Reader’s
`Declaration and not in the Petition should not be considered because they are
`improperly incorporated by reference. Prelim. Resp. 7, 9–12.
`To the extent an argument is raised solely in Dr. Reader’s Declaration
`and not also in the Petition, we have declined to consider it for purposes of
`this Decision.
`
`
`
`8
`
`
`
`Patent Owner also contends that the Petition “fails to sufficiently
`specify where each element of the claims is found in the applied references,
`and fails to include a detailed explanation of the significance of the
`quotations and citations from the applied references.” Id. at 7. Patent
`Owner asserts that the Petition is deficient because Petitioner relies only
`upon claim charts that recite the claim and provides quotes and citations to
`the prior art references, nothing more. Id. at 8.
`We disagree that reliance only upon claim charts containing the claim
`elements and quotations and citations from prior art references allegedly
`disclosing those elements is per se insufficient. Each case is fact specific.
`In some instances, quotes and citations to a reference are so clear that further
`explanation is unnecessary. In other instances, however, where it is not clear
`which elements of the claims are allegedly disclosed by a quotation or
`citation to a reference, the lack of additional explanation by a petitioner can
`be detrimental. Ultimately, a petition must “identif[y], in writing and with
`particularity . . . the evidence that supports the grounds for the challenge to
`each claim.” 35 U.S.C. § 312(a)(3); see 37 C.F.R. § 42.22(a)(2) (each
`petition must include “[a] full statement of the reasons for the relief
`requested, including a detailed explanation of the significance of the
`evidence including material facts, and the governing law, rules, and
`precedent”). But, we decline to impose a per se rule requiring argument in
`addition to claim charts.
`
`Constitutionality of Inter Partes Reviews
`2.
`Patent Owner asserts that this proceeding is unconstitutional because
`it “violate[s] Separation of Powers principles and the Seventh Amendment.”
`Prelim. Resp. 42.
`
`
`
`9
`
`
`
`We decline to consider Patent Owner’s constitutional challenge as,
`generally, “administrative agencies do not have jurisdiction to decide the
`constitutionality of congressional enactments.” See Riggin v. Office of
`Senate Fair Emp’t Practices, 61 F.3d 1563, 1569 (Fed. Cir. 1995); see also
`Harjo v. Pro-Football, Inc., 50 USPQ2d 1705, 1710 (TTAB 1999) (“[T]he
`Board has no authority . . . to declare provisions of the Trademark Act
`unconstitutional.”); Amanda Blackhorse, Marcus Briggs-Cloud, Philip
`Gover, Jillian Pappan and Courtney Tsotigh v. Pro-Football, Inc.,
`111 USPQ2d 1080 (TTAB 2014); but see Am. Express Co. v. Lunenfeld,
`Case CBM2014-00050, slip op. at 9–10 (PTAB May 22, 2015) (Paper 51)
`(“for the reasons articulated in Patlex [Corp. v. Mossinghoff, 758 F.2d 594
`(Fed. Cir. 1985)], we conclude that covered business method patent reviews,
`like reexamination proceedings, comply with the Seventh Amendment”).
`
`Level of Ordinary Skill in the Art
`B.
`With regard to the level of ordinary skill in the art, we determine that
`no express finding is necessary, on this record, and that the level of ordinary
`skill in the art is reflected by the prior art of record. See Okajima v.
`Bourdeau, 261 F.3d 1350, 1355 (Fed. Cir. 2001); In re GPAC Inc., 57 F.3d
`1573, 1579 (Fed. Cir. 1995); In re Oelrich, 579 F.2d 86, 91 (CCPA 1978).
`
`Anticipation by Monroe ’183
`C.
`Petitioner asserts that Monroe ’183 teaches each and every element of
`claims 38, 39, 41–47, and 50–55 of the ’085 patent. Pet. 21–37. The
`Petition includes a claim chart comprising figures, one of which is boxed in
`a red outline,3 and quoted material from Monroe ’183. Id.
`
`
`3 The only annotated figure in Petitioner’s claim chart is Monroe ’183’s
`Figure 35, which Petitioner applies to dependent claim 42. Pet. 27.
`
`
`
`10
`
`
`
`1. Monroe ’183
`Monroe ’183 relates generally to a multimedia surveillance system
`based on wireless data transmission, still image and/or step video, video
`streaming, audio, motion detection, event detection and/or physical
`condition detection using various network configurations. Ex. 1009, 1:8–14.
`Figure 4 of Monroe ’183 is reproduced below.
`
`
`Figure 4 depicts an exemplary embodiment using network 26 (or wide area
`network 36) between receiver 24 and the various other components, such as
`server 46 and one or multiple monitoring stations 28–28n. Id. at 18:12–15.
`“The server may be located virtually anywhere on the network.” Id. at
`18:15–16. Monroe ’183 states:
`
`Typically, the sensors will “sense” the presence of
`unauthorized activity and activate recording from the various
`audio and/or video equipment and will activate alarms. This will
`initiate the generation of a signal at each of the activated units.
`The generated signals will then be transmitted to the monitoring
`and recording equipment, as described, to permit both real-time
`surveillance and recordation of activity at the site. Motion
`detection may also be determined using video time/change
`techniques in the well-known manner.
`Id. at 29:36–44.
`
`
`
`11
`
`
`
`Discussion
`2.
`Claim 38 of the ’085 patent recites “generating realtime imagery of a
`secured location.” Ex. 1002, 14:48. Petitioner points to Monroe ’183’s
`disclosure that its system “provides a combination of megapixel digital
`camera capability with full motion video surveillance . . . with a network.”
`Pet. 21 (quoting Ex. 1009, 3:40–48). Petitioner points to Monroe ’183’s
`disclosure that centralized servers and monitoring stations have access to the
`surveillance data via the Internet as teaching the “transmitting the realtime
`imagery to a security system central station over a network connection” step
`of the claim. Id. at 22 (quoting Ex. 1009, 4:17–27). Petitioner points to
`Monroe ’183’s disclosure that a server “provides a centralized location for
`data collection, alarm detection and processing . . . and/or other specialized
`functions” as teaching the “processing the realtime imagery at the central
`station” step of the claim. Id. (quoting Ex. 1009, 4:65–5:7).
`Additionally, Petitioner points to Monroe ’183’s disclosure that “[t]he
`video stream can be routed to one or more monitor stations, one or more
`roving PDA monitor stations and can be ‘recorded’ on one or more serve[r]s
`in digital format” as teaching the “transmitting the realtime imagery from the
`security system central station to an emergency response agency over a
`network connection” step of the claim. Id. at 23 (quoting Ex. 1009, 15:53–
`62); see also id. at 24 (relying on Monroe ’183’s Figure 66). Further,
`Petitioner relies upon the same teaching in Monroe ’183 as disclosing the
`“displaying the realtime imagery at the emergency response agency” step of
`claim 38. Id. at 24 (quoting Ex. 1009, 15:53–62). Petitioner also relies upon
`Monroe ’183’s teaching regarding notifying and supplying a roving officer
`with “the type of event, the location and . . . images and/or maps and/or
`audio” and that its server can dispatch an alarm condition by sending a
`
`
`
`12
`
`
`
`graphic message to a wireless PDA, such as a message showing a map and
`collected images. Id. at 25 (citing Ex. 1009, 18:58–61, 30:11–29).
`Patent Owner raises several arguments in response, including that the
`embodiment shown in Monroe’s Figure 66, “is arranged so that the network
`communications system connects one or more pay telephones directly to 911
`resources, which is part of the emergency response system. In other words,
`in the Figure 66 embodiment, Monroe . . . does not disclose any type of
`security system central station.” Prelim. Resp. 20–21.
`“[T]o demonstrate anticipation, the proponent must show that the four
`corners of a single, prior art document describe every element of the claimed
`invention.” Net MoneyIn, Inc. v. VeriSign, Inc., 545 F.3d 1359, 1369
`(Fed. Cir. 2008) (quotation omitted). Additionally, the elements must be
`“arranged or combined in the same way as in the claim.” Id. at 1370.
`Petitioner’s challenge based on this ground is completely devoid of
`any explanation as to how we should understand its mapping of the figures
`of Monroe ’183 to the elements of claim 38. Petitioner’s claim chart fails to
`include any specific identification of which elements in either the quoted
`material or the figures allegedly correspond to the claim limitations. For
`“transmitting the realtime imagery to a security system central station over a
`network connection,” for example, Petitioner points to a block quote from
`Monroe ’183 describing “[c]entralized servers and monitoring stations,” but
`does not indicate which (the server or the station) it contends discloses the
`security system central station. Pet. 22. Petitioner proposes that we construe
`“security system central station” to mean “the facility associated with most
`security companies that monitors secured locations for their clients.” Id. at
`6. That suggests Petitioner meant to point to Monroe ’183’s monitor station
`as allegedly disclosing the claimed security system central station. But,
`
`
`
`13
`
`
`
`Petitioner’s mapping of Monroe ’183’s Figure 66 appears to rely upon
`monitor stations as teaching the “emergency response agency” element of
`the claim. See Pet. 23 (referring to “roving PDA monitor stations”).
`Alternatively, if Petitioner meant to point to Monroe ’183’s centralized
`server as teaching the recited security system central station, Petitioner fails
`to explain how the server is a “facility associated with most security
`companies that monitors secured locations for their clients” under
`Petitioner’s construction.
`If a claim chart, on its own, is not clear as to how the teachings of a
`reference map to the elements of a claim, as here, it is incumbent upon
`Petitioner to provide some type of explanation, in any form, indicating its
`position. See 35 U.S.C. § 312(a)(3) (“A petition . . . [must] identif[y], in
`writing and with particularity, . . . the evidence that supports the grounds for
`the challenge to each claim . . . .”); see also 37 C.F.R. § 42.22(a)(2) (each
`petition must include “[a] full statement of the reasons for the relief
`requested, including a detailed explanation of the significance of the
`evidence including material facts, and the governing law, rules, and
`precedent”). Here, the petition does not identify or explain, with any
`particularity, how the figures or quoted portions of Monroe ’183 teach these
`elements of the claim.4
`
`
`4 We recognize that Petitioner challenges similar claim language in other
`claims of the ’085 patent and in petitions challenging related patents. We
`make our determination herein based on the evidence and argument, or lack
`thereof, in the record before us in this proceeding. See 37 C.F.R.
`§ 42.6(a)(3) (prohibiting incorporation by reference of arguments from one
`document into another).
`
`
`
`14
`
`
`
`Accordingly, we determine that, based on the record before us,
`Petitioner has not shown a reasonable likelihood that it would prevail in
`establishing that Monroe ’183 anticipates claim 38 and claims 39, 41–47,
`and 50–55, which depend therefrom, of the ’085 patent.
`
`D. Obviousness Grounds Based on Monroe ’183 and Huguenin
`and Sweatte
`Petitioner contends that claim 40 would have been obvious over
`Monroe ’183 in combination with Huguenin, Pet. 37–39, and that claims 48
`and 49 would have been obvious over Monroe ’183 in combination with
`Sweatte, id. at 39–43. Petitioner relies upon Huguenin solely for its alleged
`disclosure of a “[p]assive imaging camera.” Id. at 38. Thus, Huguenin does
`not remedy the deficiencies discussed above regarding whether Monroe ’183
`discloses the elements of claim 38, from which claim 40 depends.
`Petitioner relies upon Sweatte solely for its alleged disclosure of the
`additional steps recited by dependent claims 48 and 49 that Petitioner
`contends are not disclosed by Monroe ’183. Id. at 39–40. Thus, Sweatte
`does not remedy the deficiencies discussed above regarding whether
`Monroe ’183 discloses the elements of claim 38, from which claims 48 and
`49 depend.5
`Accordingly, for the same reasons discussed in the context of
`addressing whether Monroe ’183 anticipates claim 38, we determine that,
`based on the record before us, Petitioner has not shown a reasonable
`likelihood that it would prevail in establishing that Monroe ’183 in
`combination with Huguenin would have rendered obvious the subject matter
`
`
`5 Claim 48 depends from claim 47, which depends from claim 38; claim 49
`depends from claim 48. Ex. 1002, 15:24, 15:29, 15:37.
`
`
`
`15
`
`
`
`of claim 40, or that Monroe ’183 in combination with Sweatte would have
`rendered obvious the subject matter of claims 48 and 49, to one of ordinary
`skill in the art at the time of the invention.
`
`Anticipation by Monroe ’662
`E.
`Petitioner asserts that Monroe ’662 teaches each and every element of
`claims 47–49 of the ’085 patent. Pet. 43–54. Petitioner contends that
`Monroe ’662 expressly incorporates by reference U.S. Patent Application
`No. 09/594,041, which issued as Monroe ’183. Id. at 43. As discussed
`above, claims 47–49 depend from claim 38. See supra note 4. Petitioner
`relies upon Monroe ’183 as disclosing the elements of claims 38 and 47. Id.
`Petitioner relies upon disclosures specific to Monroe ’662 solely for
`allegedly teaching the additional steps of claims 48 and 49. Id. at 43–44.
`Thus, Monroe ’662 does not remedy the deficiencies discussed above
`regarding whether Monroe ’183 discloses the elements of claim 38.
`Accordingly, for the same reasons discussed in the context of addressing
`whether Monroe ’183 anticipates claim 38, we determine that, based on the
`record before us, Petitioner has not shown a reasonable likelihood that it
`would prevail in establishing that Monroe ’662 anticipates claims 47–49 of
`the ’085 patent.
`
`Anticipation by Naidoo
`F.
`Petitioner asserts that Naidoo teaches each and every element of
`claims 38, 39, and 54 of the ’085 patent. Pet. 54–57. The Petition includes a
`claim chart comprising Naidoo’s Figure 1, with a single annotation
`identifying video cameras 112, and quoted material from Naidoo, some of
`which is reproduced with emphasis. Id.
`
`
`
`16
`
`
`
`Naidoo
`1.
`Naidoo is directed to “[a] system and method for distributed
`monitoring and remote verification of conditions surrounding an alarm
`condition in a security system.” Ex. 1017, Abstract. Naidoo’s Figure 1 is
`shown below:
`
`
`Figure 1 of Naidoo “is a simplified block diagram of a security system
`according to one embodiment of the disclosed system and method.” Id. at
`4:50–52. Naidoo explains:
`The security system 100 includes a security gateway 115 (also
`called a “base station”), which is typically located at the desired
`premises 110 to be monitored, and a monitoring client 133,
`typically located at a central station and operatively coupled to
`security gateway 115 through a network 120. Often, security
`gateway 115 is located at the target site. However, on some
`occasions, some or all components of security gateway 115 may
`be located remotely, but remain operatively coupled to security
`sensors 105 and video cameras 112 which are at the premises.
`Upon
`detection
`of
`an
`alarm
`condition,
`security
`gateway 115 captures video (usually through an attached video
`camera 112) of the target site, and sends the video to security
`system server 131 in real time.
`. . .
`
`
`
`17
`
`
`
`Generally, security gateway 115 is a processor-based
`
`device that functions to detect alarm conditions at a target site, to
`capture information relating to such alarm conditions, and upon
`occasion of an alarm condition, to send such information
`ultimately to security system server 131 for verification and
`response. Monitoring client 133 is generally a software program
`that may be used to display some or all of the information
`provided by security gateway 115. . . . One or more operators
`may then use this information to evaluate whether the alarm
`condition corresponds to an actual alarm condition and then take
`additional action, if desired, such as alerting the appropriate
`authorities. Advantageously, in many instances the incidence of
`false alarm being reported to the authorities is reduced, and the
`response effectiveness of the authorities is improved.
`Id. at 5:38–51, 6:19–35.
`Naidoo’s Figure 5 is shown below:
`
`
`Figure 5 of Naidoo “is a flowchart of the operation of the security system
`according to one embodiment of the disclosed system and method.” Id. at
`4:62–64. In step 510, security gateway 115 detects an alarm condition
`
`
`
`18
`
`
`
`corresponding to a possible alarm event. Id. at 13:32–33. In step 520,
`“alarm information may be sent from security gateway 115 to the security
`system server 131 and may include a notification of the alarm condition and
`information relating to the alarm condition, which may include alarm
`video.” Id. at 13:48–52. “After receiving alarm notification 520, security
`system server 131 relays the notification to one or more monitoring
`clients 133 . . . .” Id. at 14:13–15. In step 530, “monitoring client 133
`notifies a monitoring operator of alarm conditions and managing responses
`to these events.” Id. at 14:22–24. In step 535, “a monitoring person or
`monitoring personnel staffing the monitoring client 133 verifies whether the
`alarm signal corresponds to an actual alarm condition using the alarm signal
`information and the segment of real-time video.” Id. at 14:61–64.
`Naidoo states that monitoring client 133 “may possess one or more
`proficiencies . . . . [for example,] understanding foreign languages, handling
`specific types of alarms (e.g., burglar, fire, medical), and possessing a
`minimum level of experience.” Id. at 10:54–62. If the alarm signal is
`deemed to be false, monitoring client 133 may inform security gateway 115
`and further action, such as turning off any siren, bell, or audio alarm, may
`occur. Id. at 15:13–18. If the alarm signal is deemed not to be a false alarm,
`“monitoring personnel may take the appropriate follow-up action.
`Typically, this includes notifying the customer 540 and contacting the
`appropriate authorities 545, which may be the police department, emergency
`medical dispatch, or any other public safety agency.” Id. at 15:24–29.
`Naidoo further explains: “In some embodiments, the security system of the
`present invention may integrate directly with the systems of various
`emergency response agencies. For example, in one embodiment, upon
`verification of an alarm condition at the central monitoring station, an alarm
`
`
`
`19
`
`
`
`notification and alarm video may be transmitted directly into a police
`dispatch system.” Id. at 15:33–38.
`
`Discussion
`2.
`Petitioner maps claim 38’s step of “generating realtime imagery of a
`secured location” to Naidoo’s teaching that the security system “includes
`one or more video cameras 112 that is operable to capture video of
`monitored premises 110.” Pet. 55 (quoting Ex. 1017, 6:51–54). Petitioner
`maps claim 38’s step of “transmitting the realtime imagery to a security
`system central station over a network connection” to Naidoo’s teaching that
`“security gateway 115 transmits an alarm signal and video . . . to media
`handler 710, which relays the information to the central station in
`substantially ‘real-time.’” Id. at 55–56 (quoting Ex. 1017, 20:1–6).
`Petitioner maps claim 38’s step of “processing the realtime imagery at the
`central station” to Naidoo’s description of Figure 7, in which the “security
`system server and monitoring station . . . . are processor-based devices
`operating under the Microsoft Windows NTTM operating system.” Id.
`at 56 (quoting Ex. 1017, 8:33–41).
`Petitioner maps claim 38’s step of “transmitting the realtime imagery
`from the security system central station to an emergency response agency
`over a network connection” to Naidoo’s disclosure that the security system
`may integrate directly with the systems of emergency response agencies, in
`which “upon verification of an alarm condition at the central monitoring
`station, an alarm notification and alarm video may be transmitted directly
`into a police dispatch system.” Id. (quoting Ex. 1017, 15:33–48). For the
`“displaying” limitation, however, Petitioner appears to rely on Naidoo’s
`“monitoring client 133” rather than Naidoo’s “emergency response
`agencies” or “police dispatch system,” as the claimed “emergency response
`
`
`
`20
`
`
`
`agency,” See id.; see also id. at 56–57 (mapping claim 38’s step of
`“displaying the realtime imagery at the emergency response agency” to
`Naidoo’s teaching that monitoring client 133 is a software program that may
`be used to display the information provided by security gateway 115). As a
`result, it is not clear whether Petitioner is contending that the recited
`“emergency response agency” is taught by Naidoo’s disclosure of
`“emergency response agencies,” such as “a police dispatch system”
`(Ex. 1017, 15:33–48) or by Naidoo’s monitoring client 133.
`Patent Owner challenges Petitioner’s position, arguing that although
`Naidoo teaches transferring alarm video from a central monitoring station to
`a police dispatch system, Naidoo “is silent about the police dispatch system
`and its functionality, how alarm video is received by the police dispatch
`system, and what happens



