throbber
Paper 12
`Entered: March 10, 2017
`
`
`Trials@uspto.gov
`Tel: 571-272-7822
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`RESMED LIMITED, RESMED INC., AND RESMED CORP,
`Petitioner,
`v.
`FISHER & PAYKEL HEALTHCARE LIMITED,
`Patent Owner.
`_______________
`
`Case IPR2016-01714
`Patent 8,479,741 B2
`_______________
`
`
`
`Before RICHARD E. RICE, BARRY L. GROSSMAN, and
`JAMES J. MAYBERRY, Administrative Patent Judges.
`
`GROSSMAN, Administrative Patent Judge.
`
`DECISION
`Denying Institution of Inter Partes Review
`37 C.F.R. § 42.108
`
`
`
`
`
`
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`
`I. INTRODUCTION
`A. Background
`ResMed Limited, ResMed Inc., and ResMed Corp (collectively,
`“Petitioner”) filed a Petition (Paper 4, “Pet.”) requesting an inter partes
`review of claims 1, 21–25, 27–31, 33, and 34 of U.S. Patent No.
`8,479,741 B2 (Ex. 1001, “the ’741 patent”). Petitioner supported the
`Petition with a 142 page declaration from John Izuchukwu, Ph.D., P.E.
`(Ex. 1008). Fisher & Paykel Healthcare Limited (“Patent Owner”) filed a
`Preliminary Response (Paper 8, “Prelim. Resp.”).
`Under 35 U.S.C. § 314, an inter partes review may not be instituted
`“unless . . . there is a reasonable likelihood that the petitioner would prevail
`with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C.
`§ 314(a). The Board acts on behalf of the Director. 37 C.F.R. § 42.4(a).
`Upon considering the Petition and the Preliminary Response, we determine
`that Petitioner has not shown a reasonable likelihood that it would prevail
`with respect to at least one of the challenged claims. Accordingly, we do not
`institute an inter partes review.
`
`B. Related Proceedings
`The parties identify a related federal district court case involving the
`’741 Patent: Fisher & Paykel Healthcare Ltd. v. ResMed Corp., Case No.
`3:16-cv-02068-GPC-WVG (S.D. Cal.). Pet. 1; Paper 8, 1–2.
`The parties also inform us that Petitioner filed and then voluntarily
`dismissed, without prejudice, a declaratory judgment action challenging the
`validity of the ’741 Patent (ResMed Inc. v. Fisher & Paykel Healthcare
`Corporation Limited, Case No. 3:16-cv-02072-JAH-MDD (S.D. Cal.).
`
`2
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`Pet. 1–2; Paper 8, 1; see Ex. 1046 (Petitioner’s Notice of Voluntary
`Dismissal Without Prejudice).
`There are several pending inter partes reviews between the parties
`related to the ’741 patent. Petitioner is seeking inter partes review of claims
`2–4, 6–10, 12–17, 19–20, and 35 of the ’741 patent in a separate petition
`(IPR2016-01718). The ’741 patent is a continuation of the application that
`matured into Patent No. 8,443,807 (“the ’807 patent”). Petitioner also is
`seeking inter partes review of the claims in the ’807 patent (IPR2016-01726;
`01734).
`Petitioner also seeks inter partes review of several patents related to
`the general subject matter of the ’741 patent, including IPR2016-01716;
`01717; 01719; 01723; 01724; 01725; 01727; 01729; 01730; 01731; and
`01735.
`
`C. Statutory Bar Under 35 U.S.C. § 315(a)(1)
`Patent Owner argues that the Petition is barred under 35 U.S.C.
`§ 315(a)(1) because Petitioner filed a declaratory judgment action for
`invalidity of the ’741 patent on August 16, 2016, and before filing the instant
`Petition. Prelim. Resp. 8–16. That action, however, was voluntarily
`dismissed without prejudice on August 18, 2016, well before the instant
`Petition was filed. Pet. 1–2 (citing Ex. 1046). As such, Patent Owner’s
`argument fails because prior Board decisions have consistently interpreted
`35 U.S.C. § 315(a)(1) as not barring inter partes review if the previously
`filed civil action was dismissed without prejudice, which is the case here.
`See, e.g., Microsoft Corp. v. Parallel Networks Licensing, LLC, Case
`IPR2015-00486, slip op. at 6–7 (PTAB Jul. 15, 2015) (Paper 10); Oracle
`
`3
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`Corp. v. Click-to-Call Techs. LP, Case IPR2013-00312, slip op. at 12–13
`(PTAB Oct. 28, 2014) (Paper 52).
`Patent Owner now challenges the Board’s consistent interpretation of
`35 U.S.C. § 315(a)(1). But Patent’s Owner’s arguments are in direct
`contrast to a decision in the related district court action, which relied upon
`the Board’s consistent interpretation of 35 U.S.C. § 315(a)(1) in deciding
`whether to impose a stay pending our resolution of this proceeding.
`Ex. 3001. There, Patent Owner argued the statutory bar as a reason the court
`should not impose a stay. Id. at 3. Noting that Petitioner’s declaratory
`judgment action was voluntarily dismissed “without prejudice” prior to the
`instant Petition being filed, the district court held that “the effect of a
`voluntary dismissal w/out prejudice is to render the prior action a nullity”
`such that it is “treated as if it was not ‘filed’ at all” and thus “cannot give rise
`to a statutory bar under 35 U.S.C. § 315(a)(1).” Id. at 4. In doing so, the
`district court relied upon, and expressly adopted, the reasoning of prior
`Board decisions that came to a similar conclusion.1 Id. Moreover, the
`district court in the related action noted that “at least eight Circuits had
`likewise determined that a dismissal without prejudice makes the situation as
`if the action as had never been filed.”2 Id.
`
`
`1 The district court may have recognized that “an agency’s interpretation of
`the statute under which it operates is entitled to some
`deference.” Southeastern Community College v. Davis, 442 U.S. 397, 411
`(1979).
`2 See, e.g., Holloway v. U.S., 60 Fed. Cl. 254, 261 (2004), aff’d 143 F. App’x
`313 (Fed. Cir. 2005) (treating civil action dismissed without prejudice “as if
`it never existed.”); Bonneville Assoc., Ltd. P’ship v. Barram, 165 F.3d 1360,
`1364 (Fed. Cir. 1999) (“The rule in the federal courts is that ‘[t]he effect of a
`
`4
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`
`We see no reason to deviate from our prior decisions interpreting 35
`U.S.C. § 315(a)(1) or the district court’s concurring analysis of this issue,
`and Patent Owner’s arguments to the contrary do not persuade us
`otherwise. As such, we hold that the Petition is not barred by 35 U.S.C.
`§ 315(a)(1).
`
`D. Prior Consideration of Arguments under § 325(d)
`Under 35 U.S.C. § 325(d), the Board, acting on behalf of the Director,
`may take into account whether, and reject a petition because, the same or
`substantially the same prior art or arguments previously were presented to
`the Office. Patent Owner argues that the Board should exercise its discretion
`under § 325(d) and deny institution of a trial because Gunaratnam was
`expressly considered by the PTO during prosecution of the ’741 patent.
`Prelim. Resp. 30. We recognize that Gunaratnam was considered and
`applied by the Examiner during the PTO proceedings leading to issuance of
`the ’741 patent. The specific combination of references asserted in the
`Petition, the evidence provided by the Declaration testimony of Dr.
`Izuchukwu, and the specific factual issues raised by the Petition and newly
`cited references, however, were not previously considered. Accordingly, we
`do not reject or deny the Petition under § 325(d).
`
`E. The ’741 Patent
`In an effort to treat obstructive sleep apnea, a technique known as
`Continuous Positive Airway Pressure (CPAP) was devised to supply
`
`
`voluntary dismissal without prejudice pursuant to Rule 41(a) is to render the
`proceedings a nullity and leave the parties as if the action had never been
`brought.’”) (citations and some internal quotations omitted).
`
`5
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`pressurized air to a patient, usually through a nasal mask. Ex. 1002, 1:39–
`43. The pressurized air supplied to the patient “acts as a pneumatic splint”
`(id. at 1:48) and thus assists the muscles to keep the patient’s airway open
`(id. at 1:43–45). The ’741 patent discloses that prior art devices provide the
`pressurized air to “a nose, full face, nose and mouth, or oral mask” that is
`sealingly engaged to a patient’s face by a harness or other headgear.
`Id. at 1:50–54.
`The ’741 patent relates to a headgear and respiratory mask that
`provides a nasal interface for the supply of air from a CPAP machine. Id. at
`1:16–18.
`Figures 2 and 3 of the ’741 patent, as annotated by Petitioner (Pet. 6),
`are reproduced below.
`
`Figures 2 and 3 of the ’741 patent as annotated by Petitioner.
`Figure 2 is a perspective view of a nasal mask and headgear.
`Figure 3 is an exploded view of the nasal mask and headgear of Figure 2.
`
`
`
`6
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`
`The annotated figures above depict a patient interface embodiment
`including mask 2 and headgear 21. Mask 2 includes mask base 22 (see Fig.
`5 below) and mask body 23 (see Fig. 7 below).
`
`
`
`
`
` Mask body 23
`
`
`
` Mask base 22
`
`As shown in Figure 7, mask body 23 includes nasal pillows 24, 25.
`Ex. 1001, 5:28–36. Nasal pillows 24, 25 are frustoconical in shape and in
`use rest against a patient’s nares,3 to substantially seal the patient’s nares.
`Ex. 1001, 5:32–34; Figs. 6, 7. As shown in Figure 5, mask base 22 is a ring
`or sleeve type attachment. Id. at 6:22–23. One end of swivel elbow
`connector 30 is connected to one side of mask base 22 (id. at 6:42–46), and
`mask body 23 is connected to the other side of mask base 22 (id. at 5:34–
`36). The other end of connector 30 is attached to tube 31, which connects to
`a source of pressurized air. Id. at 6:47–50; see Figs. 1 and 2. In use, air
`flows through tube 31, connector 30, mask base 22 and mask body 23, and
`exits from nasal pillows 24, 25 through outlets 26, 27 into the patient’s
`nostrils.
`
`
`3 Nares also are referred to as nostrils. See Ex. 1002, 6:12–13 (“This allows
`easier insertion of the pillow 24 into a user’s nostrils . . . .”).
`
`7
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`
`Mask 2 and its related components, as described above, are held in
`place on the patient by headgear 21. As shown in Figures 2 and 3, headgear
`21 includes headgear straps 35, 36, 37, 38 and substantially curved, rigid,
`elongate member 34. Id. at 6:61–65. Elongate member 34 of headgear 21
`includes central section 42 and contoured side arms 41, 54. Id. at 7:8–10.
`Preferably the side arms of curved member 34 are integrally molded with
`central section 42. Id. at 21–22; see also 7:53–54 (“The central section 42 is
`a half circle that is integrally moulded with the side arms 41, 54.”).
`Alternatively, left and right side arms 41, 54 may be “attached,”
`respectively, to each side of base 22. Id. at 8:29–30.
`A substantial length of each of side arms 41 and 54 overlaps and is
`attached to respective side straps 37, 38. Side straps 37, 38 are made from a
`soft foam type material to make the headgear more comfortable, whereas
`curved member 34 and side arms 41, 54 are made from a more rigid material
`to provide stability to headgear 21 and nasal mask 2. See generally
`id. at 7:8–18.
`When everything is assembled, elongate member 34 supports mask
`base 22 and mask body 23 such that pillows 24, 25 are positioned properly
`against the patient’s nares.
`Of the challenged claims in this Petition, claim 1 is the only
`independent claim and is reproduced below:
`1. A patient interface comprising:
`a mask body comprising a substantially flexible plastics
`material, the mask body comprising a first nasal pillow and a
`second nasal pillow, the first nasal pillow and the second nasal
`pillow being angled toward one another, the first nasal pillow
`comprising a first generally conical portion and a first generally
`cylindrical portion, the second nasal pillow comprising a second
`
`8
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`
`generally conical portion and a second generally cylindrical
`portion, the first nasal pillow comprising a first outlet opening
`and the second nasal pillow comprising a second outlet opening;
`the mask body also comprising a mask body inlet opening,
`the mask body inlet opening being spaced apart form the first
`outlet opening and the second outlet opening, the mask body inlet
`opening defined within a generally tubular portion of the mask
`body;
`
`a mask base comprising a plastics material that is less
`flexible than the substantially flexible plastics material of the
`mask body, the mask base comprising a housing that defines a
`through passage, a proximal portion of the through passage being
`surrounded by a recess, the recess of the mask base receiving the
`generally tubular portion of the mask body that defines the mask
`body inlet opening;
`a first side arm removably connected to the mask base and
`a second side arm removably connected to the mask base, the
`first side arm being three dimensionally molded and having a
`varying cross-sectional thickness and the second side arm being
`three dimensionally molded and having a varying cross-sectional
`thickness; and
`headgear comprising a first side strap and a second side
`strap, the first side strap and the second side strap comprising a
`composite foam material, the first side arm overlapping with and
`secured to the first side strap, the second side arm overlapping
`with and secured to the second side strap, the first side strap
`extending only partially along the first side arm, the second side
`strap extending only partially along the second side arm.
`F. Prosecution History
`During prosecution, the Examiner rejected independent application
`claim 31, which became patent claim 2, under 35 U.S.C. §103 as
`unpatentable over U.S. Patent No. 7,210,481 (Ex. 2006, “Lovell”) and U.S.
`Patent Publication No. 2004/0226566 A1 (Ex. 1004, “Gunaratnam”).
`Ex. 1010, 466–471. We note that independent patent claim 2 is not involved
`in this proceeding. It is, however, involved in the related proceeding,
`
`9
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`IPR2016-01718. Concerning Gunaratnam, the Examiner stated that
`Gunaratnam “discloses another nasal mask that incorporates a pair of arms
`in numerous embodiments (see elements 608 and the unnumbered arms in
`Figure 135) so as to enhance the fit between the mask and face of a user by
`adding rigidity between the straps and mask.” Id. at 468. Independent
`application claim 30, which became patent claim 1, was rejected only on the
`non-statutory ground of obviousness-type double patenting based on
`pending claims in its parent application, which matured into the ’807 patent.
`Id. at 470.
`Following a substantive amendment to application claim 31 (patent
`claim 2) (id. at 493–501), the application was allowed by the Examiner
`(id. at 513–515). The Examiner’s reason for allowance was:
`none of the prior art of record including the device defined by the
`patented claims of Application 12/307,993 [now the parent ’807
`patent], alone or in combination, teach a patient interface
`including the feature of a [sic] first and second side arms that are
`three dimensionally molded and having a varying cross-sectional
`thickness that overlap with a first and second side strap of
`headgear, as claimed.
`Ex. 1010, 514.
`
`G. The Asserted Grounds
`Petitioner challenges claims 1, 21–25, 27–31, 33, and 34 on the
`following grounds (Pet. 3–4):
`
`Reference(s)
`
`Gunaratnam and Ging4
`
`Basis
`
`§ 103(a)
`
`Claims Challenged
`1, 21–24, 27–31, 33, and
`34
`
`
`4 U.S. Patent Publication No. 2003/0196658 A1 (Ex. 1005, “Ging”).
`
`10
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`
`Reference(s)
`Gunaratnam, Ging, and
`Kopala5
`
`Basis
`
`Claims Challenged
`
`§ 103(a)
`
`25
`
`II. ANALYSIS
`A. Level of Skill in the Art
`Petitioner asserts that a person of ordinary skill in the art “would have
`had a bachelor’s degree in mechanical engineering, biomedical engineering,
`or a related discipline, and at least five years of relevant product design
`experience in the field of medical devices or respiratory therapy, or an
`equivalent advanced education.” Pet. 10 (citing Ex. 1008 ¶ 17). Patent
`Owner does not propose a level of skill. We adopt Petitioner’s proposed
`level of skill for the purposes of our Decision.
`
`B. Claim Construction
`In an inter partes review, the Board gives claim terms in an unexpired
`patent their broadest reasonable interpretation in light of the specification of
`the patent in which they appear. 37 C.F.R. § 42.100(b); see Cuozzo Speed
`Techs., LLC v. Lee, 136 S. Ct. 2131, 2144–46 (2016). Under that standard, a
`claim term generally is given its ordinary and customary meaning, as would
`be understood by one of ordinary skill in the art in the context of the entire
`disclosure. See In re Translogic Tech., Inc., 504 F.3d 1249, 1257 (Fed. Cir.
`2007).
`Petitioner proposes a specific construction for the phrase “the mask
`base comprising a housing that defines a through passage,” which is in
`independent claim 1. Patent Owner does not propose any specific
`construction of the claim terms.
`
`
`5 U.S. Patent No. 4,919,128 (Ex. 1025, “Kopala”).
`
`11
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`
`We determine that a specific construction of the challenged claims is
`unnecessary for purposes of this Decision.
`
`C. Asserted Obviousness
`A claim is unpatentable for obviousness under 35 U.S.C. § 103(a) if
`the differences between the subject matter sought to be patented and the
`prior art are such that the subject matter as a whole would have been obvious
`at the time the invention was made to a person having ordinary skill in the
`art to which the subject matter pertains. See KSR Int’l Co. v. Teleflex Inc.,
`550 U.S. 398, 406 (2007). The question of obviousness is resolved on the
`basis of underlying factual determinations, including: (1) the scope and
`content of the prior art; (2) any differences between the claimed subject
`matter and the prior art; (3) the level of skill in the art; and (4) objective
`evidence of nonobviousness, i.e., secondary considerations. See Graham v.
`John Deere Co., 383 U.S. 1, 17–18 (1966).
`
`1. Asserted Obviousness over
`Gunaratnam and Ging
`Gunaratnam is a published patent application relating to a nasal
`assembly patient interface for a mask used in treating sleep apnea. Ex. 1004,
`¶ 2. It is a comprehensive disclosure, including 109 pages of drawings, with
`135 drawing figures, and 404 paragraphs of explanatory text.
`
`12
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`
`Figure 135 of Gunaratnam, as annotated by Petitioner (Pet. 16), is
`reproduced below.
`
`
`Figure 135 of Gunaratnam depicts a headgear and respiratory mask
`that provides a nasal interface for the supply of air from a CPAP machine.
`Id. ¶ 403.
`Ging also is a published patent application that relates to a headgear
`and respiratory mask that provides a nasal interface for the supply of air
`from a CPAP machine. Petitioner provides the following annotated figures
`from Ging.
`
`
`
`13
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`Pet. 18.
`Throughout the 53 page Petition, Petitioner provides a detailed clause-
`by-clause analysis of each limitation in the challenged claims along with an
`analysis of why it would have been obvious to a person of ordinary skill to
`glean selected features from the disclosures in Gunaratnam and Ging and
`combine them. Throughout its analysis, Petitioner relies on the Declaration
`testimony of Dr. John Izuchukwu. Dr. Izuchukwu earned a Ph.D. in
`Industrial and Mechanical Engineering and an MBA degree. Ex. 1008 ¶ 2.
`He has extensive experience in the development of various medical
`technologies, including CPAP machines, ventilators for respiratory support,
`and sleep masks. Id. at ¶¶ 3–4.
`
`a. Side Arms Removably Connected To the Mask Base
`Patent Owner asserts, among other issues, that Gunaratnam and Ging
`do not teach or make obvious “a first side arm removably connected to the
`mask base and a second side arm removably connected to the mask base” as
`required by claim 1. Prelim. Resp. 44. We agree and find this issue
`dispositive.
`As discussed above, and as shown in the annotated Figures 2 and 3
`reproduced above, elongate member 34 of headgear 21 includes central
`section 42 and contoured side arms 41, 54. Ex. 1002, 7:8–10. In a preferred
`embodiment, the side arms of curved member 34 are integrally molded with
`central section 42. Id. at 7:21–22; see also id. at 7:53–54 (“The central
`section 42 is a half circle that is integrally moulded with the side arms 41,
`54.”). Elongate member 34 is not part of mask base 22; it is part of headgear
`21. Thus, in this preferred embodiment, the side arms are connected
`indirectly to mask base 22. The ’741 patent also discloses an alternate
`
`14
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`embodiment wherein left and right side arms 41, 54 may be “attached,”
`respectively, to each side of base 22. Id. at 8:29–30.
`Petitioner asserts that “Gunaratnam’s Figure 135 embodiment
`includes side arms described as yoke members (e.g., yokes 608 illustrated in
`Figures 109 through 135) that are removably connected to the base (‘frame’)
`to which the cushion attaches.” Pet. 33. Figure 135 from Gunaratnam, as
`annotated by Petitioner, is reproduced below.
`
`
`Figure 135 from Gunaratnam, as annotated by Petitioner,
`showing a mask and headgear assembly, with a yoke/side arm
`
`Gunaratnam discloses that the headgear assembly in Figure 135 shows
`a frame that includes an elbow connector on the front of the mask frame and
`opposite apertures or first connector portions on the sides, each of which is
`provided with seal ring 500. Seal ring 500 includes a separate or integral
`plug to close unused apertures or connector portions of the frame, for
`
`15
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`example, when the elbow connector is positioned on the front of the mask
`frame as shown in Figure 135. Ex. 1004 ¶ 403.
`According to Petitioner, the removable nature of the side arms in
`Gunaratnam’s Figure 135 is described in connection with Gunaratnam’s
`“Seventh Illustrated Embodiment.” Pet. 33 (citing Ex. 1004 ¶ 375). The
`seventh embodiment is illustrated in Figures 108–113, and described in the
`associated text. Ex. 1004 ¶¶ 376–381. Petitioner asserts this embodiment
`discloses that frame 616 is sealed with a plug 622. Pet. 34 (citing Ex. 1004,
`Figs. 108, 110, ¶¶ 376–381). Petitioner states that “[y]oke structures 608
`may be removed from the frame by first removing either the plug 622 or the
`swivel elbow 612 (depending on which side the yoke 608 is being removed
`from), then removing seal ring 614 to access yoke ring 610, which secures
`the yoke to the frame.” Id. Petitioner concludes that because the swivel
`elbow in Figure 135 is on the front of the frame, the seal rings can be
`removed and the yokes disconnected from the mask while the elbow remains
`engaged with the frame, and while the frame remains engaged with the mask
`body (e.g., with nozzle assembly 18). Id. (citing Ex. 1008 ¶ 77).
`Dr. Izuchukwu testifies that in his opinion a skilled artisan “would
`have understood that the yokes in Figure 135 were similarly removably
`attachable, or at least that the Figure 135 embodiment could have been
`designed as shown with respect to Figure 108–113.” Ex. 1008 ¶ 77
`(emphasis added). The reason “why” a skilled artisan would make this
`modification, according to Dr. Izuchukwu, is “so that a user could replace or
`clean a portion of the patient interface.” Id. Dr. Izuchukwu does not
`provide any persuasive facts or analysis as to why a patient interface cannot
`
`16
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`be removed for cleaning without also removing the side arms of the
`headgear, or how removing the side arms facilitates cleaning.
`Patent Owner takes a different view of the evidence on which
`Petitioner relies. According to Patent Owner, “Gunaratnam does not
`describe that the yokes of Figure 135 are removable from the frame.”
`Prelim. Resp. 44. It is Patent Owner’s position that Gunaratnam’s Figure
`135 shows that the side yokes are formed as a single piece with the frame.
`Id.
`
`We agree with Patent Owner’s analysis. Petitioner bears the burden
`of establishing a reasonable likelihood of unpatentability of one or more
`claims. 37 C.F.R. § 42.108(c). Here, the evidence on which Petitioner relies
`does not meet this burden.
`The evidence on which Petitioner relies allows a connector and air
`delivery tube to be repositioned into different openings, with the unused
`openings sealed (plugged). Petitioner has not directed us to persuasive
`evidence that the seal rings and associated plugs can be removed and the
`yokes disconnected from the mask while the elbow remains engaged with the
`frame, and while the frame remains engaged with the mask body (e.g., with
`nozzle assembly 18), as argued (Pet. 34). Rather, as Patent Owner argues,
`the side arms or yokes in Figure 135 are formed as a single piece with the
`frame. Prelim. Resp. 44.
`Nor are we persuaded by Dr. Izuchukwu’s testimony that a skilled
`person would have understood that the yoke in Figure 135 of Gunaratnam
`could have been designed as shown with respect to Figure 108–113. See
`Ex. 1008 ¶ 77. This testimony is insufficient to show that a person of
`ordinary skill would have been motivated to do so. See also InTouch Techs.,
`
`17
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`Inc. v. VGO Comms., Inc., 751 F.3d 1327, 1352 (Fed. Cir. 2014)
`(determining that an expert witness had “succumbed to hindsight bias in her
`obviousness analysis” in testimony that “primarily consisted of conclusory
`references to her belief that one of ordinary skill in the art could combine
`[the] references, not that [the person skilled in the art] would have been
`motivated to do so.”).
`Moreover, Dr. Izuchukwu’s testimony that Figures 108–113 provide
`the details of how the side arms or yoke in Figure 135 could be configured to
`connect and disconnect from the frame is conclusory and unpersuasive. See
`Ex. 1008 ¶ 77. In particular, Dr. Izuchukwu fails to reconcile the differences
`between the embodiments depicted in the figures. As shown in Figure 108,
`one end of cushion assembly 604 is provided with plug 622 and the other
`end is provided with swivel elbow 612. Ex. 1004 ¶ 377, Fig. 108. Figure
`109 shows that yokes 608 include yoke rings 610. Id. ¶ 379. As depicted in
`Figure 109, yoke rings 610 connect yokes 608 to the tubular shaped ends of
`cushion assembly 604. In the Figure 135 embodiment, however, the side
`arms are formed as a single piece with the mask frame, the elbow connects
`in front of the mask frame, and the mask frame lacks a tubular shape that
`would accommodate attachment of the side arms in the manner depicted in
`Figures 108–113. See Prelim. Resp. 44–45.
`Figure 111 of Gunaratnam, reproduced below, is included in the
`seventh embodiment (Figures 108–113) in Gunaratnam, on which Petitioner
`(Pet. 33–34) and Dr. Izuchukwu (Ex. 1008 ¶ 77) rely.
`
`18
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`
`
`
`FIG. 111 is an exploded perspective view
`showing the interface between the seal ring and elbow swivel
`As shown in Figure 111, the seal ring is removed, allowing the elbow
`swivel to be repositioned while yoke 608 remains connected to nasal cushion
`assembly 604. Petitioner has not directed us to persuasive evidence that,
`based on the disclosure of Gunaratnam’s seventh embodiment, it would have
`been obvious to make the side arms or yoke in Gunaratnam’s Figure 135
`removably connected to the mask base, as recited in claim 1.
`Based on the evidence and arguments presented, we are not persuaded
`that the yoke connections depicted in Figures 108–113 teach or suggest a
`manner of connecting and disconnecting the side arms in Figure 135.
`Accordingly, it is not reasonably likely, based on the record before us, that
`Petitioner will prevail in its assertion that independent claim 1, and claims
`21–24, 27– 31, 33, and 34, which depend from claim 1, are unpatentable
`over Gunaratnam and Ging.
`
`19
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`
`In general, taken out of a specific context, making an element
`“removably connected” to another element may seem like a simple, common
`sense modification that would have been obvious to a person of ordinary
`skill and creativity. We do not abandon our common sense in considering
`obviousness of claimed inventions. KSR Int’l v. Teleflex Inc., 550 U.S. 398,
`421 (2007) (“Rigid preventative rules that deny factfinders recourse to
`common sense, however, are neither necessary under our case law nor
`consistent with it.”). Our decision is based on the evidence and arguments
`before us. The evidence on which Petitioner relies does not disclose or
`suggest the “removably connected” side arms as recited in the challenged
`claims. In the highly developed field of patient interfaces and nasal masks
`for the supply of air to a patient, small differences may produce a
`nonobvious advance. See Outside the Box Innovations, LLC v. Travel
`Caddy, Inc., 695 F.3d 1285, 1298 (Fed. Cir. 2012). See also Unigene Labs.,
`Inc. v. Apotex, Inc., 655 F.3d 1352, 1360–61 (Fed.Cir.2011) (providing that
`the inquiry under § 103 is not whether the claimed invention is “sufficiently
`simple to appear obvious to judges after the discovery is finally made”).
`“The emphasis on nonobviousness is one of inquiry, not quality” of the
`advance. Graham v. John Deere Co., 383 U.S. 1, 17 (1966). While “the
`common sense of those skilled in the art demonstrates why some
`combinations would have been obvious where others would not,” (Leapfrog
`Enters., Inc. v. Fisher–Price, Inc., 485 F.3d 1157, 1161 (Fed.Cir.2007)), the
`determination is made not after observing what the inventor actually did, but
`in light of the state of the art before the invention was made. Outside the
`Box Innovations, 695 F.3d at 1298.
`
`20
`
`

`

`IPR2016-01714
`Patent 8,479,741 B2
`
`
`2. Asserted Obviousness over Gunaratnam, Ging, and Kopala
`Petitioner asserts claim 25, dependent from claim 1, would have been
`obvious based on Gunaratnam, Ging and Kopala. Pet. 51–53. Kopala is
`cited for the asserted disclosure of a nasal pillow patient interface with an
`inner profile offset inwardly relative to its outer profile. Id. at 51. Kopala is
`not cited for, and does not cure, the deficiencies discussed above in the
`Gunaratnam reference concerning side arms removably connected to the
`mask base. Accordingly, it is not reasonably likely, based on the record
`before us, that Petitioner will prevail with respect to claim 25
`
`III. CONCLUSION
`For the reasons give, Petitioner has not shown a reasonable likelihood
`that it would prevail in establishing unpatentability of at least one of claims
`1, 21–25, 27–31, 33, and 34 of the ’741 patent.
`
`IV. ORDER
`In consideration of the foregoing, it is hereby:
`ORDERED that Petitioner’s Petition for an inter partes review of
`claims 1, 21–25, 27–31, 33, and 34 of U.S. Patent No. 8,479,741 B2 is
`denied.
`
`
`21
`
`

`

`22
`
`IPR2016-01714
`Patent 8,479,741 B2
`
`PETITIONER:
`Michael Hawkins
`hawkins@fr.com
`Michael Kane
`kane@fr.com
`Stephen Schaefer
`schaefer@fr.com
`Christopher Hoff
`hoff@fr.com
`Andrew Dommer
`dommer@fr.com
`
`PATENT OWNER:
`Brenton Babcock
`2brb@knobble.com
`Joseph Jennings
`2jfj@knobble.com
`
`
`
`

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket