throbber

`
`
`
`In the
`United States Court of Appeals
`For the Seventh Circuit
`____________________
`
`No. 17-2428
`PLANNED PARENTHOOD OF INDIANA
`AND KENTUCKY, INC.,
`
`Plaintiff-Appellee,
`
`v.
`
`KRISTINA BOX, Commissioner,
`Indiana State Department of Health, et al.,
`Defendants-Appellants.
`____________________
`
`Appeal from the United States District Court for the
`Southern District of Indiana, Indianapolis Division.
`No. 1:17-cv-01636-SEB-DML — Sarah Evans Barker, Judge.
`____________________
`
`ON REMAND FROM THE SUPREME COURT OF THE UNITED STATES
`DECIDED MARCH 12, 2021
`____________________
`
`Before KANNE, ROVNER, and HAMILTON, Circuit Judges.
`HAMILTON, Circuit Judge. This appeal returns to us on re-
`mand from the Supreme Court of the United States. In 2019,
`we affirmed the district court’s grant of a preliminary injunc-
`tion against enforcement of a new Indiana statutory re-
`striction on minors’ access to abortions. See Planned
`
`

`

`2
`
`No. 17-2428
`
`Parenthood of Indiana & Kentucky, Inc. v. Adams, 258 F. Supp. 3d
`929 (S.D. Ind. 2017), aff’d, 937 F.3d 973 (7th Cir. 2019), reh’g de-
`nied, 949 F.3d 997 (7th Cir. 2019). The State defendants peti-
`tioned for a writ of certiorari. The Supreme Court granted the
`petition, vacated our decision, and remanded for further con-
`sideration in light of June Medical Services LLC v. Russo, 140 S.
`Ct. 2103 (2020), which struck down a Louisiana law regulat-
`ing abortion providers, but without a single majority opinion.
`We apply the predominant and most sound approach to
`the “narrowest ground” rule in Marks v. United States, 430 U.S.
`188 (1977), for assessing the precedential force of Supreme
`Court decisions issued without a majority opinion. The opin-
`ions in June Medical show that constitutional standards for
`state regulations affecting a woman’s right to choose to termi-
`nate a pregnancy are not stable, but they have not been
`changed, at least not yet, in a way that would change the out-
`come here.
`The Chief Justice’s concurring opinion in June Medical of-
`fered the narrowest basis for the judgment in that case, giving
`stare decisis effect to Whole Woman’s Health v. Hellerstedt, 136
`S. Ct. 2292 (2016), on the essentially identical facts in June Med-
`ical. The Marks rule does not, however, turn everything the
`concurrence said—including its stated reasons for disagree-
`ing with portions of the plurality opinion—into binding prec-
`edent that effectively overruled Whole Woman’s Health. That is
`not how Marks works. It does not allow dicta in a non-major-
`ity opinion to overrule an otherwise binding precedent. We
`applied those binding standards from Whole Woman’s Health
`in our earlier decision, and that decision has not been over-
`ruled by a majority decision of the Supreme Court. We there-
`fore again affirm the district court’s preliminary injunction
`
`

`

`No. 17-2428
`
`3
`
`barring enforcement of the challenged law pending full re-
`view in the district court.
`I. Factual and Procedural Background
`Given the lengthy opinions already issued in this case, we
`summarize the issues leading up to this point. Indiana’s Sen-
`ate Enrolled Act 404, enacted in 2017, included amendments
`to Indiana’s judicial-bypass process. That process, required
`by Bellotti v. Baird, 443 U.S. 622 (1979), creates a narrow legal
`path for an unemancipated minor to obtain an abortion with-
`out parental consent. The minor must first find her way to a
`state trial court. She must then obtain a court order finding
`either that the abortion would be in her best interests or that
`she is sufficiently mature to make her own decision. Ind. Code
`§ 16-34-2-4(e). Senate Enrolled Act 404 amended the process
`in several ways, some of which the district court preliminarily
`enjoined. Only one amendment is at issue in this appeal: a
`new requirement that a minor’s parents be notified that she is
`seeking an abortion through the bypass procedure—unless
`the judge finds that such parental notice, as distinct from re-
`quiring parental consent, is not in the minor’s best interests.
`Ind. Code § 16-34-2-4(d). Maturity does not affect the new no-
`tice requirement.
`To support its motion for preliminary injunction, plaintiff
`offered evidence on the likely effects of the new notice re-
`quirement. The evidence took the form of affidavits from
`seven witnesses familiar with the actual workings of the judi-
`cial bypass process and the situations of and stresses upon
`minors seeking abortions or advice on abortions. The State de-
`fendants chose not to offer evidence at that stage of the case.
`They also did not challenge the reliability or credibility of
`plaintiff’s evidence.
`
`

`

`4
`
`No. 17-2428
`
`The district court issued detailed findings of fact and con-
`clusions of law finding that the new notice requirement was
`likely to impose an undue burden on the right to obtain an
`abortion for a significant fraction of minors for whom the re-
`quirement would be relevant. 258 F. Supp. 3d 929, 939–40. We
`affirmed, emphasizing the lopsided evidence showing both
`the likely burden and the absence of appreciable benefit from
`the new notice requirement. 937 F.3d at 989–90. We relied
`heavily on Whole Woman’s Health, guided by its application of
`the “undue burden” standard adopted in Planned Parenthood
`of Southeastern Pennsylvania v. Casey, 505 U.S. 833 (1992). We
`also relied on Whole Woman’s Health’s approval of a pre-en-
`forcement injunction against challenged laws likely to impose
`an undue burden. 937 F.3d at 979−80.
`In Whole Woman’s Health, the Supreme Court affirmed a
`district court decision striking down a so-called admitting
`privileges requirement. The challenged Texas law required a
`physician who performed an abortion to have admitting priv-
`ileges at a hospital within thirty miles of the abortion site. The
`Supreme Court based its decision on detailed factual findings
`showing both the burdens imposed by that requirement and
`the lack of accompanying benefits. 136 S. Ct. at 2310–14.
`In June Medical in 2020, the Court held unconstitutional a
`Louisiana admitting-privileges law that tracked nearly word-
`for-word the Texas law struck down in Whole Woman’s Health.
`A plurality of four Justices examined the detailed evidence
`and findings on the likely burdens and benefits of the Louisi-
`ana admitting privileges law, and, following the reasoning
`and holding of Whole Woman’s Health, the plurality voted to
`strike down the new law. 140 S. Ct. at 2122–32 (plurality opin-
`ion of Breyer, J.). Four Justices dissented in four opinions.
`
`

`

`No. 17-2428
`
`5
`
`Chief Justice Roberts also voted to strike down the Louisi-
`ana law, concurring in the judgment in a separate opinion that
`is the focus here on remand. He had dissented in Whole
`Woman’s Health. He wrote that he still disagreed with that de-
`cision, but he explained that principles of stare decisis called
`for the Court to adhere to that earlier result on the essentially
`identical facts. 140 S. Ct. at 2134, 2139 (Roberts, C.J., concur-
`ring in judgment). He then explained that he believed Whole
`Woman’s Health had erred by balancing the challenged law’s
`benefits against its burdens in evaluating its constitutionality.
`Id. at 2135–36. Both the plurality and the Chief Justice agreed,
`however, that enforcement of the Louisiana law was properly
`enjoined before it took effect.
`Shortly after issuing June Medical, the Court issued its or-
`der in this case granting the State defendants’ petition for a
`writ of certiorari, vacating our decision, and remanding for
`further consideration in light of June Medical. See Box v.
`Planned Parenthood of Indiana & Kentucky, Inc., 141 S. Ct. 187,
`188 (2020). Such a “GVR” order calls for further thought but
`does not necessarily imply that the lower court’s previous re-
`sult should be changed. Klikno v. United States, 928 F.3d 539,
`544 (7th Cir. 2019). Pursuant to Circuit Rule 54, the parties
`submitted their views on the remand.1
`
`
`1 The State defendants at the same time petitioned for immediate en
`banc consideration of this case. No member of this court has requested an
`answer to or a vote on that petition. This decision on remand is being is-
`sued by the panel that heard this appeal originally. The pending petition
`is denied.
`
`

`

`6
`
`No. 17-2428
`
`II. Marks v. United States and Narrow Opinions
`A. Marks and its Variations
`The remand poses questions about how to interpret and
`apply decisions by the Supreme Court issued without major-
`ity opinions. The Supreme Court’s leading guidance on the
`question is one sentence in Marks: “When a fragmented court
`decides a case and no single rationale explaining the result
`enjoys the assent of five Justices, ‘the holding of the Court may
`be viewed as that position taken by those Members who con-
`curred in the judgments on the narrowest grounds.’” 430 U.S.
`at 193, quoting Gregg v. Georgia, 428 U.S. 153, 169 n.15 (1976)
`(plurality opinion of Stewart, Powell, and Stevens, JJ.). In re-
`cent decades, plurality decisions have become more frequent,
`especially on some of the most controversial issues the federal
`courts face. Lower courts have tried to follow the Marks in-
`struction in a variety of scenarios, and scholars and lower
`courts have identified several distinct models for applying
`Marks.
`A helpful guide comes from Professor Ryan Sullivan:
`The first of these approaches interprets Marks as
`limited to a narrow subset of plurality decisions
`reflecting a clearly discernible “implicit consen-
`sus” or “common denominator” among the Jus-
`tices. The second approach understands Marks
`as an instruction to lower courts to identify the
`opinion in a plurality decision that reflects the
`judgment-critical vote—typically the fifth con-
`curring vote—and treat that opinion as the
`Court’s holding. The third and final approach
`looks for points of majority consensus among
`
`

`

`No. 17-2428
`
`7
`
`different factions of concurring and dissenting
`Justices on distinct legal issues raised by the
`plurality decision.
`Ryan Williams, Questioning Marks: Plurality Decisions and Prec-
`edential Constraints, 69 Stan. L. Rev. 795, 806−07 (2017).
`The parties’ positions here identify different approaches
`and set the stage for our consideration. Relying on the first
`model, which is predominant in precedent, plaintiff Planned
`Parenthood contends that the June Medical plurality and con-
`currence share the narrow, common ground that Whole
`Woman’s Health has stare decisis effect on essentially identical
`facts. Because that is all that they share, that is the holding of
`June Medical, which thus did not produce a majority to over-
`rule Whole Woman’s Health. Not having been overruled, the
`standards and principles of Whole Woman’s Health still govern
`here.
`The State invokes both the second and third models for
`applying Marks. Using the second model, the State says the
`June Medical concurrence provided the swing vote and the
`narrowest ground for the judgment—stare decisis for Whole
`Woman’s Health on identical facts. That much is clear. The
`State goes further, however, in asserting in effect that every
`word of the concurrence must therefore be treated as the bind-
`ing, precedential holding of June Medical, whether those addi-
`tional portions support the judgment or not. Under that ap-
`proach, we would give the concurrence the effect of overrul-
`ing Whole Woman’s Health except as to virtually identical facts.
`Invoking the third model, using all opinions to predict votes
`in a future case, the State also argues that the June Medical con-
`currence and the dissents agreed on enough common ground
`to predict reliably that a majority of the Court would overrule
`
`

`

`8
`
`No. 17-2428
`
`Whole Woman’s Health and strike down the Indiana statute
`challenged here.
`We first identify questions in applying Marks and then ad-
`dress the variations argued by the parties, albeit in a different
`order. We close by addressing a couple of additional argu-
`ments raised in the briefs. The Supreme Court has observed
`that the Marks rule is “more easily stated than applied” and
`that it has “baffled and divided” lower courts. Grutter v. Bol-
`linger, 539 U.S. 306, 325 (2003), quoting Nichols v. United States,
`511 U.S. 738, 745−46 (1994). We hope here to avoid adding ev-
`idence to support the “baffled” observation.
`To identify a few of the problems baked into the Marks
`rule, how do we measure narrow v. broad? Does Marks re-
`quire common ground among opinions, and what if there is
`none? What counts as a common ground? Is it simply the ex-
`istence of a shared outcome or does it require a shared ap-
`proach to resolving a given legal question? Is everything in
`the narrowest opinion controlling, or just the portion support-
`ing the judgment? Can a “narrow” non-majority opinion
`overrule a previously controlling precedent? Do dissenting
`opinions count at all in measuring precedential effect?
`B. Dissenting Opinions and the Prediction Model of Precedent
`The last question, about dissenting opinions, is the easiest
`to answer, at least for a lower court like this one. The answer
`resolves the State’s reliance on the third model, counting
`votes among all opinions. Dissenting opinions do not count
`in the Marks assessment. Marks itself wrote in terms of “those
`Members who concurred in the judgments” 430 U.S. at 193,
`
`

`

`No. 17-2428
`
`9
`
`quoting Gregg, 428 U.S. at 169 n.15. The weight of circuit and-
`scholarly authority has taken the Court’s instruction at face
`value.
`We have rejected using dissents in Marks assessments:
`“under Marks, the positions of those Justices who dissented
`from the judgment are not counted in trying to discern a gov-
`erning holding from divided opinions.” Gibson v. American
`Cyanamid Co., 760 F.3d 600, 620 (7th Cir. 2014); accord, e.g.,
`United States v. Heron, 564 F.3d 879, 884 (7th Cir. 2009) (stating
`that Marks applies to opinions of those “Members who con-
`curred in the judgment[]” of the Court); Manning v. Caldwell
`for City of Roanoke, 930 F.3d 264, 280 n.13 (4th Cir. 2019) (en
`banc) (same); United States v. Carrizales-Toledo, 454 F.3d 1142,
`1151 (10th Cir. 2006) (same); United States v. Alcan Aluminum
`Corp., 315 F.3d 179, 189 (2d Cir. 2003) (same); Rappa v. New
`Castle County, 18 F.3d 1043, 1057 (3d Cir. 1994) (same); United
`States v. Hughes, 849 F.3d 1008, 1012 (11th Cir. 2017), rev’d on
`other grounds, 138 S. Ct. 1765 (2018) (”When determining
`which opinion controls, we do not ‘consider the positions of
`those who dissented.’”), quoting United States v. Robison, 505
`F.3d 1208, 1221 (11th Cir. 2007); United States v. Epps, 707 F.3d
`337, 348 (D.C. Cir. 2013) (“Stated differently, Marks applies
`when, for example, ‘the concurrence posits a narrow test to
`which the plurality must necessarily agree as a logical conse-
`quence of its own, broader position.’”) (emphasis added and
`removed), quoting King v. Palmer, 950 F.2d 771, 782 (D.C. Cir.
`1991) (en banc); King, 950 F.2d at 783 (“[W]e do not think we
`are free to combine a dissent with a concurrence to form a
`Marks majority.”); cf. United States v. Davis, 825 F.3d 1014, 1025
`(9th Cir. 2016) (en banc) (“[W]e assume but do not decide that
`
`

`

`10
`
`No. 17-2428
`
`dissenting opinions may be considered in a Marks analysis.”);2
`United States v. Johnson, 467 F.3d 56, 65 (1st Cir. 2006) (“[W]e
`do not share the reservations of the D.C. Circuit about com-
`bining a dissent with a concurrence to find the ground of de-
`cision embraced by a majority of the Justices.”).
`Scholars have generally agreed that dissenting opinions
`do not actually count, while noting that courts are not entirely
`consistent on this score. Michael L. Eber, When the Dissent Cre-
`ates the Law: Cross-Cutting Majorities and the Prediction Model of
`Precedent, 58 Emory L.J. 207, 218 (2008); Maxwell L. Stearns,
`The Case for Including Marks v. United States in the Canon of Con-
`stitutional Law, 17 Const. Comment. 321, 328 (2000); Nina
`Varsava, The Role of Dissents in the Formation of Precedent, 14
`Duke J. of Const. Law & Public Policy 285, 298−99 (2019); Jon-
`athan H. Adler, Once More, with Feeling: Reaffirming the Limits
`of Clean Water Act Jurisdiction, in The Supreme Court and the
`Clean Water Act: Five Essays 81, 93−94 (L. Kinvin Wroth ed.,
`Vt. Law Sch. 2007).3
`
`
`2 The Davis en banc majority did not decide this question, but concur-
`ring and dissenting opinions disagreed on it. See 825 F.3d at 1029 (Chris-
`ten, J., concurring) (Marks limits review to the opinions of Justices who
`concurred in judgment); id. at 1031 (Bea, J., dissenting) (Marks permits
`counting votes, including from dissenting Justices).
`3 To be sure, some of these scholars have urged a different approach,
`arguing that lower courts should use a prediction model, taking dissenting
`opinions into account to predict how the Supreme Court will decide the
`next case, but they agree that the prediction model is rarely used by courts
`and even more rarely acknowledged. See, e.g., Evan H. Caminker, Prece-
`dent and Prediction: The Forward Looking Aspects of Inferior Court Deci-
`sionmaking, 73 Tex. L. Rev. 1, 74 (1994) (arguing that “prediction has a
`proper, albeit circumscribed, role to play in inferior court decisionmak-
`ing,” but “conced[ing] that others will disagree with this conclusion”);
`
`

`

`No. 17-2428
`
`11
`
`This aversion to dissenting opinions in applying Marks is
`consistent with our more general approach to Supreme Court
`precedent. We simply do not survey non-majority opinions to
`count likely votes and boldly anticipate overruling of Su-
`preme Court precedents. That is not our job. As we are fre-
`quently reminded, only the Supreme Court itself can overrule
`its own decisions. Rodriguez de Quijas v. Shearson/American Ex-
`press, Inc., 490 U.S. 477, 484 (1989); accord, State Oil Co. v. Khan,
`522 U.S. 3, 20 (1997) (“it is this Court’s prerogative alone to
`overrule one of its precedents”); Agostini v. Felton, 521 U.S.
`203, 237 (1997) (instructing courts of appeals to leave to the
`Supreme Court “the prerogative of overruling its own deci-
`sions”), citing Rodriguez de Quijas, 490 U.S. at 484; Scheiber v.
`Dolby Laboratories, Inc., 293 F.3d 1014, 1019 (7th Cir. 2002)
`(highlighting that in State Oil v. Khan, the Supreme Court
`“pointedly noted” that the Seventh Circuit had been correct
`in refusing to declare defunct the Court’s directly controlling
`precedent). Accordingly, we decline the State’s invitation here
`to add together the Chief Justice’s concurrence and the dis-
`senting opinions and declare Whole Woman’s Health over-
`ruled.4
`
`
`Eber, When the Dissent Creates the Law, 58 Emory L. J. at 232 (acknowledg-
`ing that “most judges do not endorse the prediction model of precedent,
`at least openly”) (footnotes omitted); Varsava, The Role of Dissents, 14 Duke
`J. of Const. Law & Public Policy at 321–22 (“Advocates of the predictive
`approach generally exclude dissenting opinions from the process, but the
`inclusion of dissents is a theoretical possibility.”) (footnotes omitted).
`4 We recognize that parties may decide to adopt the prediction model
`in making decisions about their conduct or in deciding how to litigate dis-
`putes. The prediction model has a distinguished pedigree: “The prophe-
`cies of what the courts will do in fact, and nothing more pretentious, are
`what I mean by the law.” Oliver Wendell Holmes, The Path of the Law, 10
`
`

`

`12
`
`No. 17-2428
`
`C. Logical Subsets and Nesting Dolls
`We turn now to the first model of the Marks rule, argued
`by plaintiff and consistent with the substantial weight of au-
`thority: look for a “narrowest ground” that is a logical subset
`of the reasoning in other opinions concurring in the judgment.
`The Marks rule is easiest to apply when the fifth vote comes in
`a concurrence that agrees with part of the plurality’s reason-
`ing, so that the narrower opinion may be described as adopt-
`ing a logical subset of a broader opinion’s reasoning. The of-
`ten-cited metaphor is Russian nesting dolls. We and other
`courts have often said that for the Marks rule to apply, there
`must be a genuine common denominator underlying the rea-
`soning of a majority of justices. E.g., Gibson, 760 F.3d at 619;
`Heron, 564 F.3d at 884; Rappa, 18 F.3d at 1058; King, 950 F.2d at
`781. That opinion—the narrowest one—“must represent a
`common denominator of the Court’s reasoning; it must em-
`body a position implicitly approved by at least five Justices
`who support the judgment.” King, 950 F.2d at 781 (emphasis
`added).
`Under this approach, when the reasoning underlying the
`decisive concurring opinion fails to fit within a broader logical
`circle drawn by the other opinions, Marks simply does not ap-
`ply. King, 950 F.2d at 782; accord, Alcan Aluminum Corp., 315
`F.3d at 189 (explaining that where no single standard “consti-
`tutes the narrowest ground for a decision on that issue, there
`is then no law of the land”).
`
`
`Harv. L. Rev. 457, 461 (1897). But in a hierarchical court system, lower
`courts do not arrogate to themselves the task of overruling precedents of
`higher courts.
`
`

`

`No. 17-2428
`
`13
`
`In the simplest scenario, four Justices agree on two
`grounds for the judgment, and the decisive vote is cast by a
`concurring Justice who agrees with only one of those. In such
`a case, the concurring opinion’s rationale provides the nar-
`rowest ground and is deemed controlling.
`If we were to depart from this predominant understand-
`ing of Marks and applied it in the absence of a common de-
`nominator, then a single approach to a given legal question
`lacking majority support, perhaps lacking support from more
`than one Justice, would become national law. See King, 950
`F.2d at 782. This would be true even if that single approach
`produced the critical fifth vote supporting the judgment of the
`Court. Id.; see also Gaylor v. Mnuchin, 919 F.3d 420, 433 n.9 (7th
`Cir. 2019) (stating that where one Justice’s concurring opinion
`reached the same result as the plurality opinion, but did so
`under a different constitutional clause, that concurring opin-
`ion was not a “logical subset” of the plurality opinion), quot-
`ing Gibson, 760 F.3d at 619; Heron, 564 F.3d at 884 (“When,
`however, a concurrence that provides the fifth vote necessary
`to reach a majority does not provide a ‘common denominator’
`for the judgment, the Marks rule does not help to resolve the
`ultimate question.”). If there is no common denominator, then
`there is no binding reasoning, just facts and a result.
`The Supreme Court itself appears to follow this approach.
`In King, the District of Columbia Circuit illustrated this point
`with Coolidge v. New Hampshire, 403 U.S. 443 (1971), where a
`plurality of four Justices wrote that evidence could be seized
`pursuant to the plain-view exception to the Fourth Amend-
`ment’s warrant requirement only when the evidence was dis-
`covered inadvertently. See King, 950 F.2d at 782. Four other
`Justices wrote that inadvertence was not necessary for a valid
`
`

`

`14
`
`No. 17-2428
`
`seizure of evidence in plain view. Coolidge, 403 U.S. at 492, 506,
`510, 516 (four opinions, each concurring in part and dissent-
`ing in part). Justice Harlan concurred in the judgment that the
`challenged search was unconstitutional, but he offered no ra-
`tionale for evaluating the inadvertence requirement laid out
`by the plurality. Id. at 490 (Harlan, J., concurring in judgment).
`In a later decision, Texas v. Brown, 460 U.S. 730 (1983), the
`Supreme Court said that the Coolidge plurality’s inadvertence
`requirement did not constitute binding precedent and should
`be understood only as “the considered opinion of four Mem-
`bers of this Court.” Brown, 460 U.S. at 737 (plurality opinion).
`Eventually, the Supreme Court rejected the inadvertence re-
`quirement altogether. King, 952 F.2d at 782, citing Horton v.
`California, 496 U.S. 128 (1990).
`In similar circumstances—where no opinion adopting a
`narrowest common denominator of the Court’s reasoning can
`be identified—this court and other circuits have explicitly de-
`clined to apply Marks. See, e.g., Gibson, 760 F.3d at 619–20 (de-
`clining to apply Marks to Eastern Enterprises v. Apfel, 524 U.S.
`498 (1998)); Heron, 564 F.3d at 884 (declining to apply Marks
`to Missouri v. Seibert, 542 U.S. 600 (2004)); Schindler v. Clerk of
`Circuit Court, 715 F.2d 341, 345 (7th Cir. 1983) (declining to
`apply Marks to Baldasar v. Illinois, 446 U.S. 222 (1980)); Davis,
`825 F.3d at 1021–22 (declining to apply Marks to Freeman v.
`United States, 564 U.S. 522 (2011));5 Alcan Aluminum Corp., 315
`
`5 In Hughes v. United States, the Supreme Court explained that
`in Freeman, “[n]o single interpretation or rationale commanded a
`majority” of Justices. 138 S. Ct. 1765, 1768 (2018). The Court
`acknowledged that some courts of appeals, including the Seventh
`Circuit, in applying Marks had adopted the reasoning of Justice So-
`tomayor’s solo opinion concurring in the judgment. Id. Other
`
`

`

`No. 17-2428
`
`15
`
`F.3d at 189 (declining to apply Marks to Eastern Enterprises);
`A.T. Massey Coal Co. v. Massanari, 305 F.3d 226, 237 (4th Cir.
`2002) (also declining to apply Marks to Eastern Enterprises).
`In other words, Marks does not command lower courts to
`find a common denominator—to find an implicit consensus
`among divergent approaches—where there is actually none.
`Cf. Grutter, 539 U.S. at 325 (discussing division among federal
`courts of appeals in applying Marks to Regents of the University
`of California v. Bakke, 438 U.S. 265 (1978)); Nichols, 511 U.S. at
`745 (discussing division among state and federal courts in ap-
`plying Marks to Baldasar). It is not our duty or function to
`bring symmetry to any “doctrinal disarray” we might en-
`counter in our application of Supreme Court precedent.6
`
`
`courts, however, also applying Marks, adopted the plurality’s rea-
`soning. Id. Hughes resolved the sentencing issue in Freeman but ex-
`plicitly declined “to reach questions regarding the proper applica-
`tion of Marks.” Id.
`6 These limits of Marks are recognized in legal scholarship. See,
`e.g., Richard Re, Beyond the Marks Rule, 132 Harv. L. Rev. 1943, 1982
`(2019) (“[I]nstead of finding Marks holdings in all, or even most,
`fractured Supreme Court decisions, the logical subset approach as-
`pires to recognize Marks holdings only when one opinion is logi-
`cally and therefore inescapably ‘narrower’ than any other.”); Lewis
`A. Kornhauser & Lawrence G. Sager, The One and the Many: Adjudi-
`cation in Collegial Courts, 81 Cal. L. Rev. 1, 46–48 (1993) (Marks is
`available only “where the rationales for the majority outcome are
`nested, fitting within each other like Russian dolls”); Stearns, The
`Case for Including Marks, 17 Const. Comment. at 328 n.26 (explaining
`that Marks does not apply where “[t]he majority on the Court’s
`judgment [is] composed of two minority camps, each reaching op-
`posite resolutions of the two dispositive issues, but also reaching
`
`

`

`16
`
`No. 17-2428
`
`The logical subset approach to Marks applies here. In June
`Medical, there is one critical sliver of common ground between
`the plurality and the concurrence: Whole Woman’s Health was
`entitled to stare decisis effect on essentially identical facts. 140
`S. Ct. at 2120 (plurality); id. at 2139 (concurrence). The Marks
`rule therefore applies to that common ground, but it applies
`only to that common ground. That application offers no direct
`guidance for applying the undue burden standard more gen-
`erally, let alone to the quite different parental notice require-
`ment in this case. That absence of guidance answers our ques-
`tion: the Marks rule tells us that June Medical did not overrule
`Whole Woman’s Health. That means Whole Woman’s Health re-
`mains precedent binding on lower courts.
`D. The Swing-Vote Model
`To avoid this result, the State also invokes the second ap-
`proach to Marks and plurality opinions, in which lower courts
`try to identify the decisive fifth vote on the Supreme Court
`and treat that vote’s reasoning as controlling, even if it repre-
`sents the views of only one justice. Courts and scholars have
`called this the “swing-vote” approach. The State argues here
`that we should adopt the strongest, most controversial ver-
`sion of this swing-vote approach, which “treats as binding all
`aspects of the opinion reflecting the median Justice’s views,
`
`the same judgment”); Joseph S. Cacace, Note, Plurality Decisions in
`the Supreme Court of the United States: A Reexamination of the Marks
`Doctrine after Rapanos v. United States, 41 Suffolk U. L. Rev. 97, 113
`(2007) (emphasizing King’s “Russian dolls” approach to Marks);
`Linda Novak, Note, The Precedential Value of Supreme Court Plurality
`Decisions, 80 Colum. L. Rev. 756, 767 (1980) (“Many of the most
`troublesome plurality [and concurring] opinions” do not “stand in
`a ‘broader-narrower’ relation to each other.”).
`
`

`

`No. 17-2428
`
`17
`
`including propositions that no other participating Justice ex-
`plicitly or implicitly assented to.” Williams, Questioning
`Marks, 69 Stan. L. Rev. at 815; see also Re, Beyond the Marks
`Rule, 132 Harv. L. Rev. at 1979 (“In general, the median opin-
`ion would be outvoted whenever at least five Justices in non-
`median opinions would converge on the same outcome.”).
`The State here argues that we should treat as binding every-
`thing in the Chief Justice’s June Medical concurrence, including
`its continued disagreement with Whole Woman’s Health,
`whether that position was essential to the June Medical judg-
`ment or not, giving that non-majority opinion the power to
`overrule binding precedent established in a majority opinion.
`This swing-vote model is not consistent with Supreme
`Court precedent or our circuit precedent, nor is it the predom-
`inant model in courts around the country. For example, in
`United States v. Santos, 553 U.S. 507 (2008), the Supreme Court
`split four-one-four on the decisive issue. Justice Scalia wrote
`a plurality opinion for four justices to affirm; Justice Stevens
`wrote a separate, narrower opinion concurring in that judg-
`ment. But Justice Stevens’ concurring opinion expressed
`views on future cases not before the Court. The plurality ad-
`dressed how Marks should apply. Justice Stevens’ reasoning
`was the narrowest in support of the judgment, but the plural-
`ity flatly rejected the idea that everything in Justice Stevens’
`opinion was binding, in terms directly applicable here:
`“JUSTICE STEVENS’ speculations on that point address a
`case that is not before him, are the purest of dicta, and form
`no part of today’s holding.” Id. at 523 (plurality opinion of
`Scalia, J.).
`And whatever strengths the swing-vote model might have
`in other situations, it is not an appropriate application of
`
`

`

`18
`
`No. 17-2428
`
`Marks in these circumstances: First, the stated disagreement is
`not essential to the concurrence’s bottom-line vote to strike
`down the Louisiana law. The portions of the concurrence go-
`ing beyond stare decisis did not support the judgment and are
`obiter dicta. Second, the dispute between the plurality and
`concurrence in June Medical was not about a new legal issue
`but about the scope and validity of a Court precedent. Apply-
`ing the swing-vote test to treat everything in the concurrence
`as a binding holding would allow less than a majority to over-
`rule a Court precedent that had been established by majority
`vote.
`To frame the issue in simple, logical terms, the June Medical
`plurality adopted two propositions that we can label A and B.
`Proposition A was that Whole Woman’s Health previously
`struck down a nearly identical Texas law, so stare decisis re-
`quired striking down the new Louisiana law. Proposition B
`was that the majority opinion in Whole Woman’s Health cor-
`rectly stated and applied the undue burden test for abortion
`regulations. The Chief Justice’s concurrence adopted Proposi-
`tion A, applying stare decisis. It rejected Proposition B, adopt-
`ing instead Not-B: the majority opinion in Whole Woman’s
`Health misstated and misapplied the undue burden test.
`Applying Marks, the best way to understand the two opin-
`ions together is that the plurality’s adoption of Proposition B
`and the concurrence’s adoption of Proposition Not-B are both
`obiter dicta. They were not necessary to the actual judgment
`striking down the new Louisiana law on stare decisis
`grounds, Proposition A, for which there were five votes.
`There was no majority to overrule Whole Woman’s Health, so
`that precedent stands as binding on lower courts unless and
`until a Court majority overrules it.
`
`

`

`No. 17-2428
`
`19
`
`E. Other Arguments
`Additional arguments raised here do not fit as neatly into
`the three principal models for applying Marks. The State ar-
`

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket