`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 1 of 34
`
`UNITED STATES DISTRICT COURT
`
`NORTHERN DISTRICT OF CALIFORNIA
`
`SAN FRANCISCO DIVISION
`
`Case No. 3:16-cv-2787-WHO
`
`
`
`
`
`STIPULATED SUPPLEMENTAL
`PROTECTIVE ORDER
`
`
`
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`
`
`HUAWEI TECHNOLOGIES CO., LTD.,
`HUAWEI DEVICE USA, INC., and
`HUAWEI TECHNOLOGIES USA, INC.,
`
`Plaintiff(s)/Counterclaim
`Defendants,
`
`vs.
`
`
`
`
`
`
`
`
`SAMSUNG ELECTRONICS CO., LTD,
`SAMSUNG ELECTRONICS AMERICA,
`INC.,
`
`Defendants / Counterclaim-
`Plaintiffs,
`
`
`
`
`
`and
`
`
`
`
`
`
`
`
`SAMSUNG RESEARCH AMERICA,
`
`Defendant,
`
`v.
`
`
`
`
`
`
`HISILICON TECHNOLOGIES CO., LTD.,
`
`Counterclaim-Defendant.
`
`
`
`WHEREAS, the Court entered a Protective Order to protect Party and Non-party
`
`confidential business information in the above-referenced action on January 4, 2017 (ECF No.
`
`110) (“Protective Order”); and
`
`WHEREAS, Plaintiff and Counterclaim Defendant Huawei Technologies Co., Ltd.,
`
`Huawei Device USA, Inc., and Huawei Technologies USA, Inc. (“Plaintiff” or “Huawei”),
`
`Defendants and Counterclaim Plaintiffs Samsung Electronics Co., Ltd. and Samsung Electronics
`
`America, Inc. (“Defendants” or “Samsung”), Defendant Samsung Research America (“Samsung
`
`RA”), and HiSilicon Technologies Co., Ltd. (“HiSilicon”) (each a “Party” or, collectively,
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`
`
`1
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16-CV-2787-WHO
`
`
`
`
`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 2 of 34
`
`“Parties”), and Qualcomm Incorporated (“Qualcomm”), a non-party to this action, may produce
`
`confidential source code, schematics, and other documents in this action that include or
`
`incorporate CONFIDENTIAL INFORMATION belonging to Qualcomm (“Qualcomm
`
`Confidential Information”); and
`
`WHEREAS the Parties and Non-Party Qualcomm have agreed to provisions in addition
`
`to those contained in the Protective Order to protect against misuse or disclosure of such
`
`Qualcomm Confidential Information;
`
`WHEREFORE, IT IS HEREBY ORDERED that source code, schematics, or documents
`
`that incorporate Qualcomm Confidential Information produced in connection with the above-
`
`captioned matters that are designated as “QUALCOMM CONFIDENTIAL BUSINESS
`
`INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” and “QUALCOMM
`
`CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY –
`
`CONFIDENTIAL SOURCE CODE” shall be subject to the following restrictions:
`
`Definitions
`
`1.
`
`“Qualcomm Material”: Confidential information (regardless of how generated,
`
`stored, or maintained) or tangible things that include or incorporate Non-Party Qualcomm
`
`Confidential Information, that Non-Party Qualcomm: (i) would not normally reveal to third
`
`parties except in confidence, or has undertaken with others to maintain in confidence; (ii)
`
`believes in good faith is significantly sensitive; or (iii) is protected by a right to privacy under
`
`federal or state law, or any other applicable privilege or right related to confidentiality or
`
`privacy. Qualcomm Material includes all information, documents, source code, schematics,
`
`testimony, and things produced, served, or otherwise provided in this action by any Party or by
`
`Non-Party Qualcomm, that include or incorporate Qualcomm Confidential Information.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`
`
`2
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16-CV-2787-WHO
`
`
`
`
`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 3 of 34
`
`2.
`
`“QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE
`
`ATTORNEYS’ EYES ONLY” material: information, documents, and things that include or
`
`incorporate Qualcomm Material.
`
`3.
`
`“Source Code”: includes human-readable programming language text that
`
`defines software, firmware, (collectively, “software Source Code”) and integrated circuits
`
`(“hardware Source Code”). Text files containing Source Code shall hereinafter be referred to as
`
`“Source Code files.” Software Source Code files shall include, but are not limited to, files
`
`containing Source Code in “C,” “C++,” BREW, Java ME, J2ME, assembler, digital signal
`
`processor (DSP) programming languages, and other human readable text programming
`
`languages. Software Source Code files further include “.include files,” “make” files, “link” files,
`
`and other human-readable text files used in the generation and/or building of software directly
`
`executed on a microprocessor, micro-controller, or DSP. Hardware Source Code files include,
`
`but are not limited to, files containing Source Code in VDHL, Verilog, and other Hardware
`
`Description Language (“HDL”) formats, including but not limited to, Register Transfer Level
`
`(“RTL”) descriptions.
`
`4.
`
`“Chip-Level Schematics”: means symbolic representations of analog electric or
`
`electronic circuits from which the physical structure of a chip is directly derived.
`
`5.
`
`“QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE
`
`ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE” material: Qualcomm
`
`Material that includes Source Code and Chip-Level Schematics that constitute proprietary
`
`technical or commercially sensitive competitive information that Non-Party Qualcomm
`
`maintains as highly confidential in its business, the disclosure of which is likely to cause harm to
`
`the competitive position of Non-Party Qualcomm. This includes Source Code and Chip-Level
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`
`
`3
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16-CV-2787-WHO
`
`
`
`
`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 4 of 34
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`Schematics in the Producing Party’s possession, custody, or control, and made available for
`
`inspection by the Producing Party.
`
`6.
`
`“Designated Qualcomm Material”: material that is designated “QUALCOMM
`
`CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” or
`
`“QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’
`
`EYES ONLY – CONFIDENTIAL SOURCE CODE” under this Supplemental Protective Order.
`
`7.
`
`“Designated Source Code Material”: material that is designated “QUALCOMM
`
`CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY –
`
`CONFIDENTIAL SOURCE CODE” under this Supplemental Protective Order.
`
`8.
`
`“Personnel Retained by a Receiving Party in this Action” means any consultants,
`
`experts, or outside counsel (including their support staff) that have been and continue to be
`
`retained by a Receiving Party in this action. For the sake of clarity, any person who was retained
`
`by a Receiving Party in this action will no longer fall under this definition if that person ceases to
`
`be retained by a Receiving Party in this action.
`
`9.
`
`“Party” means any Party to the above-captioned action, including all of its
`
`officers, directors, employees, consultants, retained experts, and all support staff thereof.
`
`10.
`
`“Producing Party” means a party or non-party that discloses or produces
`
`21
`
`Designated Qualcomm Material in the above-captioned action.
`
`11.
`
`“Receiving Party” a Party that receives Designated Qualcomm Material from a
`
`Producing Party in the above-captioned actions.
`
`12.
`
`“Authorized Reviewer(s)” shall mean persons authorized to review
`
`“QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’
`
`EYES ONLY” and “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION –
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`
`
`4
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16-CV-2787-WHO
`
`
`
`
`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 5 of 34
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE” material in
`
`accordance with the Protective Order and this Supplemental Protective Order.
`
`13.
`
`“Counsel of Record”: (i) outside counsel who appears on the pleadings, or has
`
`entered an appearance in this action, as counsel for a Party; and (ii) partners, principals, counsel,
`
`associates, employees, and contract attorneys of such outside counsel to whom it is reasonably
`
`necessary to disclose the information for this litigation, including supporting personnel employed
`
`by the attorneys, such as paralegals, legal translators, legal secretaries, legal clerks, and
`
`shorthand reporters.
`
`14.
`
`“Outside Consultant”: a person with specialized knowledge or experience in a
`
`matter pertinent to the litigation who has been retained by Counsel of Record to serve as an
`
`expert witness or a litigation consultant in this action (including any necessary support personnel
`
`of such person to whom disclosure is reasonably necessary for this litigation), and who is not a
`
`current employee of a Party, of a competitor of a Party, or of Non-Party Qualcomm, and who, at
`
`the time of retention, is not anticipated to become an employee of, or a non-litigation consultant
`
`of: (1) a Party; (2) a competitor of a Party; (3) a competitor of Non-Party Qualcomm; or (4)
`
`Non-Party Qualcomm.
`
`15.
`
`“Professional Vendors”: persons or entities that provide litigation support
`
`21
`
`services (e.g., photocopying; videotaping; translating; designing and preparing exhibits, graphics,
`
`or demonstrations; organizing, storing, retrieving data in any form or medium, etc.) and their
`
`employees and subcontractors who have been retained or directed by Counsel of Record in this
`
`action, and who are not current employees of a Party, a competitor of a Party, or of Non-Party
`
`Qualcomm, and who, at the time of retention, are not anticipated to become employees of: (1) a
`
`Party; (2) a competitor of a Party; (3) a competitor of Non-Party Qualcomm; or (4) Non-Party
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`
`
`5
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16-CV-2787-WHO
`
`
`
`
`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 6 of 34
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`Qualcomm. This definition includes ESI vendors, and professional jury or trial consultants
`
`retained in connection with this litigation to assist a Party, Counsel of Record, or any Outside
`
`Consultant in their work. Professional vendors do not include consultants who fall within the
`
`definition of Outside Consultant.
`
`Relationship to Protective Order
`
`16.
`
`This Supplemental Protective Order shall not diminish any existing restriction
`
`with respect to Designated Qualcomm Material. The Parties and Qualcomm acknowledge and
`
`agree that this Supplemental Protective Order is a supplement to the Protective Order entered in
`
`this action. The Protective Order applies to all material designated pursuant to this Supplemental
`
`Protective Order. To the extent that there is any confusion or conflict between protective orders
`
`with respect to Designated Qualcomm Material, then this Supplemental Protective Order
`
`governs.
`
`17.
`
`In addition to the restrictions outlined in this Supplemental Protective Order,
`
`material designated as “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION –
`
`OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE” shall be subject
`
`to obligations with respect to “RESTRICTED CONFIDENTIAL SOURCE CODE” materials
`
`outlined in the Protective Order.
`
`18.
`
`In addition to the restrictions outlined in this Supplemental Protective Order,
`
`material designated as “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION –
`
`OUTSIDE ATTORNEYS’ EYES ONLY” shall be subject to obligations with respect to
`
`“RESTRICTED – ATTORNEYS’ EYES ONLY” material outlined in the Protective Order.
`
`Scope
`
`19.
`
`The protections conferred by this Supplemental Protective Order cover not only
`
`Designated Qualcomm Material (as defined above), but also any information copied or extracted
`
`
`
`
`
`6
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16-CV-2787-WHO
`
`
`
`
`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 7 of 34
`
`therefrom, as well as all copies, excerpts, summaries, or compilations thereof. Nothing herein
`
`shall alter or change in any way the discovery provisions of the Federal Rules of Civil Procedure
`
`or any applicable local rules or general orders. Identification of any individual pursuant to this
`
`Supplemental Protective Order does not make that individual available for deposition, or any
`
`other form of discovery outside of the restrictions and procedures of the Federal Rules of Civil
`
`Procedure or any applicable rules or general orders.
`
`20.
`
`This Supplemental Protective Order shall not prevent a disclosure to which Non-
`
`Party Qualcomm consents in writing before that disclosure takes place.
`
`21.
`
`This Supplemental Protective Order shall apply to all Designated Qualcomm
`
`Material that is produced or provided for inspection in this action, including all Designated
`
`Qualcomm Material that is in the possession, custody, or control of Qualcomm or any Party in
`
`these actions, or that is otherwise relevant to these actions.
`
`Access to Designated Qualcomm Material
`
`22.
`
`Access to “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION –
`
`OUTSIDE ATTORNEYS’ EYES ONLY” Material: unless otherwise ordered by the Court or
`
`permitted in writing by Non-Party Qualcomm, a Receiving Party may disclose any information,
`
`document, or thing designated “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION
`
`– OUTSIDE ATTORNEYS’ EYES ONLY” only to:
`
`a.
`
`Persons who appear on the face of Designated Qualcomm Material as an
`
`author, addressee, or recipient thereof, or persons who have been
`
`designated under FRCP 30(b)(6) or Rule 45 to provide testimony of behalf
`
`of a Producing Party or Qualcomm regarding the same;
`
`b.
`
`Counsel of Record;
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`
`
`7
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16-CV-2787-WHO
`
`
`
`
`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 8 of 34
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`c.
`
`Outside Consultants of the Receiving Party to whom disclosure is
`
`reasonably necessary for this litigation, and who have, after the date of this
`
`Supplemental Protective Order, signed the “Acknowledgement And
`
`Agreement To Be Bound By Supplemental Protective Order Governing
`
`Confidential Information of Non-Party Qualcomm In This Case” attached
`
`hereto as Exhibit A, and the “Certification Of Consultant Re Supplemental
`
`Protective Order Governing Confidential Information of Non-Party
`
`Qualcomm In This Case,” attached hereto as Exhibit B;
`
`d.
`
`Any designated arbitrator or mediator who is assigned to hear this matter,
`
`or who has been selected by the Parties, and his or her staff; who have,
`
`after the date of this Supplemental Protective Order, signed the
`
`“Acknowledgement And Agreement To Be Bound By Supplemental
`
`Protective Order Governing Confidential Information of Non-Party
`
`Qualcomm In This Case” attached hereto as Exhibit A, and the
`
`“Certification Of Consultant Re Supplemental Protective Order Governing
`
`Confidential Information of Non-Party Qualcomm In This Case,” attached
`
`hereto as Exhibit B, as well as any arbitrator’s or mediator’s staff who
`
`have also signed Exhibits A and B;
`
`e.
`
`Court reporters and videographers employed in connection with this
`
`action;
`
`f.
`
`Professional Vendors to whom disclosure is reasonably necessary for this
`
`action, and a representative of which has signed the “Acknowledgement
`
`And Agreement To Be Bound By Supplemental Protective Order
`
`
`
`
`
`8
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16-CV-2787-WHO
`
`
`
`
`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 9 of 34
`
`Governing Confidential Information of Non-Party Qualcomm In This
`
`Case” attached hereto as Exhibit A, subject to the following exception:
`
`Designated Qualcomm Material shall not be disclosed to mock jurors
`
`without Non-Party Qualcomm’s express written consent; and
`
`g.
`
`The Court and its personnel, including the jury.
`
`23.
`
`Access to “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION –
`
`OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE” material:
`
`unless otherwise ordered by the Court or permitted in writing by Non-Party Qualcomm, a
`
`Receiving Party may disclose any information, document, or thing designated “QUALCOMM
`
`CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY –
`
`CONFIDENTIAL SOURCE CODE” only to:
`
`a.
`
`Persons who appear on the face of Designated Qualcomm Material as an
`
`b.
`
`c.
`
`author, addressee, or recipient thereof, or persons who have been
`
`designated under FRCP 30(b)(6) to provide testimony of behalf of a
`
`Producing Party or Qualcomm regarding the same;
`
`Counsel of Record;
`
`Outside Consultants of the Receiving Party to whom disclosure is
`
`reasonably necessary for this litigation, and who have, after the date of this
`
`Supplemental Protective Order, signed the “Acknowledgement And
`
`Agreement To Be Bound By Supplemental Protective Order Governing
`
`Confidential Information of Non-Party Qualcomm In This Case” attached
`
`hereto as Exhibit A, and the “Certification Of Consultant Re Supplemental
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`
`
`9
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16-CV-2787-WHO
`
`
`
`
`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 10 of 34
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`Protective Order Governing Confidential Information of Non-Party
`
`Qualcomm In This Case,” attached hereto as Exhibit B;
`
`d.
`
`Any designated arbitrator or mediator who is assigned to hear this matter,
`
`or who has been selected by the Parties, and his or her staff; who have,
`
`after the date of this Supplemental Protective Order, signed the
`
`“Acknowledgement And Agreement To Be Bound By Supplemental
`
`Protective Order Governing Confidential Information of Non-Party
`
`Qualcomm In This Case” attached hereto as Exhibit A, and the
`
`“Certification Of Consultant Re Supplemental Protective Order Governing
`
`Confidential Information of Non-Party Qualcomm In This Case,” attached
`
`hereto as Exhibit B, as well as any arbitrator’s or mediator’s staff who
`
`have also signed Exhibits A and B, provided, however, that before such
`
`disclosure, Qualcomm is provided notice including: (a) the individual’s
`
`name and business title; (b) business address; (c) business or professions;
`
`and (d) the individual’s CV. Qualcomm shall have five business days
`
`from receipt of the notice to object in writing to such disclosure (plus three
`
`extra days if notice is given other than by hand delivery, e-mail delivery,
`
`or facsimile transmission). After the expiration of the five business days
`
`(plus three days, if appropriate) period, if no objection has been asserted,
`
`then “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION –
`
`OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE
`
`CODE” materials may be disclosed pursuant to the terms of this
`
`Supplemental Protective Order;
`
`
`
`
`
`10
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16-CV-2787-WHO
`
`
`
`
`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 11 of 34
`
`e.
`
`Court reporters and videographers employed in connection with this
`
`action, subject to the provisions provided in subparagraph 33(g) herein;
`
`f.
`
`Professional Vendors to whom disclosure is reasonably necessary for this
`
`action, and a representative of which has signed the “Acknowledgement
`
`And Agreement To Be Bound By Supplemental Protective Order
`
`Governing Confidential Information of Non-Party Qualcomm In This
`
`Case” attached hereto as Exhibit A, subject to the following exception:
`
`Designated Qualcomm Material shall not be disclosed to mock jurors
`
`without Non-Party Qualcomm’s express written consent; and
`
`g.
`
`The Court and its personnel, including the jury.
`
`24.
`
`Notwithstanding the Protective Order, unless otherwise ordered or agreed in
`
`writing by Non-Party Qualcomm, Designated Qualcomm Material may not be disclosed to
`
`employees of a Receiving Party, including its in-house attorneys and support staff.
`
`25.
`
`Notwithstanding the Protective Order, unless otherwise ordered or agreed in
`
`writing by Non-Party Qualcomm, Designated Qualcomm Material may not be disclosed to mock
`
`jurors.
`
`26.
`
`[Section left intentionally blank]
`
`27.
`
`The Parties acknowledge that Designated Qualcomm Material may also be subject
`
`to the U.S. government export control and economic sanctions laws, including the Export
`
`Administration Regulations (“EAR,” 15 CFR 730, et seq., http://www.bis.doc.gov/) administered
`
`by the Department of Commerce, Bureau of Industry and Security, and the Foreign Asset
`
`Control Regulations (31 CFR 500, et seq., http://www.treas.gov/offices/enforcement/ofac/)
`
`administered by the Department of Treasury, Office of Foreign Assets Control (“OFAC”).
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`
`
`11
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16-CV-2787-WHO
`
`
`
`
`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 12 of 34
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`Receiving Parties may not directly or indirectly export, re-export, transfer, or release
`
`(collectively, “Export”) any Designated Qualcomm Material to any destination, person, entity, or
`
`end user prohibited or restricted under U.S. law without prior U.S. government authorization to
`
`the extent required by regulation. The U.S. government maintains embargoes and sanctions
`
`against the countries listed in Country Groups E: 1/2 of the EAR (Supplement 1 to part 740),
`
`currently Cuba, Iran, Libya, North Korea, North Sudan and Syria but any amendments to these
`
`lists shall apply.
`
`28.
`
`Receiving Party may host “QUALCOMM CONFIDENTIAL BUSINESS
`
`INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” material only on either: (1) any
`
`system inside the firewall of a law firm representing the Receiving Party; or (2) inside the system
`
`of a professional ESI Vendor retained by Counsel of Record of the Receiving Party.
`
`“QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’
`
`EYES ONLY” material also cannot be sent or transmitted to any person, location, or vendor
`
`outside of the U.S. except to Counsel of Record and Outside Consultants designated pursuant to
`
`subparagraphs 22(c) and 23(c) above. To the extent that any “QUALCOMM CONFIDENTIAL
`
`BUSINESS INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY” material is
`
`transmitted from or to authorized recipients outside of the Receiving Party’s Outside Counsel’s
`
`21
`
`offices, or outside of the ESI Vendor’s system, the transmission shall be by hand (and encrypted
`
`if in electronic format), by a secure transport carrier (e.g., Federal Express), or by secure
`
`electronic means, such as email using an encrypted password-protected container (other than
`
`Trucrypt), or download via secure FTP. “QUALCOMM CONFIDENTIAL BUSINESS
`
`INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE
`
`CODE” may not be transmitted by electronic means; however, this should not be understood to
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`
`
`12
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16-CV-2787-WHO
`
`
`
`
`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 13 of 34
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`prohibit the electronic transmittal of testifying experts’ reports or drafts, court filings, and trial
`
`demonstratives, thereof that may refer to “QUALCOMM CONFIDENTIAL BUSINESS
`
`INFORMATION – OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE
`
`CODE,” subject to the limitations set forth in Section 33(g) herein, and as long as such electronic
`
`transmittal is by secure electronic means, such as email using an encrypted password-protected
`
`container (other than Trucrypt), or download via secure FTP. Court filings containing
`
`“QUALCOMM CONFIDENTIAL BUSINESS INFORMATION – OUTSIDE ATTORNEYS’
`
`EYES ONLY” and “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION –
`
`OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE” may be
`
`submitted via the Court’s ECF filing system subject to the limitations set forth in Section 33(g)
`
`herein.
`
`29.
`
`Each person to whom Designated Qualcomm Material may be disclosed, and who
`
`is required to sign the “Acknowledgement And Agreement To Be Bound By Supplemental
`
`Protective Order Governing Confidential Information of Non-Party Qualcomm In This Case”
`
`attached hereto as Exhibit A and, if applicable, the “Certification Of Consultant Re Supplemental
`
`Protective Order Governing Confidential Information of Non-Party Qualcomm In This Case,”
`
`attached hereto as Exhibit B, shall do so, prior to the time such Designated Qualcomm Material
`
`21
`
`is disclosed to him or her. Counsel for the Receiving Party who makes any disclosure of
`
`Designated Qualcomm Material shall retain each original executed certificate and, upon written
`
`request, shall provide copies to counsel for Non-Party Qualcomm at the termination of this
`
`action.
`
`30.
`
`Absent written permission from Non-Party Qualcomm, persons not permitted
`
`access to Designated Qualcomm Material under the terms of this Supplemental Protective Order
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`
`
`13
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16-CV-2787-WHO
`
`
`
`
`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 14 of 34
`
`shall not be present at depositions while Designated Qualcomm Material is discussed or
`
`otherwise disclosed. Pre-trial and trial proceedings shall be conducted in a manner, subject to
`
`the supervision of the Court, to protect Designated Qualcomm Material from disclosure to
`
`persons not authorized to have access to such Designated Qualcomm Material. Any Party
`
`intending to disclose or discuss Designated Qualcomm Material at pre-trial or trial proceedings
`
`must give advance notice to the Producing Party to assure the implementation of the terms of this
`
`Supplemental Protective Order.
`
`Access By Outside Consultants
`
`31.
`
`Notice. If a Receiving Party wishes to disclose Designated Qualcomm Material
`
`to any Outside Consultant, Receiving Party must, prior to the Outside Consultant being granted
`
`access to any Designated Qualcomm Material, provide notice to counsel for Non-Party
`
`Qualcomm, which notice shall include: (a) the individual’s name and business title; (b) business
`
`address; (c) business or profession; (d) the individual’s CV; (e) any previous or current
`
`relationship (personal or professional) with Non-Party Qualcomm or any of the Parties to this
`
`action; (f) a list of other cases in which the individual has testified (at trial or deposition) within
`
`the last six years; and (g) a list of all companies with which the individual has consulted or by
`
`which the individual has been employed within the last four years, the dates of the consultancy
`
`or employment, a brief description of the subject matter of the consultancy or employment, and
`
`copies of the “Acknowledgement and Agreement To Be Bound By Supplemental Protective
`
`Order Governing Confidential Information of Non-Party Qualcomm In This Case,” attached as
`
`Exhibit A, and the “Certification Of Consultant Re Supplemental Protective Order Governing
`
`Confidential Information of Non-Party Qualcomm In This Case,” attached hereto as Exhibit B,
`
`that have both been signed by that Outside Consultant.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`
`
`14
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16-CV-2787-WHO
`
`
`
`
`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 15 of 34
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`32. Objections. With respect to Outside Consultants that have not been previously
`
`disclosed to Non-Party Qualcomm, Non-Party Qualcomm shall have five business days, starting
`
`from the first business day following the date upon which Receiving Party provides the notice
`
`and all information required by paragraph 31 to the Producing Party, to object for good cause in
`
`writing to such disclosure (plus three extra days if notice is given in any manner other than by
`
`hand delivery, e-mail delivery, or facsimile transmission). After the expiration of the five
`
`business days (plus three days, if appropriate) period, if no objection for good cause has been
`
`asserted by Non-Party Qualcomm, then Designated Qualcomm Material may be disclosed to the
`
`Outside Consultant pursuant to the terms of this Supplemental Protective Order. Any objection
`
`by Non-Party Qualcomm must be made for good cause, and must set forth in detail the grounds
`
`on which it is based. Should Receiving Party disagree with the basis for the objection(s),
`
`Receiving Party must first attempt to resolve the objection(s) informally with Non-Party
`
`Qualcomm. If the informal efforts do not resolve the dispute within five business days from the
`
`date upon which Receiving Party was first notified of any objection for good cause by Non-Party
`
`Qualcomm, Receiving Party may file a motion requesting that the objection(s) be quashed after
`
`that five-day period has passed. Non-Party Qualcomm shall have the burden of proof by a
`
`preponderance of the evidence on the issue of the sufficiency of the objection(s). Pending a
`
`21
`
`ruling by the Court upon any such objection(s), or the subsequent resolution of the objection for
`
`good cause by Receiving Party and Non-Party Qualcomm, the discovery material shall not be
`
`disclosed to the person objected to by Non-Party Qualcomm.
`
`Production of “QUALCOMM CONFIDENTIAL BUSINESS INFORMATION –
`OUTSIDE ATTORNEYS’ EYES ONLY – CONFIDENTIAL SOURCE CODE” Material
`
`33.
`
`Non-Party Qualcomm’s Source Code and Chip-Level Schematics:
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`
`
`
`
`15
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16-CV-2787-WHO
`
`
`
`
`
`Case 3:16-cv-02787-WHO Document 125 Filed 04/18/17 Page 16 of 34
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`a. To the extent that a Producing Party makes Non-Party Qualcomm’s Source
`
`Code or Chip-Level Schematics available for inspection:
`
`(i) The Producing Party shall make all relevant and properly requested Non-
`
`Party Qualcomm Source Code available electronically and in text
`
`searchable form: (1) if produced by Non-Party Qualcomm, in a separate
`
`room at a secure facility selected by Non-Party Qualcomm; or (2) if
`
`produced by Defendants, at the offices of Counsel of Record for the
`
`producing Defendants or at such a secure facility approved by
`
`Qualcomm. The Producing Party shall make the Source Code available
`
`for inspection on two or more stand-alone, non-networked personal
`
`computers running a reasonably current version of the Microsoft
`
`Windows operating system (“Source Code Computers”). Alternatively,
`
`solely at the option of the Producing Party, the Producing Party may
`
`make such source code available on a Source Code Computer that is
`
`networked, in a configuration deemed secure by Non-Party Qualcomm.
`
`The Source Code Computers shall be configured to permit review of the
`
`Source Code through a password-protected account having read-only
`
`access. To facilitate review of the Source Code at the secure facility, the
`
`Receiving Party may use appropriate tool software on the Source Code
`
`Computers, which shall be installed by the Producing Party, including at
`
`least one text editor like Visual Slick Edit that is capable of printing out
`
`Source Code with page and/or line numbers, a source code comparison
`
`tool like WinMerge, and at least one multi-text file text search tool such
`
`
`
`
`
`16
`STIPULATED SUPPLEMENTAL PROTECTIVE ORDER
`CASE NO. 3:16