throbber
Case 3:16-cv-04958-WHO Document 273 Filed 10/12/20 Page 1 of 124
`
`
`
`THE LAW OFFICE OF JACK FITZGERALD, PC
`JACK FITZGERALD (SBN 257370)
`jack@jackfitzgeraldlaw.com
`TREVOR M. FLYNN (SBN 253362)
`trevor@jackfitzgeraldlaw.com
`MELANIE PERSINGER (SBN 275423)
`melanie@jackfitzgeraldlaw.com
`Hillcrest Professional Building
`3636 Fourth Avenue, Suite 202
`San Diego, California 92103
`Phone: (619) 692-3840
`Fax: (619) 353-0404
`JACKSON & FOSTER, LLC
`SIDNEY W. JACKSON, III (pro hac vice)
`75 St. Michael Street
`Mobile, Alabama 36602
`Phone: (251) 433-6699
`Fax: (251) 433-6127
`Class Counsel
`
`
`UNITED STATES DISTRICT COURT
`NORTHERN DISTRICT OF CALIFORNIA
`
`
`DEBBIE KROMMENHOCK and
`STEPHEN HADLEY, on behalf of
`themselves, all others similarly situated, and
`the general public,
`
`
`
`
`
`POST FOODS LLC,
`
`
`
`v.
`
`Case No.: 3:16-cv-04958-WHO (JSC)
`
`CLASS ACTION
`
`THIRD AMENDED COMPLAINT FOR
`VIOLATIONS OF CALIFORNIA’S
`FALSE ADVERITSING LAW,
`CONSUMERS LEGAL REMEDIES ACT,
`& UNFAIR COMPETITION LAW; AND
`BREACH OF EXPRESS & IMPLIED
`WARRANTIES
`
`DEMAND FOR JURY TRIAL
`
`Plaintiffs,
`
`
`
`
`
`Defendant.
`
`
`Krommenhock et al. v. Post Foods LLC, Case No. 3:16-cv-04958-WHO (JSC)
`THIRD AMENDED CLASS ACTION COMPLAINT
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 3:16-cv-04958-WHO Document 273 Filed 10/12/20 Page 2 of 124
`
`
`
`TABLE OF CONTENTS
`
`C.
`
`D.
`
`INTRODUCTION .................................................................................................................... 1
`THE PARTIES ......................................................................................................................... 1
`JURISDICTION AND VENUE .............................................................................................. 2
`FACTS ..................................................................................................................................... 2
`A.
`There Has Been a Recent Rise in Human Sugar Consumption .......................... 2
`B.
`The Body’s Physiological Response to Excess Sugar Consumption .................. 6
`1.
`The Body’s Response to Glucose ............................................................. 6
`2.
`The Body’s Response to Fructose ............................................................. 9
`3.
`The Addiction Response ......................................................................... 11
`There Has Been a Dramatic Rise in Obesity & Chronic Disease That
`Parallels the Rise in Human Sugar Consumption ............................................. 11
`There is Substantial Scientific Evidence That Excess Sugar
`Consumption Causes Metabolic Syndrome, Cardiovascular Disease,
`Type 2 Diabetes, and Other Morbidity .............................................................. 12
`1.
`Excess Sugar Consumption Causes Metabolic Syndrome ..................... 13
`2.
`Excess Sugar Consumption Causes Type 2 Diabetes ............................. 16
`3.
`Excess Sugar Consumption Causes Cardiovascular Disease ................. 20
`4.
`Excess Sugar Consumption Causes Liver Disease ................................. 22
`5.
`Excess Sugar Consumption Causes Obesity ........................................... 23
`6.
`Excess Sugar Consumption Causes Inflammation ................................. 27
`7.
`Excess Sugar Consumption Causes High Blood Triglycerides
`and Abnormal Cholesterol Levels ........................................................... 29
`Excess Sugar Consumption is Associated with Hypertension................ 32
`Excess Sugar Consumption is Associated with Alzheimer’s
`Disease, Dementia, and Cognitive Decline ............................................. 35
`i
`Krommenhock et al. v. Post Foods LLC, Case No. 3:16-cv-04958-WHO (JSC)
`THIRD AMENDED CLASS ACTION COMPLAINT
`
`8.
`9.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 3:16-cv-04958-WHO Document 273 Filed 10/12/20 Page 3 of 124
`
`
`
`E.
`
`10. Excess Sugar Consumption is Linked to Some Cancers ........................ 36
`There is Substantial Evidence That Consuming Artificial Trans Fat—
`Found in Some Post Cereals—is Detrimental to Health ................................... 36
`POST’S MARKETING & SALE OF HIGH-SUGAR CEREALS ....................................... 39
`A.
`Post Great Grains Cereals .................................................................................. 43
`11. Cranberry Almond Crunch ..................................................................... 43
`12. Banana Nut Crunch ................................................................................. 45
`13. Raisins, Dates & Pecans ......................................................................... 47
`14. Crunchy Pecans ...................................................................................... 49
`15. Blueberry Pomegranate .......................................................................... 51
`16. Protein Blend: Honey, Oats & Seeds ...................................................... 52
`17. Protein Blend: Cinnamon Hazelnut ........................................................ 54
`Post Honey Bunches of Oats Cereal .................................................................. 57
`1.
`Honey Roasted ........................................................................................ 57
`2. With Almonds .......................................................................................... 60
`3.
`Raisin Medley .......................................................................................... 63
`4. With Pecan Bunches ................................................................................ 65
`5. With Cinnamon Bunches ......................................................................... 66
`6. With Vanilla Bunches .............................................................................. 68
`7. With Apples & Cinnamon Bunches ......................................................... 70
`8. With Real Strawberries ........................................................................... 71
`9.
`Fruit Blends – Banana Blueberry ........................................................... 73
`10. Fruit Blends – Peach Raspberry ............................................................. 74
`11.
`Tropical Blends – Mango Coconut ......................................................... 75
`
`B.
`
`ii
`Krommenhock et al. v. Post Foods LLC, Case No. 3:16-cv-04958-WHO (JSC)
`THIRD AMENDED CLASS ACTION COMPLAINT
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 3:16-cv-04958-WHO Document 273 Filed 10/12/20 Page 4 of 124
`
`
`
`C.
`
`12. Greek Honey Crunch ............................................................................... 76
`13. Greek Mixed Berry .................................................................................. 77
`Post Single Cereals ............................................................................................ 77
`1.
`Raisin Bran .............................................................................................. 77
`2.
`Honeycomb .............................................................................................. 80
`3. Waffle Crisp............................................................................................. 81
`POST’S UNLAWFUL ACTS AND PRACTICES ............................................................... 82
`A.
`Post Marketed and Continues to Market its Cereals with Health and
`Wellness Claims that are Deceptive in Light of the Cereals’ High
`Sugar Content .................................................................................................... 82
`1.
`Post Affirmatively Misrepresents that Some High-Sugar
`Cereals are “Healthy,” “Nutritious,” or “Wholesome” ........................... 82
`Post Affirmatively Misrepresents that Consuming Some of its
`High-Sugar Cereals Will Promote Bodily Health, Prevention of
`Disease, or Weight Loss .......................................................................... 84
`Even When Not Stating So Expressly, Post Strongly Suggests
`Its High-Sugar Cereals are Healthy ........................................................ 85
`
`2.
`
`3.
`
`a.
`
`b.
`
`c.
`
`d.
`
`Post Touts Its High-Sugar Cereals’ Whole Grain, Fiber,
`and “Real” Ingredient Content to Distract From Their
`High Added Sugar Content ........................................................... 85
`
`Post Leverages a Deceptive Industry “Certification”
`Program—the Whole Grains Council Stamp—to Make
`its High-Sugar Cereals Seem Healthy .......................................... 86
`
`In Representing that Many of Its High-Sugar Cereals
`Contain “No High Fructose Corn Syrup,” Post Leverages
`Consumer Confusion to Obscure the Dangers of the
`Added Sugar in it Cereals ............................................................. 87
`
`Post Falsely Markets Some of Its High-Sugar Cereals as
`“Simple,” “Whole Foods” that Are “Less Processed” ................. 88
`
`iii
`Krommenhock et al. v. Post Foods LLC, Case No. 3:16-cv-04958-WHO (JSC)
`THIRD AMENDED CLASS ACTION COMPLAINT
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 3:16-cv-04958-WHO Document 273 Filed 10/12/20 Page 5 of 124
`
`
`
`e.
`
`Post Deceptively Omits, Intentionally Distracts From,
`and Otherwise Downplays the Cereals’ High Added
`Sugar Content ............................................................................... 88
`
`4.
`
`5.
`
`6.
`
`7.
`
`Post Immorally Markets Some High-Sugar Cereals to Children,
`Who Are the Most Vulnerable to the Dangers of Excess Added
`Sugar Consumption ................................................................................. 89
`Post Egregiously Markets Some High-Sugar Cereals to
`Children Even Though They Contain Artificial Trans Fat ..................... 90
`Post Knows or Reasonably Should Know of the Strong
`Scientific Evidence Demonstrating Its High-Sugar Cereals are
`Unhealthy to Consume But Fails to Warn Consumers of the
`Known Dangers of Consuming Its High-Sugar Cereals ......................... 91
`Post Violates FDA and State Food Labeling Regulations ...................... 91
`
`a.
`
`In Violation of State and Federal Regulations, Post’s
`Health and Wellness Statements are False, Misleading,
`and Incomplete .............................................................................. 92
`
`B.
`
`Post Used its Website, as Referenced on Some Labels, and Other
`Online Fora, to Spread Misinformation about the Dangers of
`Consuming the Added Sugar in its Cereals ....................................................... 92
`Post Made Misleading Public Statements Concerning High-Sugar
`Cereals ............................................................................................................... 99
`The Foregoing Behaviors are Part of Post’s Longstanding Policy,
`Practice, and Strategy of Marketing its High-Sugar Cereals as Healthy
`in Order to Increase Sales and Profit ................................................................. 99
`Post’s Policy and Practice of Marketing High-Sugar Cereals as
`Healthy is Especially Harmful Because Consumers Generally Eat
`More than One Serving of Cereal at a Time, Which Post Knows or
`Reasonably Should Know ............................................................................... 100
`PLAINTIFFS’ PURCHASES, RELIANCE, AND INJURY .............................................. 101
`A.
`Plaintiff Debbie Krommenhock ...................................................................... 101
`B.
`Plaintiff Stephen Hadley.................................................................................. 103
`iv
`Krommenhock et al. v. Post Foods LLC, Case No. 3:16-cv-04958-WHO (JSC)
`THIRD AMENDED CLASS ACTION COMPLAINT
`
`C.
`
`D.
`
`E.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 3:16-cv-04958-WHO Document 273 Filed 10/12/20 Page 6 of 124
`
`
`
`CLASS ACTION ALLEGATIONS .................................................................................... 107
`CAUSES OF ACTION ........................................................................................................ 110
`PRAYER FOR RELIEF ....................................................................................................... 117
`JURY DEMAND ................................................................................................................. 117
`
`
`v
`Krommenhock et al. v. Post Foods LLC, Case No. 3:16-cv-04958-WHO (JSC)
`THIRD AMENDED CLASS ACTION COMPLAINT
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 3:16-cv-04958-WHO Document 273 Filed 10/12/20 Page 7 of 124
`
`
`
`Pursuant to the Court’s September 29, 2020 Order, Dkt. No. 264, Plaintiffs and Class
`Representatives Debbie Krommenhock and Stephen Hadley, on behalf of themselves, all
`others similarly situated, and the general public, by and through their undersigned counsel,
`hereby bring this action against Post Foods, LLC (“Post”), and for their Third Amended
`Complaint, allege the following upon their own knowledge, or where they lack personal
`knowledge, upon information and belief including the investigation of their counsel.
`INTRODUCTION
`The scientific evidence is compelling: Excessive consumption of added sugar is
`1.
`toxic to the human body. Experimentally sound, peer-reviewed studies and meta-analyses
`convincingly show that consuming excessive added sugar—any amount above approximately
`5% of daily caloric intake—greatly increases the risk of heart disease, diabetes, liver disease,
`and a wide variety of other chronic morbidity.
`Despite the compelling evidence that the fructose in sugar acts as a chronic liver
`2.
`toxin, detrimentally affecting health, to increase their price and sales, Post leverages a policy
`and practice of marketing high-sugar cereals with health and wellness claims. These claims,
`however, are deceptive because they are incompatible with the significant dangers of the
`excessive added sugar consumption to which these foods contribute.
`Plaintiffs bring this action against Post on behalf of themselves, other Post cereal
`3.
`consumers, and the general public, primarily to enjoin Post from continuing to engage in its
`practice of using deceptive health and wellness claims to market high-sugar cereals.
`THE PARTIES
`Plaintiff Debbie Krommenhock is a resident of Dublin, California.
`4.
`Plaintiff Stephen Hadley was a resident of Monterey, California when this case
`5.
`was filed in August of 2016. Currently, Mr. Hadley resides in San Antonio, Texas.
`Defendant Post Foods, LLC is a Delaware limited liability corporation with its
`6.
`principal place of business at 2503 S. Hanley Road, St. Louis, Missouri 63144.
`
`
`
`1
`Krommenhock et al. v. Post Foods LLC, Case No. 3:16-cv-04958-WHO (JSC)
`THIRD AMENDED CLASS ACTION COMPLAINT
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 3:16-cv-04958-WHO Document 273 Filed 10/12/20 Page 8 of 124
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`JURISDICTION AND VENUE
`This Court has jurisdiction over this action pursuant to 28 U.S.C. §
`7.
`1332(d)(2)(A), the Class Action Fairness Act, because the matter in controversy exceeds the
`sum or value of $5,000,000 exclusive of interest and costs, and at least one member of the
`class of plaintiffs is a citizen of a state different from Post. In addition, more than two-thirds
`of the members of the class reside in states other than the state in which Post is a citizen and
`in which this case is filed, and therefore any exceptions to jurisdiction under 28 U.S.C. §
`1332(d) do not apply.
`The Court has personal jurisdiction over Post pursuant to Cal. Code Civ. P. §
`8.
`410.10, as a result of Post’s substantial, continuous and systematic contacts with the state,
`and because Post has purposely availed itself of the benefits and privileges of conducting
`business activities within the state.
`Venue is proper in the Northern District of California pursuant to 28 U.S.C. §
`9.
`1391(b) and (c), because Post resides (i.e., is subject to personal jurisdiction) in this district,
`and a substantial part of the events or omissions giving rise to the claims occurred in this
`district.
`
`FACTS
`A. There Has Been a Recent Rise in Human Sugar Consumption
`10. Sugars are sweet, short-chain, soluble carbohydrates. Simple sugars are called
`monosaccharides, while disaccharides are formed when two monosaccharides undergo a
`condensation reaction. The three most common sugars in our diets are fructose, glucose, and
`sucrose. Other sugars, like lactose, found in milk, and maltose, formed during the germination
`of grains like barley, are not generally consumed in large amounts. Glucose is a
`monosaccharide that occurs naturally in fruits and plant juices and is the primary product of
`photosynthesis. Most ingested carbohydrates (like bread and pasta) are converted into glucose
`during digestion, and glucose is the form of sugar transported around the body in the
`bloodstream, and used by the cells for energy. Fructose is a monosaccharide that occurs
`naturally in fruits and honey. It is the sweetest of the sugars. Sucrose is a disaccharide
`2
`Krommenhock et al. v. Post Foods LLC, Case No. 3:16-cv-04958-WHO (JSC)
`THIRD AMENDED CLASS ACTION COMPLAINT
`
`

`

`Case 3:16-cv-04958-WHO Document 273 Filed 10/12/20 Page 9 of 124
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`comprised of one molecule of glucose chemically linked to one molecule of fructose. It is
`found in sugar cane and beets. Common table sugar is sucrose. During digestion and prior to
`blood absorption, enzymes called sucrases cleave a sucrose molecule into its constituent parts,
`glucose and fructose.
`11. Humans’ consumption of sugar has shifted dramatically over time. Cro-Magnon
`men during the Paleolithic age were hunters and gatherers, with a diet mainly comprised of
`meat, high in protein, moderate in fat, and low in carbohydrates. Fruits and berries were the
`major source of carbohydrates, and starch consumption was low.1 In 1200 B.C., a process
`was developed in India for extracting sugar in the form of cane juice called khanda, which is
`where the word “candy” comes from. For nearly 3,000 years, sugar was rare, reserved for
`nobility. The invention of the pot still in 1700 A.D., however, allowed mass production of
`refined sugar. But it was still extraordinarily expensive until the middle of the 18th century,
`when there was a worldwide growth in sugar production, including in America. Thus, humans
`have been consuming sugar in substantial amounts for less than 300 years.
`12. For most of that time, Americans’ sugar consumption was almost exclusively
`table sugar, with only small amounts of glucose and fructose ingested from fruit.2 And sugar
`was a condiment, added to coffee or tea, with control over the amount eaten.
`In the 1960s, the food industry developed technologies to extract starch from
`13.
`corn, then convert it to glucose, some of which could then be converted to fructose, leading
`to the development of corn-derived sweeteners, most notably high-fructose corn syrup
`(HFCS).3 Although HFCS is comprised of both fructose and glucose, unlike with sucrose, the
`fructose is not chemically bound to the glucose in a new molecule. Thus the fructose in HFCS
`
`
`1 Tappy, L., et al., “Metabolic Effects of Fructose in the Worldwide Increase in Obesity,”
`Physiology Review, Vol. 90, 23-46, at 24 (2010) [hereinafter “Tappy, Metabolic Effects of
`Fructose”].
`2 Id.
`3 Id. (citation omitted).
`
`3
`Krommenhock et al. v. Post Foods LLC, Case No. 3:16-cv-04958-WHO (JSC)
`THIRD AMENDED CLASS ACTION COMPLAINT
`
`

`

`Case 3:16-cv-04958-WHO Document 273 Filed 10/12/20 Page 10 of 124
`
`
`
`is referred to as “free” fructose. HFCS can be produced with different fructose-to-glucose
`ratios. The most common are HFCS-42 and HFCS-55, containing 42% and 55% fructose.
`Some HFCS, however, can be as much as 90% fructose, i.e., HFCS-90. Food manufacturers
`have recently begun referring to HFCS-90 on food label ingredients statements as simply
`“fructose.”
`14. Fructose is sweeter than either glucose or sucrose. In fruit, it serves as a marker
`for foods that are nutritionally rich. Before the development of the worldwide sugar industry,
`fructose in the human diet was limited to items like honey, dates, raisins, molasses, figs,
`grapes, raw apples, apple juice, persimmons, and blueberries (which contain approximately
`10-15% fructose). Food staples like milk, vegetables, and meat have essentially no fructose.
`Thus, until relatively recently, human beings have had little dietary exposure to fructose.4
`15. But the low cost and long shelf-life of HFCS has contributed to a rapid increase
`in its consumption over the last 45 years, and thus the consumption of fructose. Between 1970
`and 2000, the United States’ yearly per capita HFCS consumption went from 0.292 kg per
`person, to 33.4 kg per person, a greater than 100-fold increase.5
`16. Today, the majority of sugars in typical American diets are added to foods during
`processing, preparation, or at the table.6 The two primary sources of added sugar in processed
`food are HFCS and sucrose (i.e., granulated sugar used, for example, in baked goods). Added
`
`
`4 Bray, G., “How bad is fructose?,” American Journal of Clinical Nutrition, Vol. 86, 895-96
`(2007) [hereinafter, “Bray, How Bad is Fructose?”].
`5 Bray, G.A., et al., “Consumption of high-fructose corn syrup in beverages may play a role
`in the epidemic of obesity,” American Journal of Clinical Nutrition, Vol. 79, 537-43, at 537,
`540 (2004) [hereinafter “Bray, HFCS Role in Obesity Epidemic”].
`6 U.S. Dep’t of Agric. & U.S. Dep’t of Health & Human Servs., “Dietary Guidelines for
`Americans,
`2010,”
`at
`27
`(2010)
`available
`at
`http://www.health.gov/dietaryguidelines/dga2010/DietaryGuidelines2010.pdf.
`4
`Krommenhock et al. v. Post Foods LLC, Case No. 3:16-cv-04958-WHO (JSC)
`THIRD AMENDED CLASS ACTION COMPLAINT
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 3:16-cv-04958-WHO Document 273 Filed 10/12/20 Page 11 of 124
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`sugar is in more than 74% of processed foods,7 under more than 60 different names.8
`Although the tendency is to associate sugar with sweets, added sugar is found in many savory
`processed foods, like bread, soup, and pasta sauce.
`17. There has been a rise over the past 45 years in Americans’ consumption of added
`sugars. From 1970 to 2000, there was a 25% increase in available added sugars in the U.S.9
`The American Heart Association found that between 1970 and 2005, sugars available for
`consumption increased by an average of 76 calories per day, from 25 teaspoons (400 calories)
`to 29.8 teaspoons (476 calories), a 19% increase.10 The Continuing Survey of Food Intake by
`
`
`7 Ng, S.W., et al., “Use of caloric and non-caloric sweeteners in US consumer packaged foods,
`2005-9, Journal of the Academy of Nutrition and Dietetics, Vol. 112, No. 11, 1828-34 (2012).
`8 Some examples: Agave nectar, Barbados sugar, Barley malt, Barley malt syrup, Beet sugar,
`Brown sugar, Buttered syrup, Cane juice, Cane juice crystals, Cane sugar, Caramel, Carob
`syrup, Castor sugar, coconut palm sugar, Coconut sugar, Confectioner’s sugar, Corn
`sweetener, Corn syrup, Corn syrup solids, Date sugar, Dehydrated case juice, Demerara
`sugar, Dextrin, Dextrose, Evaporated cane juice, Free-flowing brown sugars, Fructose, Fruit
`juice, Fruit juice concentrate, Glucose, Glucose solids, Golden sugar, Golden syrup, Grape
`sugar, High-Fructose Corn Syrup (HFCS), Honey, Icing sugar, Invert sugar, Malt syrup,
`Maltodextrin, Maltol, Maltose, Mannose, Maple syrup, Molasses, Muscovado, Palm sugar,
`Panocha, Powdered sugar, Raw sugar, Refiner’s syrup, Rice syrup, Saccharose, Sorghum
`Syrup, Sucrose, Sugar (granulated), Sweet Sorghum, Syrup, Treacle, Turbinado sugar, and
`Yellow sugar.
`9 Bray, How Bad is Fructose?, supra n.4, at 895 (citing Havel, P.J., “Dietary fructose:
`implications for dysregulation of energy homeostasis and lipid/carbohydrate metabolism,
`Nutrition Reviews, Vol. 63, 133-57 (2005) [hereinafter, “Havel, Dietary Fructose”]).
`10 Johnson, R.K., et al., on behalf of the American Heart Association Nutrition Committee of
`the Council on Nutrition, Physical Activity, and Metabolism and Council on Epidemiology
`and Prevention, “Dietary Sugars Intake and Cardiovascular Health: A Scientific Statement
`From the American Heart Association,” Circulation, Vol. 120, 1011-20, at 1016-17 (2009)
`[hereinafter “AHA Scientific Statement”]. See also World Health Organization, Sugars intake
`for
`adult
`and
`children: Guideline”
`(March
`4,
`2014)
`at
`available
`http://www.who.int/nutrition/publications/guidelines/sugars_intake/en (Based on scientific
`evidence, recommending adults and children reduce daily intake of free sugars to less than
`10% of total energy intake and noting that “[a] further reduction to below 5% or roughly 25
`grams (6 teaspoons) per say would provide additional health benefits.”).
`5
`Krommenhock et al. v. Post Foods LLC, Case No. 3:16-cv-04958-WHO (JSC)
`THIRD AMENDED CLASS ACTION COMPLAINT
`
`

`

`Case 3:16-cv-04958-WHO Document 273 Filed 10/12/20 Page 12 of 124
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`Individuals from 1994 to 1996 showed that the average person had a daily added sugars intake
`of 79 grams, equal to 316 calories and about 15% of energy intake. Those in the top one-third
`of fructose consumption ingested 137 grams of added sugars per day (548 calories, about
`26% of energy per day), and those in the top 10% of fructose consumption ingested 178 grams
`of fructose per day (712 calories, about 34% of energy).11
`In 2014, researchers analyzing data obtained from National Health and Nutrition
`18.
`Examination Survey (NHANES) showed that during the most recent period of 2005-2010,
`the mean percent of calories from added sugar in the American diet was 14.9%. Most adults,
`71.4%, consumed 10% or more of their calories from added sugar, while about 10% of adults
`consumed 25% or more of their calories from added sugar.12
`19. Today, “the vast majority of the U.S. population exceeds recommended intakes
`of . . . added sugars.”13 Despite some reduction in added sugar intake recently, “intakes of
`added sugars are still very high . . . and are well above recommended limits . . . .”14
`Approximately 90% of the population exceeds recommended daily limits.15
`The Body’s Physiological Response to Excess Sugar Consumption
`B.
`The Body’s Response to Glucose
`1.
`20. The body needs some glucose, largely to meet the brain’s metabolic demands,
`
`
`11 Bray, How Bad is Fructose?, supra n.4, at 895.
`12 Yang, Quanhe, et al., “Added Sugar Intake and Cardiovascular Diseases Mortality Among
`US Adults,” Journal of the American Medical Association, at E4-5 (published online Feb. 3,
`2014) [hereinafter, “Yang, NHANES Analysis”].
`13 U.S. Dep’t of Agric. & U.S. Dep’t of Health & Human Servs., “Scientific Report of the
`2015 Dietary Guidelines Advisory Committee: Advisory Report to the Secretary of Health
`and Human Services and the Secretary of Agriculture,” at 26 (February 2015), available at
`http://www.health.gov/dietaryguidelines/2015-scientific-report/PDFs/Scientific-Report-of-
`the-2015-Dietary-Guidelines-Advisory-Committee.pdf.
`14 Id. at 38.
`15 Id. at 35.
`
`6
`Krommenhock et al. v. Post Foods LLC, Case No. 3:16-cv-04958-WHO (JSC)
`THIRD AMENDED CLASS ACTION COMPLAINT
`
`

`

`Case 3:16-cv-04958-WHO Document 273 Filed 10/12/20 Page 13 of 124
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`but also because all living cells use glucose for energy. Blood glucose levels below 25mg/dL
`may result in coma, seizure, or death, while levels consistently exceeding 180 mg/dL can
`cause long-term damage, including renal failure and atherosclerosis.
`21. For these reasons, blood glucose concentration is tightly-regulated by
`homeostatic regulatory systems. When blood glucose rises after a meal, beta cells in the
`pancreas secrete insulin into the blood, which helps muscle, fat, and liver cells absorb the
`glucose for energy, lowering the blood sugar. Too little blood sugar stimulates the secretion
`of hormones that counteract the insulin and thus restore normal blood sugar.16
`22. During certain steps in processing glucose, the body forms fructose. However,
`unlike with glucose, there is no biological need for dietary fructose, i.e., fructose consumed
`from food, whether fruit, honey, HFCS, or some other form. Moreover, unlike glucose,
`fructose does not directly stimulate insulin secretion.
`23. The body processes glucose and fructose differently. With little processing,
`fructose passes through the small intestine, into blood bound for the liver, so that it is taken
`up nearly 100% for processing in the liver (a characteristic shared by substances commonly
`referred to as poisons). By contrast, glucose is both “burned up” by cells directly, and
`processed elsewhere outside the liver, so that the liver must process only 20% of glucose
`consumed.
`24. So much glucose is burned up prior to liver processing, because all the body’s
`cells contain a transporter that, when stimulated by insulin, takes in glucose from the blood.
`By contrast, fructose can only be absorbed by cells that contain a different transporter, which
`most cells lack.
`25. The liver is capable of processing relatively small amounts of sugar, meted out
`slowly. This is one of the reasons that eating the fructose in fruit is not problematic: the sugar
`in fruit is encased in the fruit’s fiber, which slows the sugar’s uptake, and some sugar encased
`
`16 Ludwig, David S., “The Glycemic Index: Physiological Mechanisms Relating to Obesity,
`Diabetes, and Cardiovascular Disease,” Journal of the American Medical Association, Vol.
`287, No. 18, 2414-23, at 2415 (May 8, 2002) (citation omitted).
`7
`Krommenhock et al. v. Post Foods LLC, Case No. 3:16-cv-04958-WHO (JSC)
`THIRD AMENDED CLASS ACTION COMPLAINT
`
`

`

`Case 3:16-cv-04958-WHO Document 273 Filed 10/12/20 Page 14 of 124
`
`
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`in fruit fiber may not even be released. Thus fruit consumption does not overwhelm the liver.
`Notably, adding fiber to foods that are high in sugar does not replicate this effect, because the
`sugar and fiber remain separate, and the sugar is not encased in the fiber like it is in fruit.
`Fruit also comes packaged with nutrients, like vitamins, that are beneficial for health, and
`sends satiation signals to the brain, telling it that the body is full.
`26. Because the liver has some capacity to process sugar, there does appear to be a
`“safe” threshold of daily added sugar consumption, small enough not to overload the liver:
`approximately 5% of calories, or about 38 grams (9 teaspoons, 150 calories) per day for men,
`25 grams (6 teaspoons, 100 calories) per day for women,17 and 12-15 grams (3-6 teaspoons,
`50-60 calories) for children depending on age and caloric needs.18
`27. But the long-term consumption of excess sugar can have dire physiological
`consequences, acting as a chronic, dose-dependent liver toxin, overloading the liver and
`causing chronic metabolic disease, also sometimes called metabolic syndrome, a cluster of
`symptoms that, when present together, increase a person’s risk of chronic disease like
`cardiovascular disease and type 2 diabetes.
`28. When excess sugar consumption overloads the liver, the glucose increases
`insulin secretion, while the fructose gets turned into liver fat, causing insulin resistance. The
`combination over time results in rapid and dramatic increases in blood glucose and insulin
`concentrations.19 Over time, individuals with frequent insulin secretion may develop insulin
`
`
`17 AHA Scientific Statement, supra n.10. Similarly, the World Health Organiz

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket