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`STEPHANIE M. HINDS (CABN 154284)
`United States Attorney
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`THOMAS A. COLTHURST (CABN 99493)
`Chief, Criminal Division
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`LLOYD FARNHAM (CABN 202231)
`Assistant United States Attorney
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`450 Golden Gate Avenue, Box 36055
`San Francisco, California 94102-3495
`Telephone: (415) 436-7200
`lloyd.farnham@usdoj.gov
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`C. ALDEN PELKER (MD BAR)
`Senior Counsel
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`Department of Justice
`Computer Crime & Intellectual Property Section
`1301 New York Avenue NW, Suite 600
`Washington, D.C. 20005
`Telephone: (202) 514-1026
`catherine.pelker@usdoj.gov
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`Attorneys for United States of America
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`UNITED STATES DISTRICT COURT
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`NORTHERN DISTRICT OF CALIFORNIA
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`SAN FRANCISCO DIVISION
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`IN THE MATTER OF THE SEARCH OF
`CONTENT STORED AT PREMISES
`CONTROLLED BY GOOGLE INC. AND
`AS FURTHER DESCRIBED IN
`ATTACHMENT A
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`CASE NO. 16-MC-80263-RS
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`STIPULATION AND JOINT REQUEST TO
`CLOSE MATTER ADMINISTRATIVELY;
`ORDER
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`This stipulation is entered into between the United States of America, acting through the United
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`States Attorney’s Office and the United States Department of Justice, Computer Crime & Intellectual
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`Property Section (the “Government”), and Google LLC (“Google”), through their authorized
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`representatives.
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`WHEREAS, the parties have agreed to a resolution of all issues in and related to this case and
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`the proceedings related to Google’s compliance with the search warrant issued by the Honorable Laurel
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`STIPULATION AND ORDER 16-
`MC-80263-RS
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`Case 3:16-mc-80263-RS Document 113 Filed 10/25/22 Page 2 of 18
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`Beeler, United States Magistrate Judge for the Northern District of California, on June 30, 2016,
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`captioned “In the Matter of the Search of CONTENT RELATED TO BTC-E THAT IS STORED AT
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`PREMISES CONTROLLED BY GOOGLE INC. AND FURTHER DESCRIBED IN ATTACHMENT
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`A,” Case No. 3-16-70816;
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`WHEREAS, the resolution includes an Agreed Facts and Procedural History, attached hereto as
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`Attachment A, and an Agreement between the parties, attached hereto as Attachment B. The Agreement
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`involves continued and ongoing enhancements to Google’s legal process compliance program, which is
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`intended to achieve timely and complete responses to certain legal process in compliance with
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`applicable laws, while permitting Google to safeguard users’ privacy and limit Government access to
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`user data except for responses to valid legal process and only to the extent authorized by law; and
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`WHEREAS, Google estimates that it has spent more than $90 million on additional resources,
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`systems, and staffing to implement improvements to its legal process compliance program, including in
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`response to these proceedings. In light of these significant expenditures, the parties agree that no further
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`remedial compensation is warranted.
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`THEREFORE, IT IS HEREBY STIPULATED AND AGREED, by and between the
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`undersigned parties, through their respective counsel, that this matter is fully resolved, and the parties
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`jointly request that the Court close this case administratively.
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`DATED: October 24, 2022
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`STIPULATION AND ORDER 16-
`MC-80263-RS
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`Respectfully submitted,
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`STEPHANIE M. HINDS
`United States Attorney
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`LLOYD FARNHAM
`Assistant United States Attorney
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`JOHN LYNCH
`Chief, Computer Crime & Intellectual
`Property Section
`U.S. Department of Justice
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`C. ALDEN PELKER
`Senior Counsel
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`
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`Case 3:16-mc-80263-RS Document 113 Filed 10/25/22 Page 3 of 18
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`DATED:
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`WILMER CUTLER PICKERING
`HALE AND DORR LLP
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`MARK D. FLANAGAN
`Attorneys for Google LLC
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`ORDER CLOSING MATTER ADMINISTRATIVELY
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`Based on the above stipulation of the parties and considering the Agreed Facts and Procedural
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`History, attached hereto as Attachment A, and the Agreement of the parties, attached hereto as
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`Attachment B, the Court HEREBY ORDERS this matter closed, all issues having been resolved by the
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`parties.
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`This Court retains jurisdiction to resolve disputes regarding the resolution of this matter as set
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`forth in the Agreement of the parties.
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`IT IS SO ORDERED.
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`DATED:
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`October 25, 2022
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`HONORABLE RICHARD SEEBORG
`Chief Judge, United States District Court
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`STIPULATION AND ORDER 16-
`MC-80263-RS
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`3
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`October 21, 2022
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`
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`Case 3:16-mc-80263-RS Document 113 Filed 10/25/22 Page 4 of 18
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`ATTACHMENT A
`AGREED FACTS AND PROCEDURAL HISTORY
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`1.
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`On June 30, 2016, the Honorable Laurel Beeler, U.S. Magistrate Judge for the Northern
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`District of California, issued a search warrant pursuant to the Stored Communications Act (“SCA”),
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`captioned “In the Matter of the Search of Content Related to BTC-e that is Stored at Premises
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`Controlled by Google Inc. and further described in attachment A,” Case No. 16-70816-MISC-LB, (“the
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`Warrant”) requiring Google to produce materials relevant to the investigation of an illegal
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`cryptocurrency exchange called BTC-e and its administrators. On July 6, 2016, Homeland Security
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`Investigations Special Agent Michael Delaney served the Warrant on Google.
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`2.
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`On July 14, 2016, the Second Circuit Court of Appeals issued its opinion in In the Matter
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`of Warrant to Search a Certain E-Mail Account Controlled and Maintained by Microsoft Corp., 829 F.
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`3d 197 (2nd Cir. 2016) (the “Microsoft Decision”). That decision held that SCA search warrants did not
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`reach data stored outside the United States.
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`3.
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`Following the Microsoft Decision, Google temporarily halted processing of the Warrant.
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`The Microsoft Decision was issued by the Second Circuit, in which Google operates but is not
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`headquartered; however, in the absence of contrary Court of Appeals authority directly on point, Google
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`conducted a legal analysis and decided to follow the Microsoft Decision in all Circuits, including the
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`Ninth Circuit and the Northern District of California.
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`4.
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`At the time of the Microsoft Decision, in order to optimize performance, reliability, and
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`other efficiencies, Google stored certain data in an intelligent network, which moved component parts of
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`data seamlessly and automatically between locations. As a result, Google could not always determine
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`the country in which certain data was stored at a given time. Following the Microsoft Decision, Google
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`determined that in response to United States search warrants, Google was required to produce only data
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`that it could confirm was located in the United States. However, at the time, Google’s legal export tools
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`would collect information from across Google’s servers without regard to location and save the data
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`within the United States. Google believed that using its legal export tools to retrieve the data in
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`connection with the Warrant would exceed the scope of the SCA’s reach as interpreted by the Microsoft
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`Decision and thus started developing location-aware tooling.
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`ATTACHMENT A AGREED FACTS
`16-MC-80263-RS
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`Case 3:16-mc-80263-RS Document 113 Filed 10/25/22 Page 5 of 18
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`5.
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`From Fall 2016 through Spring 2017, Google worked to develop location-aware tools
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`that would allow the company to retrieve data in response to search warrants without bringing data that
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`was potentially stored outside of the United States into the United States so that it could be preserved
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`pending possible litigation.
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`6.
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`On September 27, 2016, SA Delaney contacted Google asking for the status of Google’s
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`response to the Warrant, acknowledging the “large volume of information” it requested from Google
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`and requesting a “partial or rolling production” if not all responsive records were available. On
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`September 28, 2016, Google produced some data and documents that it was able to ascertain were stored
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`in the United States in response to the Warrant. In its first production, Google acknowledged its
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`production was only a partial response to the Warrant and that the produced responsive records were
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`retrieved from “Google’s U.S. servers,” citing the Microsoft Decision. On October 3, 2016, HSI SA
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`Delaney contacted Google to ask whether responsive data were omitted from Google’s production
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`because they were stored outside of the United States, what types of responsive data were stored in
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`foreign countries, and in which countries such data were stored. On October 12, 2016, HSI SA Delaney
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`and a Google representative discussed the Warrant. At that time, Google indicated that certain data
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`responsive to the Warrant were stored outside of the United States, and that Google would only produce
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`data stored in the United States in response to the Warrant consistent with its interpretation of the
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`Microsoft Decision.
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`7.
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`On November 18, 2016, Google supplemented its production to the Government based on
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`new location-aware tooling it had developed since its first production. On November 21, 2016, Google
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`wrote a letter to the Government providing updates on the production. In particular, Google stated that
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`while it produced “all information it confirmed to be stored in the United States,” it did not produce
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`other responsive data whose location Google could not determine and could not confirm to be in the
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`United States, consistent with Google’s interpretation of the Microsoft Decision.
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`8.
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`The Government informed Google that its incomplete production was not satisfactory,
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`and that if Google did not fully comply, the Government would petition the Court to hold Google in
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`contempt. On December 6, 2016, Google filed a Motion to Quash the Warrant.
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`9.
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`On January 13, 2017, the Government filed an Opposition to the Motion to Quash and
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`ATTACHMENT A AGREED FACTS
`16-MC-80263-RS
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`Case 3:16-mc-80263-RS Document 113 Filed 10/25/22 Page 6 of 18
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`moved the Court for a hearing requiring Google to show cause why it was not in contempt of the Court’s
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`warrant. At a hearing on February 21, 2017, the Honorable Laurel Beeler, United States Magistrate
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`Judge for the Northern District of California, heard arguments by the parties. At the hearing, Magistrate
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`Judge Beeler addressed the issue of preservation of data called for by the Warrant during the period in
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`which Google challenged the Warrant, but stated that the issue was not before her and did not issue a
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`specific order regarding preservation. On April 19, 2017, Magistrate Judge Beeler denied the Motion to
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`Quash by Google, but also declined to hold a show cause hearing.
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`10.
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`Following Magistrate Judge Beeler’s April 2017 order, Google produced additional
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`responsive data it confirmed to be stored in the United States on May 2, 2017, and noted in its
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`production letter that it had not produced all data sought by the Warrant. In May 2017, Google
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`continued to work on preserving the remaining data.
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`11.
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`On May 3, 2017, Google appealed the order of Magistrate Judge Beeler. The appeal was
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`assigned to the Honorable Richard Seeborg, United States District Judge for the Northern District of
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`California. Judge Seeborg held a hearing on the matter on August 10, 2017. In briefing and during the
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`hearing, the Government asked that the Court hold Google in contempt and hold a show cause hearing.
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`On August 14, 2017, Judge Seeborg upheld the ruling by Magistrate Judge Beeler that Google must
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`comply fully with the Warrant regardless of whether data was overseas or in the United States and noted
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`that “[i]n light of the Second Circuit decision in Microsoft and the absence of relevant Ninth Circuit
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`precedent, Google’s diligent, good faith efforts to comply with current law do not warrant contempt at
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`this stage of the proceedings.” Google indicated a desire to appeal Judge Seeborg’s August 14, 2017
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`ruling to the Ninth Circuit to ensure that it did not produce data unless compelled by law, consistent with
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`Google’s policies of protecting users’ privacy. To take that appeal would require a contempt order by
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`Judge Seeborg. Accordingly, Google moved for an order finding it in civil contempt.
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`12.
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`On October 19, 2017, pursuant to Google’s request, Judge Seeborg entered an order of
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`civil contempt against Google so that Google could bring its appeal of Judge Seeborg’s August 17, 2017
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`order that Google must comply fully with the Warrant regardless of whether data was overseas or in the
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`United States. Judge Seeborg ordered Google to preserve data responsive to the Warrant in his October
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`19, 2017 order. Google informed Judge Seeborg that it would preserve responsive data, including such
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`ATTACHMENT A AGREED FACTS
`16-MC-80263-RS
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`Case 3:16-mc-80263-RS Document 113 Filed 10/25/22 Page 7 of 18
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`data stored abroad, during the pendency of the litigation and the appeal to the Ninth Circuit. On
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`November 28, 2017, Google filed an appeal to the United States Court of Appeals for the Ninth Circuit.
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`13.
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`On March 23, 2018, the United States Congress passed the CLOUD Act, which made
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`clear that a warrant requires disclosure of information held by a provider even if the provider chooses to
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`store data overseas.
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`14.
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`On July 13, 2018, during the pendency of the appeal, the United States Attorney’s Office
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`indicated to Google that the Government intended to investigate whether data responsive to the Warrant
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`had been lost and whether that constituted criminal contempt. Google informed the Government that
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`Google would cooperate in that investigation. On or about August 3, 2018, Google reported to the
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`Government that, due to issues with designing and implementing Google’s tools intended to preserve
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`data without repatriating the data, some data had been deleted by a user, and therefore was no longer
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`available to Google. Google likewise informed the Ninth Circuit in connection with the pending appeal.
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`15.
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`On September 4, 2018, Google formally presented to the Government on what had
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`happened to the data. Google advised that despite having taken steps to preserve data responsive to the
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`Warrant, its preservation had inadvertently not extended to certain files, including 6 photographs deleted
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`by the user subsequent to Judge Seeborg’s October 19, 2017 preservation order. Google took actions in
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`May 2017 to preserve potentially responsive data. It was not recognized until after the deletions had
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`occurred that the steps taken in May 2017 did not extend to photographs because tooling that allowed
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`preservation without repatriation had not been developed for photographs as of that time. Google also
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`reported that there were some categories of data for which it could not determine whether data had
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`become unavailable between the service of the Warrant on July 6, 2016 and May 2017, when Google
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`undertook additional efforts to preserve data responsive to the Warrant.
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`16.
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`Google agrees that its interpretation of the Microsoft Decision, litigation in this matter,
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`and insufficient tooling delayed its final production of data responsive to the Warrant and, combined
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`with inadvertent human error, allowed the user’s deletion of information after service of the Warrant,
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`resulting in Google being unable to produce data that had been in its possession and was responsive to
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`the Warrant at the time the Warrant was executed on Google.
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`17.
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`In a separate 2014 matter, In Re Search of the Content of Gmail Account and In Re
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`ATTACHMENT A AGREED FACTS
`16-MC-80263-RS
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`Case 3:16-mc-80263-RS Document 113 Filed 10/25/22 Page 8 of 18
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`
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`Search of the Content of Account (XXX) XXX-9145 Serviced by Google Voice, Case No. 13-90556-
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`MISC-LB (N.D. Cal. 2014), Google acknowledged it had not responded completely to legal process
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`related to investigations by the United States Attorney’s Office for the Northern District of California
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`and that certain data was lost that would have been responsive to the legal process. In connection with
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`the settlement and agreed resolution of that matter, Google undertook improvements to its program for
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`complying with legal process, including increasing the size of its law enforcement compliance unit,
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`decreasing the average response times for legal process, creating a dedicated email address for law
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`enforcement to request expedited responses, and improving its engineering efforts to respond to legal
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`process.
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`18.
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`On November 20, 2020, Google met with representatives of the Department of Justice
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`and described the compliance structure around Google’s program for complying with legal process
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`propounded by United States law enforcement to ensure timeliness and completeness while respecting
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`the rights of its users and enhancements to that program that Google had voluntarily undertaken and to
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`which Google was committed to continuing to voluntarily undertake. On April 8, 2021, Google
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`provided an update on the program and enhancements.
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`ATTACHMENT A AGREED FACTS
`16-MC-80263-RS
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`Case 3:16-mc-80263-RS Document 113 Filed 10/25/22 Page 9 of 18
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`I.
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`Introduction
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`ATTACHMENT B
`AGREEMENT
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`Google LLC (“Google” or the “Company”) and the United States of America, acting through the
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`United States Department of Justice and the United States Attorney’s Office for the Northern District of
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`California (the “Government”), have agreed to resolve all issues in and related to the following matter,
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`In the Matter of the Search of Content Stored at Premises Controlled by Google Inc. and as Further
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`Described in Attachment A, Case No. 16-MC-80263-RS, a proceeding initiated on December 6, 2016, in
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`the United States District Court for the Northern District of California, related to a search warrant issued
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`on June 30, 2016, captioned In the Matter of the Search of Content Related to BTC-E that is Stored at
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`Premises Controlled by Google Inc. and Further Described in Attachment A, Case No. 16-70816-MISC-
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`LB.
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`The parties are filing a Stipulation and Joint Request to Close Matter Administratively regarding
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`this matter concurrently with this Agreement. As stated in that Stipulation, the resolution of the matter
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`also includes (1) an agreed upon statement of facts and (2) the Agreement of the parties as contained
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`herein.
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`Nothing herein limits Google’s ability to challenge any future legal process, including on the
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`basis of legal process being overbroad, unconstitutional, or otherwise unlawful, and to advocate on
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`behalf of users of its products and services. Further, nothing herein limits Google’s enforcement of its
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`policies safeguarding users’ privacy and limiting Government access to user data by producing data only
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`in response to valid legal process and only to the extent authorized by law.
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`II.
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`Definitions
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`The following terms, when used with initial capitalization herein, have the indicated meanings:
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`A.
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`Data – data that is (i) directly generated by Google users or reflects Google user conduct
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`and (ii) is reasonably likely to be material and relevant to typical law enforcement
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`investigations.
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`B.
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`Effective Date – the date on which the following conditions are met: (1) the Agreement
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`is executed by all signatories hereto and (2) the Independent Compliance Professional
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`ATTACHMENT B AGREEMENT
`16-MC-80263-RS
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`1
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`Case 3:16-mc-80263-RS Document 113 Filed 10/25/22 Page 10 of 18
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`accepts the engagement described in this Agreement.
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`C.
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`Enhancements – enhancements to Google’s Legal Process Compliance Program, as
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`described below in section IV.
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`D.
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`Legal Process – process issued by a federal court, federal grand jury, or federal agency
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`that is valid and properly served for obtaining, or causing the preservation of, Data in
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`Google’s possession for federal law enforcement purposes, not limited to federal process
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`from, or in support of, a United States Attorney’s Office for a particular District or
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`particular component of the United States Department of Justice, and excluding such
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`process authorized by the Foreign Intelligence Surveillance Act, National Security
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`Letters, and 18 U.S.C. § 2709, including: preservation requests issued under 18 U.S.C. §
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`2703(f), search warrants, court orders issued under 18 U.S.C. § 2703(d), pen-
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`register/trap-and-trace orders, wiretap orders, and subpoenas.
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`E.
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`Legal Process Compliance Program – a program run by Google reasonably designed to
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`achieve timely and complete responses to Legal Process and compliance with applicable
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`laws and policies safeguarding users’ privacy and limiting Government access to user
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`data.
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`F.
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`Independent Compliance Professional – an independent third-party professional with
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`expertise in audit and compliance whose functions and responsibilities are elaborated
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`herein. As used herein, the term “independent” means able to perform the
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`responsibilities outlined in this Agreement with integrity, objectivity, and freedom from
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`conflicts of interest, and does not preclude the engagement of a third party solely for
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`having had engagements with Google in other contexts.
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`G.
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`Reports refers collectively to the following three types of reports:
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`i.
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`Initial Report – a report, including an addendum reflecting Google’s consultation
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`with the Independent Compliance Professional, prepared by Google that Google
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`will issue to the Google Compliance Steering Committee, the Audit and
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`Compliance Committee of the Alphabet Board of Directors, and the Government
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`within 120 calendar days of retaining the Independent Compliance Professional.
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`ATTACHMENT B AGREEMENT
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`ii.
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`Annual Report – a report, including an addendum reflecting Google’s
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`consultation with the Independent Compliance Professional, prepared by Google
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`that Google will issue to the Google Compliance Steering Committee, the Audit
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`and Compliance Committee of the Alphabet Board of Directors, and the
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`Government each year during the term of this Agreement, beginning one year
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`after issuance of the Initial Report.
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`iii.
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`Final Report – a report, including an addendum reflecting Google’s consultation
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`with the Independent Compliance Professional, prepared by Google that Google
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`will issue at the conclusion of the term of this Agreement to the Google
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`Compliance Steering Committee, the Audit and Compliance Committee of the
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`Alphabet Board of Directors, and the Government.
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`H.
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`Six-Month Interim Update – a brief status update that Google will provide to the
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`Government six months before each Annual Report is issued.
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`III.
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`Legal Process Compliance Program Generally
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`Google will continue to maintain a Legal Process Compliance Program with the characteristics
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`set forth below. The Legal Process Compliance Program will be reasonably designed to achieve timely
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`and complete compliance with Legal Process. The Legal Process Compliance Program will have the
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`following components and characteristics: data-driven risk assessments; policies and procedures;
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`training and communication tools; systems for reporting compliance concerns; risk-based due diligence
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`of third-party relationships; due diligence on mergers and acquisitions; an autonomous, well-structured
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`and adequately resourced program; support from all levels of Google; processes to promote compliance
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`and ethical behaviors; systems to monitor and regularly review performance; and a properly scoped
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`investigation team.
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`To the extent that Google has already begun or completed the steps set forth below as of the time
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`of this Agreement, the efforts will be deemed to satisfy the corresponding obligations under the
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`Agreement.
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`IV.
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`Legal Process Compliance Program Enhancements
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`In furtherance of that Legal Process Compliance Program, Google has undertaken, or will
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`undertake, the following:
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`A.
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`Continuous Improvements and Testing
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`The Legal Process Compliance Program will include processes reasonably designed to achieve a
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`comprehensive understanding of the Data for those of Google’s products and services likely to generate
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`Data, including periodic reviews and updates as products and services change over time.
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`The Legal Process Compliance Program will include monitoring, processes, and quality
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`assurance mechanisms reasonably designed to achieve the proper identification, preservation, and
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`production of Data, including Data associated with a searchable identifier, in order to achieve timely and
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`complete compliance with Legal Process, regardless of Google service used.
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`B.
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`Timeliness and Completeness
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`The Legal Process Compliance Program will include processes and procedures reasonably
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`designed to respond to all Legal Process within the time provided or to communicate to the Court and/or
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`to the proponent of the Legal Process that there will be delay or to otherwise seek legal action to quash,
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`narrow, seek additional time, exclude, or modify the Legal Process. For any instance where a court-
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`ordered or grand jury production deadline is missed, Google will generate a compliance timeliness
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`record capturing the reason for the missed production deadline and when production was made, except
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`for productions made within 14 days of service of the Legal Process, where the court-ordered or grand
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`jury production deadline was less than 14 days from the date of service. These records may be made
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`available to the Independent Compliance Professional and/or to the AUSA or agent responsible for the
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`Legal Process service upon request.
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`The Legal Process Compliance Program will also include systems for reporting compliance
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`concerns, including, but not limited to, an escalation process to address actual or potential non-
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`compliance with the timeliness or completeness of productions in response to Legal Process. That
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`escalation process will include escalation to the Chief Compliance Officer and the Head of Regulatory
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`Response, Investigations, and Strategy in instances of potential culpability of a Google employee or
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`agent where remediation or disciplinary action may be warranted.
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`Autonomy and Resources
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`The Legal Process Compliance Program will be reasonably designed to be autonomous, well-
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`structured, and adequately resourced and to accomplish the Enhancements set forth in this Agreement,
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`including the following:
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`Tooling
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`Google will identify the products whose Data are most widely requested by the Government and
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`assess whether relevant Google personnel have adequate and efficient access to that Data for the purpose
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`of responding to Legal Process, thereby developing a list of “priority products” for integration with
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`tooling. The list of priority products may change over time.
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`Google will integrate the priority products with its Legal Process response tools and will develop
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`and maintain related tooling. Google will have processes reasonably designed to test the tooling for
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`accuracy and completeness and maintain integrations up to date with Data changes.
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`ii.
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`Product Launches
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`Google will develop processes reasonably designed to flag new launches for those products and
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`services that will generate Data, which will include how Google will respond to Legal Process for Data
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`associated with those new products and services, and may include integration with tooling.
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`iii.
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`Compliance Staffing
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`Google will maintain a Legal Process Compliance Program reasonably designed to achieve
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`adequate staffing levels to support the Legal Process Compliance Program, including ramp-up protocols
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`to allow Google to surge compliance resources as necessary. Google will hire and retain compliance
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`leads embedded in the Legal Process Compliance Program, who will provide a systemic view of
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`operational and regulatory compliance. Google’s Chief Compliance Officer and Head of Regulatory
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`Response, Investigations, and Strategy will oversee Google’s compliance efforts, including
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`Enhancements to the Legal Process Compliance Program. Google executives will support and promote
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`Google’s Legal Process Compliance Program will operate with independence and autonomy and
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`will be designed such that the Chief Compliance Officer, Head of Regulatory Response, Investigations,
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`and Strategy, and compliance staff have adequate resources to perform their duties with respect to the
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`iv.
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`Dedicated Engineering Resources
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`Google will establish a process reasonably designed to effectuate the allocation of adequate
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`engineering resources to support tooling improvement initiatives and to ensure processes and tooling for
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`responding to Legal Process are feasible, accurate, and complete.
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`D.
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`Updated Legal Response Policies and Training
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`The Legal Process Compliance Program will include processes and procedures reasonably
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`designed to articulate and communicate Google’s commitment to compliance. This will include (1)
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`maintaining policies and procedures for responding to Legal Process that are designed to achieve clarity,
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`usability, and improved transparency; (2) reviewing and amending the policies and procedures as
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`necessary to ensure they are readily and robustly understood by Google personnel who are tasked with
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`responding to Legal Process; and (3) developing and maintaining a robust training program for
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`personnel involved in responding to Legal Process. Google will ensure adequate communication and
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`education of all relevant employees to educate them on the Legal Process Compliance Program.
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`V.
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`Independent Compliance Professional
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`A.
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`Qualifications and Selection
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`Google shall retain an Independent Compliance Professional (as described in section II.F above).
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`The Government may object to Google’s proposed Independent Compliance Professional on the grounds
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`of a lack of independence, as defined in section II.F, or a lack of the requisite expertise needed to serve
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`effectively in the role. If the parties are unable to agree on an acceptable retained Independent
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`Compliance Professional, they may submit the matter to the Court for resolution.
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`The Independent Compliance Professional’s functions will be in place for a three-year period
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`from the Effective Date of this Agreement, subject to one two-year extension as set forth in section VII
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`below.
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`If the Independent Compliance Professional resigns or is otherwise unable to fulfill its
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`obligations as set forth herein, Google will retain a replacement Independent Compli