`
`Jonathan Gardner (admitted pro hac vice)
`Alfred L. Fatale III (admitted pro hac vice)
`Joseph N. Cotilletta (admitted pro hac vice)
`Marco A. Dueñas (admitted pro hac vice)
`LABATON SUCHAROW LLP
`140 Broadway
`New York, New York 10005
`Telephone: (212) 907-0700
`Facsimile: (212) 818-0477
`Email: jgardner@labaton.com
`
`afatale@labaton.com
`
`jcotilletta@labaton.com
`
`mduenas@labaton.com
`Lead Counsel for Lead Plaintiff Boston Retirement System
`[Additional Counsel on Signature Page]
`
`UNITED STATES DISTRICT COURT
`NORTHERN DISTRICT OF CALIFORNIA
`SAN FRANCISCO DIVISION
`BOSTON RETIREMENT SYSTEM,
`Individually and On Behalf Of All Others
`Similarly Situated,(cid:3)
`laintiff,(cid:3)
`.(cid:3)
`BER TECHNOLOGIES, INC., et al.,(cid:3)
`efendants.(cid:3)
`
`(cid:3)P
`
`(cid:3)v
`
`(cid:3)U
`
`Case No. 3:19-cv-06361-RS
`
`STIPULATION AND
`CONSOLIDATION ORDER
`
`(cid:3)D
`
`(cid:3)
`
`Case No. 3:20-cv-08610-RS
`
`DAVID MESSINGER, GERALD
`ASHFORD,
`IRVING S. AND JUDITH BRAUN, ELLIE
`MARIE TORONTO ESA, VARGHESE
`PALLATHU, JOSEPH CIANCI, and
`JOHNNY RAMEY, Individually and on
`Behalf of All Others Similarly Situated,
`Plaintiffs,
`v.
`UBER TECHNOLOGIES, INC., et al.,
`Defendants.
`
`
`
`Case 3:19-cv-06361-RS Document 125 Filed 01/25/21 Page 2 of 5
`
`Pursuant to Federal Rule of Civil Procedure (“Fed. R. Civ. P.”) 16(d), Civil Local Rule
`(“Civil L.R.”) 23-1(b), and Manual for Complex Litigation, Fourth §§ 11.12, 11.21 and 31
`(2004), the parties stipulate, and the Court hereby orders, as follows:
`WHEREAS, on October 4, 2019, Benjamin Stirratt filed a complaint alleging violations
`of the federal securities laws against Uber Technologies, Inc. (“Uber”), certain of its current and
`former directors and officers, and the investment banks that served as underwriters for Uber’s
`initial public offering;
`WHEREAS, pursuant to a January 3, 2020 Court order, the Court appointed Boston
`Retirement System as Lead Plaintiff and Labaton Sucharow LLP as Lead Counsel for the case,
`now captioned Boston Retirement System v. Uber Technologies, Inc., No. 3:19-cv-06361-RS
`(“Boston Retirement System Action”);
`WHEREAS, pursuant to an August 7, 2020 Court order, the Court denied Defendants’
`motion to dismiss the operative complaint in the Boston Retirement System Action;
`WHEREAS, pursuant to a November 30, 2020 Court order, Levi & Korsinsky, LLP was
`appointed Liaison Counsel for Lead Plaintiff in the Boston Retirement System Action;
`WHEREAS, on December 5, 2020, plaintiffs David Messinger, Gerald Ashford, Irving S.
`and Judith Braun, Ellie Marie Toronto ESA, Varghese Pallathu, Joseph Cianci, and Johnny
`Ramey filed a complaint alleging violations of the federal securities laws against the same
`defendants, in the action captioned Messinger et al v. Uber Technologies, Inc., No. 3:20-cv-
`08610-WHA (“Messinger Action”), which action has since been deemed related to the Boston
`Retirement System Action and assigned to this Court; and
`WHEREAS, the parties believe the Boston Retirement and Messinger Actions should be
`consolidated because: (1) they are both purported class actions asserting the same causes of
`action under §§11, 12(a)(2) and 15 of the Securities Act of 1933, against the same Defendants,
`and arising from the same circumstances; and (2) it would be unduly burdensome, involve
`unwarranted duplication of effort and expense, and give rise to the prospect of inconsistent or
`conflicting results if the Actions were heard by different Judges.
`
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`Case 3:19-cv-06361-RS Document 125 Filed 01/25/21 Page 3 of 5
`
`IT IS ORDERED, in accord with the Parties’ stipulation and agreement as reflected
`herein, that these matters are related cases within the meaning of Civil L.R. 3-12. Pursuant to Fed.
`R. Civ. P. 42(a), the Messinger Action (No. 3:20-cv-08610-RS) is consolidated into the Boston
`Retirement System Action (No. 3:19-cv-06361-RS) for all purposes before this Court.
`IT IS FURTHER ORDERED that Boston Retirement System shall continue as the Lead
`Plaintiff in the consolidated action.
`IT IS FURTHER ORDERED that Labaton Sucharow LLP shall continue to serve as the
`Lead Counsel. Lead Counsel shall have the discretion to coordinate activities and dissemination
`of work to counsel of record in the Messinger Action for the benefit of the Class and in keeping
`with its obligations and continuing role as Lead Counsel.
`IT IS FURTHER ORDERED that Defendants are not required to respond to the complaint
`in the Messinger Action because the operative complaint for purposes of this consolidation shall
`be the amended complaint filed in the Boston Retirement System Action (Docket No. 80), while
`reserving all rights and defenses that Defendants may have with respect to the Messinger Action.
`DATED: January 21, 2021
`
`SCOTT+SCOTT
`ATTORNEYS AT LAW LLP
`/s/ John T. Jasnoch
`JOHN T. JASNOCH (CA 281605)
`600 W. Broadway, Suite 3300
`San Diego, CA 92101
`Telephone: 619/233-4565
`619/233-0508 (fax)
`jjasnoch@scott-scott.com
`Attorneys for Plaintiff David Messinger
`
`SHEARMAN & STERLING LLP
`/s/ Daniel H.R. Laguardia
`Patrick D. Robbins
`Daniel H.R. Laguardia
`
`LABATON SUCHAROW LLP
`/s/ Alfred. L. Fatale III
`JONATHAN GARDNER
`ALFRED L. FATALE III
`JOSEPH N. COTILLETTA
`MARCO A. DUEÑAS
`140 Broadway
`New York, New York 10005
`Telephone: 212/554-1400
`212/544-1444
`jgardner@labaton.com
`afatale@labaton.com
`jcotilletta@labaton.com
`mduenas@labaton.com
`Lead Counsel
`for Lead Plaintiff
`Boston Retirement System
`WILLKIE FARR & GALLAGHER
`LLP
`/s/ Todd G. Cosenza
`Todd G. Cosenza
`
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`
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`Case 3:19-cv-06361-RS Document 125 Filed 01/25/21 Page 4 of 5
`
`Emily V. Griffen
`George B. Adams, III
`535 Mission Street
`San Francisco, CA 94105
`probbins@shearman.com
`daniel.laguardia@shearman.com
`egriffen@shearman.com
`george.adams@shearman.com
`Attorneys for Defendants Uber Technologies,
`Inc., Dara Khosrowshahi, Nelson Chai, Glen
`Ceremony, Ronald Sugar, Ursula Burns,
`Garrett Camp, Matt Cohler, Ryan Graves,
`Arianna Huffington, Travis Kalanick, Wan
`Ling Martello, H.E. Yasir Al-Rumayyan, John
`Thain, and David Trujillo
`
`787 Seventh Avenue
`New York, NY 10019-6099
`Telephone: (212) 728-8677
`Facsimile: (212) 728-9677
`tcosenza@willkie.com
`Attorneys for Defendants Morgan
`Stanley & Co. LLC, Goldman Sachs
`& Co. LLC, Merrill Lynch, Pierce,
`Fenner & Smith Incorporated,
`Barclays Capital Inc., Citigroup
`Global Markets Inc., Allen &
`Company LLC, RBC Capital
`Markets, LLC, SunTrust Robinson
`Humphrey, Inc. (f/k/a Truist
`Securities, Inc.), Deutsche Bank
`Securities Inc., HSBC Securities
`(USA) Inc., SMBC Nikko Securities
`America, Inc., Mizuho Securities
`USA LLC, Needham & Company,
`LLC, Loop Capital Markets LLC,
`Siebert Cisneros Shank & Co.,
`L.L.C., Academy Securities, Inc.,
`BTIG, LLC, Canaccord Genuity
`LLC, CastleOak Securities, L.P.,
`Cowen and Company, LLC, Evercore
`Group L.L.C., JMP Securities LLC,
`Macquarie Capital (USA) Inc.,
`Mischler Financial Group, Inc.,
`Oppenheimer & Co. Inc., Raymond
`James & Associates, Inc., William
`Blair & Company, L.L.C., The
`Williams Capital Group, L.P., and
`TPG Capital BD, LLC
`
`PURSUANT TO STIPULATION, IT IS SO ORDERED.
`DATED: ________________________ _____________________________________
`January 25, 2021
`United States District Judge
`
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`Case 3:19-cv-06361-RS Document 125 Filed 01/25/21 Page 5 of 5
`Case 3:19-cv-06361-RS Document 124 Filed 01/21/21 Page 5 of 5
`
`ECF ATTESTATION
`Pursuant to Civil L.R. 5-1(i)(3), the filer attests that concurrence in the filing of this
`document has been obtained from each of the other signatories thereto.
`Executed this 21st day of January, 2021, in New York, New York.
`
` /s/ Alfred L. Fatale III
`Alfred L. Fatale III
`
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