throbber
Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 1 of 134
`
`LOCKE LORD LLP
`Regina J. McClendon (SBN 184669)
`rmcclendon@lockelord.com
`Meagan S. Tom (SBN 273489)
`meagan.tom@lockelord.com
`101 Montgomery Street, Suite 1950
`San Francisco, CA 94104
`Telephone: (415) 318-8810
`Fax: (415) 676-5816
`
`Bryan G. Harrison (pro hac vice to be filed)
`bryan.harrison@lockelord.com
`Terminus 200, Suite 1200
`3333 Piedmont Road NE
`Atlanta, GA 30305
`Telephone: (404) 870-4600
`Fax: (404) 872-5547
`
`Attorneys for Plaintiff
`AU Optronics Corporation America
`
`UNITED STATES DISTRICT COURT
`
`NORTHERN DISTRICT OF CALIFORNIA
`
`Case No.
`
`COMPLAINT FOR DECLARATORY
`JUDGMENT AND EQUITABLE
`RELIEF
`
`DEMAND FOR JURY TRIAL
`
`)))))))))))))
`
`AU OPTRONICS CORPORATION AMERICA,
`a California corporation,
`
`Plaintiff,
`
`vs.
`
`VISTA PEAK VENTURES, LLC
`
`Defendant.
`
`Plaintiff AU OPTRONICS CORPORATION AMERICA, for its Complaint for Declaratory
`
`Judgment and Equitable Relief, avers and alleges as follows:
`
`THE PARTIES, JURISDICTION, AND VENUE
`
`1.
`
`Plaintiff AU OPTRONICS CORPORATION AMERICA (“AUO USA”)
`
`is a
`
`corporation organized and existing under the laws of the state of California with its principal place of
`
`COMPLAINT FOR DECLARATORY JUDGMENT AND EQUITABLE RELIEF
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`101MontgomeryStreet,Suite1950
`
`SanFrancisco,CA94104
`
`LockeLordLLP
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 2 of 134
`
`business and center of operations located at 1525 McCarthy Blvd., Suite 218, Milpitas, California
`
`95035.
`
`2.
`
`Defendant VISTA PEAK VENTURES, LLC (“Defendant”) is a limited liability
`
`company that purports to be organized and existing under the laws of the state of Texas with its
`
`business address located at 1400 Preston Rd, Suite 472, Plano, TX 75093.
`
`3.
`
`Defendant has filed three separate actions in the Marshall Division of the District
`
`Court for the Eastern District of Texas accusing AUO USA’s parent company, AU Optronics
`
`Corporation (“AUO”), of infringing the following United States Patents: U.S. Patent No. 5,929,947
`
`(“the ’947 patent”), U.S. Patent No. 6,579,749 (“the ’749 patent”), U.S. Patent No. 6,674,093 (“the
`
`’093 patent”), U.S. Patent No. 6,800,872 (“the ’872 patent”), U.S. Patent No. 6,891,196 (“the ’196
`
`patent”), U.S. Patent No. 7,088,401 (“the ’401 patent”), U.S. Patent No. 6,404,474 (“the ’474
`
`patent”), U.S. Patent No. 6,657,699 (“the ’699 patent”), U.S. Patent No. 7,009,673 (“the ’673
`
`patent”), U.S. Patent No. 7,499,119 (“the ’119 patent”), U.S. Patent No. 6,781,643 (“the ’643
`
`patent”), U.S. Patent No. 7,046,327 (“the ’327 patent”), and U.S. Patent No. 6,730,970 (“the ’970
`
`patent”), collectively, the “Asserted Patents.” See Vista Peak Ventures, LLC v. AU Optronics Corp.,
`
`Case Nos. 2:18-cv-00276-JRG, ¶¶ 10, 22, 34, 46, 57, 68, 80; 2:18-cv-00278-JRG, ¶¶ 10, 33, 44, 45,
`
`56; and 2:18-cv-00279-JRG, ¶¶ 10, 34, 45.
`
`4.
`
`In an effort to manufacture personal jurisdiction over AUO, Defendant further alleged
`
`in each of these complaints that AUO controls AUO USA and that AUO USA “has committed acts
`
`within Texas giving rise to this action and/or has established minimum contacts with Texas such that
`
`personal jurisdiction over AUO would not offend traditional notions of fair play and substantial
`
`justice.” See Vista Peak Ventures, LLC v. AU Optronics Corp., Case Nos. 2:18-cv-00276-JRG, ¶¶ 8-
`
`9; 2:18-cv-00278-JRG, ¶¶ 8-9; and 2:18-cv-00279-JRG, ¶¶ 8-9.
`
`5.
`
`In ad damnum clause in each of its complaints, Defendant requests the court, inter
`
`alia, to enjoin AUO USA from “making, using, selling, offering to sell, or importing any products
`
`that
`
`infringe the Asserted Patents, and any other injunctive relief the Court deems just and
`
`equitable.” See Vista Peak Ventures, LLC v. AU Optronics Corp., Case Nos. 2:18-cv-00276-JRG,
`
`pp. 28-29; 2:18-cv-00278-JRG, pp. 22; and 2:18-cv-00279-JRG, pp. 19-20.
`
`2
`COMPLAINT FOR DECLARATORY JUDGMENT AND EQUITABLE RELIEF
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`101MontgomeryStreet,Suite1950
`
`SanFrancisco,CA94104
`
`LockeLordLLP
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 3 of 134
`
`6.
`
`Consequently, this action arises under the patent laws of the United States, namely 35
`
`U.S.C. §§ 271, 281, and 284-285, among others.
`
`7.
`
`Jurisdiction: This Court has subject matter jurisdiction pursuant to 28 U.S.C. §§ 1331
`
`and 1338(a).
`
`8.
`
`Intradistrict Assignment: Pursuant to Civil Local Rule 3-5(b), this case is properly
`
`assigned to the San Jose division.
`
`9.
`
`Defendant is subject to this Court’s specific personal jurisdiction pursuant to due
`
`process and/or the California Long Arm Statute, due at least to Defendant’s substantial business in
`
`this State and judicial district, including its engagement of Ascenda Law Group of 333 W. San
`
`Carlos Street, Suite 200, San Jose, California 95110 as counsel to acquire the Asserted Patents, see
`
`Assignment Reel/Frame No. 045469/0023 from Getner Foundation LLC to Vista Peak Ventures,
`
`LLC (attached hereto as Exhibit A), and, upon information and belief, authorizing that Firm’s filing
`
`of powers of attorney to act on behalf of Defendant before the United States Patent and Trademark
`
`Office with respect to at least some of the Asserted Patents after their acquisition.
`
`10.
`
`Defendant is also subject to this Court’s specific personal jurisdiction pursuant to due
`
`process and/or the California Long Arm Statute due at least to Defendant’s targeting of specific
`
`residents of this State and judicial district, including AUO USA, against whom Defendant seeks
`
`injunctive relief in its complaints filed in the Eastern District of Texas based upon its assertions that
`
`AUO USA both infringes the Asserted Patents and aids in AUO’s alleged infringement of the
`
`Asserted Patents. See Vista Peak Ventures, LLC v. AU Optronics Corp., Case Nos. 2:18-cv-00276-
`
`JRG, ¶¶ 8-9; 2:18-cv-00278-JRG, ¶¶ 8-9; and 2:18-cv-00279-JRG, ¶¶ 8-9. Had Defendant included
`
`AUO USA as a party defendant in its complaints against AUO, 28 U.S.C. §§ 1391(c)(3) and 1400(b)
`
`would require those complaints to have been filed in this District. Defendant’s failure to name AUO
`
`USA as a party defendant in its complaints notwithstanding Defendant’s claim for injunctive relief
`
`against AUO USA for alleged infringement of the Asserted Patents is tantamount to depriving AUO
`
`USA of its procedural rights to defend such claims in the legally appropriate venue, namely, this
`
`District.
`
`11.
`
`Venue is appropriate pursuant to 28 U.S.C. § 1391(b) because this District is the
`
`3
`COMPLAINT FOR DECLARATORY JUDGMENT AND EQUITABLE RELIEF
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`101MontgomeryStreet,Suite1950
`
`SanFrancisco,CA94104
`
`LockeLordLLP
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 4 of 134
`
`location where a substantial portion of the events at issue in this suit occurred.
`
`FACTUAL BACKGROUND
`
`12.
`
`Each of the Asserted Patents was issued between July 27, 1999, and March 3, 2009,
`
`to NEC Corporation or its affiliates (collectively, “NEC”).
`
`13.
`
`Since at least 2001, AUO and AUO USA have been and continue to be engaged in
`
`the business of thin film transistor liquid crystal displays (“TFT-LCDs”) and other flat panel displays
`
`used in a wide variety of applications.
`
`14.
`
`Since at least 2003, NEC has been a customer of AUO, purchasing its TFT-LCD
`
`display products. See https://www.auo.com/en-global/New_Archive/detail/news_Product_20030120.
`
`15.
`
`Upon information and belief, NEC has been aware of the TFT-LCD technology of
`
`AUO that Defendant accuses of infringement in its complaints since at least 2003.
`
`16.
`
`NEC assigned the Asserted Patents to Getner Foundation LLC (“Getner”) in April
`
`2011. See Assignment Reel Frame No. 026312/0213 from NEC Corporation to Getner Foundation
`
`LLC (attached hereto as Exhibit B) and Assignment Reel Frame No. 026254/0400 from NEC
`
`Corporation to Getner Foundation LLC (attached hereto as Exhibit C). Getner assigned the Asserted
`
`Patents to Defendant in February 2018. See Exhibit A.
`
`17.
`
`For each Asserted Patent, Defendant has accused AUO of patent infringement under
`
`35 U.S.C. § 271(a) by “making, offering for sale, selling, and/or importing those TFT-LCD panels,
`
`their components, and/or products containing same that incorporate the fundamental technologies
`
`covered by [one of the Asserted Patents], or by having [AUO USA] do the same.” See Vista Peak
`
`Ventures, LLC v. AU Optronics Corp., Case Nos. 2:18-cv-00276-JRG, ¶¶ 24, 36, 48, 59, 70, 82;
`
`2:18-cv-00278-JRG, ¶¶ 24, 35, 47, 58; and 2:18-cv-00279-JRG, ¶¶ 25, 36, 47.
`
`18.
`
`Defendant
`
`is seeking from the District Court in the Eastern District of Texas:
`
`(i) damages sustained as a result of the alleged infringements, including up to treble damages; and
`
`(ii) “[a] preliminary and permanent injunction against AUO, [AUO USA], or anyone acting on its
`
`behalf from making, using, selling, offering to sell, or importing any products that infringe the
`
`Asserted Patents, and any other injunctive relief the Court deems just and equitable… .” See Vista
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`4
`COMPLAINT FOR DECLARATORY JUDGMENT AND EQUITABLE RELIEF
`
`101MontgomeryStreet,Suite1950
`
`SanFrancisco,CA94104
`
`LockeLordLLP
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 5 of 134
`
`Peak Ventures, LLC v. AU Optronics Corp., Case Nos. 2:18-cv-00276-JRG, ¶ 93; 2:18-cv-00278-
`
`JRG, ¶69; and 2:18-cv-00279-JRG, ¶ 57.
`
`FIRST CAUSE OF ACTION:
`
`DECLARATORY JUDGMENT OF
`
`NON-INFRINGEMENT OF EACH OF THE ASSERTED PATENTS
`
`19.
`
`AUO USA hereby incorporates by reference Paragraphs 1 through 18, above, as if
`
`fully set forth herein.
`
`20.
`
`On July 10, 2018, AUO USA received notice of three separate lawsuits Defendant
`
`filed against AUO in which Defendant, inter alia, also accused AUO USA of engaging in conduct
`
`constituting direct and indirect infringement of the Asserted Patents in the United States and aiding
`
`AUO in such infringement.
`
`21.
`
`AUO USA denies that it has directly infringed any valid claim of the Asserted Patents
`
`and further denies that it has induced the infringement or contributed to the infringement of any valid
`
`claim of the Asserted Patents, either individually or in concert with AUO.
`
`22.
`
`By virtue of the foregoing, an actual and justifiable controversy has arisen and now
`
`exists between AUO USA and Defendant, within the jurisdiction of the Court, regarding whether
`
`AUO USA infringes one or more of the Asserted Patents.
`
`23.
`
`Declaratory relief is both appropriate and necessary in light of the conflicting
`
`positions of the parties. AUO USA desires a judicial determination of the parties’ respective rights
`
`and obligations in connection with each of the Asserted Patents.
`
`24.
`
`For the reasons set forth above, AUO USA respectfully requests that this Court
`
`declare that, for each claim in the Asserted Patents for which Defendant claims infringement by
`
`AUO USA, AUO USA has not directly infringed each one of the Asserted Patents, either literally or
`
`under the doctrine of equivalents, and has neither induced the infringement nor contributed to the
`
`infringement, of such claims either individually or in concert with AUO. Specifically, AUO USA
`
`respectfully requests that this Court issue a judicial declaration to the effect that (inter alia, without
`
`limitation) AUO USA’s:
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`5
`COMPLAINT FOR DECLARATORY JUDGMENT AND EQUITABLE RELIEF
`
`101MontgomeryStreet,Suite1950
`
`SanFrancisco,CA94104
`
`LockeLordLLP
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 6 of 134
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not directly or
`indirectly infringe the ’947 patent, either literally or under the doctrine of equivalents;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not directly or
`indirectly infringe the ’749 patent, either literally or under the doctrine of equivalents;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not directly or
`indirectly infringe the ’093 patent, either literally or under the doctrine of equivalents;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not directly or
`indirectly infringe the ’872 patent, either literally or under the doctrine of equivalents;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not directly or
`indirectly infringe the ’196 patent, either literally or under the doctrine of equivalents;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not directly or
`indirectly infringe the ’401 patent, either literally or under the doctrine of equivalents;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not directly or
`indirectly infringe the ’474 patent, either literally or under the doctrine of equivalents;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not directly or
`indirectly infringe the ’699 patent, either literally or under the doctrine of equivalents;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not directly or
`indirectly infringe the ’673 patent, either literally or under the doctrine of equivalents;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not directly or
`indirectly infringe the ’119 patent, either literally or under the doctrine of equivalents;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not directly or
`indirectly infringe the ’643 patent, either literally or under the doctrine of equivalents;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not directly or
`indirectly infringe the ’327 patent, either literally or under the doctrine of equivalents;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not directly or
`indirectly infringe the ’970 patent, either literally or under the doctrine of equivalents;
`
`and
`
`6
`COMPLAINT FOR DECLARATORY JUDGMENT AND EQUITABLE RELIEF
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`101MontgomeryStreet,Suite1950
`
`SanFrancisco,CA94104
`
`LockeLordLLP
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 7 of 134
`
`• Actions do not constitute inducement of infringement or contributory infringement of
`any claim in the Asserted Patents.
`
`SECOND CAUSE OF ACTION:
`
`DECLARATORY JUDGMENT OF
`
`NO WILLFUL INFRINGEMENT OF EACH OF THE ASSERTED PATENTS
`
`25.
`
`AUO USA hereby incorporates by reference Paragraphs 1 through 18, above, as if
`
`fully set forth herein.
`
`26.
`
`On July 10, 2018, AUO USA received notice of three separate lawsuits Defendant
`
`filed against AUO in which Defendant, inter alia, accused AUO USA of engaging in alleged willful
`
`infringement of the Asserted Patents in the United States.
`
`Vista Peak Ventures, LLC v. AU
`
`Optronics Corp., Case Nos. 2:18-cv-00276-JRG, ¶¶ 29, 41, 52, 63, 75, 87; 2:18-cv-00278-JRG, ¶¶
`
`28, 40, 51, 63; and 2:18-cv-00279-JRG, ¶¶ 29, 40, 51.
`
`27.
`
`AUO USA denies that it infringes, directly or indirectly, any valid claim of the
`
`Asserted Patents.
`
`28.
`
`By virtue of the foregoing, an actual and justifiable controversy has arisen and now
`
`exists between AUO USA and Defendant, within the jurisdiction of the Court, regarding whether
`
`AUO USA engaged in any course of conduct or possessed the requisite intent to willfully infringe
`
`one or more of the Asserted Patents.
`
`29.
`
`Declaratory relief is both appropriate and necessary in light of the conflicting
`
`positions of the parties. AUO USA desires a judicial determination of the parties’ respective rights
`
`and obligations in connection with each of the Asserted Patents.
`
`30.
`
`For the reasons set forth above, AUO USA respectfully requests that this Court
`
`declare that, for each claim in the Asserted Patents for which Defendant claims infringement by
`
`AUO USA, AUO USA does not willfully infringe such claims. Specifically, AUO USA respectfully
`
`requests that this Court issue a judicial declaration to the effect that (inter alia, without limitation)
`
`AUO USA’s:
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not willfully infringe
`the ’947 patent;
`
`7
`COMPLAINT FOR DECLARATORY JUDGMENT AND EQUITABLE RELIEF
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`101MontgomeryStreet,Suite1950
`
`SanFrancisco,CA94104
`
`LockeLordLLP
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 8 of 134
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not willfully infringe
`the ’749 patent;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not willfully infringe
`the ’093 patent;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not willfully infringe
`the ’872 patent;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not willfully infringe
`the ’196 patent;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not willfully infringe
`the ’401 patent;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not willfully infringe
`the ’474 patent;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not willfully infringe
`the ’699 patent;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not willfully infringe
`the ’673 patent;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not willfully infringe
`the ’119 patent;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not willfully infringe
`the ’643 patent;
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not willfully infringe
`the ’327 patent; and
`
`• Use, importation, sales, and offers to sell TFT-LCD panels does not willfully infringe
`the ’970 patent.
`
`8
`COMPLAINT FOR DECLARATORY JUDGMENT AND EQUITABLE RELIEF
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`101MontgomeryStreet,Suite1950
`
`SanFrancisco,CA94104
`
`LockeLordLLP
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 9 of 134
`
`THIRD CAUSE OF ACTION:
`
`DECLARATORY JUDGMENT OF
`
`INVALIDITY OF EACH OF THE ASSERTED PATENTS
`
`31.
`
`AUO USA hereby incorporates by reference Paragraphs 1 through 18, above, as if
`
`fully set forth herein.
`
`32.
`
`On July 10, 2018, AUO USA received notice of three separate lawsuits Defendant
`
`filed against AUO in which Defendant accused AUO USA of engaging in alleged infringement of
`
`the Asserted Patents. Vista Peak Ventures, LLC v. AU Optronics Corp., Case Nos. 2:18-cv-00276-
`
`JRG, ¶¶ 29, 41, 52, 63, 75, 87; 2:18-cv-00278-JRG, ¶¶ 28, 40, 51, 63; and 2:18-cv-00279-JRG, ¶¶
`
`29, 40, 51.
`
`33.
`
`AUO USA denies that it infringes, directly or indirectly, any valid claim of the
`
`Asserted Patents.
`
`34.
`
`By virtue of the foregoing, an actual and justifiable controversy has arisen and now
`
`exists between AUO USA and Defendant, within the jurisdiction of the Court, regarding whether
`
`each claim of the Asserted Patents is valid.
`
`35.
`
`Declaratory relief is both appropriate and necessary in light of the conflicting
`
`positions of the parties. AUO USA desires a judicial determination of the parties’ respective rights
`
`and obligations in connection with the validity of every claim in each of the Asserted Patents.
`
`36.
`
`For the reasons set forth above, AUO USA respectfully requests that this Court
`
`declare that each claim in the Asserted Patents for which Defendant claims infringement by AUO
`
`USA is invalid for failing to satisfy all of the requirements and conditions for patentability specified
`
`in 35 U.S.C. §§ 101, 102, 103, and 112. AUO USA respectfully requests that this Court issue a
`
`judicial declaration to the effect that (inter alia, without limitation):
`
`• Any claim of the ’947 patent that Defendant asserts AUO USA infringes in its
`complaints is invalid under one or more of 35 U.S.C. §§ 101, 102, 103, and 112;
`
`• Any claim of the ’749 patent that Defendant asserts AUO USA infringes in its
`complaints is invalid under one or more of 35 U.S.C. §§ 101, 102, 103, and 112;
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`9
`COMPLAINT FOR DECLARATORY JUDGMENT AND EQUITABLE RELIEF
`
`101MontgomeryStreet,Suite1950
`
`SanFrancisco,CA94104
`
`LockeLordLLP
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 10 of 134
`
`• Any claim of the ’093 patent that Defendant asserts AUO USA infringes in its
`complaints is invalid under one or more of 35 U.S.C. §§ 101, 102, 103, and 112;
`
`• Any claim of the ’872 patent that Defendant asserts AUO USA infringes in its
`complaints is invalid under one or more of 35 U.S.C. §§ 101, 102, 103, and 112;
`
`• Any claim of the ’196 patent that Defendant asserts AUO USA infringes in its
`complaints is invalid under one or more of 35 U.S.C. §§ 101, 102, 103, and 112;
`
`• Any claim of the ’401 patent that Defendant asserts AUO USA infringes in its
`complaints is invalid under one or more of 35 U.S.C. §§ 101, 102, 103, and 112;
`
`• Any claim of the ’474 patent that Defendant asserts AUO USA infringes in its
`complaints is invalid under one or more of 35 U.S.C. §§ 101, 102, 103, and 112;
`
`• Any claim of the ’699 patent that Defendant asserts AUO USA infringes in its
`complaints is invalid under one or more of 35 U.S.C. §§ 101, 102, 103, and 112;
`
`• Any claim of the ’673 patent that Defendant asserts AUO USA infringes in its
`complaints is invalid under one or more of 35 U.S.C. §§ 101, 102, 103, and 112;
`
`• Any claim of the ’119 patent that Defendant asserts AUO USA infringes in its
`complaints is invalid under one or more of 35 U.S.C. §§ 101, 102, 103, and 112;
`
`• Any claim of the ’643 patent that Defendant asserts AUO USA infringes in its
`complaints is invalid under one or more of 35 U.S.C. §§ 101, 102, 103, and 112;
`
`• Any claim of the ’327 patent that Defendant asserts AUO USA infringes in its
`complaints is invalid under one or more of 35 U.S.C. §§ 101, 102, 103, and 112; and
`
`• Any claim of the ’970 patent that Defendant asserts AUO USA infringes in its
`complaints is invalid under one or more of 35 U.S.C. §§ 101, 102, 103, and 112.
`
`FOURTH CAUSE OF ACTION:
`
`DEFENDANTS’ RELIEF UNDER THE ASSERTED PATENTS
`
`IS BARRED BY EQUITABLE ESTOPPEL
`
`37.
`
`AUO USA hereby incorporates by reference Paragraphs 1 through 18, above, as if
`
`fully set forth herein.
`
`38.
`
`The Asserted Patents issued to NEC before and after 2003.
`
`10
`COMPLAINT FOR DECLARATORY JUDGMENT AND EQUITABLE RELIEF
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`101MontgomeryStreet,Suite1950
`
`SanFrancisco,CA94104
`
`LockeLordLLP
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 11 of 134
`
`39.
`
`Upon information and belief, NEC has been aware of various AUO display
`
`technologies since at least 2003 and aware of the TFT-LCD technology accused of infringement by
`
`Defendant in its complaints since around that same time.
`
`40.
`
`Neither AUO nor AUO USA has been accused of infringing the Asserted Patents
`
`until February 2018, years after the time they began selling the products accused of infringing those
`
`patents and years after NEC, the original owner of the Asserted Patents, had been made aware of the
`
`accused AUO display technologies.
`
`41.
`
`As a result of the inexcusable delay in bringing suit against AUO and AUO USA for
`
`alleged infringement of the Asserted Patents, and AUO and AUO USA’s detrimental reliance on
`
`NEC having not brought any infringement action for the Asserted Patents, Defendant should be
`
`estopped from obtaining relief for any alleged patent infringement.
`
`42.
`
`Under the circumstances, it would be against equity and good conscience to permit
`
`Defendant to obtain any relief under the Asserted Patents, including any damages, including
`
`enhanced damages, or injunctions based on alleged infringements of the same.
`
`WHEREFORE, AUO USA prays that the Court:
`
`PRAYER FOR RELIEF
`
`1.
`
`Determine and declare the parties’ respective rights and obligations under the
`
`Asserted Patents.
`
`2.
`
`Find and declare that AUO USA does not infringe each of the Asserted Patents,
`
`directly or indirectly, literally or under the doctrine of equivalents, and in no event willfully.
`
`3.
`
`Find and declare that each claim asserted by Defendant for each Asserted Patent is
`
`invalid.
`
`4.
`
`Find and declare that Defendant is equitably estopped from any relief under the
`
`Asserted Patents.
`
`5.
`
`6.
`
`Award AUO USA its reasonable attorney fees and costs incurred in this matter.
`
`Award AUO USA such other and further relief as the Court deems just and proper,
`
`premises considered.
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`11
`COMPLAINT FOR DECLARATORY JUDGMENT AND EQUITABLE RELIEF
`
`101MontgomeryStreet,Suite1950
`
`SanFrancisco,CA94104
`
`LockeLordLLP
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 12 of 134
`
`Dated: July 27, 2018
`
`Respectfully submitted,
`LOCKE LORD LLP
`
`By: /s/ Regina J. McClendon
`Regina J. McClendon
`
`Attorneys for Plaintiff
`AU OPTRONICS CORPORATION AMERICA
`
`DEMAND FOR JURY TRIAL
`
`Pursuant
`
`to Fed. R. Civ. P. 38, Plaintiff AU Optronics Corporation America hereby
`
`demands a trial by jury.
`Dated: July 27, 2018
`
`LOCKE LORD LLP
`
`By: /s/ Regina J. McClendon
`
`Attorneys for Plaintiff
`AU OPTRONICS CORPORATION AMERICA
`
`12
`COMPLAINT FOR DECLARATORY JUDGMENT AND EQUITABLE RELIEF
`
`1 2 3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`26
`
`27
`
`28
`
`101MontgomeryStreet,Suite1950
`
`SanFrancisco,CA94104
`
`LockeLordLLP
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 13 of 134
`
`Exhibit A
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 14 of 134
`
`Exhibit A, Page 1 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 15 of 134
`
`Exhibit A, Page 2 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 16 of 134
`
`Exhibit A, Page 3 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 17 of 134
`
`Exhibit A, Page 4 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 18 of 134
`
`Exhibit A, Page 5 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 19 of 134
`
`Exhibit A, Page 6 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 20 of 134
`
`Exhibit A, Page 7 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 21 of 134
`
`Exhibit A, Page 8 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 22 of 134
`
`Exhibit A, Page 9 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 23 of 134
`
`Exhibit A, Page 10 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 24 of 134
`
`Exhibit A, Page 11 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 25 of 134
`
`Exhibit A, Page 12 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 26 of 134
`
`Exhibit A, Page 13 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 27 of 134
`
`Exhibit A, Page 14 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 28 of 134
`
`Exhibit A, Page 15 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 29 of 134
`
`Exhibit A, Page 16 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 30 of 134
`
`Exhibit A, Page 17 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 31 of 134
`
`Exhibit A, Page 18 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 32 of 134
`
`Exhibit A, Page 19 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 33 of 134
`
`Exhibit A, Page 20 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 34 of 134
`
`Exhibit A, Page 21 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 35 of 134
`
`Exhibit A, Page 22 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 36 of 134
`
`Exhibit A, Page 23 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 37 of 134
`
`Exhibit A, Page 24 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 38 of 134
`
`Exhibit A, Page 25 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 39 of 134
`
`Exhibit A, Page 26 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 40 of 134
`
`Exhibit A, Page 27 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 41 of 134
`
`Exhibit A, Page 28 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 42 of 134
`
`Exhibit A, Page 29 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 43 of 134
`
`Exhibit A, Page 30 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 44 of 134
`
`Exhibit A, Page 31 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 45 of 134
`
`Exhibit A, Page 32 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 46 of 134
`
`Exhibit A, Page 33 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 47 of 134
`
`Exhibit A, Page 34 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 48 of 134
`
`Exhibit A, Page 35 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 49 of 134
`
`Exhibit A, Page 36 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 50 of 134
`
`Exhibit A, Page 37 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 51 of 134
`
`Exhibit A, Page 38 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 52 of 134
`
`Exhibit A, Page 39 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 53 of 134
`
`Exhibit A, Page 40 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 54 of 134
`
`Exhibit A, Page 41 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 55 of 134
`
`Exhibit A, Page 42 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 56 of 134
`
`Exhibit A, Page 43 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 57 of 134
`
`Exhibit A, Page 44 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 58 of 134
`
`Exhibit A, Page 45 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 59 of 134
`
`Exhibit A, Page 46 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 60 of 134
`
`Exhibit A, Page 47 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 61 of 134
`
`Exhibit A, Page 48 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 62 of 134
`
`Exhibit A, Page 49 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 63 of 134
`
`Exhibit A, Page 50 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 64 of 134
`
`Exhibit A, Page 51 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 65 of 134
`
`Exhibit A, Page 52 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 66 of 134
`
`Exhibit A, Page 53 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 67 of 134
`
`Exhibit A, Page 54 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 68 of 134
`
`Exhibit A, Page 55 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 69 of 134
`
`Exhibit A, Page 56 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 70 of 134
`
`Exhibit A, Page 57 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 71 of 134
`
`Exhibit A, Page 58 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 72 of 134
`
`Exhibit A, Page 59 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 73 of 134
`
`Exhibit A, Page 60 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 74 of 134
`
`Exhibit A, Page 61 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 75 of 134
`
`Exhibit A, Page 62 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 76 of 134
`
`Exhibit A, Page 63 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 77 of 134
`
`Exhibit A, Page 64 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 78 of 134
`
`Exhibit A, Page 65 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 79 of 134
`
`Exhibit A, Page 66 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 80 of 134
`
`Exhibit A, Page 67 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 81 of 134
`
`Exhibit A, Page 68 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 82 of 134
`
`Exhibit A, Page 69 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 83 of 134
`
`Exhibit A, Page 70 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 84 of 134
`
`Exhibit A, Page 71 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 85 of 134
`
`Exhibit A, Page 72 of 87
`
`

`

`Case 5:18-cv-04574 Document 1 Filed 07/30/18 Page 86 of 134
`
`Exh

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket