throbber
Case 5:21-cv-00736-NC Document 1 Filed 01/29/21 Page 1 of 40
`
`ANDREA A. TREECE, State Bar No. 237639
`Earthjustice
`50 California Street, Suite 500
`San Francisco, CA 94111
`Telephone: 415-217-2000
`Facsimile: 415-217-2040
`Email: atreece@earthjustice.org
`
`STEPHEN D. MASHUDA (Pro Hac Vice forthcoming)
`Earthjustice
`810 Third Ave., Suite 610
`Seattle, WA 98104
`Telephone: 206-343-7340
`Facsimile: 415-217-2040
`Email: smashuda@earthjustice.org
`
`Counsel for Plaintiff
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE NORTHERN DISTRICT OF CALIFORNIA
`
`OCEANA, Inc.,
`Plaintiff,
`
`v.
`WYNN COGGINS, in her official capacity as
`Acting Secretary of Commerce; NATIONAL
`OCEANIC AND ATMOSPHERIC
`ADMINISTRATION; and NATIONAL MARINE
`FISHERIES SERVICE,
`Defendants.
`
`Case No. 5:21-cv-00736
`
`COMPLAINT FOR DECLARATORY
`AND INJUNCTIVE RELIEF
`
`Administrative Procedure Act Case
`
`

`

`Case 5:21-cv-00736-NC Document 1 Filed 01/29/21 Page 2 of 40
`
`
`
`INTRODUCTION
`For the third time in four years, the National Marine Fisheries Service (“NMFS”)
`1.
`has promulgated a blatantly illegal regulation setting catch limits for the central subpopulation of
`northern anchovy (hereinafter, “anchovy”). NMFS’s near-fanatical determination to ignore
`science and maintain a fishery management approach this Court has explicitly held unlawful
`displays a troubling disregard for the rule of law and harms a species that is vital to West Coast
`coastal communities and marine ecosystems.
`Above all else, the Magnuson-Stevens Fishery Conservation and Management
`2.
`Act requires NMFS to manage federal fisheries based on the best scientific information available
`to prevent overfishing and protect the marine ecosystem. This suit challenges NMFS’s
`continued failure to comply with these bedrock requirements in its December 31, 2020 Catch
`Rule1 and the Coastal Pelagic Species Fishery Management Plan (“CPS FMP”) provisions that
`rule applies. The agency’s insistence on setting unchanging catch limits that do not reflect the
`status of the anchovy population and are not subject to any regular review or adjustment, fails to
`account for the well-known “boom and bust” cycle of the anchovy population and its importance
`to the West Coast marine ecosystem.
`Twice in the past two years, this Court has instructed NMFS to correct
`3.
`fundamental errors in its approach to anchovy management. In 2018, the Court ordered NMFS,
`et al.,2 to apply the best available science and issue a new rule that prevents overfishing of
`anchovy. Oceana, Inc. v. Ross, No. 16-CV-06784-LHK, 2018 WL 1989575 (N.D. Cal. Jan. 18,
`2018) (“Oceana v. Ross I”). The Court determined that the agency’s 2016 annual catch limit
`(“ACL”), acceptable biological catch (“ABC”), and overfishing limit (“OFL”) (collectively,
`“catch limits”) were unlawfully based on decades-old data about the size of the anchovy
`
`
`1 Fisheries off West Coast States; Coastal Pelagic Species Fisheries; Harvest Specifications for
`the Central Subpopulation of Northern Anchovy, 85 Fed. Reg. 86855 (Dec. 31, 2020) (“2020
`Catch Rule”).
`2 Federal Defendants include Wynn Coggins in her official capacity as Acting Secretary of
`Commerce, the National Oceanic and Atmospheric Administration, and the National Marine
`Fisheries Service. They will be referred to collectively in this Complaint as “NMFS” or “the
`agency.”
`
`
`COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF
`
`2
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 5:21-cv-00736-NC Document 1 Filed 01/29/21 Page 3 of 40
`
`
`
`population, did not bear any relationship to the actual size of that population, and thus could not
`prevent overfishing of this population. The decision explicitly recognized that in order to
`prevent overfishing, catch limits must be based on the size of the anchovy population. Anchovy
`populations naturally experience rapid changes in abundance, meaning management must be
`responsive to the fluctuating population and cannot rely on unchanging catch limits to prevent
`overfishing. Nonetheless, in its 2019 Catch Rule, NMFS doubled down on its previous unlawful
`approach and attempted to lock in catch limits for an indefinite period that fail to account for the
`fact that the anchovy population undergoes frequent and rapid declines.
`On September 2, 2020, the Court vacated the 2019 Catch Rule, holding that
`4.
`NMFS had ignored the best available science on anchovy abundance and population fluctuations.
`Oceana, Inc. v. Ross, No. 19-CV-03809-LHK, 2020 WL 5232566 (N.D. Cal. Sept. 2, 2020)
`(“Oceana v. Ross II”). The Court further held that NMFS failed to prevent overfishing by setting
`unchanging catch limits that did not reflect the anchovy’s potential to drop quickly to very low
`levels, and leaving those limits in place for an indefinite time period. The Court ordered NMFS
`to develop a new rule that complied with the Magnuson-Stevens Act and Administrative
`Procedure Act (“APA”). NMFS responded by promulgating the 2020 Catch Rule, which repeats
`the errors the Court identified and rationales the Court rejected, while attempting to refute the
`Court’s carefully considered holdings.
`Like the 2019 Catch Rule the Court vacated, the 2020 Catch Rule establishes
`5.
`values for three interrelated limits: the overfishing limit, the acceptable biological catch, and the
`annual catch limit. Together, these three catch limits are supposed to prevent overfishing and
`ensure that enough anchovy are left in the water to feed other fish and wildlife.
`Despite sound, peer-reviewed science showing the anchovy population can drop
`6.
`by more than 90 percent in just two years, and the Court’s holding that NMFS must consider that
`science, the 2020 Catch Rule allows commercial fishing vessels to catch 25,000 metric tons of
`anchovy every year, regardless of the size of the anchovy population. In other words, the new
`rule would allow 25,000 metric tons of catch regardless of whether the population rapidly
`declines to very small levels, is at its historic average size, or is in a boom period. This
`
`COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF
`
`3
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 5:21-cv-00736-NC Document 1 Filed 01/29/21 Page 4 of 40
`
`
`
`unchanging catch limit ignores the agency’s legal duties—and the Court’s direction—to apply
`the best available science to anchovy management, and to adjust the catch limits based on best
`available science to prevent overfishing in down years.
`The Magnuson-Stevens Act requires that the annual catch limit also account for
`7.
`the needs of marine predators that depend on anchovy. The best available science demonstrates
`the intertwined fates of these predators and their prey: when anchovy populations decline,
`predators like brown pelicans and California sea lions suffer starvation, breeding failures, and
`death.
`Despite the Court’s holdings that setting unchanging catch limits for an indefinite
`8.
`time period and relying on a 75 percent buffer between the overfishing limit and annual catch
`limit do not reflect the best available science and fail to prevent overfishing, NMFS based the
`2020 Catch Rule on this unlawful approach. That approach is inherent in the CPS FMP’s
`framework for managing anchovy and other so-called “monitored” fish populations. But the
`agency’s application of that approach serves only to highlight (again) that the CPS FMP itself
`violates the Magnuson-Stevens Act.
`The CPS FMP’s “monitored stock” provisions purport to allow the agency to set
`9.
`all three catch limits once, when the rule is issued, without requiring the agency to periodically
`check them against new data as the stock fluctuates over time. While the CPS FMP indicates
`that the agency has discretion to revise the catch limits in light of new data—and the agency
`itself routinely collects data on anchovy abundance—the CPS FMP does not require the agency
`to do so. Accordingly, the CPS FMP, like the 2020 Catch Rule that applies it, violates NMFS’s
`Magnuson-Stevens Act duties to use the abundance information the agency collects every year to
`update its understanding of the population status and adjust the catch limits to ensure that they
`reflect the size of the population, prevent overfishing of that population, and account for the
`needs of marine predators. Oceana challenges NMFS’s 2020 Catch Rule, and the provisions of
`the CPS FMP it applies, because they fail to use the best available science, will not prevent
`overfishing, and fail to protect this vital population of anchovy at the base of the West Coast
`marine ecosystem’s food web on an ongoing basis.
`
`COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF
`
`4
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 5:21-cv-00736-NC Document 1 Filed 01/29/21 Page 5 of 40
`
`
`
`The 2020 Catch Rule and the CPS FMP provisions it implements fail to comply
`10.
`with multiple legal requirements. First, NMFS violated the Magnuson-Stevens Act and the APA
`by setting unchanging catch limits that will remain in effect indefinitely without regard for the
`dramatic fluctuations in the size of the anchovy population and without explaining how they
`would prevent overfishing when the anchovy population declines to low levels. Second, NMFS
`violated the Magnuson-Stevens Act and the APA by failing to demonstrate how its unchanging
`annual catch limit accounts for the needs of marine predators when the anchovy population
`declines. Third, NMFS violated the Magnuson-Stevens Act and the APA by applying the CPS
`FMP’s “monitored stock” approach to set unchanging, indefinite limits unresponsive to a
`population known to rapidly and drastically fluctuate.
`Further exacerbating these errors, NMFS irrationally cherry-picked four recent
`11.
`years of data showing high abundance and used that to set unchanging catch limits that will
`remain in place indefinitely and, contrary to the Court’s holdings, again disregarded other
`available and reliable information from low abundance years.
`By committing each of these actions and omissions, NMFS failed to comply with
`12.
`the statutory requirements of the Magnuson-Stevens Act and acted in a manner that was
`arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with the law, in
`violation of the APA. NMFS’s actions and failure to act have harmed Oceana’s members’
`interest in maintaining a healthy and sustainable population of anchovy and a healthy ocean
`ecosystem. This harm will continue in the absence of action by the Court.
`JURISDICTION AND VENUE
`This action arises under the Magnuson-Stevens Act, 16 U.S.C. §§ 1801–1884, and
`13.
`the APA, 5 U.S.C. §§ 701–706.
`This Court has jurisdiction over this action pursuant to the Magnuson-Stevens
`14.
`Act, which provides that “[t]he district courts of the United States shall have exclusive
`jurisdiction over any case or controversy arising under” the Magnuson-Stevens Act. 16 U.S.C. §
`1861(d). The Magnuson-Stevens Act also provides that actions taken by the Secretary of
`Commerce under regulations implementing a fishery management plan shall be subject to
`
`COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF
`
`5
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 5:21-cv-00736-NC Document 1 Filed 01/29/21 Page 6 of 40
`
`
`
`judicial review “if a petition for such review is filed within 30 days after the date on which the
`regulations are promulgated or the action is published in the Federal Register, as applicable.” 16
`U.S.C. § 1855(f). NMFS published the 2020 Catch Rule on December 31, 2020, in the Federal
`Register. Oceana is filing this Complaint within 30 days of publication of the 2020 Catch Rule.
`This Court, further, has jurisdiction over this action pursuant to the APA, which
`15.
`provides that final agency action is subject to judicial review. 5 U.S.C. §§ 701–706. NMFS’s
`issuance of the 2019 Catch Rule is a “final agency action” subject to judicial review under the
`APA.
` This Court also has jurisdiction over this action pursuant to 28 U.S.C. § 1331
`16.
`(federal question jurisdiction), which grants the district courts “original jurisdiction of all civil
`actions arising under the … laws … of the United States,” and 28 U.S.C. § 1361, which grants
`the district courts “original jurisdiction of any action in the nature of mandamus to compel an
`officer or employee of the United States or any agency thereof to perform a duty owed to the
`plaintiff.”
`This Court has the authority to grant declaratory relief pursuant to the Declaratory
`17.
`Judgment Act, 28 U.S.C. §§ 2201–02, and may also grant relief pursuant to the Magnuson-
`Stevens Act, 16 U.S.C. §§ 1861(d) and 1855(f), as well as the APA, 5 U.S.C. § 706.
`Venue is properly vested in this judicial district under 28 U.S.C. § 1391(e),
`18.
`because a substantial part of the events and omissions which gave rise to this action occurred in
`this district.
`
`INTRADISTRICT ASSIGNMENT
`This action should be assigned to the San Jose Division pursuant to Civil L.R. 3-
`19.
`2(e) because a substantial part of the events or omissions giving rise to the claim occurred in
`Santa Cruz County and Monterey County.
`This case challenges a final rule promulgated in direct response to two previous
`20.
`rulings from U.S. District Court Judge Lucy H. Koh of the San Jose Division in Oceana v. Ross
`I, 5:16-cv-06784-LHK and Oceana v. Ross II, 5:19-cv-03809-LHK, concerning the same parties
`and the same subject matter at issue in those ongoing matters, and is related to those cases
`
`COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF
`
`6
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 5:21-cv-00736-NC Document 1 Filed 01/29/21 Page 7 of 40
`
`
`
`pursuant to Civil L.R. 3-12(a).
`
`PARTIES
`
`Plaintiff OCEANA is a non-profit international advocacy organization dedicated
`21.
`to protecting and restoring the world’s oceans through policy, advocacy, science, law, and public
`education. Oceana has over 1,392,680 members worldwide, including 215,789 members in
`California, Oregon, and Washington. Oceana maintains an office in Monterey, California.
`Ensuring the conservation and sound management of forage species, such as the species
`managed under the 2020 Catch Rule and the CPS FMP, is a central focus of Oceana’s work.
`Oceana devotes considerable resources to studying and communicating the ecological and
`economic importance of sound management of forage species in the California Current
`Ecosystem off the U.S. West Coast.
`Oceana and others have urged the Pacific Fishery Management Council
`22.
`(“Council”) and NMFS to fulfill their legal obligations to sustainably manage northern anchovy.
`For nearly a decade, Oceana and others have specifically requested that NMFS and the Council
`consider updated abundance estimates for northern anchovy; establish a scientifically based
`annual catch limit, acceptable biological catch, and overfishing limit; conduct a full stock
`assessment of northern anchovy; and develop an ecosystem-based management framework for
`managing the stock. These requests were made in letters to the Council in June 2010, June and
`October 2013, March and September 2014, June and October 2015, and September 2016. In
`February 2015, Oceana submitted comments to NMFS on Amendment 14 to the CPS FMP,
`requesting that NMFS conduct an updated stock assessment and develop an annual catch limit
`that reflects anchovy’s importance to marine predators in the California Current Ecosystem.
`Oceana commented on NMFS’s proposed 2016 Catch Rule in December 2015, describing the
`scientific evidence indicating a collapse of the stock. Oceana subsequently challenged the 2016
`Catch Rule, which this Court set aside for violations of the Magnuson-Stevens Act and APA.
`Oceana continued to advocate for scientifically valid management of anchovy after the Court’s
`ruling. On April 7, 2018, and April 12, 2019, the Pacific Fisheries Management Council
`
`COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF
`
`7
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 5:21-cv-00736-NC Document 1 Filed 01/29/21 Page 8 of 40
`
`
`
`considered anchovy management. Oceana staff attended both meetings and provided public
`comment, highlighting the importance of a new overfishing limit, acceptable biological catch,
`and annual catch limit. Oceana commented on NMFS’s proposed 2019 Catch Rule in April 2019
`and subsequently challenged the 2019 Catch Rule, which this Court again set aside for violations
`of the Magnuson-Stevens Act and APA. Oceana continued to advocate for a CPS FMP
`amendment to fix the flaws the Court identified and establish scientifically valid management of
`anchovy. Specifically, Oceana requested the FMP be amended to require NMFS and the Council
`to regularly update the overfishing limit, acceptable biological catch, and annual catch limit for
`anchovy based on the most recent estimate of population size through annual or biannual harvest
`specifications (as is currently done for Pacific sardine and Pacific mackerel). Oceana conveyed
`these requests in detailed letters to the Council and public testimony in front of the Council on
`June 20, 2019; November 15, 2019; and November 18, 2020. Most recently, Oceana commented
`on the proposed 2020 Catch Rule, describing the rule’s failure to use the best available science
`and prevent overfishing as well as the numerous scientific and legal problems with the agency’s
`“monitored stock” management approach, and requesting that NMFS limit the effective period of
`the catch rule.
`Oceana’s members use and enjoy the oceans for numerous activities, including
`23.
`fishing, wildlife observation, scuba diving, snorkeling, boating, swimming, beach walking,
`research, and study. Oceana’s members value and depend upon a healthy marine environment
`for these activities. Oceana’s members also consume seafood caught in the California Current
`Ecosystem. They are concerned about and directly affected by environmental injury caused by
`unsustainable fishing in the U.S. West Coast fisheries resulting in depletion of northern anchovy
`and the predatory fish and wildlife that rely on northern anchovy to grow and thrive. Injuries to
`Oceana’s members include injuries to their consumption and recreational and commercial use of
`fish populations, as well their interest in healthy populations of sea lions, brown pelicans,
`humpback whales, and other wildlife.
`The above-described aesthetic, conservation, recreational, commercial, scientific,
`24.
`educational, and other interests of Oceana and its members have been, are being, and, unless the
`
`COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF
`
`8
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 5:21-cv-00736-NC Document 1 Filed 01/29/21 Page 9 of 40
`
`
`
`relief prayed for in this Complaint is granted, will continue to be adversely affected and
`irreparably injured by NMFS’s failure to protect northern anchovy through the unlawful 2020
`Catch Rule. These injuries are actual and concrete and would be redressed by the relief Oceana
`seeks here. Oceana has no adequate remedy at law.
`The Defendants in this action are:
`25.
`
`a.
`WYNN COGGINS. Ms. Coggins is sued in her official capacity as Acting
`Secretary of Commerce. The Secretary of Commerce is ultimately responsible for overseeing
`the proper administration and implementation of the Magnuson-Stevens Act in connection with
`federal fisheries management actions, including provisions related to the duty to end and prevent
`overfishing and achieve optimum yield and base all conservation and management measures on
`the best available science.
`
`b.
`NATIONAL OCEANIC AND ATMOSPHERIC ADMINISTRATION.
`The National Oceanic and Atmospheric Administration is an agency of the United States
`Department of Commerce with supervisory responsibility for NMFS. The Secretary of the
`Department of Commerce has delegated responsibility to ensure compliance with the Magnuson-
`Stevens Act to the National Oceanic and Atmospheric Administration, which in turn has sub-
`delegated that responsibility to NMFS.
`
`c.
`NATIONAL MARINE FISHERIES SERVICE. NMFS is an agency of
`the United States Department of Commerce that has been delegated the primary responsibility to
`ensure that the requirements of the Magnuson-Stevens Act and other applicable laws are
`followed and enforced, including the requirements to prevent and end overfishing, account for
`the needs of the ecosystem in order to achieve optimum yield, and set rational annual catch limits
`and other reference points based on best available science. In that capacity, NMFS must review
`fishery management plans and amendments to those plans, and issue implementing regulations.
`LEGAL BACKGROUND
`Magnuson-Stevens Act Framework for Preventing Overfishing
`
`26.
`
`The Magnuson-Stevens Act governs the conservation and management of
`
`COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF
`
`9
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 5:21-cv-00736-NC Document 1 Filed 01/29/21 Page 10 of 40
`
`
`
`fisheries in the United States territorial waters and in the exclusive economic zone, which
`extends from the boundaries of state waters (typically 3 miles from shore) to 200 miles offshore
`or to an international boundary with neighboring countries. 16 U.S.C. §§ 1801(b)(1), 1802(11).
`The Magnuson-Stevens Act creates eight regional Fishery Management Councils and requires
`them to prepare fishery management plans for all fisheries under their authority that require
`conservation and management. 16 U.S.C. § 1852(a), (h)(1).
`All fishery management plans and amendments developed by the Councils and
`27.
`regulations implementing fishery management plans and amendments are subject to final review
`and approval by NMFS to ensure that they comply with the requirements of the Magnuson-
`Stevens Act, as well as with other applicable laws and requirements. 16 U.S.C. § 1854(a), (b).
`The Magnuson-Stevens Act requires that fishery management plans, fishery
`28.
`management plan amendments, and any regulations promulgated to implement such fishery
`management plans, must be consistent with the “National Standards” for fishery conservation
`and management, and certain other requirements. 16 U.S.C. § 1851(a).
`The Magnuson-Stevens Act establishes a common-sense approach to prevent
`29.
`overfishing, requiring that NMFS assess the condition of each fish population it manages using
`the best scientific information available and base management measures such as catch limits on
`the current size of the population. In other words, the Act requires NMFS to determine as best it
`can how many fish are in the water and ensure that its catch limits leave enough fish in the water
`to prevent overfishing and protect the marine ecosystem.
`National Standard One of the Magnuson-Stevens Act requires that
`30.
`“[c]onservation and management measures shall prevent overfishing while achieving, on a
`continuing basis, the optimum yield from each fishery.” 16 U.S.C. § 1851(a)(1).
` National Standard Two of the Magnuson-Stevens Act requires that
`31.
`“[c]onservation and management measures shall be based upon the best scientific information
`available.” 16 U.S.C. § 1851(a)(2). “Conservation and management measures” include “all of
`the rules, regulations, conditions, methods, and other measures” to “rebuild, restore, or maintain
`… the marine environment,” including annual catch limits, acceptable biological catch, and
`
`COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF
`
`10
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 5:21-cv-00736-NC Document 1 Filed 01/29/21 Page 11 of 40
`
`
`
`objective and measurable criteria for determining when a stock is overfished, such as the
`overfishing limit. Id. §§ 1802(5); 1853(a)(1), 1853(a)(10), 1853(a)(15); 50 C.F.R. §
`600.310(e)(2)(i)(A), (D).
`Because the first step to preventing overfishing and achieving optimum yield is to
`32.
`understand the status of the fish population, the Magnuson-Stevens Act requires each fishery
`management plan to “assess and specify the present and probable future condition of, and the
`maximum sustainable yield and optimum yield from, the fishery, and include a summary of the
`information utilized in making such specification.” 16 U.S.C. § 1853(a)(3). The status of the
`population must inform the catch limits described below.
`In 2006, Congress enacted the Magnuson-Stevens Reauthorization Act, which
`33.
`among other things established a system of interrelated management measures and reference
`points intended to prevent and end overfishing. Pursuant to the Magnuson-Stevens Act, 16
`U.S.C. § 1851(b), NMFS has promulgated guidelines that reflect the agency’s interpretation of
`the Act’s requirements to prevent overfishing and rely on the best available science. 50 C.F.R. §
`600.305(a)(3). These guidelines provide further details on how required measures are
`established and work as part of a system to prevent and end overfishing. Of particular relevance
`here, this system includes establishing and revising the key measures: overfishing limits,
`acceptable biological catches, and annual catch limits.
`To avoid overfishing, NMFS must first establish an “overfishing limit” that
`34.
`estimates the catch level (expressed in numbers or weight of fish) above which overfishing will
`occur. 50 C.F.R. § 600.310(e)(2)(i)(D).
`NMFS must then specify the “acceptable biological catch” for each stock, which
`35.
`provides an upper limit on annual catch that accounts for scientific uncertainty in estimating the
`overfishing limit, as well as any other scientific uncertainty. 50 C.F.R. § 600.310(f)(1)(ii).
`Fishery managers “must articulate how [acceptable biological catch] will be set compared to the
`[overfishing limit] based on the scientific knowledge about the stock … and taking into account
`scientific uncertainty” and “should consider reducing fishing mortality as stock size declines …
`and as scientific uncertainty increases.” Id. § 600.310(f)(2)(ii).
`
`COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF
`
`11
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 5:21-cv-00736-NC Document 1 Filed 01/29/21 Page 12 of 40
`
`
`
`The function of acceptable biological catch is to ensure that any uncertainty in
`36.
`estimating the overfishing limit does not result in overfishing.
`Each fishery management plan must “establish a mechanism for specifying annual
`37.
`catch limits in the plan (including a multiyear plan), implementing regulations, or annual
`specifications, at a level such that overfishing does not occur in the fishery, including measures
`to ensure accountability.” 16 U.S.C. § 1853(a)(15).
`Fishery Management Measures Must Protect the Marine Ecosystem
`
`The Magnuson-Stevens Act and its implementing regulations emphasize the
`38.
`importance of protecting marine ecosystems and making decisions about fisheries in the context
`of the health and long-term sustainability of the marine environment. The Act requires that
`fisheries be managed to achieve “optimum yield,” 16 U.S.C. § 1801(b)(4), which is defined as
`the amount of fish that “will provide the greatest overall benefit to the Nation, particularly with
`respect to food production and recreational opportunities, and taking into account the protection
`of marine ecosystems,” and “is prescribed on the basis of the maximum sustainable yield from
`the fishery, as reduced by any relevant social, economic, or ecological factor.” 16 U.S.C. §
`1802(33)(A)–(B) (emphasis added).
`To determine optimum yield in the context of protecting marine ecosystems,
`39.
`NMFS must consider, among other things, “maintaining adequate forage for all components of
`the ecosystem.” 50 C.F.R. § 600.310(e)(3)(iii)(A)(3). Ecological factors that NMFS is supposed
`to consider when determining the appropriate level for optimum yield include the fishery’s
`“impacts on … forage fish stocks, other fisheries, predator-prey or competitive interactions,
`marine mammals, threatened or endangered species, and birds.” Id. § 600.310(e)(3)(iii)(B)(3).
`In addition, the regulatory guidelines advise fishery managers to consider managing forage
`stocks to leave a larger proportion of the population to feed marine predators rather than the
`smaller proportion they would leave unfished if they managed only to attain maximum
`sustainable yield. Id.
`NMFS’s interpretation of Magnuson-Stevens Act requirements states that the
`40.
`
`COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF
`
`12
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 5:21-cv-00736-NC Document 1 Filed 01/29/21 Page 13 of 40
`
`
`
`annual catch limit should be reduced below the acceptable biological catch level to account for
`ecological, economic, and social factors. It also specifically states that annual catch limit should
`be reduced to address the “needs of forage fish” such as anchovy. 50 C.F.R. § 600.310(f)(4)(iv).
`The Secretary has the responsibility to carry out any fishery management plan or
`41.
`plan amendment approved or prepared by the Secretary in accordance with the Magnuson-
`Stevens Act. 16 U.S.C. § 1855(d).
`FACTUAL BACKGROUND
`Role of Anchovy in California Current Ecosystem
`
`Anchovy are a keystone forage species in the California Current Ecosystem off
`42.
`the U.S. West Coast. They are preyed upon by a wide variety of marine wildlife, including
`commercially and recreationally valuable fish, mammals, and sea birds. Studies of predator diets
`show that anchovy are among the most important forage fish throughout the California Current
`Ecosystem in terms of the number of predators they support and the importance in predators’
`respective diets.
`Anchovy are preferred prey due to their high fat content, small body size,
`43.
`tendency to school (which makes them easier to catch), and superior nutritional value. Some
`marine predators are highly dependent on anchovy abundance for their survival and reproductive
`success, and suffer food-related reproductive failures when anchovy are not readily available,
`even if other prey are available. For example, northern anchovy availability within foraging
`distance of brown pelican breeding colonies is among the most important factors influencing
`pelican breeding success. While the brown pelican was listed under the Endangered Species Act,
`the anchovy fishery was required to account for brown pelican forage needs in setting catch
`limits. When the U.S. Fish and Wildlife Service delisted the brown pelican in 2009, it did so
`partly on the assumption the CPS FMP would provide adequate forage for the species. Since
`that time, however, brown pelicans experienced unprecedented die-offs and multi-year breeding
`failures from 2008 to 2015 due to lack of high-quality forage—particularly, anchovy and Pacific
`sardine (also managed under the CPS FMP).
`
`COMPLAINT FOR DECLARATORY AND INJUNCTIVE RELIEF
`
`13
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`
`
`

`

`Case 5:21-cv-00736-NC Document 1 Filed 01/29/21 Page 14 of 40
`
`
`
`In addition to supporting many species of sea birds and predatory fish, anchovy
`44.
`also support many species of marine mammals, including seals, sea lions, dolphins, porpoises,
`and whales. A study led by NMFS found that availability of northern anchovy and Pacific
`sardine is especially important for breeding California sea lions, and that the lack of adequate
`supplies of anchovy and sardine in recent years was the primary factor in mass starvation and
`die-offs among California sea lion pups in 2013, 2014, 2015, and 2016. This was the case even
`though other prey items, such as rockfish and squid, were locally available because these
`alternative prey species lack the energy content sea lion mothers need to successfully feed and
`wean their pups.
`A number of threatened and end

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket