Case 1:17-cv-00770-JDW-MPT Document 102-1 Filed 09/20/22 Page 1 of 44 PageID #:
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`EXHIBIT 1
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`Case 1:17-cv-00770-JDW-MPT Document 102-1 Filed 09/20/22 Page 2 of 44 PageID #:
`11342
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`AO 88A (Rev. (cid:20)(cid:21)/(cid:21)(cid:19)) Subpoena to Testify at a Deposition in a Civil Action
`
`UNITED STATES DISTRICT COURT
`for the
`District of Delaware
`
`Civil Action No.
`
`17-770-JDW-MPT
`
`))))))
`
`WIRTGEN AMERICA, INC.
`Plaintiff
`v.
`
`CATERPILLAR INC.
`Defendant
`
`SUBPOENA TO TESTIFY AT A DEPOSITION IN A CIVIL ACTION
`
`To:
`
`Place:
`
`Godbersen-Smith Construction Company d/b/a GOMACO Corporation
`121 East Highway 175, Ida Grove, Iowa 51445
`(Name of person to whom this subpoena is directed)
`(cid:117) (cid:55)(cid:72)(cid:86)(cid:87)(cid:76)(cid:80)(cid:82)(cid:81)(cid:92)(cid:29)(cid:3)(cid:3)(cid:60)(cid:50)(cid:56)(cid:3)(cid:36)(cid:53)(cid:40)(cid:3)(cid:38)(cid:50)(cid:48)(cid:48)(cid:36)(cid:49)(cid:39)(cid:40)(cid:39)(cid:3)(cid:87)(cid:82)(cid:3)(cid:68)(cid:83)(cid:83)(cid:72)(cid:68)(cid:85)(cid:3)(cid:68)(cid:87)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:87)(cid:76)(cid:80)(cid:72)(cid:15)(cid:3)(cid:71)(cid:68)(cid:87)(cid:72)(cid:15)(cid:3)(cid:68)(cid:81)(cid:71)(cid:3)(cid:83)(cid:79)(cid:68)(cid:70)(cid:72)(cid:3)(cid:86)(cid:72)(cid:87)(cid:3)(cid:73)(cid:82)(cid:85)(cid:87)(cid:75)(cid:3)(cid:69)(cid:72)(cid:79)(cid:82)(cid:90)(cid:3)(cid:87)(cid:82)(cid:3)(cid:87)(cid:72)(cid:86)(cid:87)(cid:76)(cid:73)(cid:92)(cid:3)(cid:68)(cid:87)(cid:3)(cid:68)(cid:3)
`(cid:71)(cid:72)(cid:83)(cid:82)(cid:86)(cid:76)(cid:87)(cid:76)(cid:82)(cid:81)(cid:3)(cid:87)(cid:82)(cid:3)(cid:69)(cid:72)(cid:3)(cid:87)(cid:68)(cid:78)(cid:72)(cid:81)(cid:3)(cid:76)(cid:81)(cid:3)(cid:87)(cid:75)(cid:76)(cid:86)(cid:3)(cid:70)(cid:76)(cid:89)(cid:76)(cid:79)(cid:3)(cid:68)(cid:70)(cid:87)(cid:76)(cid:82)(cid:81)(cid:17)(cid:3)(cid:44)(cid:73)(cid:3)(cid:92)(cid:82)(cid:88)(cid:3)(cid:68)(cid:85)(cid:72)(cid:3)(cid:68)(cid:81)(cid:3)(cid:82)(cid:85)(cid:74)(cid:68)(cid:81)(cid:76)(cid:93)(cid:68)(cid:87)(cid:76)(cid:82)(cid:81)(cid:15)(cid:3)(cid:92)(cid:82)(cid:88)(cid:3)(cid:80)(cid:88)(cid:86)(cid:87)(cid:3)(cid:83)(cid:85)(cid:82)(cid:80)(cid:83)(cid:87)(cid:79)(cid:92)(cid:3)(cid:70)(cid:82)(cid:81)(cid:73)(cid:72)(cid:85)(cid:3)(cid:76)(cid:81)(cid:3)(cid:74)(cid:82)(cid:82)(cid:71)(cid:3)(cid:73)(cid:68)(cid:76)(cid:87)(cid:75)(cid:3)(cid:90)(cid:76)(cid:87)(cid:75)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)
`(cid:83)(cid:68)(cid:85)(cid:87)(cid:92)(cid:3)(cid:86)(cid:72)(cid:85)(cid:89)(cid:76)(cid:81)(cid:74)(cid:3)(cid:87)(cid:75)(cid:76)(cid:86)(cid:3)(cid:86)(cid:88)(cid:69)(cid:83)(cid:82)(cid:72)(cid:81)(cid:68)(cid:3)(cid:68)(cid:69)(cid:82)(cid:88)(cid:87)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:73)(cid:82)(cid:79)(cid:79)(cid:82)(cid:90)(cid:76)(cid:81)(cid:74)(cid:3)(cid:80)(cid:68)(cid:87)(cid:87)(cid:72)(cid:85)(cid:86)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:87)(cid:75)(cid:82)(cid:86)(cid:72)(cid:3)(cid:86)(cid:72)(cid:87)(cid:3)(cid:73)(cid:82)(cid:85)(cid:87)(cid:75)(cid:3)(cid:76)(cid:81)(cid:3)(cid:68)(cid:81)(cid:3)(cid:68)(cid:87)(cid:87)(cid:68)(cid:70)(cid:75)(cid:80)(cid:72)(cid:81)(cid:87)(cid:15)(cid:3)(cid:68)(cid:81)(cid:71)(cid:3)(cid:92)(cid:82)(cid:88)(cid:3)(cid:80)(cid:88)(cid:86)(cid:87)(cid:3)(cid:71)(cid:72)(cid:86)(cid:76)(cid:74)(cid:81)(cid:68)(cid:87)(cid:72)(cid:3)(cid:82)(cid:81)(cid:72)(cid:3)
`(cid:82)(cid:85)(cid:3)(cid:80)(cid:82)(cid:85)(cid:72)(cid:3)(cid:82)(cid:73)(cid:73)(cid:76)(cid:70)(cid:72)(cid:85)(cid:86)(cid:15)(cid:3)(cid:71)(cid:76)(cid:85)(cid:72)(cid:70)(cid:87)(cid:82)(cid:85)(cid:86)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:80)(cid:68)(cid:81)(cid:68)(cid:74)(cid:76)(cid:81)(cid:74)(cid:3)(cid:68)(cid:74)(cid:72)(cid:81)(cid:87)(cid:86)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:71)(cid:72)(cid:86)(cid:76)(cid:74)(cid:81)(cid:68)(cid:87)(cid:72)(cid:3)(cid:82)(cid:87)(cid:75)(cid:72)(cid:85)(cid:3)(cid:83)(cid:72)(cid:85)(cid:86)(cid:82)(cid:81)(cid:86)(cid:3)(cid:90)(cid:75)(cid:82)(cid:3)(cid:70)(cid:82)(cid:81)(cid:86)(cid:72)(cid:81)(cid:87)(cid:3)(cid:87)(cid:82)(cid:3)(cid:87)(cid:72)(cid:86)(cid:87)(cid:76)(cid:73)(cid:92)(cid:3)(cid:82)(cid:81)(cid:3)(cid:92)(cid:82)(cid:88)(cid:85)(cid:3)(cid:69)(cid:72)(cid:75)(cid:68)(cid:79)(cid:73)(cid:3)(cid:68)(cid:69)(cid:82)(cid:88)(cid:87)(cid:3)
`(cid:87)(cid:75)(cid:72)(cid:86)(cid:72)(cid:3)(cid:80)(cid:68)(cid:87)(cid:87)(cid:72)(cid:85)(cid:86)(cid:29)
`See Schedule B, Wirtgen America, Inc. Notice of Subpoena to Godbersen-
`Smith Construction Company d/b/a GOMACO Corporation
`Date and Time:
`Allison E. Kerndt
`Nyemaster Goode PC
`1416 Buckeye Avenue, Suite 200
`Ames, Iowa 50010
`
`October 19, 2022
`
`The deposition will be recorded by this method:
`
`video and stenographic recording.
`
`(cid:117) Production: You, or your representatives, must also bring with you to the deposition the following documents,
`electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the
`material:
`See Schedule A, Wirtgen America, Inc. Notice of Subpoena to Godbersen-
`Smith Construction Company d/b/a GOMACO Corporation
`
`The following provisions of Fed. R. Civ. P. 45 are attached – Rule 45(c), relating to the place of compliance;
`Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and (g), relating to your duty to
`respond to this subpoena and the potential consequences of not doing so.
`
`Date:
`
`September 20, 2022
`
`CLERK OF COURT
`
`Signature of Clerk or Deputy Clerk
`
`OR
`
`/s/ Paul A. Ainsworth
`Attorney’s signature
`
`The name, address, e-mail address, and telephone number of the attorney representing (name of party)
`Wirtgen America, Inc.
`, who issues or requests this subpoena, are:
`Paul A. Ainsworth, Sterne, Kessler, Goldstein & Fox PLLC
`1100 New York Ave., NW, Suite 600, Washington, D.C. 20005
`painsworth@sternekessler.com, 202-772-8783
`Notice to the person who issues or requests this subpoena
`If this subpoena commands the production of documents, electronically stored information, or tangible things before
`trial, a notice and a copy of the subpoena must be served on each party in this case before it is served on the person to
`whom it is directed. Fed. R. Civ. P. 45(a)(4).
`
`

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`Case 1:17-cv-00770-JDW-MPT Document 102-1 Filed 09/20/22 Page 3 of 44 PageID #:
`11343
`AO 88A (Rev. (cid:20)2/(cid:21)(cid:19)) Subpoena to Testify at a Deposition in a Civil Action (Page 2)
`
`Civil Action No.
`
`PROOF OF SERVICE
`(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)
`
`I received this subpoena for (name of individual and title, if any)
`.
`
`on (date)
`
`(cid:117) I served the subpoena by delivering a copy to the named individual as follows:
`
`(cid:117) I returned the subpoena unexecuted because:
`
`on (date)
`
`; or
`
`Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also
`tendered to the witness the fees for one day’s attendance, and the mileage allowed by law, in the amount of
`$
`.
`
`My fees are $
`
`for travel and $
`
`for services, for a total of $
`
`0.00
`
`.
`
`.
`
`I declare under penalty of perjury that this information is true.
`
`Date:
`
`Additional information regarding attempted service, etc.:
`
`Server’s signature
`
`Printed name and title
`
`Server’s address
`
`

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`Case 1:17-cv-00770-JDW-MPT Document 102-1 Filed 09/20/22 Page 4 of 44 PageID #:
`11344
`AO 88A (Rev. (cid:20)2/(cid:21)(cid:19)) Subpoena to Testify at a Deposition in a Civil Action (Page 3)
`Federal Rule of Civil Procedure 45 (c), (d), (e), and (g) (Effective 12/1/13)
`(i) disclosing a trade secret or other confidential research, development,
`or commercial information; or
`(ii) disclosing an unretained expert’s opinion or information that does
`not describe specific occurrences in dispute and results from the expert’s
`study that was not requested by a party.
`(C) Specifying Conditions as an Alternative. In the circumstances
`described in Rule 45(d)(3)(B), the court may, instead of quashing or
`modifying a subpoena, order appearance or production under specified
`conditions if the serving party:
`(i) shows a substantial need for the testimony or material that cannot be
`otherwise met without undue hardship; and
`(ii) ensures that the subpoenaed person will be reasonably compensated.
`(e) Duties in Responding to a Subpoena.
`(1) Producing Documents or Electronically Stored Information. These
`procedures apply to producing documents or electronically stored
`information:
`(A) Documents. A person responding to a subpoena to produce documents
`must produce them as they are kept in the ordinary course of business or
`must organize and label them to correspond to the categories in the demand.
`(B) Form for Producing Electronically Stored Information Not Specified.
`If a subpoena does not specify a form for producing electronically stored
`information, the person responding must produce it in a form or forms in
`which it is ordinarily maintained or in a reasonably usable form or forms.
`(C) Electronically Stored Information Produced in Only One Form. The
`person responding need not produce the same electronically stored
`information in more than one form.
`(D) Inaccessible Electronically Stored Information. The person
`responding need not provide discovery of electronically stored information
`from sources that the person identifies as not reasonably accessible because
`of undue burden or cost. On motion to compel discovery or for a protective
`order, the person responding must show that the information is not
`reasonably accessible because of undue burden or cost. If that showing is
`made, the court may nonetheless order discovery from such sources if the
`requesting party shows good cause, considering the limitations of Rule
`26(b)(2)(C). The court may specify conditions for the discovery.
`(2) Claiming Privilege or Protection.
`(A) Information Withheld. A person withholding subpoenaed information
`under a claim that it is privileged or subject to protection as trial-preparation
`material must:
`(i) expressly make the claim; and
`(ii) describe the nature of the withheld documents, communications, or
`tangible things in a manner that, without revealing information itself
`privileged or protected, will enable the parties to assess the claim.
`(B) Information Produced. If information produced in response to a
`subpoena is subject to a claim of privilege or of protection as
`trial-preparation material, the person making the claim may notify any party
`that received the information of the claim and the basis for it. After being
`notified, a party must promptly return, sequester, or destroy the specified
`information and any copies it has; must not use or disclose the information
`until the claim is resolved; must take reasonable steps to retrieve the
`information if the party disclosed it before being notified; and may promptly
`present the information under seal to the court for the district where
`compliance is required for a determination of the claim. The person who
`produced the information must preserve the information until the claim is
`resolved.
`(g) Contempt.
`The court for the district where compliance is required—and also, after a
`motion is transferred, the issuing court—may hold in contempt a person
`who, having been served, fails without adequate excuse to obey the
`subpoena or an order related to it.
`
`(c) Place of Compliance.
`(1) For a Trial, Hearing, or Deposition. A subpoena may command a
`person to attend a trial, hearing, or deposition only as follows:
`(A) within 100 miles of where the person resides, is employed, or
`regularly transacts business in person; or
`(B) within the state where the person resides, is employed, or regularly
`transacts business in person, if the person
`(i) is a party or a party’s officer; or
`(ii) is commanded to attend a trial and would not incur substantial
`expense.
`(2) For Other Discovery. A subpoena may command:
`(A) production of documents, electronically stored information, or
`tangible things at a place within 100 miles of where the person resides, is
`employed, or regularly transacts business in person; and
`(B) inspection of premises at the premises to be inspected.
`(d) Protecting a Person Subject to a Subpoena; Enforcement.
`(1) Avoiding Undue Burden or Expense; Sanctions. A party or attorney
`responsible for issuing and serving a subpoena must take reasonable steps
`to avoid imposing undue burden or expense on a person subject to the
`subpoena. The court for the district where compliance is required must
`enforce this duty and impose an appropriate sanction—which may include
`lost earnings and reasonable attorney’s fees—on a party or attorney who
`fails to comply.
`(2) Command to Produce Materials or Permit Inspection.
`(A) Appearance Not Required. A person commanded to produce
`documents, electronically stored information, or tangible things, or to
`permit the inspection of premises, need not appear in person at the place of
`production or inspection unless also commanded to appear for a deposition,
`hearing, or trial.
`(B) Objections. A person commanded to produce documents or tangible
`things or to permit inspection may serve on the party or attorney designated
`in the subpoena a written objection to inspecting, copying, testing, or
`sampling any or all of the materials or to inspecting the premises—or to
`producing electronically stored information in the form or forms requested.
`The objection must be served before the earlier of the time specified for
`compliance or 14 days after the subpoena is served. If an objection is made,
`the following rules apply:
`(i) At any time, on notice to the commanded person, the serving party
`may move the court for the district where compliance is required for an
`order compelling production or inspection.
`(ii) These acts may be required only as directed in the order, and the
`order must protect a person who is neither a party nor a party’s officer from
`significant expense resulting from compliance.
`(3) Quashing or Modifying a Subpoena.
`(A) When Required. On timely motion, the court for the district where
`compliance is required must quash or modify a subpoena that:
`(i) fails to allow a reasonable time to comply;
`(ii) requires a person to comply beyond the geographical limits
`specified in Rule 45(c);
`(iii) requires disclosure of privileged or other protected matter, if no
`exception or waiver applies; or
`(iv) subjects a person to undue burden.
`(B) When Permitted. To protect a person subject to or affected by a
`subpoena, the court for the district where compliance is required may, on
`motion, quash or modify the subpoena if it requires:
`
`For access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013).
`
`

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`Case 1:17-cv-00770-JDW-MPT Document 102-1 Filed 09/20/22 Page 5 of 44 PageID #:
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`SCHEDULE A
`
`DOCUMENTS AND THINGS TO BE PRODUCED
`PURSUANT TO FED. R. CIV. P. 45
`
`DEFINITIONS
`
`
`
`The following definitions shall apply to the Requests below:
`
`1.
`
`The terms “GOMACO,” “You,” and “Your” shall refer to Godbersen-Smith
`
`Construction Company d/b/a GOMACO Corporation, 121 East Highway 175, Ida Grove, Iowa
`
`51445, or any of their predecessors, domestic or foreign divisions, departments, subsidiaries,
`
`parents, affiliates, and other legal entities that are wholly or partially owned or controlled by
`
`GOMACO, either directly or indirectly, and each of their respective present or former directors,
`
`officers, employees, partners, agents, consultants, experts, representatives, and attorneys, as well
`
`as all other individuals or business entities in the employ of or otherwise acting on behalf of
`
`GOMACO. This includes, but is not limited to, Godbersen-Smith Construction Company,
`
`GOMACO Corporation, GOMACO Trolley Company, GOMACO International, Inc.,
`
`GOMACO University, GOMACO University Paving Center, and Godbersen Equipment
`
`Company.
`
`2.
`
`The term “Plaintiff/Counterclaim-Defendant” or “Wirtgen” refers to Wirtgen
`
`America, Inc., its predecessors or successor corporations, and any of its subsidiaries, divisions,
`
`affiliates, foreign affiliates, present and former agents, employees, directors, trustees, attorneys,
`
`representatives, research and development personnel, and any person or entity acting in concert
`
`with Wirtgen or on behalf of Wirtgen.
`
`3.
`
`The term “Defendant/Counterclaim-Plaintiff” or “Caterpillar” refers to Caterpillar
`
`Inc., its predecessors or successor corporations, and any of its subsidiaries, divisions, affiliates,
`
`foreign affiliates, present and former agents, employees, directors, trustees, attorneys,
`
`
`
`

`

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`
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`representatives, research and development personnel, and any person or entity acting in concert
`
`with Caterpillar or on behalf of Caterpillar.
`
`4.
`
`The term “third party” or “third parties shall mean any person or entity other than
`
`Wirtgen and Caterpillar.
`
`5.
`
`“GOMACO Machine(s)” means any product manufactured or sold by GOMACO
`
`that is capable of being used to affect a road surface. This includes milling machines and paving
`
`machines, including, but not limited to any and all versions of the New Generation Commander
`
`III Trimmer Slipform Paver (“Commander III Machine(s)”).
`
`6.
`
`“G21 Controller” means any and all versions of the G21 controller and digital
`
`operating system used in any GOMACO Machine(s), including without limitation the
`
`Commander III Machine(s).
`
`7.
`
`8.
`
`The term “person(s)” means any natural person or group of natural persons.
`
`The terms “entity” or “entities” mean any firm, association, organization,
`
`partnership, business, trust, corporation, proprietorship, scientific or academic establishment,
`
`governmental agency, or organizational unit thereof, including U.S. and foreign.
`
`9.
`
`The term “Action” shall mean the action captioned, Wirtgen America, Inc. v.
`
`Caterpillar Inc., C.A. No. 17-770-JDW-MPT, in the United States District Court for the District
`
`of Delaware.
`
`10.
`
`The term “Counterclaim Patents” shall mean U.S. Patent Nos. 7,523,995 (“the
`
`’995 patent”), 9,975,538 (“the ’538 patent”), and 9,371,618 (“the ’618 patent”).
`
`11.
`
`The term “document(s)” is defined broadly to be given the full scope of that term
`
`contemplated in the Local Rules, the Federal Rules of Civil Procedure, and the Federal Rules of
`
`Evidence, and includes all non-identical copies of a document, all drafts of final documents, all
`
`
`
`-2-
`
`

`

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`
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`other written, typed, printed, recorded, or graphically portrayed matter in any form or
`
`embodiment, and all other data compilations from which information can be obtained and
`
`translated if necessary, that are or have been in Your actual or constructive custody or control,
`
`regardless of the medium on which they are produced, reproduced, or stored (including computer
`
`programs and files containing any requested information), any communication, and any
`
`recording or writing, as these terms are defined in Federal Rule of Evidence 1001. Any
`
`document bearing marks, including initials, stamped initials, comments, or notations not part of
`
`the original text or photographic reproduction thereof, is a separate document.
`
`12.
`
`The term “communication(s)” shall mean all written, electronic, oral, telephonic,
`
`or other
`
`inquiries, dialogues, conversations,
`
`interviews, correspondence, consultations,
`
`negotiations, agreements, understandings, meetings, letters, notes, telegrams, advertisements,
`
`computer mail, email, and all other documents evidencing any verbal or nonverbal interaction
`
`between persons and entities.
`
`13.
`
`The term “thing(s)” shall be construed under the broadest possible construction
`
`under the Federal Rules of Civil Procedure.
`
`14.
`
`The terms “include” and “including” mean include or including without
`
`limitation.
`
`15.
`
`16.
`
`The terms “each” and “any” mean any and all.
`
`The terms “use” and “using” shall include without limitation customer use,
`
`GOMACO use, use in testing, use in demonstrating, and use in training.
`
`17.
`
`18.
`
`The terms “sell” and “sold” shall mean selling, leasing, and transferring title to.
`
`The terms “U.S.” and “United States” shall be interpreted as the United States of
`
`America, including all fifty states, the District of Columbia, and Puerto Rico.
`
`
`
`-3-
`
`

`

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`
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`19.
`
`The terms “relate to,” “related to,” or “relating to” shall mean, in whole or in part,
`
`constituting, containing, embodying, reflecting, describing, analyzing, identifying, mentioning,
`
`stating, referring directly or indirectly to, dealing with, or in any way pertaining to.
`
`20.
`
`The term “identify,” when used with respect to a person, shall mean the person’s
`
`full name, present or last known address, and when referring to a natural person, additionally, the
`
`occupation or business in which the person is engaged, and the person’s present or last employer
`
`and title or position.
`
`21.
`
`The term “identify,” when used with respect to a product, shall mean the product
`
`or component name, including cross-references to all trade names and designations, internal
`
`names, and names used during development, product numbers, revisions, trademarks, SKU
`
`numbers, date coding, site codes, and manufacturing line codes associated with each such
`
`product, and all means for interpreting those identifying descriptions.
`
`22.
`
`The term “date” shall mean the exact day, month, year, if ascertainable, or, if not,
`
`the best approximation thereof.
`
`INSTRUCTIONS
`
`The following instructions apply to the request for production:
`
`1.
`
`If any document, communication, or portion thereof that is responsive to the
`
`request for production (“Request”) is withheld on the basis of a claim of privilege, then each
`
`withheld document, communication, or portion thereof shall be separately identified in a
`
`privileged-document list. The privileged-document list must identify each document separately,
`
`specifying for each document at least: (1) the date; (2) author(s)/sender(s); (3) recipient(s),
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`including copy recipients; and (4) general subject matter of the document. The sender(s) and
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`recipient(s) shall be identified by position and entity (corporation or firm, etc.) with which they
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`are employed or associated. If the sender or the recipient is an attorney or a foreign patent agent,
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`
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`he or she shall be so identified. The type of privilege claimed must also be stated, together with a
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`certification that all elements of the claimed privilege have been met and have not been waived
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`with respect to each document.
`
`2.
`
`If any information, document or thing requested herein was, but no longer is, in
`
`Your possession, custody, or control, please state whether such document or thing has been lost,
`
`destroyed, or transferred, is missing, or has otherwise been disposed of, and in each instance,
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`explain the circumstances surrounding the disposition of the document or thing and the date that
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`such disposal occurred.
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`3.
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`Any term not specifically defined herein is to be defined in accordance with the
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`Federal Rules of Civil Procedure.
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`4.
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`To the extent the Request seeks information that is recorded in any form of
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`document, including electronically stored documents such as word-processing files and email,
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`You are asked to take steps to ensure that (i) all such documents are preserved for the Present
`
`Action, and (ii) no responsive electronically stored documents are erased or deleted.
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`5.
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`All documents requested are to be produced in the same file or other
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`organizational environment in which they are maintained. For example, a document that is part
`
`of a file, docket, or other grouping should be physically produced together with all other
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`documents from said file, docket, or grouping in the same order or manner of arrangement as the
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`original. Where a document or thing exists in hard copy and electronic format, You shall produce
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`both the hard and the electronic copies.
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`6.
`
`This Request seeks all responsive documents in their original language and, if
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`such original language is not English, this Request also seeks all English-language translations
`
`that may exist for any such documents.
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`
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`7.
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`You shall keep and produce a record of the source of each document produced.
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`This shall include the name and location of the file where each document was located and the
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`name of the person, group, or department having possession, custody, or control of each
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`document.
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`8.
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`If the Request is objected to in part, a complete answer should be provided to all
`
`portions of the Request to which no objection is made. If You object to the Request as overbroad
`
`and/or unduly burdensome for any reason, You are requested to respond to that portion of the
`
`Request to which no such objection is made, to produce documents responsive thereto, and to
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`identify specifically the respect in which the Request is allegedly overbroad and/or unduly
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`burdensome.
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`9.
`
`If no documents are responsive to the Request, You are to state that no responsive
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`documents exist.
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`10.
`
`To the extent a document is considered confidential in nature, You may designate
`
`it in accordance with the Protective Order entered in the above-captioned matters, a copy of
`
`which is attached as Exhibit 2.
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`REQUESTS FOR PRODUCTION
`REQUEST FOR PRODUCTION NO. 1:
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`Documents sufficient
`
`to show
`
`the product
`
`literature, brochures, and
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`technical
`
`specifications produced before July 14, 2005, related to any GOMACO Machine(s) having one
`
`or more actuator(s) operating to 1) pivot a wheel or track between positions relative to the
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`machine frame or 2) turn a wheel or track.
`
`REQUEST FOR PRODUCTION NO. 2:
`
`Documents sufficient
`
`to show
`
`the product
`
`literature, brochures, and
`
`technical
`
`specifications produced before July 14, 2005, related to the Commander III Machine(s).
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`
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`REQUEST FOR PRODUCTION NO. 3:
`
`
`
`Documents sufficient
`
`to show
`
`the product
`
`literature, brochures, and
`
`technical
`
`specifications produced before July 14, 2005, related to the G21 Controller.
`
`REQUEST FOR PRODUCTION NO. 4:
`
`Documents sufficient to show each version of each product manual (including service,
`
`training, operation and maintenance, and parts manuals) published before July 14, 2005, related
`
`to any GOMACO Machine(s) having one or more actuator(s) operating to 1) pivot a wheel or
`
`track between positions relative to the machine frame or 2) turn a wheel or track.
`
`REQUEST FOR PRODUCTION NO. 5:
`
`Documents sufficient to show each version of each product manual (including, but not
`
`limited to, service, training, operation and maintenance, and parts manuals) published before July
`
`14, 2005, related to the Commander III Machine(s).
`
`REQUEST FOR PRODUCTION NO. 6:
`
`Documents sufficient to show each version of each product manual (including service,
`
`training, operation and maintenance, and parts manuals) published before July 14, 2005, related
`
`to the G21 Controller.
`
`REQUEST FOR PRODUCTION NO. 7:
`
`Documents sufficient to show the date and location of manufacture and first sale or
`
`importation into the United States of any GOMACO Machine(s) having one or more actuator(s)
`
`operating to 1) pivot a wheel or track between positions relative to the machine frame or 2) turn a
`
`wheel or track.
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`
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`REQUEST FOR PRODUCTION NO. 8:
`
`Documents sufficient to show the date and location of manufacture and first sale or
`
`importation into the United States of the Commander III Machine(s).
`
`REQUEST FOR PRODUCTION NO. 9:
`
`Documents sufficient to show the date and location of manufacture and first sale or
`
`importation into the United States of the G21 Controller, including all GOMACO Machine(s)
`
`and Commander III Machine(s) that use the G21 Controller, or for which the G21 Controller is
`
`installed.
`
`REQUEST FOR PRODUCTION NO. 10:
`
`Documents sufficient to show all purchase orders, invoices, and summaries of purchase
`
`orders or invoices relating to any sales, repairs, maintenance, or modifications before July 14,
`
`2005 of the Commander III Machine(s).
`
`REQUEST FOR PRODUCTION NO. 11:
`
`
`
`Documents sufficient to show the serial numbers, model numbers, and other product
`
`identification numbers or methods used for the Commander III Machine(s).
`
`REQUEST FOR PRODUCTION NO. 12:
`
`Documents sufficient to show any GOMACO Machine(s) having one or more smart
`
`cylinders, including the serial numbers, model numbers, and other product identification
`
`numbers or methods used to identify such machines.
`
`REQUEST FOR PRODUCTION NO. 13:
`
`
`Non-redacted versions of the following categories of documents, submitted or produced
`
`in connection with Godbersen-Smith Company d/b/a GOMACO Corporation v. Guntert &
`
`Zimmerman Const. Div., Inc., IPR2020-01698, IPR2021-00050, IPR2021-00135, IPR2021-
`
`
`
`-8-
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`
`
`00136, IPR2021-00161, IPR2021-00234, or IPR2021-00235, to the extent they contain redacted
`
`information pertaining to the Commander III Machine(s) or the G21 Controller:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`• Patent Owner Preliminary Responses
`
`• Petitioner Replies
`
`• Patent Owner Sur-Replies / Responses
`
`• Discovery Motions, Oppositions, and Responses
`
`• Oral Hearing Records (Transcripts)
`
`• Final Written Decisions
`
`• Deposition Transcripts of Thomas S. Breidenbach
`
`• Declarations of Thomas S. Breidenbach (including but not limited to and all versions
`of Exhibit Nos. 2027, 2029, and 2060)
`
`• Declarations of Shari Simmons (including but not limited to any and all versions of
`Exhibit No. 1012)
`
`• Declarations of Carl Nelson, Ph.D. (including but not limited to any and all versions
`of Exhibit No. 2030)
`
`• Exhibit Nos. 1100-1154 (Public dissemination evidence for the New Generation
`Commander III Operator’s Manual for various individual machines)
`
`• Exhibit No. 2008 – GOMACO Brochure, “Commander III Trimmer/Slipform Paver”
`(2020)
`
`• Exhibit No. 2013 – GOMACO Brochure, “Commander III Trimmer/Slipform Paver”
`(2004)
`
`• Exhibit No. 2011 (IPR2021-00161)
`
`• Exhibit 2038 – Excerpt from “Commander III – Trimmer/Slipform Paver” Pricing
`document, dated February 1, 2006
`
`REQUESTS FOR INSPECTION
`
`REQUEST FOR INSPECTION NO. 1
`
`
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`An example for inspection of each version, build, model number, or prototype of the
`
`Commander III Machine(s) sold, offered for sale, sold for importation into the U.S., or imported
`
`into the U.S. by GOMACO, including at least one such machine that uses the G21 Controller.
`
`
`
`
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`SCHEDULE B
`
`REQUEST FOR DEPOSITION
`PURSUANT TO FED. R. CIV. P. 45
`
`DEFINITIONS
`
`The following definitions shall apply to the Requests below:
`
`1.
`
`The terms “GOMACO,” “You,” and “Your” shall refer to Godbersen-Smith
`
`Construction Company d/b/a GOMACO Corporation, 121 East Highway 175, Ida Grove, Iowa
`
`51445, or any of their predecessors, domestic or foreign divisions, departments, subsidiaries,
`
`parents, affiliates, and other legal entities that are wholly or partially owned or controlled by
`
`GOMACO, either directly or indirectly, and each of their respective present or former directors,
`
`officers, employees, partners, agents, consultants, experts, representatives, and attorneys, as well
`
`as all other individuals or business entities in the employ of or otherwise acting on behalf of
`
`GOMACO. This includes, but is not limited to, Godbersen-Smith Construction Company,
`
`GOMACO Corporation, GOMACO Trolley Company, GOMACO International, Inc.,
`
`GOMACO University, GOMACO University Paving Center, and Godbersen Equipment
`
`Company.
`
`2.
`
`The term “Plaintiff/Counterclaim-Defendant” or “Wirtgen” refers to Wirtgen
`
`America, Inc., its predecessors or successor corporations, and any of its subsidiaries, divisions,
`
`affiliates, foreign affiliates, present and former agents, employees,