Case 1:17-cv-00770-JDW-MPT Document 110-1 Filed 10/07/22 Page 1 of 42 PageID #:
`11534
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`EXHIBIT 1
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`Case 1:17-cv-00770-JDW-MPT Document 110-1 Filed 10/07/22 Page 2 of 42 PageID #:
`11535
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`AO 88A (Rev. (cid:20)(cid:21)/(cid:21)(cid:19)) Subpoena to Testify at a Deposition in a Civil Action
`
`UNITED STATES DISTRICT COURT
`for the
`
` District of Delaware
`__________ District of __________
`
`Civil Action No.
`
`17-770-JDW-MPT
`
`) ) ) ) ) )
`
`WIRTGEN AMERICA, INC.
`
`Plaintiff
`v.
`
`CATERPILLAR INC.
`Defendant
`
`SUBPOENA TO TESTIFY AT A DEPOSITION IN A CIVIL ACTION
`
`To:
`
`Thompson Machinery Commerce Corp.
`1245 Bridgestone Parkway, La Vergne, TN 37086
`(Name of person to whom this subpoena is directed)
`✔
`(cid:117) (cid:55)(cid:72)(cid:86)(cid:87)(cid:76)(cid:80)(cid:82)(cid:81)(cid:92)(cid:29)(cid:3)(cid:3)(cid:60)(cid:50)(cid:56)(cid:3)(cid:36)(cid:53)(cid:40)(cid:3)(cid:38)(cid:50)(cid:48)(cid:48)(cid:36)(cid:49)(cid:39)(cid:40)(cid:39)(cid:3)(cid:87)(cid:82)(cid:3)(cid:68)(cid:83)(cid:83)(cid:72)(cid:68)(cid:85)(cid:3)(cid:68)(cid:87)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:87)(cid:76)(cid:80)(cid:72)(cid:15)(cid:3)(cid:71)(cid:68)(cid:87)(cid:72)(cid:15)(cid:3)(cid:68)(cid:81)(cid:71)(cid:3)(cid:83)(cid:79)(cid:68)(cid:70)(cid:72)(cid:3)(cid:86)(cid:72)(cid:87)(cid:3)(cid:73)(cid:82)(cid:85)(cid:87)(cid:75)(cid:3)(cid:69)(cid:72)(cid:79)(cid:82)(cid:90)(cid:3)(cid:87)(cid:82)(cid:3)(cid:87)(cid:72)(cid:86)(cid:87)(cid:76)(cid:73)(cid:92)(cid:3)(cid:68)(cid:87)(cid:3)(cid:68)(cid:3)
`(cid:71)(cid:72)(cid:83)(cid:82)(cid:86)(cid:76)(cid:87)(cid:76)(cid:82)(cid:81)(cid:3)(cid:87)(cid:82)(cid:3)(cid:69)(cid:72)(cid:3)(cid:87)(cid:68)(cid:78)(cid:72)(cid:81)(cid:3)(cid:76)(cid:81)(cid:3)(cid:87)(cid:75)(cid:76)(cid:86)(cid:3)(cid:70)(cid:76)(cid:89)(cid:76)(cid:79)(cid:3)(cid:68)(cid:70)(cid:87)(cid:76)(cid:82)(cid:81)(cid:17)(cid:3)(cid:44)(cid:73)(cid:3)(cid:92)(cid:82)(cid:88)(cid:3)(cid:68)(cid:85)(cid:72)(cid:3)(cid:68)(cid:81)(cid:3)(cid:82)(cid:85)(cid:74)(cid:68)(cid:81)(cid:76)(cid:93)(cid:68)(cid:87)(cid:76)(cid:82)(cid:81)(cid:15)(cid:3)(cid:92)(cid:82)(cid:88)(cid:3)(cid:80)(cid:88)(cid:86)(cid:87)(cid:3)(cid:83)(cid:85)(cid:82)(cid:80)(cid:83)(cid:87)(cid:79)(cid:92)(cid:3)(cid:70)(cid:82)(cid:81)(cid:73)(cid:72)(cid:85)(cid:3)(cid:76)(cid:81)(cid:3)(cid:74)(cid:82)(cid:82)(cid:71)(cid:3)(cid:73)(cid:68)(cid:76)(cid:87)(cid:75)(cid:3)(cid:90)(cid:76)(cid:87)(cid:75)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)
`(cid:83)(cid:68)(cid:85)(cid:87)(cid:92)(cid:3)(cid:86)(cid:72)(cid:85)(cid:89)(cid:76)(cid:81)(cid:74)(cid:3)(cid:87)(cid:75)(cid:76)(cid:86)(cid:3)(cid:86)(cid:88)(cid:69)(cid:83)(cid:82)(cid:72)(cid:81)(cid:68)(cid:3)(cid:68)(cid:69)(cid:82)(cid:88)(cid:87)(cid:3)(cid:87)(cid:75)(cid:72)(cid:3)(cid:73)(cid:82)(cid:79)(cid:79)(cid:82)(cid:90)(cid:76)(cid:81)(cid:74)(cid:3)(cid:80)(cid:68)(cid:87)(cid:87)(cid:72)(cid:85)(cid:86)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:87)(cid:75)(cid:82)(cid:86)(cid:72)(cid:3)(cid:86)(cid:72)(cid:87)(cid:3)(cid:73)(cid:82)(cid:85)(cid:87)(cid:75)(cid:3)(cid:76)(cid:81)(cid:3)(cid:68)(cid:81)(cid:3)(cid:68)(cid:87)(cid:87)(cid:68)(cid:70)(cid:75)(cid:80)(cid:72)(cid:81)(cid:87)(cid:15)(cid:3)(cid:68)(cid:81)(cid:71)(cid:3)(cid:92)(cid:82)(cid:88)(cid:3)(cid:80)(cid:88)(cid:86)(cid:87)(cid:3)(cid:71)(cid:72)(cid:86)(cid:76)(cid:74)(cid:81)(cid:68)(cid:87)(cid:72)(cid:3)(cid:82)(cid:81)(cid:72)(cid:3)
`(cid:82)(cid:85)(cid:3)(cid:80)(cid:82)(cid:85)(cid:72)(cid:3)(cid:82)(cid:73)(cid:73)(cid:76)(cid:70)(cid:72)(cid:85)(cid:86)(cid:15)(cid:3)(cid:71)(cid:76)(cid:85)(cid:72)(cid:70)(cid:87)(cid:82)(cid:85)(cid:86)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:80)(cid:68)(cid:81)(cid:68)(cid:74)(cid:76)(cid:81)(cid:74)(cid:3)(cid:68)(cid:74)(cid:72)(cid:81)(cid:87)(cid:86)(cid:15)(cid:3)(cid:82)(cid:85)(cid:3)(cid:71)(cid:72)(cid:86)(cid:76)(cid:74)(cid:81)(cid:68)(cid:87)(cid:72)(cid:3)(cid:82)(cid:87)(cid:75)(cid:72)(cid:85)(cid:3)(cid:83)(cid:72)(cid:85)(cid:86)(cid:82)(cid:81)(cid:86)(cid:3)(cid:90)(cid:75)(cid:82)(cid:3)(cid:70)(cid:82)(cid:81)(cid:86)(cid:72)(cid:81)(cid:87)(cid:3)(cid:87)(cid:82)(cid:3)(cid:87)(cid:72)(cid:86)(cid:87)(cid:76)(cid:73)(cid:92)(cid:3)(cid:82)(cid:81)(cid:3)(cid:92)(cid:82)(cid:88)(cid:85)(cid:3)(cid:69)(cid:72)(cid:75)(cid:68)(cid:79)(cid:73)(cid:3)(cid:68)(cid:69)(cid:82)(cid:88)(cid:87)(cid:3)
`(cid:87)(cid:75)(cid:72)(cid:86)(cid:72)(cid:3)(cid:80)(cid:68)(cid:87)(cid:87)(cid:72)(cid:85)(cid:86)(cid:29)
`See Schedule B, Wirtgen America, Inc.'s Notice of Subpoena to Thompon Machinery Commerce Corp.
`
`Place:
`
`Patterson Intellectual Property Law, P.C.
`1600 Division Street, Suite 500
`Nashville, TN 37203
`
`Date and Time:
`
`11/07/2022 9:00 am
`
`The deposition will be recorded by this method:
`
`video and stenographic recording
`
`✔
`(cid:117) Production: You, or your representatives, must also bring with you to the deposition the following documents,
`electronically stored information, or objects, and must permit inspection, copying, testing, or sampling of the
`See Schedule A, Wirtgen America, Inc.'s Notice of Subpoena to Thompson Machinery Commerce
`material:
`Corp.
`
`The following provisions of Fed. R. Civ. P. 45 are attached – Rule 45(c), relating to the place of compliance;
`Rule 45(d), relating to your protection as a person subject to a subpoena; and Rule 45(e) and (g), relating to your duty to
`respond to this subpoena and the potential consequences of not doing so.
`
`Date:
`
`10/07/2022
`
`CLERK OF COURT
`
`Signature of Clerk or Deputy Clerk
`
`OR
`
`/s/ Ryan D. Levy
`
`Attorney’s signature
`
`The name, address, e-mail address, and telephone number of the attorney representing (name of party)
`Inc.
`
`, who issues or requests this subpoena, are:
`
`Wirtgen America,
`
`Ryan D. Levy, Patterson Intellectual Property Law, P.C., 1600 Division St., Suite 500, Nashville, TN 73203
`
`Notice to the person who issues or requests this subpoena
`If this subpoena commands the production of documents, electronically stored information, or tangible things before
`trial, a notice and a copy of the subpoena must be served on each party in this case before it is served on the person to
`whom it is directed. Fed. R. Civ. P. 45(a)(4).
`
`

`

`Case 1:17-cv-00770-JDW-MPT Document 110-1 Filed 10/07/22 Page 3 of 42 PageID #:
`11536
`AO 88A (Rev. (cid:20)2/(cid:21)(cid:19)) Subpoena to Testify at a Deposition in a Civil Action (Page 2)
`
`Civil Action No.
`
`17-770-JDW-MPT
`
`(This section should not be filed with the court unless required by Fed. R. Civ. P. 45.)
`
`PROOF OF SERVICE
`
`I received this subpoena for (name of individual and title, if any)
`
`on (date)
`
`.
`
`(cid:117) I served the subpoena by delivering a copy to the named individual as follows:
`
`(cid:117) I returned the subpoena unexecuted because:
`
`on (date)
`
`; or
`
`Unless the subpoena was issued on behalf of the United States, or one of its officers or agents, I have also
`tendered to the witness the fees for one day’s attendance, and the mileage allowed by law, in the amount of
`
`$
`
`.
`
`My fees are $
`
`for travel and $
`
`for services, for a total of $
`
`0.00
`
`.
`
`.
`
`I declare under penalty of perjury that this information is true.
`
`Date:
`
`Server’s signature
`
`Printed name and title
`
`Server’s address
`
`Additional information regarding attempted service, etc.:
`
`

`

`Case 1:17-cv-00770-JDW-MPT Document 110-1 Filed 10/07/22 Page 4 of 42 PageID #:
`11537
`AO 88A (Rev. (cid:20)2/(cid:21)(cid:19)) Subpoena to Testify at a Deposition in a Civil Action (Page 3)
`
`Federal Rule of Civil Procedure 45 (c), (d), (e), and (g) (Effective 12/1/13)
`
`(c) Place of Compliance.
`
`(1) For a Trial, Hearing, or Deposition. A subpoena may command a
`person to attend a trial, hearing, or deposition only as follows:
`(A) within 100 miles of where the person resides, is employed, or
`regularly transacts business in person; or
`(B) within the state where the person resides, is employed, or regularly
`transacts business in person, if the person
`(i) is a party or a party’s officer; or
`(ii) is commanded to attend a trial and would not incur substantial
`expense.
`
`(2) For Other Discovery. A subpoena may command:
`(A) production of documents, electronically stored information, or
`tangible things at a place within 100 miles of where the person resides, is
`employed, or regularly transacts business in person; and
`(B) inspection of premises at the premises to be inspected.
`
`(d) Protecting a Person Subject to a Subpoena; Enforcement.
`
`(1) Avoiding Undue Burden or Expense; Sanctions. A party or attorney
`responsible for issuing and serving a subpoena must take reasonable steps
`to avoid imposing undue burden or expense on a person subject to the
`subpoena. The court for the district where compliance is required must
`enforce this duty and impose an appropriate sanction—which may include
`lost earnings and reasonable attorney’s fees—on a party or attorney who
`fails to comply.
`
`(2) Command to Produce Materials or Permit Inspection.
`(A) Appearance Not Required. A person commanded to produce
`documents, electronically stored information, or tangible things, or to
`permit the inspection of premises, need not appear in person at the place of
`production or inspection unless also commanded to appear for a deposition,
`hearing, or trial.
`(B) Objections. A person commanded to produce documents or tangible
`things or to permit inspection may serve on the party or attorney designated
`in the subpoena a written objection to inspecting, copying, testing, or
`sampling any or all of the materials or to inspecting the premises—or to
`producing electronically stored information in the form or forms requested.
`The objection must be served before the earlier of the time specified for
`compliance or 14 days after the subpoena is served. If an objection is made,
`the following rules apply:
`(i) At any time, on notice to the commanded person, the serving party
`may move the court for the district where compliance is required for an
`order compelling production or inspection.
`(ii) These acts may be required only as directed in the order, and the
`order must protect a person who is neither a party nor a party’s officer from
`significant expense resulting from compliance.
`
`(3) Quashing or Modifying a Subpoena.
`
`(A) When Required. On timely motion, the court for the district where
`compliance is required must quash or modify a subpoena that:
`
`(i) fails to allow a reasonable time to comply;
`(ii) requires a person to comply beyond the geographical limits
`specified in Rule 45(c);
`(iii) requires disclosure of privileged or other protected matter, if no
`exception or waiver applies; or
`(iv) subjects a person to undue burden.
`(B) When Permitted. To protect a person subject to or affected by a
`subpoena, the court for the district where compliance is required may, on
`motion, quash or modify the subpoena if it requires:
`
`(i) disclosing a trade secret or other confidential research, development,
`or commercial information; or
`(ii) disclosing an unretained expert’s opinion or information that does
`not describe specific occurrences in dispute and results from the expert’s
`study that was not requested by a party.
`(C) Specifying Conditions as an Alternative. In the circumstances
`described in Rule 45(d)(3)(B), the court may, instead of quashing or
`modifying a subpoena, order appearance or production under specified
`conditions if the serving party:
`(i) shows a substantial need for the testimony or material that cannot be
`otherwise met without undue hardship; and
`(ii) ensures that the subpoenaed person will be reasonably compensated.
`
`(e) Duties in Responding to a Subpoena.
`
`(1) Producing Documents or Electronically Stored Information. These
`procedures apply to producing documents or electronically stored
`information:
`(A) Documents. A person responding to a subpoena to produce documents
`must produce them as they are kept in the ordinary course of business or
`must organize and label them to correspond to the categories in the demand.
`(B) Form for Producing Electronically Stored Information Not Specified.
`If a subpoena does not specify a form for producing electronically stored
`information, the person responding must produce it in a form or forms in
`which it is ordinarily maintained or in a reasonably usable form or forms.
`(C) Electronically Stored Information Produced in Only One Form. The
`person responding need not produce the same electronically stored
`information in more than one form.
`(D) Inaccessible Electronically Stored Information. The person
`responding need not provide discovery of electronically stored information
`from sources that the person identifies as not reasonably accessible because
`of undue burden or cost. On motion to compel discovery or for a protective
`order, the person responding must show that the information is not
`reasonably accessible because of undue burden or cost. If that showing is
`made, the court may nonetheless order discovery from such sources if the
`requesting party shows good cause, considering the limitations of Rule
`26(b)(2)(C). The court may specify conditions for the discovery.
`
`(2) Claiming Privilege or Protection.
`(A) Information Withheld. A person withholding subpoenaed information
`under a claim that it is privileged or subject to protection as trial-preparation
`material must:
`(i) expressly make the claim; and
`(ii) describe the nature of the withheld documents, communications, or
`tangible things in a manner that, without revealing information itself
`privileged or protected, will enable the parties to assess the claim.
`(B) Information Produced. If information produced in response to a
`subpoena is subject to a claim of privilege or of protection as
`trial-preparation material, the person making the claim may notify any party
`that received the information of the claim and the basis for it. After being
`notified, a party must promptly return, sequester, or destroy the specified
`information and any copies it has; must not use or disclose the information
`until the claim is resolved; must take reasonable steps to retrieve the
`information if the party disclosed it before being notified; and may promptly
`present the information under seal to the court for the district where
`compliance is required for a determination of the claim. The person who
`produced the information must preserve the information until the claim is
`resolved.
`
`(g) Contempt.
`The court for the district where compliance is required—and also, after a
`motion is transferred, the issuing court—may hold in contempt a person
`who, having been served, fails without adequate excuse to obey the
`subpoena or an order related to it.
`
`For access to subpoena materials, see Fed. R. Civ. P. 45(a) Committee Note (2013).
`
`

`

`Case 1:17-cv-00770-JDW-MPT Document 110-1 Filed 10/07/22 Page 5 of 42 PageID #:
`11538
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`
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`SCHEDULE A
`
`DOCUMENTS AND THINGS TO BE PRODUCED
`PURSUANT TO FED. R. CIV. P. 45
`
`DEFINITIONS
`
`The following definitions shall apply to the Requests below:
`
`1.
`
`The terms “Thomson Machinery,” “You,” and “Your” shall refer to Thompson
`
`Machinery Commerce Corp., a domestic profit corporation incorporated under the laws of
`
`Delaware with a principal office address of 1245 Bridgestone Parkway, La Vergne, TN 37086,
`
`including any of its predecessors, domestic or foreign divisions, departments, subsidiaries, parents,
`
`affiliates, and other legal entities that are wholly or partially owned or controlled by Thompson
`
`Machinery, either directly or indirectly, and each of their respective present or former directors,
`
`officers, employees, partners, agents, consultants, experts, representatives, and attorneys, as well
`
`as all other individuals or business entities in the employ of or otherwise acting on behalf of
`
`Thompson Machinery. This includes, but is not limited to Thompson Machinery’s locations in
`
`Nashville (including Cat Rental Store), La Vergne, Memphis (including Cat Rental Store),
`
`Camden, Clarksville (including Cat Rental Store), Cookeville, Jackson, Manchester, Thompson
`
`Station, Columbus, Greenwood, Oxford, and Tupelo.
`
`2.
`
`The term “Plaintiff/Counterclaim-Defendant” or “Wirtgen” refers to Wirtgen
`
`America, Inc., its predecessors or successor corporations, and any of its subsidiaries, divisions,
`
`affiliates, foreign affiliates, present and former agents, employees, directors, trustees, attorneys,
`
`representatives, research and development personnel, and any person or entity acting in concert
`
`with Wirtgen or on behalf of Wirtgen.
`
`3.
`
`The term “Defendant/Counterclaim-Plaintiff” or “Caterpillar” refers to Caterpillar
`
`Inc., its predecessors or successor corporations, and any of its subsidiaries, divisions, affiliates,
`
`
`
`

`

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`
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`foreign affiliates, present and former agents, employees, directors, trustees, attorneys,
`
`representatives, research and development personnel, and any person or entity acting in concert
`
`with Caterpillar or on behalf of Caterpillar.
`
`4.
`
`The term “Asserted Patents” shall mean U.S. Patent Nos. 7,828,309 (“the ’309
`
`patent”), 8,118,316 (“the ’316 patent”), 7,530,641 (“the ’641 patent”), 8,113,592 (“the ’592
`
`patent”), 9,010,871 (“the ’871 patent”), 9,656,530 (“the ’530 patent”), 7,946,788 (“the ’788
`
`patent”), 8,511,932 (“the ’932 patent”), 8,690,474 (“the ’474 patent”), RE48,268 (“the ’268
`
`patent”), 8,424,972 (“the ’972 patent”), 9,879,390 (“the ’390 patent”), and 9,879,391 (“the ’391
`
`patent”).
`
`5.
`
`The term “Patented Technology” shall mean any technology, products, or services
`
`embodying any claim of any Asserted Patent, in whole or in part.
`
`6.
`
`The terms “Road Milling Machine(s)” and “Cold Planer Machine(s)” shall mean
`
`any product, or component thereof, that has been, or is capable of being, used to remove, i.e., mill,
`
`all or a portion of an existing paved surface.
`
`7.
`
`The term “Road Working Machine” shall mean any product, or component thereof
`
`that has been, or is capable of being, used to work a road surface, such as a Road Milling Machine,
`
`rotary mixer, reclaimer, recycler, or stabilizer, which is supported on Adjustable Lifting Members
`
`and corresponding wheels or tracks, with a rotor, such as a milling drum, for working a road
`
`surface.
`
`8.
`
`The term “Accused Product(s)” refers to any one or all of Caterpillar’s Road Working
`
`Machines, including Road Milling Machines, rotary mixers, reclaimers, recyclers, or stabilizers, which
`
`are supported on Adjustable Lifting Members and corresponding wheels or tracks, with a rotor, such
`
`as a milling drum, for working a road surface, that use or include the Patented Technology. The term
`
`“Accused Product(s)” shall include, without limitation, products designed, labeled, and marked as
`
`
`
`-2-
`
`

`

`Case 1:17-cv-00770-JDW-MPT Document 110-1 Filed 10/07/22 Page 7 of 42 PageID #:
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`
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`being part of the Caterpillar PM300 Series, PM600 Series, and PM800 Series of Cold Planer Machines
`
`(as defined herein), and components thereof, including without limitation the following products:
`
`a. Caterpillar’s PM310 Cold Planer Machines;
`
`b. Caterpillar’s PM312 Cold Planer Machines;
`
`c. Caterpillar’s PM313 Cold Planer Machines
`
`d. Caterpillar’s PM620 Cold Planer Machines;
`
`e. Caterpillar’s PM622 Cold Planer Machines;
`
`f. Caterpillar’s PM820 Cold Planer Machines;
`
`g. Caterpillar’s PM822 Cold Planer Machines; and
`
`h. Caterpillar’s PM825 Cold Planer Machines.
`
`9.
`
`The term “Action” shall mean the action captioned, Wirtgen America, Inc. v.
`
`Caterpillar Inc., C.A. No. 17-770-JDW-MPT, in the United States District Court for the District
`
`of Delaware.
`
`10.
`
`11.
`
`The term “person(s)” means any natural person or group of natural persons.
`
`The terms “entity” or “entities” mean any firm, association, organization,
`
`partnership, business, trust, corporation, proprietorship, scientific or academic establishment,
`
`governmental agency, or organizational unit thereof, including U.S. and foreign.
`
`12.
`
`The term “document(s)” is defined broadly to be given the full scope of that term
`
`contemplated in the Local Rules, the Federal Rules of Civil Procedure, and the Federal Rules of
`
`Evidence, and includes all non-identical copies of a document, all drafts of final documents, all
`
`other written, typed, printed, recorded, or graphically portrayed matter in any form or embodiment,
`
`and all other data compilations from which information can be obtained and translated if necessary,
`
`that are or have been in Your actual or constructive custody or control, regardless of the medium
`
`on which they are produced, reproduced, or stored (including computer programs and files
`
`
`
`-3-
`
`

`

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`
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`containing any requested information), any communication, and any recording or writing, as these
`
`terms are defined in Federal Rule of Evidence 1001. Any document bearing marks, including
`
`initials, stamped initials, comments, or notations not part of the original text or photographic
`
`reproduction thereof, is a separate document.
`
`13.
`
`The term “communication(s)” shall mean all written, electronic, oral, telephonic,
`
`or other
`
`inquiries, dialogues, conversations,
`
`interviews, correspondence, consultations,
`
`negotiations, agreements, understandings, meetings, letters, notes, telegrams, advertisements,
`
`computer mail, email, and all other documents evidencing any verbal or nonverbal interaction
`
`between persons and entities.
`
`14.
`
`The term “thing(s)” shall be construed under the broadest possible construction
`
`under the Federal Rules of Civil Procedure.
`
`15.
`
`16.
`
`17.
`
`The terms “include” and “including” mean include or including without limitation.
`
`The terms “each” and “any” mean any and all.
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`The terms “use” and “using” shall include without limitation customer use,
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`Thompson Machinery use, use in testing, use in demonstrating, and use in training.
`
`18.
`
`19.
`
`The terms “sell” and “sold” shall mean selling, leasing, and transferring title to.
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`The terms “relate to,” “related to,” or “relating to” shall mean, in whole or in part,
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`constituting, containing, embodying, reflecting, describing, analyzing, identifying, mentioning,
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`stating, referring directly or indirectly to, dealing with, or in any way pertaining to.
`
`20.
`
`The term “identify,” when used with respect to a document, means the: (1) type of
`
`document, (2) subject matter, (3) date of the document, (4) author(s), addressee(s), and recipient(s),
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`and (5) Bates number.
`
`21.
`
`The term “date” shall mean the exact day, month, year, if ascertainable, or, if not,
`
`the best approximation thereof.
`
`
`
`-4-
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`

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`
`
`INSTRUCTIONS
`
`The following instructions apply to the request for production:
`
`1.
`
`If any document, communication, or portion thereof that is responsive to the
`
`request for production (“Request”) is withheld on the basis of a claim of privilege, then each
`
`withheld document, communication, or portion thereof shall be separately identified in a
`
`privileged-document list. The privileged-document list must identify each document separately,
`
`specifying for each document at least: (1) the date; (2) author(s)/sender(s); (3) recipient(s),
`
`including copy recipients; and (4) general subject matter of the document. The sender(s) and
`
`recipient(s) shall be identified by position and entity (corporation or firm, etc.) with which they
`
`are employed or associated. If the sender or the recipient is an attorney or a foreign patent agent,
`
`he or she shall be so identified. The type of privilege claimed must also be stated, together with a
`
`certification that all elements of the claimed privilege have been met and have not been waived
`
`with respect to each document.
`
`2.
`
`If any information, document or thing requested herein was, but no longer is, in
`
`Your possession, custody, or control, please state whether such document or thing has been lost,
`
`destroyed, or transferred, is missing, or has otherwise been disposed of, and in each instance,
`
`explain the circumstances surrounding the disposition of the document or thing and the date that
`
`such disposal occurred.
`
`3.
`
`Any term not specifically defined herein is to be defined in accordance with the
`
`Federal Rules of Civil Procedure.
`
`4.
`
`To the extent the Request seeks information that is recorded in any form of
`
`document, including electronically stored documents such as word-processing files and email,
`
`You are asked to take steps to ensure that (i) all such documents are preserved for the present
`
`Action, and (ii) no responsive electronically stored documents are erased or deleted.
`
`
`
`-5-
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`

`

`Case 1:17-cv-00770-JDW-MPT Document 110-1 Filed 10/07/22 Page 10 of 42 PageID #:
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`
`
`5.
`
`All documents requested are to be produced in the same file or other
`
`organizational environment in which they are maintained. For example, a document that is part
`
`of a file, docket, or other grouping should be physically produced together with all other
`
`documents from said file, docket, or grouping in the same order or manner of arrangement as the
`
`original. Where a document or thing exists in hard copy and electronic format, You shall produce
`
`both the hard and the electronic copies.
`
`6.
`
`This Request seeks all responsive documents in their original language and, if
`
`such original language is not English, this Request also seeks all English-language translations
`
`that may exist for any such documents.
`
`7.
`
`You shall keep and produce a record of the source of each document produced.
`
`This shall include the name and location of the file where each document was located and the
`
`name of the person, group, or department having possession, custody, or control of each
`
`document.
`
`8.
`
`If the Request is objected to in part, a complete answer should be provided to all
`
`portions of the Request to which no objection is made. If You object to the Request as overbroad
`
`and/or unduly burdensome for any reason, You are requested to respond to that portion of the
`
`Request to which no such objection is made, to produce documents responsive thereto, and to
`
`identify specifically the respect in which the Request is allegedly overbroad and/or unduly
`
`burdensome.
`
`9.
`
`If no documents are responsive to the Request, You are to state that no responsive
`
`documents exist.
`
`10.
`
`To the extent a document is considered confidential in nature, You may designate
`
`it in accordance with the Protective Order entered in the above-captioned matters, a copy of
`
`
`
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`

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`Case 1:17-cv-00770-JDW-MPT Document 110-1 Filed 10/07/22 Page 11 of 42 PageID #:
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`
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`which is attached as Exhibit 2.
`
`REQUEST FOR PRODUCTION NO. 1:
`
`REQUESTS FOR PRODUCTION
`
`Documents sufficient to show Thompson Machinery’s sales, financing of sales, renting, or
`
`leasing of the Accused Products, including prices, revenues, profits, terms and conditions,
`
`customer names, and sale locations.
`
`
`
`
`
`REQUEST FOR PRODUCTION NO. 2:
`
`
`Documents sufficient to show Thompson Machinery’s projected and actual sales of
`
`maintenance, repair or technical consulting services and/or replacement parts for any of the
`
`Accused Products.
`
`REQUEST FOR PRODUCTION NO. 3:
`
`
`Documents sufficient to show Thompson Machinery’s internal sales-lead records,
`
`conversion success reports, or lost sales reports.
`
`REQUEST FOR PRODUCTION NO. 4:
`
`
`
`Documents and communications with Thompson Machinery’s actual or potential
`
`customers, sales leads, salespersons, or other Thompson Machinery employees relating to territory
`
`outreach, sales, offers to sell, efforts to sell, contracts, and contract negotiations for the Accused
`
`Products.
`
`REQUEST FOR PRODUCTION NO. 5:
`
`
`Documents and communications sufficient to show any Thompson Machinery sales call
`
`reports, logs, or recordings in which any Accused Product was discussed, pitched, demonstrated,
`
`solicited, proposed, offered, requested, or otherwise referenced.
`
`
`
`-7-
`
`

`

`Case 1:17-cv-00770-JDW-MPT Document 110-1 Filed 10/07/22 Page 12 of 42 PageID #:
`11545
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`
`
`REQUEST FOR PRODUCTION NO. 6:
`
`
`Documents sufficient to show Thompson Machinery’s income statements, balance sheets,
`
`sales reports, financial projections, profit and loss statements, margin statements, and/or cash flow
`
`statements relating to the Accused Products.
`
`REQUEST FOR PRODUCTION NO. 7:
`
`Documents and communications sufficient to show requests for quotes, bids, purchase
`
`orders, contracts, and/or specifications to Thompson Machinery relating to any sales, prospective
`
`sales, lost sales, repairs, or modifications of any of the Accused Products.
`
`REQUEST FOR PRODUCTION NO. 8:
`
`Documents and communications sufficient to show any competition with Wirtgen for sales
`
`of the Accused Products, including head-to-head demonstrations, sales discounts, price
`
`adjustments, additional products or services, incentives, free or discounted warranty offers, trade-
`
`in compensation, buy backs, or post-sale credits offered by Thompson Machinery.
`
`REQUEST FOR PRODUCTION NO. 9:
`
`
`Documents sufficient to show Thompson Machinery’s marketing, advertising, or
`
`promotion of any of the Accused Products, including advertisements, sales literature, brochures,
`
`catalogs, bulletins, trade letters, press releases, circulars, web content, social media content, and/or
`
`audio or video media.
`
`REQUEST FOR PRODUCTION NO. 10:
`
`
`Documents sufficient to show how Thompson Machinery assesses, apportions, determines,
`
`or allocates costs and expenses relating to the sale of the Accused Products.
`
`
`
`
`
`-8-
`
`

`

`Case 1:17-cv-00770-JDW-MPT Document 110-1 Filed 10/07/22 Page 13 of 42 PageID #:
`11546
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`
`
`SCHEDULE B
`
`REQUEST FOR DEPOSITION
`PURSUANT TO FED. R. CIV. P. 45
`
`DEFINITIONS
`
`The following definitions shall apply to the Topics below:
`
`1.
`
`The terms “Thompson Machinery,” “You,” and “Your” shall refer to Thompson
`
`Machinery Commerce Corp., a domestic profit corporation incorporated under the laws of
`
`Delaware with a principal office address of 1245 Bridgestone Parkway, La Vergne, TN 37086,
`
`including any of its predecessors, domestic or foreign divisions, departments, subsidiaries, parents,
`
`affiliates, and other legal entities that are wholly or partially owned or controlled by Thompson
`
`Machinery, either directly or indirectly, and each of their respective present or former directors,
`
`officers, employees, partners, agents, consultants, experts, representatives, and attorneys, as well
`
`as all other individuals or business entities in the employ of or otherwise acting on behalf of
`
`Thompson Machinery. This includes, but is not limited to Thompson Machinery’s locations in
`
`Nashville (including Cat Rental Store), La Vergne, Memphis (including Cat Rental Store),
`
`Camden, Clarksville (including Cat Rental Store), Cookeville, Jackson, Manchester, Thompson
`
`Station, Columbus, Greenwood, Oxford, and Tupelo.
`
`2.
`
`The term “Plaintiff/Counterclaim-Defendant” or “Wirtgen” refers to Wirtgen
`
`America, Inc., its predecessors or successor corporations, and any of its subsidiaries, divisions,
`
`affiliates, foreign affiliates, present and former agents, employees, directors, trustees, attorneys,
`
`representatives, research and development personnel, and any person or entity acting in concert
`
`with Wirtgen or on behalf of Wirtgen.
`
`3.
`
`The term “Defendant/Counterclaim-Plaintiff” or “Caterpillar” refers to Caterpillar
`
`Inc., its predecessors or successor corporations, and any of its subsidiaries, divisions, affiliates,
`
`
`
`

`

`Case 1:17-cv-00770-JDW-MPT Document 110-1 Filed 10/07/22 Page 14 of 42 PageID #:
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`
`
`foreign affiliates, present and former agents, employees, directors, trustees, attorneys,
`
`representatives, research and development personnel, and any person or entity acting in concert
`
`with Caterpillar or on behalf of Caterpillar.
`
`4.
`
`The term “Asserted Patents” shall mean U.S. Patent Nos. 7,828,309 (“the ’309
`
`patent”), 8,118,316 (“the ’316 patent”), 7,530,641 (“the ’641 patent”), 8,113,592 (“the ’592
`
`patent”), 9,010,871 (“the ’871 patent”), 9,656,530 (“the ’530 patent”), 7,946,788 (“the ’788
`
`patent”), 8,511,932 (“the ’932 patent”), 8,690,474 (“the ’474 patent”), RE48,268 (“the ’268
`
`patent”), 8,424,972 (“the ’972 patent”), 9,879,390 (“the ’390 patent”), and 9,879,391 (“the ’391
`
`patent”).
`
`5.
`
`The term “Patented Technology” shall mean any technology, products, or services
`
`embodying any claim of any Asserted Patent, in whole or in part.
`
`6.
`
`The terms “Road Milling Machine(s)” and “Cold Planer Machine(s)” sha