`
`
`
`
`
`
`
`Exhibit 10
`
`
`
`
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 2 of 69 PageID #: 16984
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 1
`
` IN THE UNITED STATES DISTRICT COURT
` FOR THE DISTRICT OF DELAWARE
`________________________________
`WIRTGEN AMERICA, INC., )
` Plaintiff/Counter- ) Case No.
` Defendant, ) 1:17-cv-00770-JDW
` vs. )
`CATERPILLAR, INC., )
` Defendant/Counter- )
` Plaintiff. )
`________________________________)
`
` VIDEOTAPED DEPOSITION OF JOSEPH F. RAKOW
` PALO ALTO, CALIFORNIA
` Wednesday, August 16, 2023
`Stenographically Reported by:
`HEATHER J. BAUTISTA, CSR, CRR, RPR, CLR
`Realtime Systems Administrator
`California CSR License #11600
`Oregon CSR License #21-0005
`Washington License #21009491
`Nevada CCR License #980
`Texas CSR License #10725
`______________________________________________________
` DIGITAL EVIDENCE GROUP
` 1730 M Street, NW, Suite 812
` Washington, D.C. 20036
` (202) 232-0646
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 3 of 69 PageID #: 16985
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 59
`refer to various limitations by 1A, 1B, 1C; correct?
` A. Correct.
` Q. For ease of reference in my questions, to
`the extent I can, I'm going to refer to those same
`elements in the way you have defined them; is that
`fair?
` A. That works for me.
` Q. Okay.
` For the first limitation of '309 patent
`Claim 1, a road -- a road building machine.
` Do you see that?
` A. Yes.
` Q. Did you treat that limitation as -- as
`limiting for purposes of your analysis?
` MR. SMITH: Objection. Calls for a legal
`conclusion.
` THE WITNESS: I think there is a -- an
`issue in this matter about a -- a preamble and
`whether a preamble is limiting and -- and that sort
`of thing. So I think that's more of a -- more of a
`legal question.
` But I -- I did consider that element in my
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 4 of 69 PageID #: 16986
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 60
`
`analysis; and as is -- is laid out here, I
`identified the 465 and 565 as road building
`machines.
` Q. (By Mr. Ainsworth) Okay.
` And the support you provide for the
`preamble of Claim 1, you point to figures from
`Caterpillar marketing material; correct?
` A. They are described as marketing material.
`I think, in some cases, when you pull up the
`document, it's a -- it's a bit of a technical
`specification sheet as well --
` Q. Okay.
` A. -- so not -- not just marketing. There's
`some technical information as well.
` Q. And -- and you also indicate that you
`obviously inspected the 565 and 465 and state you
`confirmed that, you know, what is -- the machine
`looked just like what you saw in the marketing
`material; right?
` There was no surprise there from your
`inspection on the preamble?
` A. Correct.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 5 of 69 PageID #: 16987
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 61
`
` Q. All right.
` If we go to Element 1A, which starts on
`Page 4 of your claim chart, the support for Element
`1A -- well, first of all, from the product
`literature, were you able -- that you reviewed, were
`you able to determine that the 565 and 465 had met
`the limitation of 1A?
` A. From the material available, the documents
`available in this matter, I was able to, and then at
`the inspection, my observations at the inspection
`were consistent with that.
` Q. Was there anything about the inspection
`that was different from what you saw in the product
`literature?
` MR. SMITH: Objection. Vague.
` Q. (By Mr. Ainsworth) With respect to
`Limitation 1A.
` A. No, nothing -- nothing that I note as I sit
`here today.
` Q. Okay.
` If we go to Limitation 1B, which is on
`Page 7, were you able to determine, from the product
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 6 of 69 PageID #: 16988
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 62
`literature, that Element 1B was present in the
`PM-565 and 465?
` A. From the product literature and -- and
`really from the documents available in this matter,
`I was able to see that the -- that this limitation
`was met and then my inspection didn't reveal
`anything otherwise.
` Q. And -- and when we talk about the product
`literature, we're talking about there was, in
`general, parts manuals, other technical
`specifications, maybe a marketing brochure or
`something; right? That's what I'm referring to. Is
`that what you understand when I say "product
`literature"?
` A. Sure. We can -- we can have that
`understanding. That would include operations and
`maintenance manuals. There's a service training
`meeting guides, things like that.
` Q. For sure, all that -- all of those sort of
`materials that describe the machine.
` A. That's fine with me.
` Q. Okay.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 7 of 69 PageID #: 16989
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 63
` I'm just trying to not say it all in one
`answer. That's -- one question.
` Was there anything in your inspection of
`the 465 or 565 with respect to Element 1B that you
`were not able to determine from the product
`literature?
` A. No.
` Q. Okay.
` THE VIDEOGRAPHER: Could we hold up one
`moment.
` (Discussion held off the record.)
` Q. (By Mr. Ainsworth) All right.
` Turning to paragraph -- or I'm sorry -- to
`Limitation 1C. It's on Page 10 of your appendix.
` With respect to Element 1C, were you able
`to determine, from the product literature, that
`Element 1C was present in the 465 and 565?
` MR. SMITH: Objection. Lacks foundation.
` Q. (By Mr. Ainsworth) Let me strike that
`question, and let me actually ask you a different
`way, because I -- I don't want it to be confusing;
`and I realize I may be.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 8 of 69 PageID #: 16990
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 64
` And, by the way, Doctor, if any of my
`questions are confusing, ask me to clarify. I'm a
`lawyer, not an engineer, so --
` A. No problem.
` Q. -- I'm just doing my best here.
` With respect to the disclosures from the
`PM-565 and 465, pertaining to your opinions on
`Element 1C, were any of the disclosures -- were you
`able to find all disclosures you relied upon for
`Element 1C in the product literature for those
`machines?
` A. With the understanding that the 565 and the
`465 have caterpillars --
` (Stenographer clarification.)
` THE WITNESS: -- and not wheels, yes, I
`was.
` Q. (By Mr. Ainsworth) And was -- was there
`anything from the inspection of those machines in
`Italy that you learned that was different from what
`you'd already saw in the product literature?
` A. You know, I -- I need to go back and
`clarify my answer to your -- to your previous
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 9 of 69 PageID #: 16991
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 65
`question, because I need to read 1C closely again.
` So 1C is -- is describing the four-way
`float coupling, and the 465 and the 565 have the
`two-way float coupling. So I was able to see from
`the product literature the -- the two-way float on
`the 465 and 565, and then there was nothing at the
`inspection that that -- was notably different from
`what was in the product literature.
` Q. Okay.
` And I understand your clarification,
`because in 1C, you also talk about Neumeier. This
`is where you do your combination. I wasn't trying
`to be misleading there.
` A. Yeah, neither was I. Just -- yeah.
` Q. No, I wasn't -- I didn't take you -- I
`understood what your testimony was, but thank you
`for clarifying.
` A. Sure.
` Q. All right.
` Turning to Element 1D, and this is on
`Page 15 of Appendix D, is -- was there anything --
`first of all, were you able to -- to the extent you
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 10 of 69 PageID #: 16992
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 66
`rely on elements from the PM-565 and 465 for your
`analysis in 1D, were you able to find that
`information in the product literature for those
`machines?
` A. Yes.
` Q. Okay.
` And was there anything from the inspection
`in Italy that showed you anything different than
`what you saw in the product literature with respect
`to the 565 or 465?
` A. No.
` Q. Turning to Element 1E -- and, again, just
`focused on the 565 and 465 for this element -- was
`there anything -- were you able to find all the
`information pertaining to Element 1E in the product
`literature for the 565 and 465?
` A. Yes.
` Q. Okay.
` Was there anything from your inspection of
`the 565 or 465 in Italy that was different than the
`information you found in the product literature?
` A. Nothing of note as I sit here today.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 11 of 69 PageID #: 16993
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 67
`
` Q. Okay.
` If we turn to Claim 9 on Page 16, are you
`with me?
` A. I am, yeah.
` Q. Yeah.
` On Page 9 -- I'm sorry -- Claim 9, were you
`able to find the elements you're relying upon from
`the 465 and 565 in the product literature for those
`machines?
` A. Yes.
` Q. Okay.
` And did your inspection of the 465 and 565
`in Italy provide any new information that was
`different from what you found in the product
`literature?
` A. Nothing that was -- that was different of
`note. You know, I think with all these questions,
`it's -- it's nice to see it in person. But, yeah,
`nothing -- nothing notably different.
` Q. Okay.
` And I think my -- I left off the part of my
`question, so let me just ask it again.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 12 of 69 PageID #: 16994
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 68
` Did your inspection of the 465 and 565 in
`Italy provide any new information related to Claim 9
`that was different from what you found in the
`product literature?
` A. There was nothing that I noted at the
`inspection that was different than what I understood
`from the product literature.
` Q. If we turn to Page 20, this is where your
`analysis for Claim 10 begins.
` Do you see that?
` A. Yes.
` Q. Was there anything -- I'm sorry.
` Were you able to find all of the elements
`related to the PM-565 and 465 that are relevant to
`your analysis of Claim 10 in the product literature
`for those machines?
` A. I was able to find that in the product
`literature and then confirmed it as well during the
`inspection.
` Q. And in terms of your inspection, was there
`anything about your inspection that showed
`information that was different from what you've
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 13 of 69 PageID #: 16995
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 69
`reviewed in the product literature for the PM-565
`and 465?
` A. There was a difference in terms of -- so in
`terms of the switches to operate the legs or to
`raise and lower the legs, there is a difference on
`that machine that I inspected compared to some of
`the product literature -- this is for the 565 -- on
`the 565, but also consistent with -- with the
`product literature, so there was just a -- it was
`consistent with some of it; different -- different
`than -- than others.
` Q. That was just with respect to the 465, you
`said? I'm sorry.
` A. The 565.
` Q. I'm sorry. The 565.
` So that's with respect to the 465,
`everything was consistent with your inspection and
`the product literature?
` A. There was nothing that I noted on the 465
`that was substantively different than the 465
`literature.
` Q. Okay.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 14 of 69 PageID #: 16996
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 70
` Now, turning to the 565, you said you --
`you did observe a difference between what was on the
`machine versus some of the product literature in
`terms of -- I want to say you said switch or
`switches; is that right?
` Can you elaborate.
` A. Yes. So in terms of the -- the switches to
`cause the legs to raise and lower on the primary
`operator's panel -- panel, that was -- the
`arrangement of that switch -- those switches was
`different than some of the product literature and --
`and consistent with some of the product -- product
`literature.
` Q. So the actual layout on the user interface
`was different between what you saw in some of the
`literature versus on the machine; is that correct?
` A. Correct; with just some of the literature,
`yes.
` Q. Okay. Okay.
` If you'd turn to Page 25 of your appendix.
`This is the start of your claim chart for the Claim
`26 of the '309 patent.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 15 of 69 PageID #: 16997
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 71
`
` Do you see that?
` A. Yes.
` Q. And for Claim 26, you're also relying upon
`the 565, 465 and Neumeier; correct?
` A. Correct.
` Q. All right.
` And for the -- the preamble, a road -- road
`building machine, you're able to confirm that,
`obviously, from the product literature like we
`talked about; right?
` A. Yes, from -- from the product literature
`and confirmed by inspection as well.
` Q. Okay.
` For Element 26A, were you able to find the
`disclosure pertinent to 26A in the product
`literature for the 565 and 465?
` A. Yes.
` Q. Was there anything in your inspection of
`those machines that was different than what you
`found in the product literature?
` A. Nothing of note with respect to that
`element, yeah.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 16 of 69 PageID #: 16998
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 72
`
` Q. Okay.
` If we turn to Element 26B on Page 28, were
`you able to find the disclosures relevant to the 565
`and 465 for Element 26B in the product literature
`for those machines?
` A. With the understanding that the 465 and 565
`have caterpillars and not wheels, yes, I was.
` Q. Okay.
` And there was nothing from the inspection
`of those machines that was different from what you
`found in the product literature for 26B; correct?
` A. Nothing of note with respect to that
`element.
` Q. Okay.
` Turning to Element 26C, still on Page 28,
`from the product literature for the 565 and 465,
`were you able to find the information pertinent to
`your analysis for Element 26C?
` A. Yes, I was, again with the distinction of
`caterpillar versus --
` (Stenographer clarification.)
` THE WITNESS: -- wheel.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 17 of 69 PageID #: 16999
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 73
` Q. (By Mr. Ainsworth) Was there anything from
`your inspection of the 465 and the 565 in Italy that
`was different with respect to the information for
`Element 26C?
` A. No, nothing of note.
` Q. Turning to Element 26D on -- on Page 29,
`were you able to find information relevant to your
`analysis of this element in the product literature
`for the PM-565 and 465?
` A. Yes, I was, again, with the distinction of
`caterpillar versus wheel.
` Q. Was there anything from the inspection of
`the PM-565 or 465 that was different from what you
`had found in the product literature for Element 26D?
` A. Nothing of note related to that element.
` Q. Turn to Page 34. It's the start of your
`analysis of Element 26E.
` Do you see that?
` A. Yes.
` Q. With respect to Element 26E, were you able
`to find the information relevant to your analysis
`related to the 565 and 465 machines in the product
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 18 of 69 PageID #: 17000
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 74
`
`literature for those machines?
` A. Yes, I was.
` Q. Was there anything from your inspection of
`those machines that was different from what you
`found in the product literature?
` A. Nothing of note related to that element.
` Q. And then on Page 35, we have Element 26F.
`Are you there?
` A. Yep.
` Q. Great.
` In 26F, this is where you are describing
`your combination of Neumeier with the 465 or 565,
`correct, at a high level?
` A. This is part of that combination, yes.
` Q. Okay.
` And with respect to the information you're
`relying upon for the 565 and 465 for your analysis
`on 26F, were you able to find all that information
`in the product literature for those machines?
` A. So related to the 465 and the 565,
`recognizing those have a -- a two-way float, I was
`able to identify that information from the -- from
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 19 of 69 PageID #: 17001
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 75
`
`the product literature. And, yeah, and the
`information that I'm relying on in this element for
`those machines was -- was provided by the product
`literature and then confirmed in -- in the
`inspection.
` Q. And was there anything from the inspection
`of the 465 and 565 in Italy that was different from
`the information you found in the product literature?
` A. Not of note related to -- related to that
`element, yeah.
` Q. Turning to Page 36, Claim 29. With respect
`to Claim 29, again, this is a -- this element is a
`combination between the 465, 565, and Neumeier;
`right?
` MR. SMITH: Objection. Lacks foundation.
` THE WITNESS: Well, when you're talking
`about the combinations, the combination are 465 and
`Neumeier and then another combination is 565 and
`Neumeier.
` Q. (By Mr. Ainsworth) There's -- there's two
`combinations there; yeah?
` A. Yeah.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 20 of 69 PageID #: 17002
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 76
` Q. With respect to the information that you
`relied upon for Claim 29 concerning the 565 and 465,
`were you able to find that information in the
`product literature for those machines, for Claim 29?
` A. So the -- the part that is relevant to this
`claim coming from the 465 and 565, as -- as
`constructed is the triangular shaped stability
`pattern, which results from an understanding of a
`two-way float on the rear axle and no float on the
`front axle. Being a POSITA and understanding the
`information that's available in the product
`literature for those machines, I -- I was able to
`understand that that is what was present in those
`machines.
` Q. Okay.
` Was there anything from your inspection of
`the 465 and 565 that was different with respect to
`the information you rely upon for Claim 29?
` A. Nothing of note related to that
`claim and -- and the information I'm pulling from
`the literature as described here in the chart.
` Q. Okay.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 21 of 69 PageID #: 17003
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 77
` Appendix E is your analysis of the RX500 in
`view of Neumeier; correct?
` A. Correct.
` Q. And I think we already -- you already
`testified that you didn't inspect the RX500 so all
`of your information related to that machine comes
`from the relevant documents; correct?
` MR. SMITH: Objection. Lacks foundation.
` THE WITNESS: I did not inspect an RX500.
`I'm relying on the information produced in this
`matter for that analysis.
` Q. (By Mr. Ainsworth) All right.
` Put Exhibit 1 to the side, and let's turn
`to Exhibit 2, your joint report with -- open joint
`report with Dr. Sorini on the '530 patent.
` A. Okay. I'm there.
` Q. And we're going to turn to the claim
`charts, which I think in this one is Appendix F.
` A. Okay. I'm there.
` Q. And I'm on Page F1 of the appendix, which
`is the start of your claim chart where we have the
`preamble.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 22 of 69 PageID #: 17004
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 78
`
` Do you see that?
` A. Yes.
` Q. And like I did for '309, I'm going to refer
`back to the limitation identifiers you provide in
`your claim chart; is that fair?
` A. That's fine.
` Q. Okay.
` So for -- for the preamble for Claim 1,
`were you able to find all the information relevant
`to your analysis from the 565 in the product
`literature for that machine?
` A. Yes.
` Q. Turning to Page F2, Element 1A -- strike
`that.
` Going back to -- turning to Element 1A,
`were you able to find the information related to the
`565 that's pertinent to your analysis in the product
`literature for the 565?
` A. I was, and then I confirmed by inspection
`as well.
` Q. And was there information from your
`inspection of the 565 that was different from the
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 23 of 69 PageID #: 17005
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 79
`product literature with respect to Element 1A?
` A. Nothing of note.
` Q. Turning to Element 1B on Page F3. Were you
`able to find all of the information related to the
`565 that was pertinent to your analysis for 1B in
`the product literature?
` A. I was, and then I confirmed it by
`inspection.
` Q. And for Element 1B, was there any
`information from your inspection that was different
`from the product literature?
` A. Nothing of note as it relates to this claim
`or this element.
` Q. Turning to Element 1C on Page F7. Are you
`with me?
` A. I'm with you.
` Q. Were you able to find all of the
`information relevant to your analysis for Element 1C
`in the product literature for the PM-565?
` A. Yes, and then confirmed by inspection.
` Q. And was there anything from your inspection
`that was different from the product literature with
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 24 of 69 PageID #: 17006
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 80
`
`respect to Element 1C?
` A. Nothing of note.
` Q. I'm on Page -- turn to Page F8 now, Element
`1D. Are you with me?
` A. Yes.
` Q. Were you able to find all information
`relevant to your analysis for Element 1D in the
`product literature for the PM-565?
` A. Yes, and then confirmed by inspection.
` Q. And for Element 1D, was there anything from
`the inspection that was different from the
`information you found in the product literature for
`the 565?
` A. Nothing of note with respect to that
`element.
` Q. Turning to Element 1E, starting on
`Page F11. Are you with me?
` A. Yep.
` Q. For your analysis of Element 1E, were you
`able to find all information pertinent to the PM-565
`in the product literature?
` A. Yes, and then confirmed by inspection.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 25 of 69 PageID #: 17007
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 81
` Q. And was there anything from your inspection
`that was different with respect to Element 1E and
`the 565?
` A. Nothing of note related to that element.
` Q. Turning to Page F16, which is the start of
`Element 1F.
` A. I'm there.
` Q. Was there anything with respect to Element
`1F -- I'm sorry. Strike that.
` Were you able to find all information
`related to the PM-565 that was pertinent to your
`analysis on Element 1F in the product literature?
` A. Yes, I was.
` Q. And was there anything from your inspection
`of the PM-565 that was different with respect to
`Element 1F?
` A. Nothing of note.
` Q. Turning to Element 1G.
` A. Um-hum.
` Q. Now, in Element 1G, your analysis relies
`upon a combination of the 565 with Glasson; correct?
` A. Correct.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 26 of 69 PageID #: 17008
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 82
` Q. In terms of the information from -- from
`the 565 that is pertinent to your analysis of
`Element 1G, were you able to find all of that in the
`product literature?
` A. With respect to that Element 1G, I was able
`to identify all the information that I needed for
`the -- for my analysis for the 565 from the product
`literature and then confirmed by inspection.
` Q. And was there anything from your inspection
`of the PM-565 that provided information that was
`different from what you had found in the product
`literature?
` A. Nothing of note related to that element.
` Q. Turning to Element 1H on Page F20. Are you
`with me?
` A. Yep.
` Q. And for Element 1H, your -- again, your
`analysis relies upon a combination of the 565 with
`information from Glasson. For this element, was all
`the information you relied upon concerning the
`PM-565 found in the product literature?
` A. In terms of the information for the 565 and
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 27 of 69 PageID #: 17009
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 83
`as it feeds into my analysis of this element, I was
`able to find that in the product literature and
`confirmed by inspection.
` Q. And was there anything from the inspection
`of the PM-565 that provided information different
`for Element 1H than what you'd already found in the
`product literature?
` A. Nothing of note as it relates to that
`element.
` Q. Turning to Claim 2 there on Page F20. I
`understand you -- your testimony was that you expect
`Dr. Sorini is going to testify at trial with respect
`to Claim 2; is that right?
` A. That's correct.
` Q. But you also hold the opinions with respect
`to the invalidity of Claim 2; correct? They're your
`opinions as well?
` A. Correct.
` Q. Okay.
` For Claim 2, you are relying upon the
`combination of the PM-565 with Glasson; correct?
` A. Correct.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 28 of 69 PageID #: 17010
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 94
`to Claim 2, were you able to determine, from the
`product literature for the PM-565, that it had an
`electronic controller?
` MR. SMITH: Objection. Asked and answered.
` THE WITNESS: Yeah, I think we've been over
`that already, and we called out some language that
`is spelled out in the claim chart there.
` Q. (By Mr. Ainsworth) That wasn't really
`answering my question, Doctor.
` Yes or no. With respect to Claim 2, were
`you able to determine, from the product literature
`for the PM-565, that it had an electronic
`controller?
` MR. SMITH: Objection. Asked and answered.
` THE WITNESS: And the answer that I gave
`previously was that we have the service training
`meeting guide that identifies on-board computers
`and -- and a controller, and then we have the source
`code that -- that shows comments and metadata
`indicative of a controller as well.
` Q. (By Mr. Ainsworth) Okay.
` A. So the output of the product literature
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`
`www.DigitalEvidenceGroup.comDigital Evidence Group C'rt 2023
`
`202-232-0646
`
`
`
`Case 1:17-cv-00770-JDW Document 221-10 Filed 10/05/23 Page 29 of 69 PageID #: 17011
`
`8/16/2023
`
`Wirtgen America Inc. v. Caterpillar Inc.
`
`Joesph F. Rakow
`
`Page 95
`
`is -- is identified here in the claim chart.
` Q. Turning to Page 24, F24, Claim 5.
` For Claim 5, Doctor, do you maintain your
`opinion that Claim 5 is obvious o