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`Exhibit 87
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`Case 1:17-cv-00770-JDW Document 230-10 Filed 10/05/23 Page 2 of 23 PageID #: 24082
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`7/28/2023
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`Wirtgen America Inc. v. Caterpillar Inc.
`Confidential
`
`Paul Bartkowski
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`Page 1
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` IN THE UNITED STATES DISTRICT COURT
` FOR THE DISTRICT OF DELAWARE
`
`---------------------------------x
`WIRTGEN AMERICA, INC., :
` Plaintiff/Counterclaim-Deft. :
` V. : C.A. No.
`CATERPILLAR, INC., : 17-770-JDW-MPT
` Defendant/Counterclaim-Plf. :
`---------------------------------x
`
` CONFIDENTIAL
`
` VIDEOTAPED DEPOSITION OF PAUL BARTKOWSKI
` Friday, July 28, 2023
` 9:36 a.m. Eastern Daylight Time
`
`REPORTER: Sherry L. Brooks,
` Certified LiveNote Reporter
`______________________________________________________
` DIGITAL EVIDENCE GROUP
` 1730 M Street, NW, Suite 812
` Washington, D.C. 20036
` (202) 232-0646
`
`www.DigitalEvidenceGroup.com Digital Evidence Gorup C'rt 2023
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`202-232-0646
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`Page 7
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`12th.
` Q. And you brought these documents with you?
` A. Correct.
` Q. Have you ever prepared an expert report
`before?
` A. I have not appeared as an expert before.
`I've been involved in preparing expert reports as
`part of my practice.
` Q. What -- can you give -- let me withdraw
`that question.
` Can you summarize what the opinions are
`that you're providing in this matter?
` A. I think it's probably difficult to do so.
`It's a lengthy report. I would say that what I tried
`to do was provide a summary of what happened at the
`ITC, including an explanation of the procedures at
`the ITC and how that all fits together to form an
`understanding and provide an understanding of what
`happened between the parties in that proceeding as it
`relates to the current proceeding in Delaware.
` Q. So when you talk about a summary of what
`happened at the ITC, you effectively are summarizing
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`Page 9
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`your opinions?
` A. I'm hesitant to say yes or no without
`looking through it to see if I can find it, but that
`doesn't jump out as something that I specifically
`provided. I'll go ahead and answer the other
`question about an example of an opinion.
` In paragraph 200 after describing, you
`know, what amounted to a very lengthy procedural
`history at the ITC and at customs and -- basically
`that ended -- that procedural history ended with
`Caterpillar redesigning its products successfully, at
`least in customs' view, to avoid the infringement
`that was found at the ITC.
` In paragraph 200 as an example of an
`opinion is that Caterpillar's prompt and effective
`redesigns are also indicative of a party that
`vigorously presented meritorious defenses to
`infringement allegations (and infringement findings).
`That would be one example.
` Q. So your opinion is that because
`Caterpillar redesigned that they vigorously presented
`a meritorious defense to infringement?
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`Page 10
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` MR. LISTON: Object to the form.
` A. So the opinion says what it says and I
`would say that there also in that paragraph 200
`really correlates this opinion to prior opinions that
`relate to the defenses that were presented to the
`infringement allegations.
` I think that the -- the opinion here is
`more directed to the prompt and effective redesigns
`which customs confirmed were noninfringing and that I
`understand are not accused of infringement by -- by
`Wirtgen, and that is a meritorious defense to an
`infringement finding.
` So, in other words, the ITC made an
`infringement finding. Caterpillar promptly and
`effectively resigned, which I opine is indicative of
`a party that vigorously presented meritorious
`defenses to that infringement finding. The
`infringement allegations relate to the earlier
`defenses.
` Q. So you're adding flavor through expert
`opinion as to what Caterpillar did?
` MR. LISTON: Object to the form.
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` A. I don't know that I would characterize it
`exactly that way. I'm taking a lengthy and complex
`procedural history at the ITC and summarizing it and
`then providing opinions about what I'm seeing having
`dealt with too many to count ITC cases where I have
`seen cases litigated in different ways by different
`parties.
` I've seen different types of decisions
`rendered and then I'm rendering opinions based on
`what I've seen in analyzing that history.
` BY MR. YONAN:
` Q. What's the point of this opinion?
` MR. LISTON: Object to the form.
` A. I think I've answered that, is to provide
`an explanation of what happened in the ITC, to aid
`the factfinder in understanding what happened, and to
`provide my opinions of what I'm seeing having been
`involved in and read and studied, as I mentioned, too
`many cases to count at the ITC.
` BY MR. YONAN:
` Q. Well, is your opinion intended to help
`Caterpillar negate a willfulness allegation?
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` MR. LISTON: Object to the form.
` A. In terms of -- I understand that the
`report is effectively in response to allegations of
`willful infringement by Caterpillar including
`allegations that relate to the history and the
`underlying dispute at the ITC and how Caterpillar
`defended against that and comported itself in that
`case.
` BY MR. YONAN:
` Q. So the point of your report is to rebut
`allegations of willfulness being made by Wirtgen; is
`that right?
` MR. LISTON: Object to the form.
` A. I don't know that I would put it that way.
`I think that the report lays out its particular -- at
`least the particular request that was made of me.
`And I don't think it phrases it that way and I don't
`think that's the way I would exactly phrase it.
` It does, as I understand it, relate to
`allegations of willful infringement.
` BY MR. YONAN:
` Q. But you're not providing a rebuttal for
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` A. I don't know that I would exactly put it
`that way. I think what I said and what I think is
`accurate is paragraph 2 provides what I was asked to
`do. The -- and the substantive portion of the report
`does that, and I understand that it relates to
`allegations of willfulness.
` Whether the judge or a factfinder would
`find it -- that it satisfies the criteria that you
`mentioned is just not something that I've had an
`occasion to render an opinion on.
` BY MR. YONAN:
` Q. Are you putting yourself forward in this
`case as an expert on willfulness?
` A. I wouldn't put it that way. I would say
`that my background and the background that I'm
`relying on to, you know, create this report and
`present this report is one of a private attorney that
`has worked in the field of ITC section 337 litigation
`for quite some time.
` But also I've worked at the ITC. I've
`worked on the rules and regulations, which are quite
`convoluted, which can be difficult for even seasoned
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`Confidential
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`Paul Bartkowski
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`Page 15
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`patent attorneys and even some seasoned ITC
`litigators to understand, applying that background to
`the, you know, facts and procedural history of the
`case, to summarize and distill down what happened in
`that case in an effort to assist the factfinder in
`determining what happened as it relates to
`willfulness accusations.
` Q. So I didn't understand your answer and I
`don't think you're answering my question. Let me try
`to ask this differently.
` My understanding is you're putting (sic)
`yourself out in this case as an expert on ITC
`practice and procedure. Is my understanding
`incorrect?
` A. I think that's certainly part of it, yes.
` Q. What is the full scope of the expertise
`you intend to provide in this case?
` A. I'm struggling a little bit to craft that
`answer.
` Q. You don't know what you're an expert in?
`Is that what you're telling me?
` MR. LISTON: Object to the form.
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`Page 17
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`and answered.
` A. Yeah. I think I've answered that. And we
`could -- I suppose could look at the CV. I'm not
`exactly sure how -- what more you're looking for than
`what I just answered, but I'm happy to try.
` BY MR. YONAN:
` Q. Are you holding yourself out as an expert
`on ITC practice?
` A. I don't know that it's necessarily
`accurate to say that I'm holding myself out that way.
`I think it's a question for the judge to determine
`whether my background satisfies the criteria for me
`to give opinion testimony on particular areas.
` I certainly relied on my expertise in ITC
`practice and procedure in crafting this report and I
`believe that I meet that criteria.
` Q. Are you holding yourself out as an expert
`on ITC procedure?
` A. I think it's the same answer. I included
`that in my prior answer, but I think it's the same
`answer.
` Q. Are you holding yourself out as an expert
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`Page 20
` Q. Look at the first page. It says Rebuttal
`Expert Report.
` Do you see that?
` A. I do.
` Q. Whose expert report are you rebutting?
` A. This relates a little bit to what we were
`just discussing. It doesn't respond to a particular
`expert but rather provides -- you know, the report is
`provided in response to allegations of willful
`infringement.
` Q. Who specifically are you rebutting from
`the Wirtgen side?
` A. I don't know that I have a name for you.
` Q. You don't know whose expert report from
`the Wirtgen side you're rebutting?
` A. No. I just answered that. So the report
`is styled as a rebuttal because it is part of and
`provided to -- part of a response and provided to
`respond to allegations of willful infringement.
` Q. Which expert from Wirtgen made the
`allegations of willful infringement that you're
`rebutting?
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`Page 21
` A. I think I've answered that. There's no
`specific expert report that this responds to.
` Q. How can it be a rebuttal report if it's
`not responding to a specific report submitted by
`Wirtgen?
` MR. LISTON: Object to the form.
` A. I can provide my understanding of that,
`but ultimately that's going to be, I think, a
`question for the judge, which is -- it's styled as a
`rebuttal report because of the burdens of proof
`regarding infringement, willful infringement, and
`responses thereto.
` Here this report is part of and will, as I
`understand it, be used to assess Wirtgen's claims of
`willful infringement on which Wirtgen bears the
`burden, which then, as I understand it, makes it
`appropriate to address that in a rebuttal expert
`report from Caterpillar.
` BY MR. YONAN:
` Q. So that's your belief as to why this is
`captioned as a rebuttal report, what you just
`explained?
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`Paul Bartkowski
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`Page 34
` Have you ever been an expert in a case
`before?
` A. No.
` Q. And not certainly then it goes for your
`ITC expertise or 337 expert?
` A. That's correct. This is my first expert
`report that's drafted and submitted in my name.
` Q. When were you first contacted by
`Caterpillar?
` A. I don't have the date.
` Q. Generally?
` A. I think it was perhaps early spring.
` Q. Of last year?
` A. I'm sorry. No, early spring of 2023.
` Q. And what did they ask you to do?
` A. At that time I presume the first thing
`they asked -- it's been a while -- I presume the
`first thing they asked me to do would be to run
`conflicts.
` Q. And what did -- what did they want you to
`provide an expert opinion on?
` MR. LISTON: Object to the extent it calls
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`Page 35
`for privileged information, but you can answer to the
`extent that it doesn't.
` A. I want to just be clear. So I testified
`that my recollection is that the first contact was
`sometime in early spring. Ultimately, what they
`asked me to submit a report on is described in
`paragraph 2.
` I just don't recall whether that request
`was -- really when that specific request was made.
`But in terms of what they asked me do, I summarize
`that in paragraph 2.
` BY MR. YONAN:
` Q. In paragraph 2, you used the words "area
`of technical expertise."
` Do you see that?
` A. Yes.
` Q. You're not providing any expert opinions
`on the technical aspects of this dispute, are you,
`the substantive technical patent aspects?
` A. I don't think that's the right reading of
`that -- of that phrase. I do happen to have a
`background in chemical engineering. I do happen to
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`Paul Bartkowski
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`Page 36
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`be a patent attorney, and I do happen to have
`technical expertise.
` But that's not the right reading of that
`particular phrasing, which I think focuses on the
`expertise, including the practices and procedures of
`the International Trade Commission.
` Q. Okay. You've read a lot of the prior art
`from the 1067 investigation, right?
` A. I've certainly reviewed it and that's
`reflected in the materials reviewed in the report,
`yes.
` Q. Right. These were materials you
`considered, right?
` A. Correct. Yes.
` Q. You're not providing any opinions
`regarding any of those technical references, are you?
` A. Regarding is a broad term. The report
`does not get into the substantive disputes regarding
`individual issues within the case such as invalidity
`and whether a certain patent does or does not
`disclose, for example, a feature of the asserted
`claims.
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`Page 48
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`Are you with me?
` A. I'm following, yes.
` Q. In your expert opinion, is waiting to file
`a 177 proceeding for 15 months prompt?
` MR. LISTON: Object to the form.
` A. There's a -- there's a few things that
`impact that. The first is that in order to present
`and have customs rule on a redesign you need to have
`-- you need to plan an importation of the actual
`product.
` In other words, customs as a practice
`doesn't issue what we might call advisory decisions
`or decisions on hypothetical products that might or
`might not be imported.
` If you couple that with the size, the
`complexity, and the cost and really the limited
`number of these machines that exist in the United
`States when contrasted to something like a routine
`consumer product, I think it is a prompt redesign,
`which is informed, too, by the fact that it was
`effective.
` To come up with a prompt redesign that
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`Page 49
`doesn't work in a complex machine wouldn't be -- it
`wouldn't be better than taking the time to make the
`changes that are necessary to avoid infringement in
`as expeditious a manner as a party can do.
` My assessment of this record, including
`the factors that I just -- that I just enunciated,
`yeah, I think that that's certainly consistent with a
`prompt and effective redesign.
` BY MR. YONAN:
` Q. So 15 months -- waiting to file a 177
`proceeding after 15 months is prompt, in your
`opinion?
` MR. LISTON: Object to the form.
` A. Yeah. So the waiting to file is something
`that I think I'd have to disagree with because it
`suggests that they could have filed in month zero or
`month one, and I don't have an understanding that
`that was the case.
` Instead, what I've seen, what I've
`reviewed suggests that they took the time to redesign
`the actual machines, get ready to import them, and
`then promptly took those redesigns to customs who
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`Paul Bartkowski
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`Page 79
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`Caterpillar filed against it?
` MR. LISTON: Object to the form.
` A. I believe that that case, too, had a bit
`of a mixed result with either side prevailing on
`certain aspects of the case and not prevailing on
`others. I'm not sure that I'm exactly following.
` BY MR. YONAN:
` Q. Sitting here today, Wirtgen has no
`exclusion order entered against it, correct?
` A. I'd honestly have to -- I don't know that
`I could categorically agree with that without going
`back to the record of that particular case.
` My focus was more on the Caterpillar case,
`but perhaps there's a -- yeah. I don't know that I
`can agree with you just sitting here right here
`today. There's been a lot that I've reviewed.
` Q. So you don't know what happened,
`ultimately, in the 1088 investigation, the
`retaliatory investigation filed by Caterpillar
`against Wirtgen?
` MR. LISTON: Object to the form.
` A. I think -- I have to say I don't know. I
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`Case 1:17-cv-00770-JDW Document 230-10 Filed 10/05/23 Page 19 of 23 PageID #: 24099
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`7/28/2023
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`Wirtgen America Inc. v. Caterpillar Inc.
`Confidential
`
`Paul Bartkowski
`
`Page 80
`think what I said was just sitting here today do I
`immediately recall the procedural result of that
`case. It looks like footnote 13 on page 54 might
`answer that. Give me a moment. I'll take a look.
` Yeah, what I see in footnote 13 is all but
`one of Caterpillar's asserted claims were withdrawn,
`found not infringed, and/or found invalid. That's
`what I was recalling. I honestly don't recall what
`happened with that one claim. I would need to check
`the record.
` BY MR. YONAN:
` Q. Are you aware of an IPR invalidating that
`one claim as part of many?
` MR. LISTON: Object to the form.
` A. Sitting here today, I remember looking
`through some IPR proceedings. But no -- I'm not sure
`if that's exactly what happened to that one claim or
`not. I just don't recall.
` BY MR. YONAN:
` Q. The focus of your analysis was not on what
`Caterpillar did to Wirtgen, right? It was what
`Wirtgen did to Caterpillar by way of litigation in
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`Case 1:17-cv-00770-JDW Document 230-10 Filed 10/05/23 Page 20 of 23 PageID #: 24100
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`Wirtgen America Inc. v. Caterpillar Inc.
`Confidential
`
`Paul Bartkowski
`
`Page 81
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`the ITC?
` A. Yeah. I might -- I wouldn't use the words
`what they did to each other, but the focus -- the
`majority of the effort I put into reviewing their
`records was -- it was certainly on the offensive case
`brought by Wirtgen against Caterpillar, which I think
`is the 1067 case.
` Q. Why didn't you look at the other side of
`it, the Caterpillar side of it?
` A. Well, as I said, I did look at it. What
`I'm saying is that the bulk of the analysis was
`related to the 1067 case, the offensive case, brought
`by Wirtgen.
` MR. YONAN: Is this a good opportunity for
`a break? Let's go off the record.
` THE VIDEOGRAPHER: Okay. The time is
`11:29 a.m. We're going off the record.
` (A break was taken.)
` THE VIDEOGRAPHER: The time is 11:40 a.m.
`We're back on the record.
` BY MR. YONAN:
` Q. Exhibit 1 we've been talking about at
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`Case 1:17-cv-00770-JDW Document 230-10 Filed 10/05/23 Page 21 of 23 PageID #: 24101
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`Wirtgen America Inc. v. Caterpillar Inc.
`Confidential
`
`Paul Bartkowski
`
`Page 101
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` CERTIFICATE OF NOTARY PUBLIC
` I, SHERRY L. BROOKS, the officer before
`whom the foregoing deposition was taken, do hereby
`certify that the witness whose testimony appears in
`the foregoing deposition was duly sworn by me; that
`the testimony of said witness was taken by me in
`stenotype and thereafter reduced to typewriting under
`my direction; that said deposition is a true record
`of the testimony given by said witness; that I am
`neither counsel for, related to, nor employed by and
`of the parties to the action in which this deposition
`was taken; and, further, that I am not a relative or
`employee of any counsel or attorney employed by the
`parties hereto, nor financially or otherwise
`interested in the outcome of this action.
`
` SHERRY L. BROOKS
` Notary Public in and for
` District of Columbia
`
`My commission expires: November 30, 2025
`
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`202-232-0646
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`
`Case 1:17-cv-00770-JDW Document 230-10 Filed 10/05/23 Page 22 of 23 PageID #: 24102
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`Wirtgen America Inc. v. Caterpillar Inc.
`Confidential
`
`Paul Bartkowski
`
`Page 103
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` Digital Evidence Group, L.L.C.
` 1730 M Street, NW, Suite 812
` Washington, D.C. 20036
` (202) 232-0646
`
` SIGNATURE PAGE
` Case: Wirtgen America Inc. v. Caterpillar Inc.
` Witness Name: Paul Bartkowski
` Deposition Date: July 28, 2023
`
` I do hereby acknowledge that I have read
` and examined the foregoing pages
` of the transcript of my deposition and that:
`
` (Check appropriate box):
` ( ) The same is a true, correct and
` complete transcription of the answers given by
` me to the questions therein recorded.
` ( ) Except for the changes noted in the
` attached Errata Sheet, the same is a true,
` correct and complete transcription of the
` answers given by me to the questions therein
` recorded.
`
` _____________ _________________________
` DATE WITNESS SIGNATURE
`
`
`
` _____________ __________________________
` DATE NOTARY
`
`www.DigitalEvidenceGroup.com Digital Evidence Gorup C'rt 2023
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`Case 1:17-cv-00770-JDW Document 230-10 Filed 10/05/23 Page 23 of 23 PageID #: 24103
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`7/28/2023
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`Wirtgen America Inc. v. Caterpillar Inc.
`Confidential
`
`Paul Bartkowski
`
`Page 104
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` Digital Evidence Group, LLC
` 1730 M Street, NW, Suite 812
` Washington, D.C. 20036
` (202)232-0646
`
` ERRATA SHEET
`
` Case: Wirtgen America Inc. v. Caterpillar Inc.
` Witness Name: Paul Bartkowski
` Deposition Date: July 28, 2023
` Page No. Line No. Change
`
`
`
`
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`
`
`
`
` ___________________________ _____________
` Signature Date
`
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