`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
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`C.A. No. 17-770-JDW
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`JURY TRIAL DEMANDED
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`)))))))))
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`WIRTGEN AMERICA, INC.,
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`Plaintiff,
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`v.
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`CATERPILLAR INC.,
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`Defendant.
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`DECLARATION OF LUCY YEN IN SUPPORT OF CATERPILLAR INC.’S
`MOTIONS TO EXCLUDE CERTAIN EXPERT TESTIMONY AND FOR
`SUMMARY JUDGMENT
`
`Bindu A. Palapura (#5370)
`Andrew L. Brown (#6766)
`POTTER ANDERSON & CORROON LLP
`Hercules Plaza, 6th Floor
`1313 N. Market Street
`Wilmington, DE 19801
`Tel: (302) 984-6000
`bpalapura@potteranderson.com
`abrown@potteranderson.com
`
`Attorneys for Defendant Caterpillar Inc.
`
`OF COUNSEL:
`
`James C. Yoon
`Christopher D. Mays
`WILSON SONSINI GOODRICH & ROSATI, P.C.
`650 Page Mill Road
`Palo Alto, CA 94304
`Telephone: (650) 493-9300
`
`Ryan R. Smith
`WILSON SONSINI GOODRICH & ROSATI, P.C.
`701 Fifth Avenue, Suite 5100
`Seattle, WA 98104
`Telephone: (206) 883-2500
`
`Lucy Yen
`WILSON SONSINI GOODRICH & ROSATI, P.C.
`1301 Avenue of the Americas, 40th Floor
`New York, NY 10019
`Telephone: (212) 999-5800
`
`Dated: October 5, 2023
`11096989/11898.00005
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`PUBLIC VERSION
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`Public Version Dated: October 25, 2023
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`
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`Case 1:17-cv-00770-JDW Document 249 Filed 10/25/23 Page 2 of 4 PageID #: 25025
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`I, Lucy Yen, declare as follows:
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`1.
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`I am an attorney admitted to this Court pro hac vice and admitted to practice in
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`New York, California, and the District of Columbia. I am a Partner at the law firm of Wilson
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`Sonsini Goodrich and Rosati, counsel for Plaintiff Caterpillar Inc. (“Caterpillar”) in the above-
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`captioned matter. I provide this declaration in support of Caterpillar’s Motions to Exclude
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`Certain Expert Testimony and for Summary Judgment. Unless otherwise indicated below, the
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`statements in this declaration are based on my personal knowledge and my review of the
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`documents cited herein. If called to testify as a witness, I could and would competently do so
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`under oath.
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`2.
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`Attached hereto as Exhibit 1 is a true and correct copy of excerpts to the Opening
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`Expert Report of Dr. Pallavi Seth, dated May 19, 2023. [FILED UNDER SEAL].
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`3.
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`Attached hereto as Exhibit 2 is a true and correct copy of excerpts to the
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`Deposition Transcript of Pallavi Seth, Ph.D., taken August 4, 2023.
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`4.
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`Attached hereto as Exhibit 3 is a true and correct copy of excerpts to the Reply
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`Expert Report of Dr. Pallavi Seth, dated July 7, 2023. [FILED UNDER SEAL].
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`5.
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`Attached hereto as Exhibit 4 is a true and correct copy of the Errata for the
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`8/4/2023 Deposition of Dr. Pallavi Seth, dated September 14, 2023. [FILED UNDER SEAL].
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`6.
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`Attached hereto as Exhibit 5 is a true and correct copy of excerpts to the Expert
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`Rebuttal Report of Brett L. Reed, dated June 16, 2023. [FILED UNDER SEAL].
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`7.
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`Attached hereto as Exhibit 6 is a true and correct copy of the Patent Assignment
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`to Application No. 15,409,670 designated Exhibit 7 to the 3/22/2023 Deposition of Brad
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`McKinney.
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`
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`Case 1:17-cv-00770-JDW Document 249 Filed 10/25/23 Page 3 of 4 PageID #: 25026
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`8.
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`Attached hereto as Exhibit 7 is a true and correct copy of the Patent Assignment
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`to Application No. 17,313,337 designated Exhibit 25 to the 3/22/2023 Deposition of Brad
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`McKinney.
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`9.
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`Attached hereto as Exhibit 8 is a true and correct copy of excerpts to the Initial
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`Expert Report of Dr. John Meyer, dated May 19, 2023. [FILED UNDER SEAL].
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`10.
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`Attached hereto as Exhibit 9 is a true and correct copy of excerpts to the
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`Deposition Transcript of John Meyer, Ph.D., taken August 17, 2023.
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`11.
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`Attached hereto as Exhibit 10 is a true and correct copy of excerpts to the Initial
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`Expert Report of Dr. John H. Lumkes, dated May 18, 2023. [FILED UNDER SEAL].
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`12.
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`Attached hereto as Exhibit 11 is a true and correct copy of excerpts to the
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`Deposition Transcript of Dr. John Lumkes, taken August 11, 2023.
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`13.
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`Attached hereto as Exhibit 12 is a true and correct copy of excerpts to the Initial
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`Expert Report of Dr. Christopher Rahn, dated May 19, 2023. [FILED UNDER SEAL].
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`14.
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`Attached hereto as Exhibit 13 is a true and correct copy of excerpts to Appendix
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`D to the Initial Expert Report of Dr. John Meyer, dated May 19, 2023. [FILED UNDER
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`SEAL].
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`15.
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`Attached hereto as Exhibit 14 is a true and correct copy of excerpts to Appendix
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`E to the Initial Expert Report of Dr. John Meyer, dated May 19, 2023. [FILED UNDER SEAL].
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`16.
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`Attached hereto as Exhibit 15 is a true and correct copy of excerpts to Ex. 257 to
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`the Deposition Transcript of John Meyer, Ph.D., taken August 17, 2023, bearing bates numbers
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`CAT-770_002046. [FILED UNDER SEAL].
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`2
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`
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`Case 1:17-cv-00770-JDW Document 249 Filed 10/25/23 Page 4 of 4 PageID #: 25027
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`17.
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`Attached hereto as Exhibit 16 is a true and correct copy of excerpts to the
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`Rebuttal Expert Report of Joseph Rakow, Ph.D., P.E., F.A.S.M.E., dated June 16, 2023. [FILED
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`UNDER SEAL].
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`18.
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`Attached hereto as Exhibit 17 is a true and correct copy of excerpts to the Reply
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`Expert Report of Dr. John H. Lumkes, dated July 7, 2023. [FILED UNDER SEAL].
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`19.
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`Attached hereto as Exhibit 18 is a true and correct copy of excerpts to the
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`Deposition Transcript of Eric Engelmann Volume I of II, taken March 16, 2023. [FILED
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`UNDER SEAL].
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`20.
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`Attached hereto as Exhibit 19 is a true and correct copy of excerpts to the
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`Opening Expert Report of Dr. Ricardo Valerdi Regarding Source Code, dated May 19, 2023.
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`[FILED UNDER SEAL].
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`21.
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`Attached hereto as Exhibit 20 is a true and correct copy of excerpts to the
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`Deposition Transcript of Christopher David Rahn, Ph.D., taken August 14, 2023. [FILED
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`UNDER SEAL].
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`22.
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`Attached hereto as Exhibit 21 is a true and correct copy of excerpts to the
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`30(b)(6) Deposition Transcript of Jan Schmidt, taken March 29, 2023. [FILED UNDER SEAL].
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`I declare under penalty of perjury under the laws of the United States that the foregoing is
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`true and correct to the best of my knowledge and belief after reasonable investigation. Executed
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`this 5th day of October 2023 in New York, New York.
`
` /s/ Lucy Yen
`Lucy Yen
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`3
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