`Case 1:17-cv-00770-JDW Document 268-3 Filed 11/08/23 Page 1 of 4 PagelD #: 29431
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`EXHIBIT 10
`EXHIBIT 10
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`Case 1:17-cv-00770-JDW Document 268-3 Filed 11/08/23 Page 2 of 4 PageID #: 29432
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`HIGHLY CONFIDENTIAL—SUBJECT TO PROTECTIVE ORDER
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`IN THE UNITED STATES DISTRICT COURT
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`BEFORE THE
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`THE DISTRICT OF DELAWARE
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`WIRTGEN AMERICA, INC.
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`Plaintiff
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`v.
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`CATERPILLAR, INC.
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`Defendant
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`C.A. No. 17-770-JDW
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`
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`
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`EXPERT REPOR T OF
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`DR. PALLAVI SETH
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`ON BEHALF OF
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`WIRTGEN AMERICA, INC.
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`
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`
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`M AY 1 9, 20 23
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`
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`Case 1:17-cv-00770-JDW Document 268-3 Filed 11/08/23 Page 3 of 4 PageID #: 29433
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`HIGHLY CONFIDENTIAL—SUBJECT TO PROTECTIVE ORDER
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`[H]: Unique values in column [G].
`[7]: Sum of [H].
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`TABLE 8: APPORTIONED SURPLUS VALUE, LARGE ACCUSED PRODUCTS
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`Scenario
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`Large, Four‐Way
`Floating
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`Large, Original Driving
`Backwards
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`Large, Path
`Measurement
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`Large, Sensor Switching
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`[A]
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`[B]
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`[C]
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`[D]
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`Large, Vibration
`Mounting and Parallel
`to Surface
`[E]
`
`Wirtgen's Lost Profits
`Caterpillar's Accused Profits
`Surplus
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`[1]
`[2]
`[3]
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`Patent
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`Joint Surplus Value
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`Apportionment Rate
`
`Apportioned Joint
`Surplus Value
`
`Bargaining Split
`
`Apportioned Joint
`Surplus Value Allocated
`to Wirtgen
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`Apportioned Joint
`Surplus Value
`Allocated to Wirtgen,
`Family‐Level
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`[F]
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`[G]
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`[H]: [F]x[G]
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`[I]
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`[J]: [F]x[I]
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`[K]
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`Four‐way Full Floating Family
`7,828,309
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`Driving Backwards Family
`7,530,641
`Path Measurement Family
`9,656,530
`Sensor Switching Family
`7,946,788
`8,690,474
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`Vibration Mounting Family
`RE48,268
`Parallel to Surface Family
`8,424,972
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`[4]
`
`[5]
`
`[6]
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`[7]
`[8]
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`[9]
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`[10]
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`Total ‐ All Asserted Patent Families
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`[11]
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`Sources and Notes:
`Joint surplus values for each patent are calculated with reference to the Accused Products that are
`alleged to infringe that patent. See, Appendix D for details around the different royalty bases I
`consider.
`[1]:
`
`[A]: See, Exhibit 5, cell [X][58].
`[B]: See, Exhibit 5, cell [AB][58].
`[C]: See, Exhibit 5, cell [AF][58].
`[D]: See, Exhibit 5, cell [AJ][58].
`[C]: See, Exhibit 5, cell [AN][58].
`
`[2]:
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`[A]: See, Exhibit 5, cell [AA][58].
`[B]: See, Exhibit 5, cell [AE][58].
`[C]: See, Exhibit 5, cell [AI][58].
`[D]: See, Exhibit 5, cell [AM][58].
`[C]: See, Exhibit 5, cell [AQ][58].
`[3]: [2]-[1].
`[F]:
`
`[4]: [3][A].
`[5]: [3][B].
`[6]: [3][C].
`[7]-[8]: [3][D].
`[9]-[10]: [3][E].
`[G]: See Table A.15.
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`Expert Report of Pallavi Seth, Ph.D.
`C.A. No. 17-770-JDW
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`| Page 86 of 128
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`Case 1:17-cv-00770-JDW Document 268-3 Filed 11/08/23 Page 4 of 4 PageID #: 29434
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`HIGHLY CONFIDENTIAL—SUBJECT TO PROTECTIVE ORDER
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`the sale of Accused Products, Wirtgen is entitled to a reasonable royalty rate of at least 31.6
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`percent, and potentially up to 40.7 percent, of revenues from the sale of Accused Products.361
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`This rate considers, among other things, both Wirtgen’s loss of market profits and the portion of
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`the value created by Caterpillar’s products that can be attributed to the Asserted Patents.
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`Respectfully Submitted,
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`Pallavi Seth, Ph.D.
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`361 See, Table 9, row [14].
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`Expert Report of Pallavi Seth, Ph.D.
`C.A. No. 17-770-JDW
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`| Page 91 of 128
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