`Case 1:17-cv-00770-JDW Document 305-1 Filed 02/02/24 Page 1 of 9 PagelD #: 30329
`
`EXHIBIT 1
`EXHIBIT 1
`
`
`
`Case 1:17-cv-00770-JDW Document 305-1 Filed 02/02/24 Page 2 of 9 PageID #: 30330
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`
`
`
`C.A. No. 17-770-RGA
`
`
`JURY TRIAL DEMANDED
`
`
`
`
`
`
`WIRTGEN AMERICA, INC.,
`
`
`
`
`
`
`
`Plaintiff/Counterclaim-Defendant,
`
`
`
`
`
`
`v.
`
`
`
`
`
`
`
`
`
`
`
`
`CATERPILLAR INC.,
`
`
`
`
`
`
`
`
`
`
`
`Defendant/Counterclaim-Plaintiff.
`
`
`)
`)
`)
`)
`)
`)
`)
`)
`)
`
`
`PLAINTIFF/COUNTERCLAIM-DEFENDANT WIRTGEN AMERICA, INC.’S
`RESPONSES AND OBJECTIONS TO DEFENDANT/COUNTERCLAIM-PLAINTIFF
`CATERPILLAR INC.’S FIRST SET OF REQUESTS FOR PRODUCTION (NOS. 1-91)
`
`
`Pursuant to Federal Rules of Civil Procedure 26 and 34 (each, a “Rule”) and D. Del. LR
`
`
`
`26.1, and in accordance with this Court’s Scheduling Order (see D.I. 28), Plaintiff/Counterclaim-
`
`Defendant Wirtgen America, Inc. (“Plaintiff” or “Wirtgen America”) hereby submits its responses
`
`and objections
`
`to Defendant/Counterclaim-Plaintiff Caterpillar
`
`Inc.’s
`
`(“Defendant” or
`
`“Caterpillar”) First Set of Requests for Production (Nos. 1-91) (each, a “Request”) as follows:
`
`RESERVATION OF RIGHTS
`
`Wirtgen America’s responses and objections to the Requests are based on information now
`
`reasonably available to Wirtgen America and Wirtgen America’s interpretation of the Requests,
`
`and represent Wirtgen America’s good-faith, diligent effort to identify and produce documents
`
`that it reasonably believes to be required under Rule 26 and 34. Wirtgen America also expressly
`
`reserves the right to rely upon additional information as it becomes reasonably available through
`
`discovery or otherwise, pursuant to Rule 26(e). Specifically, Wirtgen America expressly reserves
`
`the right to modify, amend, supplement, and/or correct the responses and objections, as
`
`information becomes reasonably available, Wirtgen America’s investigation continues, the case
`
`1
`
`
`
`Case 1:17-cv-00770-JDW Document 305-1 Filed 02/02/24 Page 3 of 9 PageID #: 30331
`
`cumulative or duplicative of subject matter sought in other Requests.
`
`Wirtgen America objects to this Request to the extent it seeks information from “[a]ll”
`
`documents that are “relating to” Wirtgen America’s “Board of Director meetings” that “relate to”
`
`Wirtgen America’s asserted patents, without regard for irrelevance, inordinate volume, unbounded
`
`time, overbreadth, undue burden, and/or prejudice. Wirtgen America also objects to this Request
`
`to the extent that it seeks information of legal entities and related companies whose documents are
`
`not in Wirtgen America’s custody, control, or possession. Wirtgen America further objects to this
`
`request to the extent it seeks information from “any” license negotiations or discussions, “any”
`
`foreign action against Caterpillar or its foreign entities, or “any” action “involving” Wirtgen
`
`America’s asserted patents, without regard for irrelevance, inordinate volume, unbounded time,
`
`overbreadth, undue burden, and/or prejudice. Wirtgen America objects to this Request as vague,
`
`ambiguous, indefinite, and unclear at least to the terms “Board of Directors” and “foreign entities,”
`
`as used in this Request.
`
` Subject to and without waiving these objections, Wirtgen America will produce relevant,
`
`non-privileged documents that are responsive to this Request, to the extent they exist within
`
`Wirtgen America’s possession, custody, or control, and can be located after a reasonable search.
`
`
`
`REQUEST FOR PRODUCTION NO. 3:
`
`All Documents related to Wirtgen America’s Asserted Patents, including but not limited to:
`
`a. the ownership, title, transfer, or assignment of any interest in Wirtgen America’s Asserted
`
`Patents;
`
`b. development of the subject matter of Wirtgen America’s Asserted Patents;
`
`c. filing and prosecution of patent applications underlying or related to Wirtgen America’s
`
`12
`
`
`
`Case 1:17-cv-00770-JDW Document 305-1 Filed 02/02/24 Page 4 of 9 PageID #: 30332
`
`Asserted Patents;
`
`d. any obligation of inventor(s) and/or assignee(s) to cooperate or provide Information
`
`relating to Wirtgen America’s Asserted Patents; and
`
`e. communications with any other Person about any of Wirtgen America’s Asserted Patents
`
`or the subject matter claimed therein, including all related applications of Wirtgen
`
`America’s Asserted Patents.
`
`RESPONSE:
`
`Wirtgen America objects to this Request for the reasons set forth in the General Objections,
`
`specifically incorporating all of its General Objections and reservation of rights as if specifically
`
`set forth herein.
`
`Wirtgen America specifically objects to this Request to the extent it seeks information that
`
`is not relevant to any claim or defense of any party and/or that is not proportional to the needs of
`
`the case. Wirtgen America objects to this Request to the extent it seeks confidential information,
`
`as defined and set forth in the Stipulated Amended Protective Order (see D.I. 61), and to the extent
`
`it seeks information that is covered by any applicable privilege or immunity that limits discovery.
`
`Wirtgen America did not develop the subject matter of Wirtgen America’s Asserted
`
`Patents, nor did it file or prosecute the patent applications underlying or relating to Wirtgen
`
`America’s Asserted Patents. Wirtgen America objects to this Request to the extent that the
`
`information sought is publicly available, is equally accessible to Caterpillar as it is to Wirtgen
`
`America, and/or is unreasonably cumulative or duplicative of subject matter sought in other
`
`Requests or in other required disclosures set forth in the Scheduling Order (see D.I. 28), including
`
`the Patent Disclosures (see D.I. 28, at 4-5 (¶3(h)(ii)).
`
`Wirtgen America objects to this Request to the extent it seeks information from “[a]ll”
`
`13
`
`
`
`Case 1:17-cv-00770-JDW Document 305-1 Filed 02/02/24 Page 5 of 9 PageID #: 30333
`
`documents that are “related to” Wirtgen America’s asserted patents “including but not limited to”
`
`the categories of subject matter set forth in the Request, including at least the filing and prosecution
`
`of patent applications “underlying or related to” Wirtgen America’s asserted patents, “any”
`
`obligation of inventor(s) and/or assignee(s) to provide “Information” “relating to” Wirtgen
`
`America’s asserted patents, and “communications” with “any other Person about any” of “the
`
`subject matter claimed” in Wirtgen America’s asserts patents, such as “all related applications” of
`
`Wirtgen America’s asserted patents without regard for irrelevance, inordinate volume, unbounded
`
`time, overbreadth, undue burden, and/or prejudice. Wirtgen America objects to this Request as
`
`vague, ambiguous, indefinite, and unclear at least to the terms and phrases “development,” “subject
`
`matter,” “obligation,” “cooperate or provide,” and “related applications,” as used in this Request.
`
`Wirtgen America did not engage or participate in, nor has it engaged or participated in, the
`
`development of the subject matter of Wirtgen America’s asserted patents, nor did it file or
`
`prosecute the patent applications underlying or relating to Wirtgen America’s asserted patents.
`
`Notwithstanding the foregoing, subject to and without waiving these objections, Wirtgen America
`
`will produce relevant, non-privileged documents that are responsive to this Request, to the extent
`
`they exist within Wirtgen America’s possession, custody, or control, and can be located after a
`
`reasonable search.
`
`
`
`REQUEST FOR PRODUCTION NO. 4:
`
`Documents sufficient to describe or reflect the names, positions, titles, duties, and reporting
`
`relationships of any of Your officers, employees, and other personnel (including any named
`
`inventors of Wirtgen America’s Asserted Patents) with responsibility for the design, development,
`
`testing, manufacture, operation, distribution, importation, sale, licensing, and marketing of any
`
`14
`
`
`
`Case 1:17-cv-00770-JDW Document 305-1 Filed 02/02/24 Page 6 of 9 PageID #: 30334
`
`products, methods, or intellectual property that embody, fall within the scope of, or are practiced
`
`in accordance with any subject matter disclosed or claimed in Wirtgen America’s Asserted Patents.
`
`RESPONSE:
`
`Wirtgen America objects to this Request for the reasons set forth in the General Objections,
`
`specifically incorporating all of its General Objections and reservation of rights as if specifically
`
`set forth herein.
`
`Wirtgen America specifically objects to this Request to the extent it seeks information that
`
`is not relevant to any claim or defense of any party and/or that is not proportional to the needs of
`
`the case. Wirtgen America objects to this Request to the extent it seeks confidential information,
`
`as defined and set forth in the Stipulated Amended Protective Order (see D.I. 61), and to the extent
`
`it seeks information that is covered by any applicable privilege or immunity that limits discovery.
`
`Wirtgen America objects to this Request to the extent it seeks information from “any”
`
`products, methods, or intellectual property “that embody, fall within the scope of, or are practiced
`
`in accordance with any subject matter disclosed or claimed in” Wirtgen America’s asserted
`
`patents, without regard for irrelevance, inordinate volume, unbounded time, overbreadth, undue
`
`burden, and/or prejudice. Wirtgen America objects to this Request as vague, ambiguous, indefinite,
`
`and unclear at least to the terms and phrases “other personnel,” “development,” “responsibility,”
`
`“testing,” “embody,” “fall within the scope of,” and “or are practiced in accordance with any
`
`subject matter disclosed or claimed” in Wirtgen America’s asserted patents, as used in this
`
`Request. Wirtgen America objects to this Request to the extent it seeks to require Wirtgen America
`
`to draw legal conclusions and/or make legal determinations regarding the scope of Wirtgen
`
`America’s patents, as conveyed by Caterpillar’s Request to disclose “intellectual property that
`
`embody, fall within the scope of, or are practiced in accordance with any subject matter disclosed
`
`15
`
`
`
`Case 1:17-cv-00770-JDW Document 305-1 Filed 02/02/24 Page 7 of 9 PageID #: 30335
`
`or claimed in” Wirtgen America’s asserted patent.
`
`Wirtgen America did not engage or participate in, nor has it engaged or participated in, the
`
`design, development, or testing of any Wirtgen America products, methods, or intellectual
`
`property of Wirtgen America’s asserted patents. Notwithstanding the foregoing, subject to and
`
`without waiving these objections, Wirtgen America will produce relevant, non-privileged
`
`documents that are responsive to this Request, to the extent they exist within Wirtgen America’s
`
`possession, custody, or control, and can be located after a reasonable search.
`
`
`
`REQUEST FOR PRODUCTION NO. 5:
`
`All Documents related to the prosecution of the applications that issued as Wirtgen
`
`America’s Asserted Patents or relating to the prosecution of any related patent or application.
`
`RESPONSE:
`
`Wirtgen America objects to this Request for the reasons set forth in the General Objections,
`
`specifically incorporating all of its General Objections and reservation of rights as if specifically
`
`set forth herein.
`
`Wirtgen America specifically objects to this Request to the extent it seeks information that
`
`is not relevant to any claim or defense of any party and/or that is not proportional to the needs of
`
`the case. Wirtgen America objects to this Request to the extent it seeks confidential information,
`
`as defined and set forth in the Stipulated Amended Protective Order (see D.I. 61), and to the extent
`
`it seeks information that is covered by any applicable privilege or immunity that limits discovery.
`
`Wirtgen America objects to this Request to the extent that the information sought is
`
`publicly available, is equally accessible to Caterpillar as it is to Wirtgen America, and/or is
`
`unreasonably cumulative or duplicative of subject matter sought in other Requests, or is or has
`
`16
`
`
`
`Case 1:17-cv-00770-JDW Document 305-1 Filed 02/02/24 Page 8 of 9 PageID #: 30336
`
`Wirtgen America further objects to this Request to the extent it seeks entry upon land for
`
`“inspecting, photographing, and/or videotaping all equipment” or “all equipment and facilities”
`
`used with the accused Wirtgen America products, without regard for irrelevance, inordinate
`
`volume, unbounded time, overbreadth, undue burden, and/or prejudice. Wirtgen America objects
`
`to this Request as vague, ambiguous, and unduly burdensome at least as to the terms and phrases
`
`“process and/or test,” “test, analyze, or inspect,” and “equipment,” as used in this Request.
`
`Subject to and without waiving these objections, Wirtgen America will meet and confer
`
`
`
`
`
`
`
`YOUNG CONAWAY STARGATT & TAYLOR, LLP
`
`/s/ Samantha G. Wilson
`Adam W. Poff (No. 3990)
`Samantha G. Wilson (No. 5816)
`Rodney Square
`1000 North King Street
`Wilmington, Delaware 19801
`(302) 571-6600
`apoff@ycst.com
`swilson@ycst.com
`
`Attorneys for Plaintiff Wirtgen America, Inc.
`
`with Caterpillar on this Request.
`
`Dated: December 20, 2021
`
`OF COUNSEL:
`
`Ryan D. Levy
`Seth R. Ogden
`William E. Sekyi
`Scott M. Douglass
`Dominic A. Rota
`Mark A. Kilgore
`John F. Triggs
`PATTERSON INTELLECTUAL PROPERTY LAW, P.C.
`1600 Division Street, Suite 500
`Nashville, Tennessee 37203
`(615) 242-2400
`rdl@iplawgroup.com
`sro@iplawgroup.com
`wes@iplawgroup.com
`smd@iplawgroup.com
`dar@iplawgroup.com
`mak@iplawgroup.com
`jft@iplawgroup.com
`
`Daniel E. Yonan
`Paul A. Ainsworth
`R. Wilson Powers III
`Kyle E. Conklin
`Deirdre M. Wells
`Joseph H. Kim
`STERNE, KESSLER, GOLDSTEIN & FOX, PLLC
`
`124
`
`
`
`Case 1:17-cv-00770-JDW Document 305-1 Filed 02/02/24 Page 9 of 9 PageID #: 30337
`
`1100 New York Ave., NW, Suite 600
`Washington, DC 20005
`(202) 371-2600
`dyonan@sternekessler.com
`painsworth@sternekessler.com
`tpowers@sternekessler.com
`kconklin@sternekessler.com
`dwells@sternekessler.com
`josephk@sternekessler.com
`
`
`28930737.1
`
`125
`
`