Case 1:17-cv-00770-JDW Document 322 Filed 02/07/24 Page 1 of 32 PageID #: 30657
`
`WIRTGEN AMERICA, INC.
`
`
`Plaintiff/Counterclaim-Defendant,
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`)
`)
`)
`)
`)
`)
`)
`)
`)
`
`
`
`
`
`
`
`
`
`C.A. No. 17-770-JDW
`
`JURY TRIAL DEMANDED
`
`
`
`
`
`
`
`
`CATERPILLAR INC.
`
`
`v.
`
`Defendant/Counterclaim-Plaintiff.
`
`JOINT NARROWED TRIAL EXHIBITS LIST
`
`
`
`
`
`
`
`
`
`
`

`

`Case 1:17-cv-00770-JDW Document 322 Filed 02/07/24 Page 2 of 32 PageID #: 30658
`
`OBJECTIONS CODE LEGEND FOR DESIGNATIONS & EXHIBIT LIST
`
`Abbreviation
`
`Basis for Objection
`
`Rule
`
`403
`
`408
`
`A
`
`AF
`
`B
`
`D
`
`Prejudicial/Confusion/Delay/Waste of Time FRE 403
`
`Subject to FRE 408
`
`Lacking authentication
`
`Assuming facts not in evidence
`
`FRE 408
`
`FRE 901 – 902
`
`Violates Best Evidence Rule
`
`FRE 1002
`
`Duplicative/Cumulative
`
`Daubert
`
`Subject to Daubert Motion
`
`E
`
`F
`
`H
`
`Calls for expert opinion, improper testimony
`of a lay witness
`
`Lacks foundation
`
`Hearsay
`
`HYP
`
`Improper hypothetical
`
`I
`
`Incomplete
`
`IMP
`
`Improper Counter-Designation
`
`FRE 701 – 703
`
`FRE 701 – 702
`
`FRE 602, 901
`
`FRE 801 – 802
`
`FRE 501 – 502
`
`FRE 106
`
`L or LC
`
`Legal Conclusion
`
`FRE 103
`
`LIVE
`
`MIL
`
`MIS
`
`OBJ
`
`P
`
`Q
`
`R
`
`The witness will be live at trial
`
`Subject to motion in limine
`
`Mischaracterizes evidence/testimony or is
`misleading
`
`FRE 611
`
`Includes Attorney Objections, Not
`Testimony, Discussions
`
`Attorney Client Privilege or Work Product
`
`FRE 501 – 502
`
`Poor Quality, Illegible, or Unclear
`
`Relevance
`
`FRE 402
`
`

`

`Case 1:17-cv-00770-JDW Document 322 Filed 02/07/24 Page 3 of 32 PageID #: 30659
`
`Abbreviation
`
`Basis for Objection
`
`Rule
`
`S
`
`Calls for speculation
`
`FRE 401 – 403, 602, 701
`
`Scope or
`30(b)(6)
`
`Outside the scope of designated 30(b)(6)
`topics
`
`FRCP 30(b)(6)
`
`V or AMB
`
`Vague and ambiguous
`
`AA
`
`ARG
`
`CMP
`
`CPD
`
`DSCR
`
`Asked and Answered
`
`Argumentative
`
`Multiple Exhibits/Improper Compilation
`
`FRE 611, 403, 901
`
`Compound
`
`Inadequate, Misleading, or Improper
`Description or Incorrect Bates Number
`Range
`
`Foreign
`
`Contains audio or text in a foreign language
`for which an English translation has not
`been provided
`
`FRE 106, 901
`
`ID
`
`LA
`
`Inadmissible Demonstrative
`
`Limited Admissibility
`
`LDG
`
`Leading
`
`FRE 105
`
`Markman
`
`Document relates to Claim Construction
`Issues Already Decided
`
`Markman
`
`NOID
`
`Unidentifiable Document (all objections
`reserved)
`
`NP
`
`NR
`
`PL
`
`Not Produced/Produced Untimely
`
`Non-Responsive Answer
`
`FRE 611
`
`Pleading
`
`Rule 32
`
`Improper use of deposition testimony
`
`SUM
`
`Improper Summary
`
`FRCP 32
`
`FRE 1006
`
`

`

`Case 1:17-cv-00770-JDW Document 322 Filed 02/07/24 Page 4 of 32 PageID #: 30660
`
`PDF of
`Native Date
`N/A
`5/12/2009
`N/A
`11/9/2010
`N/A
`5/24/2011
`N/A
`4/23/2013
`N/A
`4/8/2014
`N/A
`5/23/2017
`N/A
`10/20/2020
`N/A
`1/29/2013
`N/A
`1/14/2014
`
`N/A
`
`N/A
`
`0065A
`0066A
`0069A
`
`8/19/2015
`
`6/19/2017
`
`6/19/2017
`6/19/2017
`6/19/2017
`
`0070A
`
`6/19/2017
`
`0074A
`
`6/19/2017
`
`Wirtgen America, Inc. v. Caterpillar, Inc. Civ. No. 1:17-cv-00770-JDW
`Joint Trial Exhibit List (Feb. 7, 2024)
`End Bates
`
`Description
`
`Beg Bates
`
`Plaintiff's Objections Defendant's Objections
`
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`CAT_00009928
`CAT_00009931
`
`CAT_00010867
`
`CAT_00014367
`
`CAT_00014372
`CAT_00014373
`CAT_00014377
`
`CAT_00014378
`
`CAT_00014381
`
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`CAT_00009928
`CAT_00009931
`
`CAT_00010869
`
`CAT_00014367
`
`CAT_00014372
`CAT_00014373
`CAT_00014377
`
`CAT_00014378
`
`CAT_00014381
`
`A, F, H, R, 403
`
`A, F, H, R, 403
`
`H, R, 403
`
`H, R, 403
`
`0105A
`
`11/4/2014
`
`CAT_00027867
`
`CAT_00027867
`
`0106A
`
`4/16/2015
`
`CAT_00027884
`
`CAT_00027884
`
`6/16/2017
`
`CAT_00028678
`
`CAT_00028680
`
`Exhibit No.
`0001
`0002
`0003
`0004
`0005
`0006
`0007
`0035
`0037
`
`0047
`
`0064
`
`0065
`0066
`0069
`
`0070
`
`0074
`
`0105
`
`0106
`
`U.S. Patent No. 7,828,309 B2
`U.S. Patent No. 9,656,530 B2
`U.S. Patent No. 8,424,972 B2
`U.S. Patent No. 7,530,641 B2
`U.S. Patent No. 7,946,788 B2
`U.S. Patent No. 8,690,474 B2
`U.S. Patent No. RE48,268
`CENTAX-N Assembly and Operating Instructions
`DESCH Smart Drive Solutions Installation Instructions Pump Drive PM600
`395-1930
`Email from M. Tarvin to E. Engelmann, re: Cold Planer Grade and Slope
`Question (Aug. 19, 2015)
`Email from D. Sansone to E. Engelmann and T. Healy re: Collection from
`Google (Jun. 19, 2017)
`CAT US7530641 - Automotive construction machine, as well as method
`for working ground surf Slide
`US 7828309 - Road-building machine Slide
`US9656530 - Automotive construction machine, as well as lifting column
`for a … Slide
`US7946788, Road construction machine, leveling device, as well as
`method for ... Slide
`US8690474 - Road construction machine, leveling device, as well as
`method for … Slide
`GW2 Cold Planer Accelerated Program (PM73/75, PM105/106, PM210,
`PM310/312/313, PM520, PM822/825, PM1122/1125/1138) PowerPoint
`(Nov. 4, 2014)
`RM600/RM800 Stakeholder Update Slides Reclaimer Mixer NPI ID
`#22651 (Apr. 16, 2015)
`Email chain from E. Engelmann to P. Clark re: Caterpillar PM
`620/622/820/822/825 Infringement of Wirtgen Patents (Jun. 16, 2017)
`U.S. Patent Application Pub. No. 2011/0163511 A1
`PowerPoint Presentation titled "PM600 CPLN NPI Analysis Review #1 -
`Concept"
`"Cold Planer Value Alignment Function / Feature Detail" Powerpoint
`Email chain from M. Tarvin to D. Killion re: Cold Planer AVID Event (Oct.
`14, 2010)
`New Idea spreadsheet
`PowerPoint Presentation "E&SI Deliverables for Tier 4 Cold Planer
`Program - PM600" (Feb. 14, 2011)
`Redacted email chain from C. Steffen to C. Rife et al. re: ALT2013-018
`(Wirtgen and subsidiaries) Alert from Thomson Innovation (Jun. 4, 2013)
`Thomson Innovation Alert, Alert Summary, ALT2013-018 (Wirtgen and
`subsidiaries)
`Tier 4f Cold Planer - Ride Control Software Revision History (v1.3)
`
`Estimates for CAT '309 Patent Ride Control Design Options Spreadsheet
`Swap Sensor Flowchart (Exhibit 245 to Deposition of Rahn)
`Stakeholder Update: PM6XX , PM8XX Stabilization (Earthmoving Division)
`PowerPoint
`
`A, F, H, R, 403, 408
`
`A, F, H, R, 403
`
`A, F, H
`
`A, F, H, R, 403
`A, F, H, R, 403
`
`A, F, H, R, 403, 408, PRIV, §
`298
`
`A, F, H, R, 403
`
`A, F, H, R, 403
`
`A, F, H, R, 403
`A, F, H, R, 403
`
`R, 403
`
`0110
`
`0198
`0208
`
`0227
`
`0240
`0242
`0243
`
`0244
`
`0245
`
`0254
`
`0263
`0264
`0274
`
`N/A
`
`0198A
`0208A
`
`7/7/2011
`10/6/2011
`
`0227A
`
`2/21/2011
`
`N/A
`0242A
`
`0243A
`
`10/14/2010
`1/18/2011
`2/14/2011
`
`N/A
`
`6/4/2013
`
`0245A
`
`6/1/2013
`
`N/A
`
`3/31/2014
`
`0263A
`0264A
`
`0274A
`
`12/3/2018
`11/28/2018
`1/29/2020
`
`CAT_00041246
`CAT_00041454
`
`CAT_00042891
`
`CAT_00045780
`CAT_00046007
`CAT_00046259
`
`CAT_00041246
`CAT_00041454
`
`CAT_00042891
`
`CAT_00045780
`CAT_00046007
`CAT_00046259
`
`CAT_00046708
`
`CAT_00046709
`
`CAT_00046710
`
`CAT_00054019
`
`CAT_00054707
`CAT_00054722
`CAT_00055857
`
`CAT_00046710
`
`CAT_00054029
`
`CAT_00054707
`CAT_00054722
`CAT_00055857
`
`

`

`Case 1:17-cv-00770-JDW Document 322 Filed 02/07/24 Page 5 of 32 PageID #: 30661
`
`0288
`0297
`0299
`
`0300
`0308
`0320
`0321
`0329
`0353
`
`0354
`
`0360
`
`0361
`
`0368
`
`0369
`
`0372
`
`0379
`
`0380
`
`0382
`
`0385
`
`0386
`
`0387
`0390
`0391
`0556
`0557
`0560
`0561
`
`0562
`0563
`0564
`0565
`0567
`0569
`0570
`0571
`
`0573
`
`0288A
`0297A
`N/A
`
`N/A
`N/A
`0320A
`N/A
`0329A
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`N/A
`0391A
`N/A
`N/A
`N/A
`N/A
`
`N/A
`0563A
`N/A
`0565A
`N/A
`N/A
`N/A
`N/A
`
`1/24/2018
`7/7/2016
`3/31/2016
`
`11/8/2016
`N/A
`10/19/2021
`7/12/2020
`10/28/2011
`5/23/2017
`
`11/1/2016
`
`7/8/2016
`
`4/26/2017
`
`8/11/2016
`
`8/17/2016
`
`10/13/2016
`
`N/A
`
`4/6/2010
`
`7/28/2006
`
`7/27/2017
`
`11/10/2017
`
`11/10/2017
`3/17/2016
`11/16/2017
`9/8/2017
`7/17/2015
`11/12/2009
`
`1/27/2011
`
`8/31/2010
`6/16/2010
`11/11/2008
`6/5/2015
`8/2/2010
`7/17/2015
`10/31/2014
`9/1/2010
`
`N/A
`
`2/4/2011
`
`CAT_00056223
`CAT_00057234
`CAT_00057252
`
`CAT_00057265
`CAT_00057877
`CAT_00061555
`CAT_00061567
`CAT_00061848
`CAT0002629
`
`CAT0002846
`
`CAT0003600
`
`CAT0003690
`
`CAT0004149
`
`CAT0004583
`
`CAT0007161
`
`CAT0016874
`
`CAT0029522
`
`CAT0034759
`
`CAT0045084
`
`CAT0052885
`
`CAT0052947
`CAT0053480
`CAT0055043
`CAT0064570
`CAT0068812
`CAT0079079
`CAT0080745
`
`CAT0080844
`CAT0086857
`CAT0087863
`CAT0087933
`CAT0088667
`CAT0090002
`CAT0094579
`CAT0097759
`
`CAT0097775
`
`CAT_00056223
`CAT_00057234
`CAT_00057264
`
`CAT_00057281
`CAT_00057890
`CAT_00061555
`CAT_00061571
`CAT_00061848
`CAT0002845
`
`CAT0002910
`
`CAT0003687
`
`CAT0003713
`
`CAT0004582
`
`CAT0004865
`
`CAT0007260
`
`CAT0017057
`
`CAT0029673
`
`CAT0034908
`
`CAT0045251
`
`CAT0052946
`
`CAT0052997
`CAT0053520
`CAT0055043
`CAT0064573
`CAT0069451
`CAT0079080
`
`CAT0080841
`
`CAT0080914
`CAT0086857
`CAT0087927
`CAT0087933
`CAT0088719
`CAT0090641
`CAT0094592
`CAT0097762
`
`CAT0097778
`
`Service Training Meeting Guide 9008, Caterpillar Technical Presentation,
`PM565 (3TK00040 - UP)
`PM620 & PM622 Cold Planers Specalog (QEHQ1978-02) (Jul. 2016)
`Tier 4f Cold Planer - Moldboard Position Software Revision History
`(v1.4)
`Tier 4f Cold Planer - Rotor On Off Control Software Revision History
`(v3.1)
`Tier 4f Cold Planer - Rotor On Off Control
`"O1A - O2A - O2B SN's" Spreadsheet
`Redacted email chain from B. Rife to C. Hanback et al. re: PM6XX/PM800
`Leg Valve w/o ride control & RJN 1318847
`PM200 & PM600 Spreadsheet
`PM620, PM622 Cold Planer Operation and Maintenance Manual
`(KEBU7584-05) (May 2017)
`Cold Planer Operation and Maintenance Manual - Grade and Slope
`(M0065300) (Nov. 2016)
`PM620 & PM622 Cold Planer Grade Control System (QEDQ2009) (May
`2016)
`PM620 and PM622 Product Manual Specifications Catalog (QEHQ1978-
`04) (Apr. 2017)
`PM620 and PM622 Cold Planers Technical Presentation (QESV2195)
`(Aug. 2016)
`Cold Planer PM620 Series photographs, drawings, and schematics
`PM620, PM622 Cold Planers Systems Operation, Testing and Adjusting
`(UENR6294) (Oct. 2016)
`Caterpillar Technical Presentation for PM465 Cold Planer (QESV9459)
`(Dec. 1998)
`PM565 Cold Planer Operation & Maintenance Manual (KEBU6664-02)
`(Jan. 1995)
`Caterpillar Operation and Maintenance Manual for PM465 Cold Planer
`(KEBU6879-02) (Jun. 2003)
`PM310, PM312, and PM313 Cold Planer Operation and Maintenance
`Manual (M0071994) (July 2017)
`Cold Planer New Product Introduction GW 1 Review Final Presentation
`(Jan. 27, 2011)
`CAT Cold Planer New Product Introduction - Gateway Launch Review
`Presentation (Aug. 31, 2010)
`NPI program : 3063 PM620/622 HRC slide deck
`PM620 CAD (PE527-00-TOP AR)
`2017 WW Paving Team Meeting _ DRAFT 4
`PM600 Machine Software Specifications (07/17/2015)
`Wirtgen Leveling System Pro Sensor
`"GW1 Review - January 27, 2011 - Cold Planer Tier 4f & LRC"
`Presentation
`PowerPoint Presentation titled, "Launch Review - August 31, 2020 - Cold
`Planer Tier 4f & LRC"
`Teardown Process Spreadsheet
`Wirtgen Competitive Analysis CPLN slide deck
`"PM210 Requirements" Spreadsheet (Jun. 5, 2015)
`Aug. 2, 2010 TerMak Voice of Customer Survey
`PM600 Software Requirements
`PM300 Moldboard Control Position Control
`Wirtgen W210 Hydraulics - Summary dated 09/01/2010
`CAT Parallel to Surface High Prioirty Outline (High Priority -
`Understand/communicatebenefits of Wirtgen's operation) (Feb. 4, 2011)
`
`A, F, H, R, 403
`
`A, F, H, R, 403
`A, F, H, R, 403
`A, F, H, R, 403
`A, F, H, R, 403, 408, PRIV, §
`298
`
`A, F, H, R, 403
`
`A, F, H, R, 403
`
`A, F
`A, F, H, R, 403
`A, F, H, R, 403
`A, F, H, R, 403
`A, F, H, R, 403
`
`A, F, H, R, 403
`A, F, H, R, 403
`
`

`

`Case 1:17-cv-00770-JDW Document 322 Filed 02/07/24 Page 6 of 32 PageID #: 30662
`
`0578
`
`0579
`
`0580
`0581
`0590
`0591
`0593
`0594
`0595
`
`0596
`0599
`0600
`0602
`0603
`0604
`0607
`
`0608
`0611
`0614
`
`0615
`0617
`0619
`0621
`0628
`0629
`0630
`0631
`0632
`
`0649
`
`0651
`0652
`0654
`
`0659
`0661
`0669
`
`0674
`
`0677
`
`N/A
`
`N/A
`
`N/A
`N/A
`0590A
`0591A
`0593A
`0594A
`0595A
`
`0596A
`0599A
`0600A
`N/A
`N/A
`N/A
`N/A
`
`N/A
`N/A
`N/A
`
`N/A
`0617A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`
`N/A
`
`N/A
`N/A
`N/A
`
`N/A
`0661A
`N/A
`
`N/A
`
`0677A
`
`9/21/2010
`
`1/14/2014
`
`1/5/2007
`6/23/2017
`2/18/2011
`1/19/2016
`1/18/2011
`4/18/2012
`1/11/2011
`
`4/10/2012
`10/22/2010
`1/31/2011
`2/21/2011
`2/22/2011
`2/25/2011
`11/27/2013
`
`2/16/2014
`10/23/2014
`8/1/2011
`
`6/26/2014
`2/6/2014
`1/16/2018
`1/16/2018
`N/A
`N/A
`N/A
`N/A
`2/5/2019
`
`N/A
`
`N/A
`N/A
`N/A
`
`N/A
`N/A
`N/A
`
`N/A
`
`N/A
`
`CAT0100768
`
`CAT0106639
`
`CAT0106772
`CAT0108364
`CAT0114722
`CAT0115253
`CAT0115298
`CAT0115700
`CAT0115781
`
`CAT0115827
`CAT0115869
`CAT0115944
`CAT0116678
`CAT0117155
`CAT0117240
`CAT0124812
`
`CAT0124992
`CAT0125915
`CAT0128313
`
`CAT0129547
`CAT0132141
`CAT0138373
`CAT0138376
`CAT-770_001319
`CAT-770_001323
`CAT-770_001325
`CAT-770_001326
`CAT-770_001327
`
`CAT0100860
`
`CAT0106664
`
`CAT0106935
`CAT0108435
`CAT0114722
`CAT0115253
`CAT0115298
`CAT0115700
`CAT0115781
`
`CAT0115827
`CAT0115869
`CAT0115944
`CAT0116848
`CAT0117185
`CAT0117271
`CAT0124830
`
`CAT0125009
`CAT0125991
`CAT0128371
`
`CAT0129575
`CAT0132196
`CAT0138373
`CAT0138376
`CAT-770_001322
`CAT-770_001324
`CAT-770_001325
`CAT-770_001326
`CAT-770_001345
`
`CAT-770_001580
`
`CAT-770_001917
`
`CAT-770_002028
`CAT-770_002038
`CAT-770_002046
`
`CAT-770_004446
`CAT-770_004719
`CAT-770_009801
`
`CAT-770_002037
`CAT-770_002041
`CAT-770_002237
`
`CAT-770_004717
`CAT-770_004743
`CAT-770_010072
`
`CAT-770_011453
`
`CAT-770_012385
`
`LCP - Tradeoffs Cost Accounting Manual
`S1028_BAL_EN-0263901-0
`Smart Drive Solutions
`Installation Instructions
`Wirtgen Group Manual for the Application of Cold Milling Machines (Jan.
`2004)
`Cold Planer NPI Program Opening Comments Slides
`"Features List" Spreadsheet
`RM600 Technical Requirements Spreadsheet
`CAT New Idea Table Spreadsheet
`"Tradeoff Value Premium" Spreadsheet
`PM300 Platform Strategy Spreadsheet including specs, and top 5 likes
`and dislikes of WA's and CAT's machines
`"PM600 Requirements, Specification, and Value List" Spreadsheet
`Milling Assessment Spreadsheet
`"Control Requirements" Spreadsheet
`PowerPoint Presentation titled, "Cold Planer LCP Trade-off Event - Feb
`21, 2011"
`PM300 - Hydraulics Cold Planer Value Alignment PowerPoint
`PM600 - Hydraulics Cold Planer Value Alignment PowerPoint
`Marketing Consensus Review GW3/Program Update PM600 slide deck
`(Nov. 27, 2013)
`Executive Summary: Cold Planer Program slide deck, PM600 Green Book
`Review
`PMXXX GW2 Cold Planer Power Point Presentation
`PowerPoint Presentation titled, "Cold Planer NPI - JSM Update - July,
`2011"
`Launch Review Jun. 26, 2014 Cold Planer Acceleration Presentation
`CPLN Strategy
`PM565 Video (Ski)
`PM565 Video (Ski)
`G&S Flow Charts
`Hot Swap - Measure Value Behavior (Remain in Auto when performing a
`sensor selection)
`Real Legs Auto States Diagram
`Rear Legs Auto States diagram
`Tier 4f Cold Planer - Grade & Slope Interfaces Software Revision History
`(v.3.1)
`PM620, PM622, PM820, PM822, PM825 Cold Planer Machine Systems
`Operation Testing and Adjusting (UENR6294-06) (Feb. 2021)
`O1A O2A PM620 & PM622 Schematic for Electrial System
`O1A O2A PM620 & PM622 Schematic for Hydraulic System
`PM310, PM312, and PM313 Cold Planer Operation and Maintenance
`Manual (M0071994-08) (Jul. 2021)
`PM620 and PM622 Cold Planers Operation and Maintenance Manual
`(KEBU7584-19) (Jul. 2021)
`01A PM620 Cold Planer Parts Manual (KEBU7584-01) (Jan. 2017)
`02A PM620 and PM622 Cold Planer Operation and Maintenance Manual
`(M0103049-07) (Jul. 2021)
`02A 02B PM310 Cold Planer Parts Manual (M0101597-04) (Feb. 2020)
`
`CAT-770_013378
`
`CAT-770_014540
`
`02A 02B PM622 Cold Planer Parts Manual (M0100969-25) (Oct. 2020)
`
`A, F, H, R, 403
`
`R, 403
`
`A, F, H, R, 403
`A, F, H, R, 403
`
`A, F, H, R, 403
`
`A, F, H, R, 403
`
`A, F, H, R, 403
`
`A, F, H, R, 403
`
`A, F
`A, F
`A, F, H, R, 403
`
`A, F, H, R, 403
`A, F, H, R, 403
`A, F, H, R, 403
`
`A, F, H, R, 403
`
`

`

`Case 1:17-cv-00770-JDW Document 322 Filed 02/07/24 Page 7 of 32 PageID #: 30663
`
`0680
`0684
`0695
`0705
`0706
`
`0719
`
`0720
`
`0721
`0726
`
`0727
`
`0729
`0730
`0732
`0739
`0757
`0758
`0765
`0766
`0771
`0772
`0777
`0778
`
`0784
`0785
`1335
`1344
`1346
`1348
`1349
`1537
`1559
`1599
`1603
`1605
`
`1606
`
`1616
`
`1625
`1626
`
`N/A
`N/A
`N/A
`N/A
`N/A
`
`N/A
`
`N/A
`N/A
`N/A
`10/12/2011
`3/17/2016
`
`N/A
`
`N/A
`
`N/A
`
`0721A
`N/A
`
`10/6/2022
`1/18/2023
`
`N/A
`
`1/19/2023
`
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`0765A
`0766A
`N/A
`N/A
`N/A
`N/A
`
`0784A
`0785A
`1335A
`N/A
`N/A
`N/A
`N/A
`1537A
`1559A
`N/A
`N/A
`N/A
`
`4/24/2020
`12/1/2022
`7/10/2018
`7/7/2016
`10/18/2021
`7/10/2018
`10/22/2014
`8/25/2022
`N/A
`N/A
`2/24/2023
`9/3/2021
`
`3/2/2023
`9/28/2022
`3/7/2023
`11/23/2010
`1/18/2011
`5/27/2010
`11/18/2009
`3/9/2023
`3/9/2023
`9/28/2010
`11/29/2010
`9/1/2010
`
`CAT-770_014810
`CAT-770_015278
`CAT-770_021849
`CAT-770_026532
`CAT-770_026557
`
`CAT-770_015147
`CAT-770_016398
`CAT-770_022128
`CAT-770_026556
`CAT-770_026597
`
`CAT-770_039447
`
`CAT-770_039447
`
`CAT-770_039448
`
`CAT-770_039449
`
`CAT-770_039450
`CAT-770_040200
`
`CAT-770_039450
`CAT-770_040271
`
`CAT-770_040272
`
`CAT-770_040599
`
`CAT-770_040763
`CAT-770_040878
`CAT-770_041058
`CAT-770_041484
`CAT-770_043792
`CAT-770_044295
`CAT-770_045555
`CAT-770_046551
`CAT-770_047099
`CAT-770_047609
`CAT-770_051387
`CAT-770_056371
`
`CAT-770_063219
`CAT-770_063220
`CAT-770_071560
`CAT-770_072063
`CAT-770_072074
`CAT-770_072749
`CAT-770_072751
`CAT-770_073182
`CAT-770_073204
`CAT-770_073246
`CAT-770_073363
`CAT-770_073639
`
`CAT-770_040877
`CAT-770_040942
`CAT-770_041081
`CAT-770_041507
`CAT-770_044183
`CAT-770_044318
`CAT-770_045555
`CAT-770_046551
`CAT-770_047608
`CAT-770_047768
`CAT-770_051387
`CAT-770_056846
`
`CAT-770_063219
`CAT-770_063220
`CAT-770_071560
`CAT-770_072071
`CAT-770_072076
`CAT-770_072750
`CAT-770_072774
`CAT-770_073182
`CAT-770_073204
`CAT-770_073251
`CAT-770_073381
`CAT-770_073642
`
`N/A
`
`7/13/2021
`
`CAT-770_073649
`
`CAT-770_073665
`
`N/A
`
`N/A
`N/A
`
`10/31/2018
`
`8/27/2012
`N/A
`
`CAT-770_080325
`
`CAT-770_080771
`
`CAT-770_092522
`CAT-SC0000001
`
`CAT-770_092522
`CAT-SC0000662
`
`02B PM620, PM622, PM820, PM822, PM825 Cold Planer Systems
`Operation Testing and Adjusting: (M0125695-01) (May 2021)
`02B PM620 Cold Planer Parts Manual (M0100979-16) (Oct. 2020)
` PM310, PM312, PM313 Cold Planer Machine Systems Operation Testing
`and Adjusting (M0072006-02) (Jun. 2020)
`PM600 GW2 Admin Review Slides
`PM6XX HRC NPI GW6 Review March 2016
`2018-2021 Caterpillar CPLN Product Family, PM3xx Models - Sales to End
`Customers, 2018 & Units in Dealer Inventory December 2021
`2018-2021 Caterpillar CPLN Product Family, PM6xx & PM8XX Models -
`Sales to End Customers, 2018 & Units in Dealer Inventory December
`2021
`CPLN Order Tracking Data Spreadsheet
`Operation and Maintenance Manual for Cat Grade & Slope for Cold
`Planers (M0065300-6) (Jan. 2023)
`RM600 and RM800 Rotary Mixer Operation and Maintenance Manual
`(M0091488-01) (Jan. 2023)
`PM600 & PM800 Series Cold Planer Grade Control System slide deck
`RM600 & RM800 Road Reclaimer/Soil Stabilizer Slides
`PM310, PM312, PM313 Specalog (QEHQ2423) (Jul. 2018)
`PM620 and PM622 Specalog (QEHQ1978-02) (July 2016)
`PM310, PM312, and PM313 Cold Planers Technical Presentation
`(QESV2314-02) (Oct. 2021)
`PM310, PM312, PM313 Specalog (QEHQ2423) (Jul. 2018)
`2016-2023 CPLN Units Spreadsheet
`RM6/800 RM NPI GWPCR (Aug. 25, 2022)
`PM465 Cold Planer Parts Manual (KEBP0200) (Feb. 1998)
`PM465 Operation & Maintenance Manual for PM465 Cold (KEBU6879-
`00) (Feb. 1998)
`PM465 Kickback Ski Photo
`PM620, PM622, PM820, PM822, and PM825 Cold Planers Technical
`Presentation (QESV2775) (Mar. 2021)
`2016-2022 Cold Planar/Rotary Mixer Detail OpACC Analysis Tool
`Spreadsheet
`Dealer CPLN Part Orders Spreadsheet
`APP-P&L Spreadsheet
`Summary of Hydraulic Aspects of the Machine
`Meeting with Rolf K. describing hydraulic of W 210 Fi
`Hydraulic diagram for W 210
`Hydraulic diagram for W 210
`Caterpillar's Photograph of Wirtgen's Machine (DSC00992)
`Caterpillar's Photograph of Wirtgen's Machine (DSC01018)
`Sep. 28-30, 2010 CAT Competitive Testing on Wirtgen 210
`W210 Grade Control slide deck
`Wirtgen W210 Hydraulics - Summary
`Product Improvement Program For Improving Moldboard Function, Valve
`Service Life, and Track Weight Distribution on Certain PM620, PM622,
`PM820, PM822, and PM825 Cold Planers (UEBE2202-02) (accessed Mar.
`9, 2023)
`Final Initial Determination, In the Matter of Certain Road Milling
`Machines and Components Thereof, Inv. No. 337-TA-1067, October 31,
`2018
`Caterpillar Design Change Impact
`Caterpillar Source Code Printout
`
`A, F, H
`
`A, F, H
`
`A, F, H, R, 403
`A, F, H, R, 403
`A, F, B, I
`A, F, B, I
`
`A, F, H, R, 403
`A, F, H
`
`A, F, H, R, 403, MIL, PL
`A, F, H, R, 403
`
`

`

`Case 1:17-cv-00770-JDW Document 322 Filed 02/07/24 Page 8 of 32 PageID #: 30664
`
`1640
`
`1642
`1673
`
`1675
`
`2269
`
`2270
`
`2275
`
`2278
`2279
`2317
`
`2332
`
`2339
`
`2341
`
`N/A
`
`N/A
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`N/A
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`8/12/2014
`
`3/20/2015
`N/A
`
`N/A
`
`3/13/2018
`
`3/27/2018
`
`5/19/2023
`
`6/16/2023
`7/7/2023
`6/16/2023
`
`3/15/2021
`
`1/24/2023
`
`3/30/2023
`
`7/19/2021
`
`CTCT000120
`
`CTCT000138
`
`CTCT000516
`EXPONENT_0000713
`
`CTCT000529
`EXPONENT_0000713
`
`EXPONENT_0000776
`
`EXPONENT_0000776
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`N/A
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`N/A
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`Sycamore Project - CAT Grade Control Tier IV Cold Planer - Marketing
`Requirements Document (Aug. 12, 2014), Prepared by Mark Tarvin
`Case use Diagrams PM600 (Mar. 20, 2015)
`Video of Caterpillar PM565 from Exponent's April 2023 Inspection
`
`Video of Caterpillar PM465 from Exponent's April 2023 Inspection
`Direct Witness Statement of Mr. Eric Engelmann, ITC Inv. No. 337-TA-
`1067
`Rebuttal Witness Statement of Mr. Eric Engelmann, ITC Inv. No. 337-TA-
`1067
`Opening Expert Report of Richard W. Klopp, Ph.D., P.E., F.A.S.M.E. &
`Appendices
`Rebuttal Expert Report of Richard W. Klopp, Ph.D., P.E., F.A.S.M.E. &
`Appendices
`Reply Expert Report of Richard Klopp, Ph.D., P.E., F.A.S.M.E.
`Joint Rebuttal Expert Report of Joseph Rakow, Ph.D., P.E., F.A.S.M.E. and
`Adam Sorini, Ph.D. & Appendices
`Fed. Cir. Opinion dated 03/15/2021, Docket Nos. 2019-2445, 2019-1911
`Wirtgen America, Inc.'s Notice of Rule 30(b)(6) Deposition of Caterpillar
`Inc. dated 01/24/2023
`Screenshots of 2009 Roadtec RX500 (Exhibit 9 to Deposition of Lewis)
`
`A, F, H, R, 403
`
`H, R, 403, PLD
`
`H, R, 403, PLD
`H, R, 403, PLD
`
`H, R, 403, PLD
`
`R, 403, PLD, MIL
`
`H, R, 403, PLD
`
`A, F, H, R
`
`2344
`
`2347
`
`2351
`
`2368
`
`2371
`
`2382
`2386
`
`2403
`
`2427
`2441
`
`2442
`
`2445
`2463
`2481
`2483
`2546
`
`2557
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`N/A
`
`N/A
`
`N/A
`N/A
`
`N/A
`
`N/A
`N/A
`N/A
`N/A
`N/A
`
`N/A
`
`N/A
`
`1/12/2018
`
`7/13/2023
`
`5/19/2023
`
`5/19/2023
`7/7/2023
`
`4/7/2023
`
`2/14/2023
`N/A
`
`2/7/2023
`
`5/13/2022
`6/16/2017
`11/3/2017
`4/20/2018
`8/7/2003
`
`9/21/2021
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`N/A
`
`N/A
`
`N/A
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`N/A
`
`N/A
`
`N/A
`N/A
`
`N/A
`
`N/A
`N/A
`N/A
`N/A
`ROADTEC000028
`
`N/A
`N/A
`N/A
`N/A
`ROADTEC000279
`
`WA-0007038
`
`WA-0014098
`
`Patent Assignment Cover Sheet (Exhibit 25 to Deposition of McKinney)
`Systems Operation Testing and Adjusting for PM465 Cold Planer
`Caterpillar Grade & Slope Electronic Control System (KENR3106-01) (Dec.
`1999) (Exhibit 9 to Deposition of Netka)
`Deposition Transcript of C. Rife dated 01/12/2018, ITC Inv. No. 337-TA-
`1067 (Exhibit 2 to Deposition of Rife)
`Errata to the June 16, 2023 Expert Rebuttal Report and July 7, 2023 Reply
`Expert Report of Brett L. Reed
`Opening Expert Report of Dr. Seth - Exhibit 1 CV of Dr. Pallavi Seth
`
`Opening Expert Report of Dr. Andrew W. Smith, P.E. & Appendices
`Reply Expert Report of Dr. Andrew W. Smith, P.E. & Exhibits
`Caterpillar Inc.'s Supplemental and Amended Responses and Objections
`to Wirtgen America, Inc.'s Third Set of Interrogatories (Nos. 32-33)
`“U.S. Intellectual Property Rights,” Wirtgen Group
`Caterpillar's Objections and Responses to Wirtgen's 3rd Set of
`Interrogatories (Nos. 32-33)
`Caterpillar Inc.’s Responses and Objections to Wirtgen America, Inc.’s
`First Set of Interrogatories (Nos. 1-20)
`Grade Controls Overview - Cat® PM300 Series Cold Planers, YouTube,
`https://www.youtube.com/watch?v=QVTBMYJxkA0
`[D.I. 001] Complaint & Exhibits
`Responses to Wirtgen America’s 2nd Set of Requests for Admissions,
`Nov. 3, 2017 (1067)
`Direct Witness Statement of Conwell Rife (1067)
`Roadtec RX-500-4 Milling Machine Parts Manual (Exhibit 5 to Deposition
`of Lewis)
`Certified Copy of File History of U.S. Patent No. RE48,268 (also WA-
`0014268)
`
`H, R, 403, Rule 32
`
`H, R, 403, PLD
`
`H, R, 403, PLD
`
`H, R, 403, PLD
`H, R, 403, PLD
`
`H, R, 403, PLD
`
`A, F, H, R, 403
`H, R, 403, PLD
`
`H, R, 403, PLD
`
`H, R, 403, PLD
`H, R, 403, PLD
`
`

`

`Case 1:17-cv-00770-JDW Document 322 Filed 02/07/24 Page 9 of 32 PageID #: 30665
`
`2620
`
`2624
`
`2625
`
`2626
`
`2627
`
`2686
`2687
`
`2689
`2690
`2691
`2768
`2917
`2922
`2936
`2939
`2943
`2944
`2945
`2946
`
`2948
`
`2949
`2961
`2991
`2995
`2996
`2997
`2998
`2999
`3000
`3001
`
`3002
`
`3004
`
`3030
`3031
`3036
`3041
`3046
`3049
`
`N/A
`
`N/A
`
`N/A
`
`5/15/2017
`
`WA-0046449
`
`WA-0049887
`
`WA-0046504
`
`WA-0049887
`
`N/A
`
`10/12/2018
`
`WA-0050409
`
`WA-0050409
`
`N/A
`
`1/15/2020
`
`WA-0050475
`
`WA-0050475
`
`N/A
`
`1/15/2021
`
`N/A
`2687A
`
`N/A
`N/A
`2691A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`
`6/28/2021
`5/5/2022
`
`3/20/2018
`5/17/2016
`1/21/2023
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`2/16/2016
`
`N/A
`
`7/26/2017
`
`N/A
`N/A
`2991A
`2995A
`2996A
`N/A
`N/A
`N/A
`N/A
`N/A
`
`N/A
`
`N/A
`
`N/A
`3031A
`N/A
`N/A
`N/A
`N/A
`
`8/6/2021
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`9/17/2021
`
`2/21/2022
`
`4/18/2022
`
`N/A
`5/9/2023
`12/14/2022
`12/14/2022
`12/13/2022
`12/26/2022
`
`WA-0050740
`
`WA-0257934
`WA-0259442
`
`WA-1242933
`WA-1387619
`WA-1446291
`WA-1717157
`WA-1717567
`WA-1717610
`WA-1717786
`WA-1717792
`WA-1717800
`WA-1717801
`WA-1717805
`WA-1717808
`
`WA-1717836
`
`WA-1717852
`WA-1718241
`WA-1718393
`WA-1718407
`WA-1718409
`WA-1718410
`WA-1718417
`WA-1718418
`WA-1718420
`WA-1718421
`
`WA-1718422
`
`WA-1718448
`
`WA-17227007
`WA-17230326
`WA-17230345
`WA-17230361
`WA-17230375
`WA-17230383
`
`WA-0050740
`
`WA-0257938
`WA-0259442
`
`WA-1242934
`WA-1387686
`WA-1446291
`WA-1717157
`WA-1717567
`WA-1717610
`WA-1717786
`WA-1717792
`WA-1717800
`WA-1717801
`WA-1717805
`WA-1717819
`
`WA-1717851
`
`WA-1717878
`WA-1718241
`WA-1718393
`WA-1718407
`WA-1718409
`WA-1718410
`WA-1718417
`WA-1718418
`WA-1718420
`WA-1718421
`
`WA-1718422
`
`WA-1718448
`
`WA-17227740
`WA-17230326
`WA-17230347
`WA-17230364
`WA-17230377
`WA-17230384
`
`Wirtgen Cold Milling Machine W 210 / W 210i brochure
`Milling Machine/Stabilizer Shipment Market Share Report, North
`America Totals, 2017 YTD (April) / Wirtgen 2016 Market Share Data
`Milling Machine/Stabilizer Shipment Market Share Report, North
`America Totals, 2018 YTD (September) / Wirtgen 2017 Market Share
`Data
`Milling Machine/Stabilizer Shipment Market Share Report, North
`America Totals, 2019 YTD (December) / Wirtgen 2019 Market Share Data
`
`Milling Machine/Stabilizer Shipment Market Share Report, North
`America Totals, 2020 YTD (December) / Wirtgen 2019 Market Share Data
`Assignment of Patents
`Wirtgen America, Inc. Spare Parts Gross Margin by Brand Excel
`spreadsheet
`Email chain from J. Wiley to D. O'Hanlon and S. Draper re: Goetz
`Construction W120Cfi Secondary Discount Request
`WR200 Series Brochure
`Wirtgen America Sales by Product, January 2015 – December 2022
`Inspection Video of PM622 Caterpillar Machine
`PM622 Inspection Video
`PM622 Control Panel Video-4 (C4-GX010049_121322)
`PM622 Machine Photo
`PM622 Rotor Drive Photo-2 (IMG_8464)
`PM622 Articulated Coupling Photo-1 (IMG_8473)
`PM622 Articulated Coupling Photo-2 (IMG_8474)
`PM622 Rotor Drive Photo-3 (IMG_8480)
`Wirtgen U.S. Intellectual Property Rights for Machine Types - Published
`2016-02-16
` Wirtgen U.S. Intellectual Property Rights for Machine Types - Published
`2017-07-26
`Wirtgen U.S. Intellectual Property Rights for Machine Types - Published
`2021-08-06
`RM800 Photo-1 (IMG_7269)
`RM800 Inspection Walkaround Video-1 (GH010158 -
`2023_03_06_RM800_GeneralMachine)
`Inspection Video of Caterpillar RM800 Machine
`Inspection Video of Caterpillar RM800 Machine
`Inspection Video of Caterpillar RM800 Machine
`Inspection Video of Caterpillar RM800 Machine
`Inspection Video of Caterpillar RM800 Machine
`Inspection Video of Caterpillar RM800 Machine
`Milling Machine & Stabilizer Shipment Market Share Report (Sept. 17,
`2021) / Wirtgen 2020 Market Share Data
`Milling Machine & Stabilizer Shipment Market Share Report (Feb. 21,
`2022) / Wirtgen 2021 Market Share Data
`Milling Machine & Stabilizer Shipment Market Share Report (Apr. 18,
`2022) / Wirtgen 2022 Market Share Data
`Technical Manual for 4730 and 4830 Self-Propelled Sprayer Repair
`2015-2023 Milling YTD Excel spreadsheet
`RM800 Frame Motor & Propel Parts Drawings & List
`RM800 Drive Axle Mounting Parts Drawings & List
`RM800 Engine Mount Parts Drawings & List 2
`RM800 Tire Undercarriage Parts Drawings & List
`
`F, H
`
`A, F, H
`
`A, F, H
`
`A, F, H
`
`A, F, H, R, 403
`
`

`

`Case 1:17-cv-00770-JDW Document 322 Filed 02/07/24 Page 10 of 32 PageID #: 30666
`
`3050
`3051
`3097
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`3346
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`3365
`3366
`
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`3273A
`N/A
`N/A
`N/A
`
`N/A
`3296A
`N/A
`N/A
`3221A
`3322A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`
`12/26/2022
`12/26/2022
`N/A
`3/29/2017
`12/4/2015
`5/12/2017
`6/13/2017
`6/13/2017
`N/A
`5/2/2017
`N/A
`N/A
`N/A
`1/14/2018
`N/A
`1/14/2018
`1/14/2018
`N/A
`N/A
`N/A
`N/A
`N/A
`1/14/2018
`N/A
`N/A
`1/14/2018
`1/16/2018
`1/16/2018
`1/16/2018
`
`N/A
`11/17/2010
`N/A
`N/A
`1/12/2024
`1/19/2024
`TBD
`TBD
`TBD
`TBD
`TBD
`TBD
`TBD
`TBD
`TBD
`TBD
`TBD
`TBD
`TBD
`TBD
`TBD
`11/2016
`3/18/2014
`
`WA-17230385
`WA-17230387
`WA-17232308
`WA-ITC_00044437
`WA-ITC_00214328
`WA-ITC_00225719
`WA-ITC_00225802
`WA-ITC_00225836
`WA-ITC_00226067
`WA-ITC_00454162
`WA-ITC_00456745
`WA-ITC_00456746
`WA-ITC_00457403
`WA-ITC_00457940
`WA-ITC_00458160
`WA-ITC_00458161
`WA-ITC_00458162
`WA-ITC_00458163
`WA-ITC_00458164
`WA-ITC_00458165
`WA-ITC_00458166
`WA-ITC_00458167
`WA-ITC_00458529
`WA-ITC_00458677
`WA-ITC_00458681
`WA-ITC_00458743
`WA-ITC_00458965
`WA-ITC_00459014
`WA-ITC_00459071
`
`WA-17230386
`WA-17230388
`WA-17232936
`WA-ITC_00044755
`WA-ITC_00214355
`WA-ITC_00225730
`WA-ITC_00225813
`WA-ITC_00225852
`WA-ITC_00226361
`WA-ITC_00454333
`WA-ITC_00456745
`WA-ITC_00456746
`WA-ITC_00457403
`WA-ITC_00457940
`WA-ITC_00458160
`WA-ITC_00458161
`WA-ITC_00458162
`WA-ITC_00458163
`WA-ITC_00458164
`WA-ITC_00458165
`WA-ITC_00458166
`WA-ITC_00458167
`WA-ITC_00458529
`WA-ITC_00458677
`WA-ITC_00458681
`WA-ITC_00458743
`WA-ITC_00458965
`WA-ITC_00459014
`WA-ITC_00459071
`
`CAT0029682
`CAT0115860
`CAT_SourceCode_000776
`N/A
`WA-17233099
`CAT-770_092540
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`CAT-770_041686
`CAT-770_074859
`
`CAT0029863
`CAT0115860
`CAT_SourceCode_000778
`N/A
`WA-17233099
`CAT-770_092540
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`N/A
`CAT-770_041695
`
`RM800 Frame Cylinders Parts Drawings & List
`RM800 Hydraulic Cylinders Parts Drawings & list
`The Asphalt Handbook, Manual Series No. 4, Asphalt Institute (1989)
`W210 Instruction Manual
`Cold Milling W210i Hydraulic Diagram
`Patent Assignment from Wirtgen GmbH to Wirtgen America
`Wirtgen Patent Assignment
`Wirtgen Patent Assignment
`Exhibit 38 to the Complaint: Systems Operation Testing and Adjusting for
`PM620 and PM622 Cold Planer Machine System
`Certified Copy of File History of U.S. Patent No. 7,530,641
`W210, W150, and W120 photos - 1
`W210, W150, and W120 photos - 2
`Caterpillar PM620 Photo
`Caterpillar PM620 drum casing Photo
`Caterpillar PM620 Photo
`Caterpillar PM620 Photo
`Caterpillar PM620 Photo
`Caterpillar PM620 Photo
`Caterpillar PM620 Photo
`Caterpillar PM620 Photo
`Caterpillar PM620 Photo
`Caterpillar PM620 Photo
`Caterpillar PM620 Photo
`W210i - Video Driving Backwards - Scraper
`W150CFi - Video Driving Backwards - Scraper
`PM620 - Video Sensor Check PSC Values
`Video showing PM565 driving backwards
`Video showing reverse travel for PM565
`Video showing PM565 operator using control panel to lower machine
`while in reverse
`PM-565 Service Training Meeting Guide 9008 No. QESV9008, August
`1993
`VOC Summary Spreadsheet
`RX-0513C Caterpillar Source Code
`337-TA-1067, Complaint, Ex. 56 (color)
`Wirtgen America Sales Data (served Jan. 16, 2024)
`Updated Caterpillar Financial Information
`Seth Exhibit 6
`Seth Exhibit 7
`Seth Exhibit 8
`Seth Exhibit 10
`Seth Exhibit 11
`Seth Exhibit 14
`Seth Exhibit 15
`Seth Table 7
`Seth Table 8
`Seth Table A.1
`Seth Table A.3
`Seth Table A.7
`Seth Table A.8
`Seth Table A.9
`Seth Table A.12
`Caterpillar Press Release (Nov. 2016)
`Sycamore Project Proposal (Mar. 18. 2014)
`
`A, F, H
`
`A, F, H, R, 403
`
`A, F, H
`
`Daubert, MIL, H, R, 403
`Daubert, MIL, H, R, 403
`Daubert, MIL, H, R, 403
`Daubert, MIL, H, R, 403
`Daubert, MIL, H, R, 403
`Daubert, MIL, H, R, 403
`Daubert, MIL, H, R, 403
`Daubert, MIL, H, R, 403
`Daubert, MIL, H, R, 403
`Daubert, MIL, H, R, 403
`Daubert, MIL, H, R, 403
`Daubert, MIL, H, R, 403
`Daubert, MIL, H, R, 403
`Daubert, MIL, H, R, 403
`Daubert, MIL, H, R, 403
`
`A, F, H, 403, PLD, MIL, B
`
`

`

`Case 1:17-cv-00770-JDW Document 322 Filed 02/07/24 Page 11 of 32 PageID #: 30667
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`4056
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`4058
`4059
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`4065
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`4066
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`4068
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`4070
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`4083
`4086
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`4097
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`4098
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`4099
`4100
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`4101
`4102
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`4103
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`4104
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`4105
`4106
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`4107
`
`12/31/2017
`
`12/31/2018
`
`11/3/2019
`
`11/1/2020
`
`10/31/2021
`
`10/30/2022
`1/30/2019
`1/29/2020
`4/13/2021
`
`11/14/2018
`
`12/7/2020
`4/29/2019
`
`1/11/2019
`N/A
`N/A
`
`N/A
`
`5/9/2019
`
`11/10/2019
`
`00/00/2021
`
`10/2/2019
`4/19/2019
`6/4/2020
`3/22/2021
`
`3/22/2021
`
`5/22/2020
`1/6/2021
`
`9/30/2020
`3/8/2