Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 1 of 1004 PageID #: 3567
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`
`WIRTGEN AMERICA, INC.,
`
`Plaintiff,
`
`v.
`
`CATERPILLAR INC.,
`
`Defendant.
`
`)
`)
`)
`)
`)
`)
`)
`)
`)
`
`
`
`
`
`
`
`C.A. No. 17-770-RGA
`
`JURY TRIAL DEMANDED
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`EXHIBITS TO AMENDED COMPLAINT
`VOLUME III – EXHIBIT 31- PART 2
`
`
`
`
`
`YOUNG CONAWAY STARGATT &
`TAYLOR, LLP
`Adam W. Poff (No. 3990)
`Rodney Square
`1000 North King Street
`Wilmington, DE 19801
`(302) 571-6600
`apoff@ycst.com
`
`
`Attorneys for Plaintiff
`
`
`Dated: September 2, 2021
`
`OF COUNSEL:
`
`PATTERSON INTELLECTUAL PROPERTY
`LAW, P.C.
`Ryan D. Levy
`Seth R. Ogden
`William E. Sekyi
`Scott M. Douglass
`Dominic A. Rota
`Mark A. Kilgore
`John F. Triggs
`1600 Division Street, Suite 500
`Nashville, Tennessee 37203
`(615) 242-2400
`rdl@iplawgroup.com
`sro@iplawgroup.com
`wes@iplawgroup.com
`smd@iplawgroup.com
`dar@iplawgroup.com
`mak@iplawgroup.com
`jft@iplawgroup.com
`
` - and -
`
`STERNE, KESSLER, GOLDSTEIN & FOX,
`
`

`

`Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 2 of 1004 PageID #: 3568
`
`PLLC
`Daniel E. Yonan
`Paul A. Ainsworth
`R. Wilson Powers III
`Kyle E. Conklin
`Dallin Glenn
`Deirdre M. Wells
`Richard J. Uberto Jr.
`Davin B. Guinn
`1100 New York Ave., NW, Suite 600
`Washington, DC 20005
`(202) 371-2600
`dyonan@sternekessler.com
`painsworth@sternekessler.com
`tpowers@sternekessler.com
`kconklin@sternekessler.com
`dglenn@sternekessler.com
`dwells@sternekessler.com
`ruberto@sternekessler.com
`dguinn@sternekessler.com
`
`
`
`
`28555829.1
`
`

`

`Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 3 of 1004 PageID #: 3569
`
`EXHIBIT 31 - Part 2
`
`

`

`Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 4 of 1004 PageID #: 3570
`
`CATERPILLAR MACHINE PRICE LIST
`
`297D2
`
`USE
`
`REF
`NO.
`
`LANE 2 / 3 MANDATORY
`
`Ship Weight
`lbs
`
`LIST PRICE
`AT DEALER
`
`PERFORMANCE PACKAGES (CONT.)
`
`HYDRAULIC CONTROLS (Cont.)
`
`L
`
`L
`
`485-0411
`
`485-0418
`
`...................................
`CONTROL, ISO, PROP
`Cannot be used with H3. Provides ISO joystick controls (4 button
`left hand joystick) and electronic foot throttle pedal with decel
`pedal functionality
`...............................
`CONTROL, ISO, PROP, WT
`Cannot be used with H3. Provides ISO joystick controls (4 button
`left hand joystick) and electronic foot throttle pedal with decel
`pedal functionality. Also includes 14 pin Work Tool electrical
`harness.
`
`0
`
`0
`
`High Flow (FOR USE WITH H3 ONLY)
`
`L
`
`485-0417
`
`...............................
`CONTROL, ISO, PROP, WT
`For use with H3 Only. Provides ISO joystick controls (4 button
`left hand joystick - Thumb roller with 2 button right hand joystick)
`and 14 pin Work Tool electrical harness. Also includes electronic
`foot throttle pedal with decel pedal functionality.
`
`0
`
`POWERTRAIN
`
`$426
`
`$760
`
`$865
`
`L
`
`L
`
`L
`
`435-8895
`
`RIDE CONTROL, NONE
`
`..................................
`
`0
`
`NC
`
`435-8896
`
`........................................
`RIDE CONTROL
`
`0
`
`$1,025
`
`FILM GROUP RIDE CONTROL
`
`422-3445
`
`..............................
`FILM, RIDE CONTROL, ANSI
`REQUIRED WHEN SELECTING RIDE CONTROL
`
`0
`
`NC
`
`Supersedes 02JAN2017
`Caterpillar: Confidential Green
`
`US-A D
`
`Subject to change without notice
`Printed in USA
`U. S. DOLLAR CURRENCY
`
`Effective 30JUN2018
`
`297D2-004
`
`

`

`Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 5 of 1004 PageID #: 3571
`
`CATERPILLAR MACHINE PRICE LIST
`
`297D2
`
`USE
`
`REF
`NO.
`
`LANE 2 / 3 MANDATORY
`
`Ship Weight
`lbs
`
`LIST PRICE
`AT DEALER
`
`FEATURE PACKAGES
`
`COMFORT PACKAGES
`
`L
`
`L
`
`L
`
`435-9150
`
`435-9151
`
`435-9152
`
`L
`
`435-9153
`
`......................................
`ROPS, OPEN (C0)
`All of the following are included in this package:
`Seat, Static, Vinyl
`Cab Mounted Controls, Adjustable (hand tool required)
`Headliner, None
`......................................
`ROPS, OPEN (C1)
`All of the following are included in this package:
`Deluxe Headliner & rear post trim covers
`Cup Holder
`Seat (Must select one below)
`........................
`ROPS, ENCLOSED WITH HEAT (C2)
`All of the following are included in this package:
`Deluxe Headliner & post trim covers
`Cup Holder
`Side Windows
`Heater and Defroster
`Seat (Must select one below)
`Door (Must select one below)
`..........................
`ROPS, ENCLOSED WITH A/C (C3)
`All of the following are included in this package:
`Deluxe Headliner & post trim covers
`Cup Holder
`Side Windows
`Air Conditioner Including Heater/Defroster
`Seat (Must select one below)
`Door (Must select one below)
`
`0
`
`0
`
`0
`
`0
`
`SEAT
`Must select ONE if a C1, C2 or C3 cab package was selected above.
`
`L
`
`L
`
`L
`
`P
`
`P
`
`345-6329
`
`345-6349
`
`345-6359
`
`..............................
`SEAT, SUSPENSION, VINYL
`Includes: Cab Mounted Controls, Adjustable (hand tool required)
`For Use With: C1, C2 and C3 Cab Package
`........................
`SEAT,AIR SUSPENSION,VINYL,HEAT
`High back heated seat with recline, lumbar support, and Fully
`Adjustable Seat Mounted Controls.
`For Use With: C1, C2 and C3 Cab Package
`.......................
`SEAT,AIR SUSPENSION,CLOTH,HEAT
`High back heated seat with recline, lumbar support, and Fully
`Adjustable Seat Mounted Controls.
`For Use With: C2 and C3 Cab Package
`
`0
`
`0
`
`0
`
`DOOR
`Must select ONE if an Enclosed ROPS was selected above.
`
`345-6240
`
`DOOR, CAB, GLASS
`
`....................................
`
`0
`
`345-6260
`
`DOOR, CAB, POLYCARBONATE
`
`............................
`
`0
`
`NC
`
`$429
`
`$2,790
`
`$4,800
`
`$352
`
`$765
`
`$790
`
`$106
`
`$210
`
`Supersedes 02JAN2017
`Caterpillar: Confidential Green
`
`US-A D
`
`Subject to change without notice
`Printed in USA
`U. S. DOLLAR CURRENCY
`
`Effective 30JUN2018
`
`297D2-005
`
`

`

`Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 6 of 1004 PageID #: 3572
`
`CATERPILLAR MACHINE PRICE LIST
`
`297D2
`
`USE
`
`REF
`NO.
`
`LANE 2 / 3 MANDATORY
`
`Ship Weight
`lbs
`
`LIST PRICE
`AT DEALER
`
`FEATURE PACKAGES (CONT.)
`
`RADIO
`Selection of ONE required for C2 or C3 Comfort Package
`
`L
`
`L
`
`345-6175
`
`345-6180
`
`.........................................
`0
`RADIO READY
`Provides Speakers, Wiring, Radio Box, Antenna & Cable, and hardware
`required to install a single DIN radio.
`.............................
`RADIO, AM/FM, BLUETOOTH
`Provides factory installed radio: Includes Bluetooth interface,
`microphone, and auxiliary inputs (USB port and aux input jack) to
`connect external audio devices.
`
`0
`
`ADVANCED MACHINE CONTROL
`
`L
`
`465-3706
`
`L
`
`465-3705
`
`0
`
`...............................
`DISPLAY, ADVANCED, LCD
`Includes: Full color 5 in. LCD screen with digital gauge display.
`Provides Creep Control, Hystat response adjustment, Implement response
`adjustment, DEF gauge, Fuel gauge, Hydraulic temperature gauge,
`Engine coolant gauge, Tachometer, Language selection and Advanced
`multi-operator Anti-theft Security System and Monitoring. Also
`provides USB charging port.
`Note: Rear camera ready. Anti-theft Security System feature will
`ship from factory installed but disabled.
`.......................
`DISPLAY, ADVANCED, LCD, CAMERA
`Includes: Full color 5 in. LCD screen with digital gauge display.
`Provides Creep control, Hystat response adjustment, Implement response
`adjustment, DEF gauge, Fuel gauge, Hydraulic temperature gauge,
`Engine coolant gauge, Tachometer, Language selection and Advanced
`multi-operator Anti-theft Security System and Monitoring. Also
`provides USB charging port.
`Note: Rear camera installed. Anti-theft Security System feature will
`ship from factory installed but disabled.
`
`0
`
`STARTERS, BATTERIES, & ALTERNATORS
`
`BATTERIES
`
`L
`
`L
`
`L
`
`465-3696
`
`441-4811
`
`441-4810
`
`.........................
`BATTERY, 850 CCA, HEAVY DUTY
`CANNOT BE USED WITH: EU Dealers
`............................
`BATTERY, HEAVY DUTY, DISC
`850 CCA with Battery Disconnect Switch
`.........................
`BATTERY, XTRA HVY DUTY, DISC
`1000 CCA with Battery Disconnect Switch
`Recommended for cold weather starting.
`
`0
`
`0
`
`0
`
`OPERATOR ENVIRONMENT
`
`LIGHTS
`
`L
`
`495-1672
`
`.....................................
`0
`LIGHTS, HALOGEN
`Two (2) forward facing adjustable halogen work lights (cab mounted)
`and two (2) rear facing halogen work lights (frame mounted).
`
`$151
`
`$499
`
`$955
`
`$1,355
`
`NC
`
`$123
`
`$201
`
`NC
`
`Supersedes 02JAN2017
`Caterpillar: Confidential Green
`
`US-A D
`
`Subject to change without notice
`Printed in USA
`U. S. DOLLAR CURRENCY
`
`Effective 30JUN2018
`
`297D2-006
`
`

`

`Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 7 of 1004 PageID #: 3573
`
`CATERPILLAR MACHINE PRICE LIST
`
`297D2
`
`USE
`
`REF
`NO.
`
`LANE 2 / 3 MANDATORY
`
`Ship Weight
`lbs
`
`LIST PRICE
`AT DEALER
`
`OPERATOR ENVIRONMENT (CONT.)
`
`LIGHTS (Cont.)
`
`L
`
`495-1671
`
`..........................................
`0
`LIGHTS, LED
`Two (2) forward facing adjustable LED work lights (cab mounted) and
`two (2) rear facing LED work lights (frame mounted).
`LED lighting advantages vs halogens: brighter work site illumination,
`cooler, more resistant to vibration and longer life.
`
`SEAT BELTS
`
`L
`
`L
`
`258-4095
`
`SEAT BELT, 2"
`
`........................................
`
`0
`
`258-4096
`
`........................................
`SEAT BELT, 3"
`Required in California.
`
`0
`
`TECHNOLOGY PRODUCTS
`
`$274
`
`NC
`
`$139
`
`PRODUCT LINK
`Product Link enables the remote transmission of information about the
`location, operation and condition of your equipment. Efficiently and
`effectively monitor the performance of your assets to help keep your
`jobs on schedule, maintain equipment condition and reduce the costs of
`owning and operating your fleet. Availability varies by country -
`please reference https://Dealer.cat.com/PL/Certification for certified
`countries. Please contact your Caterpillar marketing representative
`with questions.
`
`L
`
`L
`
`441-4818
`
`441-4819
`
`0
`
`..........................
`PRODUCT LINK, CELLULAR PL240
`Product Link Basic series PL240 uses cellular networks to transmit
`hour and location information for viewing in Product Link
`s remote
`
`monitoring web interface. Cellular technology provides capabilities
`for frequent data transmission.
`..........................
`0
`PRODUCT LINK, CELLULAR PL641
`Product Link Pro series PL641 offers expanded coverage including 3G
`UMTS and CDMA2000 as well as 2G GSM and CDMA cellular networks to
`transmit location, utilization and condition information for viewing
`in Product Link
`s remote monitoring web interface. Cellular
`
`technology provides capabilities for frequent transmission and larger
`volumes of data.
`
`NC
`
`$590 NET
`
`COOLING
`
`COOLING FAN
`
`L
`
`L
`
`457-3167
`
`457-2835
`
`................................
`FAN, COOLING, DEMAND
`Provides variable speed hydraulic cooling fan. Sensors monitor
`machine cooling requirements to modulate the fan speed providing
`"on demand" cooling.
`.......................
`0
`FAN,COOLING, DEMAND, REVERSING
`Reversing Fan provides automatic and manual purge modes to assist in
`removing material from the rear door intake screen. Provides both
`Demand Fan and Reversing Fan functionality.
`
`0
`
`NC
`
`$825
`
`Supersedes 02JAN2017
`Caterpillar: Confidential Green
`
`US-A D
`
`Subject to change without notice
`Printed in USA
`U. S. DOLLAR CURRENCY
`
`Effective 30JUN2018
`
`297D2-007
`
`

`

`Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 8 of 1004 PageID #: 3574
`
`CATERPILLAR MACHINE PRICE LIST
`
`297D2
`
`USE
`
`REF
`NO.
`
`QUICK COUPLERS
`
`LANE 2 / 3 MANDATORY
`
`Ship Weight
`lbs
`
`LIST PRICE
`AT DEALER
`
`L
`
`L
`
`345-4910
`
`QUICK COUPLER, MANUAL
`
`...............................
`
`0
`
`515-8592
`
`.............................
`QUICK COUPLER, HYDRAULIC
`
`0
`
`INSTRUCTIONS
`
`SERVICE INSTRUCTIONS
`
`421-8926
`
`.........................
`SERIALIZED TECHNICAL MEDIA KIT
`The technical media kit will include the Operations & Maintenance
`Manual (OMM) and other media specified on the Factory Notification
`List required to ship products from the manufacturing facility. Kit
`may contain multiple Operation & Maintenance Manuals (OMM) based on
`the final country of destination. Contents will vary.
`Any additional media or translations not included in the kit, should
`be ordered through publications.cat.com
`
`0
`
`NC
`
`$975
`
`NC
`
`Supersedes 02JAN2017
`Caterpillar: Confidential Green
`
`US-A D
`
`Subject to change without notice
`Printed in USA
`U. S. DOLLAR CURRENCY
`
`Effective 30JUN2018
`
`297D2-008
`
`

`

`Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 9 of 1004 PageID #: 3575
`
`CATERPILLAR MACHINE PRICE LIST
`
`297D2
`
`OPTIONAL ATTACHMENTS
`
`Ship Weight
`lbs
`
`LIST PRICE
`AT DEALER
`
`$212
`
`$282
`
`$1,010
`
`$191
`
`$188
`
`USE
`
`REF
`NO.
`
`ELECTRICAL
`
`L
`
`309-1325
`
`L
`
`L
`
`L
`
`L
`
`345-5234
`
`345-5148
`
`345-3556
`
`457-1215
`
`WORK TOOLS
`
`....................................
`0
`ROTATING BEACON
`Magnetic base, mounted to top of cab. Operates when key switch is
`in "On" position.
`
`OTHER ATTACHMENTS
`
`........................
`RETURN TO DIG/WRKTL POSITIONER
`Self Level enabled RTD/WT positioner
`Return to Dig automatically lowers lift arms and returns work tool to
`preset angle. Work Tool positioner automatically returns work tool to
`present angle.
`Requires H2 or H3 performance package
`......................
`COUNTERWEIGHT,MACHINE,EXTERNAL
`Includes external weights bolted to the frame tower.
`Suggested for applications where additional rated operating
`capacity (ROC) is needed. Machine ROC increased by 250 lbs (113 kg).
`.........................
`0
`HEATER, ENGINE COOLANT, 120V
`120 Volt - For additional cold weather startability.
`...............................
`LIFTING EYES, FOUR POINT
`Included in EU Conversion Arrangement
`CANNOT BE USED WITH: TANK, WATER
`
`0
`
`0
`
`0
`
`To view and order all available Work Tool Selections refer to WT-SSL
`or WT-HAMR price lists.
`NOTE: Work Tools, except Hammers, are sourced via Caterpillar parts
`distribution system.
`CMOPS orders for Compact Track Loaders and Work Tools MUST be ordered
`separately.
`
`FLUIDS
`
`L
`
`418-9011
`
`........................
`OIL, HYDRAULIC, COLD OPERATION
`Recommended for use in hydraulic system where
`ambient temperatures are below 32 F (0 C).
`
`0
`
`$650
`
`FIELD INSTALLED ATTACHMENTS
`
`Available Through Parts Distribution.
`
`345-6070
`
`KIT, FOPS, LEVEL 2
`Falling Object Protective Structure level 2.
`Provides additional overhead protection.
`Recommended for use in demolition applications.
`Not compatible with the roof mounted Auxiliary Hydraulic Cooler.
`Meets ISO 3449: 1992
`Note: The part number provided is for reference only.
`Individual parts must be ordered. Please reference REHS8703
`for parts list and installation instructions.
`
`Supersedes 02JAN2017
`Caterpillar: Confidential Green
`
`US-A D
`
`Subject to change without notice
`Printed in USA
`U. S. DOLLAR CURRENCY
`
`Effective 30JUN2018
`
`297D2-009
`
`

`

`Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 10 of 1004 PageID #: 3576
`
`CATERPILLAR MACHINE PRICE LIST
`
`297D2
`
`USE
`
`REF
`NO.
`
`OPTIONAL ATTACHMENTS
`
`Ship Weight
`lbs
`
`LIST PRICE
`AT DEALER
`
`FIELD INSTALLED ATTACHMENTS (CONT.)
`
`Available Through Parts Distribution.
`
`(Cont.)
`
`474-5632
`
`418-5883
`
`KIT, SINGLE POINT LIFT
`Contains parts that attach to cab roof and allow machine to be lifted
`from a single point. The part number provided is for reference only.
`Individual parts must be ordered. Please reference REHS9970
`for parts list and installation instructions.
`KIT, FOPS LEVEL 2 W/ 4 PT LIFT
`This kit combines the Falling Object Protective Structure level 2 and
`4 point lifting functionality. Recommended for use in applications
`where additional overhead protection and 4 point lifting are both
`desired (ex. demolition).
`Note: The part number is provided for reference only.
`Individual parts must be ordered. Please reference REHS9989
`for parts list and installation instructions.
`The RETURN TO DIG/WRKTL POSITIONER feature is available as a Software
`Enabled Attachment (SEA) and is installed using Electronic Technician
`and a unique password. Cost to enable the feature via password is
`approximately $221 USD Dealer Net (January, 2016). Machine must be
`equipped with the Electronic Self Level feature, provided in the H2
`or H3 performance package to install the SEA.
`
`DEDICATED ALTERNATE PATTERN (H-pattern):
`As of January 2018. this feature is standard from the factory. There
`is no cost. Using Electronic Technician the dealer can configure the
`machine to operate using the alternative "H" control pattern. With
`this feature there is no method to allow the operator to change the
`pattern in the cab. Refer to media number REHS8719.
`
`SELECTABLE PATTERN CONTROL (ISO/H patterns):
`This feature is a Software Enabled Attachment (SEA) and is installed
`using Electronic Technician and a unique password. The SEA cost to
`enable the feature via password is approximately $250 USD Dealer Net
`(January, 2018). Allows an operator to select either standard CAT
`control pattern or the alternative "H" control pattern with the flip
`of a switch. Estimated time to install: 30 min.
`Refer to media number REHS8718 for appropriate parts list.
`
`The components required are available for order from the Parts
`Department.
`
`Available Through ANTARES Parts Ordering.
`
`NOTE: US & Canada ONLY may place orders in CMOPS to be transferred via
`the bridge to ANTARES Parts Ordering.
`When ordering via CMOPS include top level reference numbers (0P-2742)
`and 0P number for packing.
`
`435-9149
`
`................................
`KIT, CAMERA REAR VIEW
`For proper installation, refer to media number REHS9988.
`Note: Requires Advanced Display
`Estimated time to install: 1 hour 30 minutes
`
`0
`
`$449 NI
`
`Supersedes 02JAN2017
`Caterpillar: Confidential Green
`
`US-A D
`
`Subject to change without notice
`Printed in USA
`U. S. DOLLAR CURRENCY
`
`Effective 30JUN2018
`
`297D2-010
`
`

`

`Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 11 of 1004 PageID #: 3577
`
`CATERPILLAR MACHINE PRICE LIST
`
`297D2
`
`USE
`
`REF
`NO.
`
`OPTIONAL ATTACHMENTS
`
`Ship Weight
`lbs
`
`LIST PRICE
`AT DEALER
`
`FIELD INSTALLED ATTACHMENTS (CONT.)
`
`Available Through ANTARES Parts Ordering.
`
`(Cont.)
`
`484-8211
`
`504-1553
`
`..............................
`KIT, BATTERY DISCONNECT
`For proper installation, refer to media number SEHS0193.
`Provides components needed to install a battery disconnect switch.
`Estimated time to install: 30 minutes
`....................................
`KIT, LICENSE PLATE
`
`0
`
`0
`
`$122 NI
`
`$50 NI
`NET
`
`$343 NI
`
`$324 NI
`
`$510 NI
`
`$669 NI
`
`$1,750 NI
`
`$983 NI
`
`$2,992 NI
`
`$1,976 NI
`
`$1,188 NI
`
`$1,057 NI
`
`499-2684
`
`388-8285
`
`388-7875
`
`388-8275
`
`514-9093
`
`422-3297
`
`508-1866
`
`435-9232
`
`435-9231
`
`527-3155
`
`0
`
`0
`
`0
`
`For proper installation, refer to media number M0067678.
`Estimated time to install: 30 minutes
`......................................
`KIT, LIGHTS, LED
`For proper installation, refer to media number M0066104.
`Includes two (2) forward facing adjustable work lights (cab mounted)
`and two (2) rear facing LED work lights (frame mounted).
`LED lighting advantages vs halogens: brighter work site illumination,
`cooler, more resistant to vibration and longer life.
`Estimated time to install: 1 hour
`...................................
`KIT, FOOT THROTTLE
`For proper installation, refer to media number REHS8712.
`Estimated time to install: 1 hour 30 minutes
`........................
`KIT, COUNTERWEIGHT, 100 LB ROC
`Kit provides one counterweight per side which increases the Rated
`Operating Capacity by approximately 100-125 lbs (46 - 57 kg),
`depending on model. For maximum ROC increase, must order quantity of
`(2) 388-7875 kits. Includes Mounting hardware for both one
`counterweight per side configuration and two counterweights per side
`configuration.
`Estimated time to install: 30 minutes
`...................................
`KIT, WINDOW, SIDES
`For proper installation, refer to media number REHS8707.
`Estimated time to install: 1 hour
`........................
`KIT, DOOR, CAB, POLYCARBONATE
`For proper installation, refer to media number M0073170.
`Estimated time to install: 1.5 hours
`................................
`KIT, DOOR, CAB, GLASS
`For proper installation, refer to media number REHS9992.
`Estimated time to install: 1.5 hours
`.........................
`KIT, AIR CONDITIONER (HTR/DFR)
`For proper installation, refer to media number M0070248.
`Estimated time to install: 8 hours 30 minutes
`.........................
`KIT, AIR CONDITIONER (CONVRSN)
`For proper installation, refer to media number REHS9982.
`Estimated time to install: 7 hours
`..........................................
`KIT, HEATER
`For proper installation, refer to media number REHS9981.
`Estimated time to install: 7 hours
`..........................
`KIT, QUICK COUPLER, HYDRAULIC
`For proper installation refer to media number M0081347.
`Estimated time to install: 12 hours
`
`0
`
`0
`
`0
`
`0
`
`0
`
`0
`
`0
`
`Supersedes 02JAN2017
`Caterpillar: Confidential Green
`
`US-A D
`
`Subject to change without notice
`Printed in USA
`U. S. DOLLAR CURRENCY
`
`Effective 30JUN2018
`
`297D2-011
`
`

`

`Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 12 of 1004 PageID #: 3578
`
`CATERPILLAR MACHINE PRICE LIST
`
`297D2
`
`USE
`
`REF
`NO.
`
`OPTIONAL ATTACHMENTS
`
`Ship Weight
`lbs
`
`LIST PRICE
`AT DEALER
`
`FIELD INSTALLED ATTACHMENTS (CONT.)
`
`Available Through ANTARES Parts Ordering.
`
`(Cont.)
`
`513-5126
`
`388-8265
`
`388-8273
`
`523-4908
`
`481-0031
`
`435-9237
`
`388-8283
`
`388-8286
`
`0
`
`0
`
`0
`
`0
`
`0
`
`0
`
`..................................
`KIT, GUARD, COUPLER
`For proper installation, refer to media number M0072576.
`Provides lower guard that restricts material/debris from entering the
`underside of the coupler area giving additional safeguarding for
`electrical components.
`Estimated time to install: 30 minutes
`............................
`KIT, WT ELECTRICAL CONTROL
`For proper installation, refer to media number REHS7806.
`Includes Work Tool Electrical switch, harness, connector and mounting
`hardware.
`Estimated time to install: 2 hours
`........................
`KIT,WT ELECTRICAL CONTROL, DLX
`For proper installation, refer to media number REHS7814.
`Includes: Work Tool Electrical switch, harness, connector, mounting
`hardware and 4 button Left Hand Joystick.
`Estimated time to install: 3 hours
`..................................
`KIT, DUAL SELF LEVEL
`For proper installation, refer to media number M0077274.
`Estimated time to install: 2 hours 45 minutes
`Note: Not compatible with H2 or H3 Performance Packages.
`....................................
`KIT, RIDE CONTROL
`For proper installation, refer to media number SEHS0156.
`Estimated time to install: 3 hours
`...........................
`KIT, FAN, DEMAND, REVERSING
`For proper installation, refer to media number REHS6604.
`Reversing Fan provides automatic and manual purge modes to assist in
`removing material from the rear door intake screen. Provides both
`Demand Fan and Reversing Fan functionality.
`Estimated time to install: 1.5 hours
`....................................
`KIT, RADIO, READY
`For proper installation, refer to media number REHS8710.
`Provides Speakers, Wiring, Radio Box, Antenna & Cable, and hardware
`required to install a single DIN radio.
`Estimated time to install: 1 hour
`..........................
`KIT, RADIO, AM/FM/BLUETOOTH
`For proper installation, refer to media number REHS8705.
`Includes radio with Bluetooth interface, microphone and auxiliary
`inputs (USB port and aux input jack) to connect external audio
`devices.
`Requires: Radio Ready operator station.
`Estimated time to install: 45 minutes
`
`0
`
`0
`
`$194 NI
`
`$189 NI
`
`$682 NI
`
`$735 NI
`
`$1,017 NI
`
`$840 NI
`
`$146 NI
`
`$560 NI
`
`Supersedes 02JAN2017
`Caterpillar: Confidential Green
`
`US-A D
`
`Subject to change without notice
`Printed in USA
`U. S. DOLLAR CURRENCY
`
`Effective 30JUN2018
`
`297D2-012
`
`

`

`Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 13 of 1004 PageID #: 3579
`
`CATERPILLAR MACHINE PRICE LIST
`
`297D2
`
`USE
`
`REF
`NO.
`
`OPTIONAL ATTACHMENTS
`
`Ship Weight
`lbs
`
`LIST PRICE
`AT DEALER
`
`FIELD INSTALLED ATTACHMENTS (CONT.)
`
`Available Through ANTARES Parts Ordering.
`
`(Cont.)
`
`498-6622
`
`472-2965
`
`421-0219
`
`444-6050
`
`416-5965
`
`422-3323
`
`0
`
`0
`
`0
`
`..........................................
`KIT, DEBRIS
`For proper installation, refer to media number M0067498.
`This kit provides additional components for customers in debris
`intensive applications that restrict debris and other material from
`entering the engine compartment and the lower machine frame.
`Provided are various seals and covers that are designed to cover the
`openings that exist between the frame/body/cab of the machine as well
`as a fuel strainer and an exhaust stack cover.
`Also recommended: Turbo Debris Guard Kit
`Note: If additional component guarding is required, please refer to
`the Guarding Kit.
`Estimated time to install: 10 hours
`........................................
`KIT, GUARDING
`For proper installation, refer to media number REHS9959.
`This kit provides additional guarding for customers in demanding
`applications where extra component safeguarding is required. This kit
`provides guarding for the front work lights, rear work lights,
`auxiliary hydraulic connections, work tool electrical harness
`connection and work tool coupler area.
`Note: If additional debris guarding is required, please refer to
`the Debris Kit.
`Estimated time to install: 1.5 hours
`....................................
`KIT, A/C BREATHER
`For proper installation, refer to media number M0068026.
`This kit provides increased cab air filter life for machines used in
`dusty or high airborne debris applications. Kit contains duct work
`and hardware required to relocate the cab fresh air intake to a higher
`location near the roof of the cab.
`Estimated time to install: 30 minutes
`...............................
`KIT, TURBO DEBRIS GUARD
`For proper installation, refer to media number REHS9969.
`This kit contains steel mesh guards that are designed to cover the
`exhaust manifold and turbocharger to assist in deterring the
`collection of material on these components. It is recommended that
`that the turbo guard kit be used in conjunction with the debris kit.
`Estimated time to install: 1 hour 30 minutes
`.........................
`KIT,ENG AIR INTAKE, PRECLEANER
`
`0
`
`0
`
`For proper installation, refer to media number REHS8735.
`Turbine-type precleaner for the engine air filter. For use in high
`dust/debris applications.
`Estimated time to install: 1 hour
`.............................
`KIT, FRONT ROADING LIGHTS
`Includes front roading lights and 2 lift arm mounted mirrors.
`For proper installation, refer to media number REHS7836.
`Mandatory for Road Homologation in Italy and Germany.
`Estimated time to install: 4 hours
`
`0
`
`$1,838 NI
`
`$628 NI
`
`$447 NI
`
`$279 NI
`
`$457 NI
`NET
`
`$458 NI
`
`Supersedes 02JAN2017
`Caterpillar: Confidential Green
`
`US-A D
`
`Subject to change without notice
`Printed in USA
`U. S. DOLLAR CURRENCY
`
`Effective 30JUN2018
`
`297D2-013
`
`

`

`Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 14 of 1004 PageID #: 3580
`
`CATERPILLAR MACHINE PRICE LIST
`
`297D2
`
`USE
`
`REF
`NO.
`
`OPTIONAL ATTACHMENTS
`
`Ship Weight
`lbs
`
`LIST PRICE
`AT DEALER
`
`FIELD INSTALLED ATTACHMENTS (CONT.)
`
`Available Through ANTARES Parts Ordering.
`
`(Cont.)
`
`422-3322
`
`512-0356
`
`421-0274
`
`422-3241
`
`482-5132
`
`0
`
`0
`
`.............................
`KIT, LIGHTS, REAR, ROADING
`For proper installation, refer to media number REHS8748.
`This kit provides Rear Roading light components (rear reflectors,
`brake lamps, directional indicators/turn signals, hazard lights)
`in order to meet roading requirements for Italy.
`Estimated time to install: 1.5 hours
`.........................
`KIT, LIGHTS, REAR, WIDE MOUNT
`For proper installation, refer to media number M0071898.
`This kit provides components that allows the rear lights to be
`relocated to mounting locations on the sides of the rear frame.
`Estimated time to install: 30 minutes
`REQUIRED for Italy Roading
`...........................
`KIT, LIFTING EYES, FOUR POINT
`For proper installation, refer to media number REHS9993.
`Estimated time to install: 30 minutes
`CANNOT BE USED WITH: TANK, WATER
`..........................
`KIT, PROD LINK, CELLULAR PL641
`For proper installation, refer to media number REHS9952
`Product Link Pro series PL641 uses GSM and CDMA 3G cellular networks
`to transmit location, utilization and condition information for
`s remote monitoring web interface. Cellular
`viewing in Product Link
`
`technology provides capabilities for frequent tranmission and larger
`volumes of data.
`Estimated time to install: 2.5 hours
`.........................
`KIT, WATER TANK, 42 US GAL, D
`Mounted to top of cab
`42 gallon capacity
`Includes tank, pump, filter, lines, mounting brackets and
`quick disconnect
`For proper installation, refer to media number SEHS0363.
`Estimated time to install: 9 hours 30 minutes
`For use with Water Sprinkler Kits for Angle Broom,
`Pick Up Broom, Utility Broom or Cold Planer
`
`0
`
`0
`
`0
`
`$228 NI
`
`$421 NI
`
`$225 NI
`
`$1,004 NI
`
`$1,781 NI
`
`$218 NI
`
`527-2335
`
`CANNOT BE USED WITH: Four Point Lifting Eyes kit,
`Single Point Lift kit or Auxiliary Hydraulic Cooler kit
`..........................
`KIT, REMOTE GREASE (COUPLER)
`For proper installation, refer to media number M0084651.
`Provides remote location for lubrication of the work tool coupler pins
`Estimated time to install: 3 hours
`NO RETURNS accepted for kit components not used or for parts removed
`from machine during kit installation.
`
`0
`
`Shipments will be within 3 - 5 working days of order receipt for
`delivery by dealer parts stocking truck to dealer stocking facility.
`
`Supersedes 02JAN2017
`Caterpillar: Confidential Green
`
`US-A D
`
`Subject to change without notice
`Printed in USA
`U. S. DOLLAR CURRENCY
`
`Effective 30JUN2018
`
`297D2-014
`
`

`

`Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 15 of 1004 PageID #: 3581
`
`CATERPILLAR MACHINE PRICE LIST
`
`297D2
`
`USE
`
`REF
`NO.
`
`OPTIONAL ATTACHMENTS
`
`Ship Weight
`lbs
`
`LIST PRICE
`AT DEALER
`
`FIELD INSTALLED ATTACHMENTS (CONT.)
`
`ENDORSED FIELD INSTALLED ATTACHMENTS
`
`Caterpillar does not warrant, service, or assume responsibility for
`these attachments.
`All orders, pricing confirmation, and other communication for
`these attachments must be directed to the listed manufacturer.
`
`REMOTETASK TM - REMOTE CONTROL SYSTEM
`Complete system for use with CAT D Series Skid Steer, Multi Terrain,
`and Compact Track Loaders. Allows the operator to precisely control
`the machine from outside the cab. Line-of-sight remote control with
`an approximate range of 1000 feet (300 meters). Dealer installed
`remote control system includes the Remote Task controller and
`necessary hardware to convert standard D series SSL, MTL or CTL to
`remote controlled machine.
`
`NOTE: Certified for use in North America. To verify certification in
`other regions, please contact BCP Attachments Team.
`Email: bcp_work_tools@cat.com
`
`Orders for the remote control system must be placed directly from:
`
`TORC Robotics, Inc.
`Tel. +1(800) 530-9285, +1(540) 443-9262
`Email: sales@torcrobotics.com
`
`PACKING
`
`DOMESTIC PACKING
`
`0P-0210
`
`PACK, DOMESTIC TRUCK
`
`................................
`
`0
`
`Only to be used when ordering kits via CMOPS.
`
`0P-2162
`
`PACKING, KIT
`
`.........................................
`
`0
`
`PROTECTION
`
`0P-2266
`
`..........................
`SHIPPING/STORAGE PROTECTION
`Provides protective application of Fluid Film TM for protection
`while shipping and for extended storage periods.
`If desired, this product can be power washed with warm soapy water
`prior to shipment to the customer.
`
`0
`
`NC
`
`NC
`
`$203 NET
`
`Supersedes 02JAN2017
`Caterpillar: Confidential Green
`
`US-A D
`
`Subject to change without notice
`Printed in USA
`U. S. DOLLAR CURRENCY
`
`Effective 30JUN2018
`
`297D2-015
`
`

`

`Case 1:17-cv-00770-RGA-MPT Document 35 Filed 09/02/21 Page 16 of 1004 PageID #: 3582
`
`CATERPILLAR MACHINE PRICE LIST
`
`299D2 COMPACT TRACK LOADER XHP
`SANFORD, NC, USA
`
`Standard Equipment:
`
`POWERTRAIN
`Cat C3.8 turbo aftercooled diesel engine
`-Gross horsepower per SAE J1349
`110 hp (82 kW) @ 2400 RPM
`-EPA Tier 4 Final and EU Stage IV
`certified with aftertreatment
`-Electric fuel priming pump
`-Air inlet heater starting aid
`-Liquid cooled, direct injection
`Air cleaner, dual element, radial seal
`S-O-S sampling valve, hydraulic oil
`Filter, cartridge type, hydraulic
`Filters, cartridge type, fuel
`and water separator
`Radiator/hydraulic oil
`cooler (side-by-side)
`Spring applied, hydraulically released,
`wet multi disc parking brakes
`Hydrostatic transmission
`
`UNDERCARRIAGE
`Steel embed rubber track 15.7 in (400mm)
`Triple flange idler - front and rear
`Suspension - independent torsion axle(4)
`Two speed travel with ride control
`
`HYDRAULICS
`HYDRAULICS, XHP
`-High flow: 40 gpm (150 lpm) max
`-High flow Pressure: 4061 psi
`28000 kPa max
`-Continuous flow
`-Hydraulics, proportional
`-Worktool harness
`CONTROLS:
`Electro/hydraulic implement control
`Electro/hydraulic hydrostatic
`Transmission control
`Speed Sensor Guarding
`
`STARTERS, BATTERIES, & ALTERNATORS
`1000 CCA heavy duty battery w/disconnect
`
`ELECTRICAL
`12 Volt electrical system
`100 ampere alternator
`Ignition key start / stop / aux switch
`Lights:
`-Gauge backlighting
`-Two rear tail lights
`-Dome light
`Backup alarm
`Electrical outlet, beacon
`
`299D2 XHP
`
`Ship Weight
`lbs
`
`LIST PRICE
`AT DEALER
`
`OPERATOR ENVIRONMENT
`Operator warning system indicators:
`-Air filter restrict