throbber
Case 1:18-cv-00697-LPS-CJB Document 29 Filed 01/18/19 Page 1 of 37 PageID #: 282
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE DISTRICT OF DELAWARE
`
`3SHAPEA/S,
`
`Plaintiff,
`
`V.
`
`ALIGN TECHNOLOGY, INC.
`
`Defendant.
`
`)
`)
`)
`)
`) C.A. No. 18-0697-LPS-CJB
`)
`)
`)
`)
`
`STIPULATED PROTECTIVE ORDER
`
`IT IS HEREBY STIPULATED AND AGREED, pursuant to Rule 26(c) of the Federal
`
`Rules of Civil Procedure and subject to the approval of the Court, by and between the parties
`
`and by their respective undersigned counsel, that this Stipulation and Order shall govern the
`
`handling of documents, depositions, deposition exhibits, interrogatory responses, admissions,
`
`and any other information produced, given, or exchanged by and among the parties and any
`
`non-:-parties in the above-captioned action.
`
`Accordingly, based . upon the agreement of the parties, IT IS HEREBY ORDERED
`
`pursuant to Rule 26(c) of the Federal Rules of Civil Procedure that the following Procedures
`
`shall be adopted for the protection of confidential and proprietary information:
`
`PROCEDURES FOR PROTECTION OF CONFIDENTIAL
`AND PROPRIETARY INFORMATION
`
`1.
`
`DEFINITIONS
`
`1.1.
`
`Challenging Party: a Party or Non-Party that challenges the designation of
`
`information or items under this Order.
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`

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`I
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`1.2.
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`"CONFIDENTIAL" Information or Items: information (regardless of how it. is
`
`generated, stored or maintained) or tangible things that qualify for protection under Federal Rule
`
`of Civil Procedure 26(c).
`
`1.3.
`
`Counsel (without qualifier): Outside Counsel of Record (as well as their support
`
`staff).
`
`1.4. Designating Party: a Party or Non-Party that designates information or items that
`
`it produces in disclosures or in responses to discovery as "CONFIDENTIAL," "HIGHLY
`
`CONFIDENTIAL ATTORNEYS' EYES ONLY," or "HIGHLY CONFIDENTIAL SOURCE
`
`CODE-ATTORNEYS' EYES ONLY."
`
`1.5. Disclosure or Discovery Material: all items or information, regardless of the
`
`medium or manner in which it is generated, stored, or maintained (including, among other
`
`things, testimony, transcripts, and tangible things), that are produced or generated in
`
`disclosures or responses to discovery in the above-captioned action.
`
`1.6.
`
`Expert: a person with specialized knowledge or experience in a matter pertinent to
`
`the instant litigation who: (1) has been retained by a Party or its Counsel to serve as an expert
`
`witness or as a consultant in the above-captioned action; (2) is not a current employee of a Party
`
`or of a Party's competitor; and (3) at the time of retention, is not anticipated to become an
`
`employee of a Party or of a Party's competitor.
`
`1.7.
`
`"HIGHLY CONFIDENTIAL ATTORNEYS' EYES ONLY" Information or
`
`Items: extremely sensitive "CONFIDENTIAL Information or Items," disclosure of which to
`
`another Party or Non-Party would create a substantial risk. of serious harm that could not be
`
`avoided by less restrictive means.
`
`2
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`, .. ..
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`; l
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`1.8.
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`"HIGHLY CONFIDENTIAL SOURCE CODE-ATTORNEYS' EYES ONLY"
`
`Information or Items: material of a Designating Party or of any Non-Party that a Producing Party
`
`is permitted to produce in this litigation that constitutes or contains non-public Source Code.
`
`1.9.
`
`In-House Counsel: attorneys who are employees of a Party to the above-captioned
`
`action. In-House Counsel does not include Outside Counsel of Record or any other outside
`
`counsel.
`
`1.10. Non-Party: any natural person, partnership, corporation, association, or other legal
`
`entity not named as a Party to the above-captioned action.
`
`1.11. Outside Counsel of Record: attorneys of a law firm which has appeared on behalf
`
`of that Party in this instant litigation and their support staffs.
`
`1.12. ~ : a party to the above-captioned action, including all of its officers, directors,
`
`and employees.
`
`1.13. Producing Party: a Party or Non-Party, that produces Disclosure or Discovery
`
`Material in the above-captioned action.
`
`1.14. Professional Vendors: persons or entities that provide litigation support services
`
`( e.g., photocopying, videotaping,
`
`translating, preparing exhibits or demonstrations, and
`
`organizing, storing, or retrieving data in any form or medium) and their employees and
`
`subcontractors.
`
`1.15. Protected Material: any Disclosure or Discovery Material that is designated as
`
`"CONFIDENTIAL," "HIGHLY CONFIDENTIAL ATTORNEYS' EYES ONLY," or
`
`"HIGHLY CONFIDENTIAL SOURCE CODE-ATTORNEYS' EYES ONLY."
`
`1.16. Receiving Party: a Party or Non-Party that receives Disclosure or Discovery
`
`Material from a Producing Party.
`
`3
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`

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`:.II
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`1.17. Source Code: source code, object code (i.e., computer instructions and data
`
`definitions expressed in a form suitable for input to an assembler, compiler, or other translator),
`
`any text written in any high-level programming language defining firmware and/or software
`
`functionalities implemented on an integrated circuit, microcode, register transfer language
`
`("RTL"), firmware, and hardware description language ("HDL"), as well as any and all notes,
`
`annotations, and other comments of any type related thereto and accompanying the code. For
`
`avoidance of doubt, this includes source files, make files, intermediate output files, executable
`
`files, header files, resource files, library files, module definition files, map files, object files,
`
`linker files, browse info files, and debug files.
`
`2.
`
`COMPUTATION OF TIME
`
`The computation of any period of time prescribed or allowed by this Order shall be
`
`governed by the provisions for computing time set forth in Federal Rule of Civil Procedure 6.
`
`3.
`
`SCOPE
`
`The protections conferred by this Stipulation and Order cover not only Protected Material
`
`(as defined above), but also (1) any information copied or extracted from Protected Material; (2)
`
`all copies, excerpts, summaries, or compilations of Protected Material; and (3) any testimony,
`
`conversations, or presentations by Parties or their Counsel that might reveal Protected Material.
`
`However, the protections conferred by this Stipulation and Order do not cover the following
`
`information: (a) any information that is in the public domain at the time of disclosure to a
`
`Receiving Party or becomes part of the public domain after its disclosure to a Receiving Party,
`
`provided such information enters the public domain by means not involving a violation of this
`
`Order or other duty of confidentiality; and (b) any information known to the Receiving Party
`
`prior to the disclosure that the Receiving Party can demonstrate was already known prior to the
`
`4
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`

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`Case 1:18-cv-00697-LPS-CJB Document 29 Filed 01/18/19 Page 5 of 37 PageID #: 286
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`time of disclosure, was obtained lawfully, and was obtained by means not involving a violation
`
`of this Order or any other duty of confidentiality.
`
`Any use of Protected Material at trial shall be governed by a separate agreement or order.
`
`4.
`
`DURATION
`
`The confidentiality obligations imposed by this Order shall remain in effect even after
`
`final disposition of the above-captioned action unless otherwise provided herein. Final
`
`disposition shall be deemed to be the later of (1) dismissal of all claims and defenses in an
`
`action, with or without prejudice; and (2) final judgment herein after the completion and
`
`exhaustion of all appeals, rehearings, remands, trials, or reviews of that action, including the time
`
`limits for filing any motions or applications for extension of time pursuant to applicable law.
`
`5.
`
`DESIGNATING PROTECTED MATERIAL
`
`5.1.
`
`Exercise of Restraint and Care in Designating Material for Protection. Each
`
`Designating Party that designates information or items for protection under this Order must take
`
`care to limit any such designation to material that qualifies under the appropriate standards. If it
`
`comes to a Designating Party's attention that information or items that it designated for
`
`protection do not qualify for protection at all or do not qualify for the level of protection initially
`
`asserted, that Designating Party must promptly notify all other Parties in its respective action that
`
`it is withdrawing the mistaken designation.
`
`5.2. Manner and Timing of Designations. Except as otherwise provided in this Order
`
`(see, e.g., subsection 5.2.1 below), or as otherwise stipulated or ordered, Disclosure or Discovery
`
`Material that qualifies for protection under this Order must be clearly so designated at the time
`
`the material is disclosed or produced. Designation in conformity with this Order requires:
`
`5.2.1. For information in documentary form (e.g., paper or electronic documents,
`
`but excluding transcripts of depositions or other pretrial or trial proceedings), that the Producing
`
`5
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`

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`Case 1:18-cv-00697-LPS-CJB Document 29 Filed 01/18/19 Page 6 of 37 PageID #: 287
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`.,.
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`; I
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`Party affix the legend "CONFIDENTIAL," or "HIGHLY CONFIDENTIAL ATTORNEYS'
`
`EYES ONLY," or "HIGHLY CONFIDENTIAL SOURCE CODE-ATTORNEYS' EYES
`
`ONLY" to each page that contains protected material. A Party or Non-Party that makes original
`
`documents or materials available for inspection need not designate them for protection until after ·
`
`the inspecting Party has indicated which material it would like copied and produced. During the
`
`inspection and before the designation, all of the material made available for inspection shall be
`
`deemed "HIGHLY CONFIDENTIAL ATTORNEYS' EYES ONLY" or, where applicable
`
`"HIGHLY CONFIDENTIAL SOURCE CODE-ATTORNEYS' EYES ONLY." After the
`
`inspecting Party has identified the documents it wants copied and produced, the Producing Party
`
`must determine which documents, or portions thereof, qualify for protection under this Order.
`
`Then, before producing the specified documents, the Producing Party must affix the appropriate
`
`legend ("CONFIDENTIAL," "HIGHLY CONFIDENTIAL ATTORNEYS' EYES ONLY," or
`
`"HIGHLY CONFIDENTIAL SOURCE CODE-ATTORNEYS' EYES ONLY") to each page
`
`that contains Protected Material.
`
`5.2.2. For testimony given in deposition, the Designating Party may indicate on
`
`the record that it is protected at the time it is given in accord with the Federal Rules of Civil
`
`Procedure. The Designating Party shall indicate the level of protection at the time of
`
`designation. The use of a document as an exhibit at a deposition shall not in any way affect its
`
`designation as "CONFIDENTIAL," "HIGHLY CONFIDENTIAL ATTORNEYS' EYES
`
`ONLY," or "HIGHLY CONFIDENTIAL SOURCE CODE-ATTORNEYS' EYES ONLY."
`
`Transcripts containing Protected Material shall have an obvious legend on the title page that the
`
`transcript contains Protected Material and that specifies the level of protection being asserted by
`
`the Designating Party. The title page may be followed by a list of all pages (including line
`
`6
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`

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`Case 1:18-cv-00697-LPS-CJB Document 29 Filed 01/18/19 Page 7 of 37 PageID #: 288
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`,,.
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`: !
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`numbers as appropriate) that have been designated as Protected Material. The Designating Party
`
`shall inform the court reporter of these requirements.
`
`5.2.3. For information produced in some form other than documentary and for
`
`any other tangible items, that the Producing Party affix in a prominent place on the exterior of
`
`the container or containers
`
`in which the
`
`information or
`
`item
`
`is stored the
`
`legend
`
`"CONFIDENTIAL," "HJGHL Y CONFIDENTIAL ATTORNEYS' EYES ONLY," or
`
`"HIGHLY CONFIDENTIAL SOURCE CODE-ATTORNEYS' EYES ONLY." If only a
`
`portion or portions of the information or item warrant protection, the Producing Party, to the
`
`extent practicable, shall identify the protected portion(s) and specify the level of protection being
`
`asserted.
`
`5.3.
`
`Inadvertent Failures to Designate. If timely corrected after recognition by a
`
`Producing Party of an inadvertent failure to designate, an inadvertent failure to designate
`
`qualified information or items does not, standing alone, waive the Producing Party's right to
`
`secure protection under this Order for such material. Upon discovering the inadvertent failure to
`
`designate, the Producing Party shall immediately notify the Receiving Party in writing and
`
`provide replacement copies with the appropriate confidentiality designation. After receiving such
`
`notice, the Receiving Party must make reasonable efforts to ensure that the material is treated in
`
`accordance with the provisions of this Order. To the extent the Receiving Party has disclosed the
`
`Protected Material to any person, or in any circumstance, not authorized under this Stipulated
`
`Protective Order, the Receiving Party shall follow the requirements of Section 9.
`
`5.4.
`
`Right to Seek Additional Protections. This Order is entered without prejudice to
`
`the right of any Party to seek additional protections from the Court as may be necessary under
`
`particular circumstances.
`
`7
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`

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`Case 1:18-cv-00697-LPS-CJB Document 29 Filed 01/18/19 Page 8 of 37 PageID #: 289
`,.
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`: I
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`6.
`
`CHALLENGING CONFIDENTIALITY DESIGNATIONS
`
`6.1.
`
`Timing of Challenges. Any Party or Non-Party may challenge a designation of
`
`confidentiality at any time. Unless a prompt challenge to a Designating Party's confidentiality
`
`designation is necessary to avoid foreseeable, substantial unfairness, unnecessary economic
`
`burdens, or a significant disruption or delay of the litigation, a Party does not waive its right to
`
`challenge a confidentiality designation by electing not to mount a challenge promptly after the
`
`original designation is disclosed ..
`
`6.2. Meet and Confer. The Challenging Party shall provide written notice of each
`
`designation it is challenging and describing the basis for each challenge. The parties shall
`
`attempt to resolve each challenge in good faith and must begin the process by conferring within
`
`seven (7) calendar days of the date of service of notice as required by Local Rule 7 .1.1. In
`
`conferring, the Challenging Party must explain the basis for its belief that the confidentiality
`
`designation was not proper and must give the Designating Party an opportunity to review the
`
`designated material, to reconsider the circumstances, and, if no change in designation is offered,
`
`to explain the basis for the chosen designation.
`
`6.3.
`
`Judicial Intervention. If the Parties cannot resolve a challenge without court
`
`intervention, the Challenging Party shall contact the Court pursuant to Section S(g) of the
`
`Scheduling Order.
`
`7.
`
`ACCESS TO AND USE OF PROTECTED MATERIAL
`
`7.1.
`
`Basic Principles. Absent further Order from the Court, the Receiving Party may
`
`only use Protected Material that is disclosed or produced by another Designating Party in
`
`connection with the above-captioned action for prosecuting, defending, or attempting to settle
`
`that action. Such Protected Material may be disclosed only to the categories of persons and under
`
`the conditions described in this Order.
`
`8
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`,' ""
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`7 .1.1. Protected Material must be stored and maintained by a Receiving Party at
`
`a location and in a secure manner that ensures that access is limited to the persons authorized
`
`under this Order.
`
`7.1.2. A Receiving Party shall not use, rely upon, or refer to another Party's or
`
`Non-Party's Protected Material in (1) drafting or amending claims in a U.S. or foreign patent
`
`application, or assisting or advising another to do the same; or (2) drafting or amending claims in
`
`any inter partes review, ex parte reexamination, reissue proceeding, or other post-grant review
`
`process at the USPTO or any proceeding before the patent office of a foreign country, or
`
`assisting or advising another to do the same.
`
`7.1.3. Patent Prosecution Bar. Any attorney, patent agent, expert, or other
`
`person who has subscribed to the Stipulated Protective Order on behalf of any party in this
`
`litigation or has otherwise accessed technical material designated by another party as
`
`"CONFIDENTIAL," "HIGHLY CONFIDENTIAL ATTORNEYS' EYES ONLY," "HIGHLY
`
`CONFIDENTIAL SOURCE CODE-ATTORNEYS' EYES ONLY," "CONFIDENTIAL
`
`BUSINESS
`
`INFORMATION
`
`SUBJECT
`
`TO
`
`PROTECTIVE ORDER"
`
`and/or
`
`"CONFIDENTIAL SOURCE CODE-ATTORNEYS' EYES ONLY INFORMATION" which
`
`relates to the structure, operation, function, design, or development of any existing or potential
`
`product shall not be involved in Patent Prosecution on behalf of the party represented by that
`
`person in this litigation or one of such party's affiliates relating to the subject matter of intraoral
`
`scanners and software related to the functioning of such scanners before any foreign or domestic
`
`agency, including the United States Patent and Trademark Office. For the purposes of this
`
`paragraph, "Patent Prosecution" shall be defined as substantive patent prosecution activities
`
`involving "competitive decision making" as set forth by the Federal Circuit in In re Deutsche
`
`9
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`Case 1:18-cv-00697-LPS-CJB Document 29 Filed 01/18/19 Page 10 of 37 PageID #: 291
`: I
`.'-,.
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`Bank Trust Co. Americas, 605 F.3d 1373, 1378 (Fed. Cir. 2010), such as supervising, assisting or
`
`participating in (including preparing, drafting, amending, filing, or otherwise prosecuting
`
`applications, claims, responses to office actions, oaths or declarations, or any other paper) the
`
`prosecution of any pending or future patent application before the United States Patent and
`
`Trademark Office or any other patent foreign or domestic authorities, with respect to any patent
`
`application of the represented party claiming (in whole or in part) any of the subject matter set
`
`forth above. "Patent Prosecution" shall not include representing a party or otherwise
`
`participating in reissue proceedings, ex parte reexamination, inter partes review, covered
`
`business method review, or post-grant review proceedings, provided such representation or other
`
`participation in such proceedings does not include any involvement in seeking amendment of
`
`any claims on behalf of the represented party. This prohibition on Patent Prosecution shall end
`
`two (2) years after the earlier of (i) the final resolution or termination of this litigation, including
`
`all appeals, (ii) the complete settlement of all claims in this litigation and completion of the
`
`requirements of this agreement, or (iii) the withdrawal of that attorney from the Protective Order.
`
`This prosecution bar is personal to the person subscribing to the Protective Order in this
`
`litigation and shall not be imputed to any other person or entity.
`
`7.2. Disclosure of "CONFIDENTIAL" Information or Items. Unless otherwise
`
`ordered by the court or permitted in writing by the Designating Party, a Receiving Party may
`
`only disclose any information or item designated "CONFIDENTIAL" to:
`
`7.2.1. The Receiving Party's Outside Counsel of Record in the action in which it
`
`is produced, as well as employees of said Outside Counsel of Record to whom it is reasonably
`
`necessary to disclose the information for this particular litigation.
`
`10
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`Case 1:18-cv-00697-LPS-CJB Document 29 Filed 01/18/19 Page 11 of 37 PageID #: 292
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`:,,
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`7.2.2. Experts of the Receiving Party (1) to whom disclosure is reasonably
`
`necessary for the litigation in which said information is produced; and (2) who have signed the
`
`"Acknowledgment and Agreement to Be Bound" (Exhibit A).
`
`7.2.3. The Court, jury, and court personnel.
`
`7.2.4. Court reporters and their staff, professional jury or trial consultants, and
`
`Professional Vendors to whom disclosure is reasonably necessary for the litigation in which it is
`
`produced.
`
`7.2.5. During their depositions, witnesses in the action to whom disclosure is
`
`reasonably necessary, unless otherwise agreed by the Designating Party or ordered by the court.
`
`Exhibits to depositions that reveal Protected Material must be separately bound by the court
`
`reporter and may not be disclosed to anyone except as permitted under this Stipulated Protective
`
`Order.
`
`7.2.6. The author or recipient of a document containing the information or a
`
`custodian or other person who otherwise possessed or knew the information or is employed by
`
`the Designating Party.
`
`7.3. Disclosure of "HIGHLY CONFIDENTIAL ATTORNEYS' EYES ONLY"
`
`Information or Items. Unless otherwise ordered by the court or permitted in writing by the
`
`Designating Party, a Receiving Party may only disclose any information or item designated
`
`"HIGHLY CONFIDENTIAL ATTORNEYS' EYES ONLY" to:
`
`7.3.1. The Receiving Party's Outside Counsel of Record in the action in which it
`
`is produced, as well as employees of said Outside Counsel of Record to whom it is reasonably
`
`necessary to disclose the information in this particular litigation.
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`11
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`Case 1:18-cv-00697-LPS-CJB Document 29 Filed 01/18/19 Page 12 of 37 PageID #: 293
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`• I
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`•
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`:,.
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`7.3.2. Experts of the Receiving Party (1) to whom disclosure is reasonably
`
`necessary for the litigation in which such information is produced and (2) who have signed the
`
`"Acknowledgment and Agreement to Be Bound" (Exhibit A).
`
`7.3.3. The Court, jury, and court personnel.
`
`7.3.4. Court reporters and their staff, professional jury or trial consultants, and
`
`Professional Vendors to whom disclosure is reasonably necessary for the litigation in which it is
`
`produced.
`
`7.3.5. The author or recipient of a document containing the information or a
`
`custodian or other person who otherwise possessed or knew the information or is employed by
`
`the Designating Party.
`
`7.4. Disclosure of "HIGHLY CONFIDENTIAL SOURCE CODE-ATTORNEYS'
`
`EYES ONLY"
`
`Information or
`
`Items.
`
`Information or
`
`items designated "HIGHLY
`
`CONFIDENTIAL SOURCE CODE-ATTORNEYS' EYES ONLY" are subject to the provisions
`
`of Section 8, below.
`
`7.5. Advice to Clients: It is understood that Outside Counsel of Record for a Party
`
`may give advice and opinions to his or her client based on his or her evaluation of information
`
`designated "CONFIDENTIAL," "HIGHLY CONFIDENTIAL ATTORNEYS' EYES ONLY,"
`
`or "HIGHLY CONFIDENTIAL SOURCE CODE-ATTORNEYS' EYES ONLY" that is
`
`provided from the opposing Party to such Outside Counsel of Record this action, provided that
`
`such rendering of advice and opinions shall not reveal the content of such information, except by
`
`prior written agreement with counsel for the Producing Party.
`
`8.
`
`DISCLOSURE AND REVIEW OF SOURCE CODE
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`12
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`Case 1:18-cv-00697-LPS-CJB Document 29 Filed 01/18/19 Page 13 of 37 PageID #: 294
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`• I
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`"
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`8.1. A Designating Party may designate documents, information, or things as
`
`"HIGHLY CONFIDENTIAL SOURCE CODE-ATTORNEYS' EYES ONLY," which shall
`
`mean material of a Designating Party or of any Non-Party that a Producing Party is permitted to
`
`produce in this litigation that constitutes or contains non-public Source Code.
`
`8.2. Materials designated as "HIGHLY CONFIDENTIAL SOURCE CODE-
`
`ATTORNEYS' EYES ONLY" shall only be reviewable by SOURCE CODE QUALIFIED
`
`PERSONS. SOURCE CODE QUALIFIED PERSONS include the following: (1) Outside
`
`Counsel of Record and staff employed by such litigation counsel as necessarily incident to the
`
`litigation; (2) personnel at interpretation/translation service establishments retained by, but not
`
`regularly employed by, outside litigation counsel as necessarily incident to the litigation of this
`
`litigation, including without limitation oral interpreters and document translators; (3) the Court,
`
`the Judge, the Court Staff, Court personnel and contract personnel who are acting in the capacity
`
`of Court employees; ( 4) court reporters, stenographers and videographers transcribing or
`
`recording testimony at depositions, hearings or trial in this litigation; (5) Experts in this
`
`litigation, subject to the provisions of paragraph 8.2.1, below; (6) a Designating Party's
`
`employees, 30(b)(6) witnesses, or Experts designated by the Designating Party. The Designating
`
`Party and the Receiving Party may meet and confer to discuss other potential categories of
`
`SOURCE CODE QUALIFIED PERSONS.
`
`8.2.1. Experts may only review "HIGHLY CONFIDENTIAL SOURCE CODE(cid:173)
`
`ATTORNEYS' EYES ONLY" Information after being expressly identified to the Designating
`
`Party as seeking access to HIGHLY CONFIDENTIAL SOURCE CODE.-
`
`8.2.1.1. No less than seven (7) calendar days prior to the initial disclosure to an
`
`Expert of any
`
`"HIGHLY CONFIDENTIAL SOURCE CODE
`
`-
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`13
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`Case 1:18-cv-00697-LPS-CJB Document 29 Filed 01/18/19 Page 14 of 37 PageID #: 295
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`ATTORNEYS' EYES ONLY" information, the Receiving Party shall submit
`
`in writing the name of such Expert and his or her educational and detailed
`
`employment history to the Designating Party. If the Designating Party objects
`
`to the disclosure of such "HIGHLY CONFIDENTIAL SOURCE CODE(cid:173)
`
`ATTORNEYS' EYES ONLY" Information to such Expert as inconsistent 'Yith
`
`the language or intent of this Order or on other grounds, it shall notify the
`
`Receiving Party in writing of its objection and the grounds therefore prior to
`
`the initial disclosure. If the dispute is not resolved on an informal basis after
`
`meeting and conferring as required by Local Rule 7 .1.1 within seven (7) days
`
`of receipt of such notice of objections, the Parties may seek guidance from the
`
`Court.
`
`The disclosure of
`
`information designated
`
`as
`
`"HIGHLY
`
`CONFIDENTIAL SOURCE CODE-ATTORNEYS' EYES ONLY" shall be
`
`withheld to such Expert pending resolution of the dispute.
`
`8.3.
`
`Source Code shall be provided with the following additional protections:
`
`8.3.1. Nothing in this Protective Order shall obligate the parties to produce any
`
`Source Code, nor act as an admission that any particular Source Code is discoverable.
`
`8.3.2. Access to Source Code will be given only to SOURCE CODE
`
`QUALIFIED PERSONS.
`
`8.3.3. Access to Source Code shall be provided on no more than two "stand(cid:173)
`
`alone" computer(s) (i.e., the stand-alone secure computer(s) may not be linked to any network,
`
`including a local area network ("LAN"), an intranet, or the Internet, and may not be connected to
`
`any printer or storage device other than the internal hard disk drive of the stand-alone secure
`
`computer(s) without the consent of the Designating Party). The stand-alone secure computer(s)
`
`14
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`

`

`Case 1:18-cv-00697-LPS-CJB Document 29 Filed 01/18/19 Page 15 of 37 PageID #: 296
`
`i &
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`J
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`"
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`shall be kept in a secure location at the offices of the Designating Party's Outside Counsel of
`
`Record, or at such other location as the Designating Party and Receiving Party mutually agree.
`
`The stand-alone secure computer(s) may be password protected and shall have the Source Code
`
`stored on a hard drive contained inside the stand-alone secure computer(s) or, at the Designating
`
`Party's election, otherwise accessible on the stand-alone secure computer(s). The stand-alone
`
`secure computer(s) may be locked down so that additional peripheral devices cannot be
`
`connected to the stand-alone secure computer(s) by the receiving party. The Designating Party
`
`shall produce Source Code in computer searchable format on the stand-alone secure computer(s).
`
`The stand-alone secure computer(s) shall, at the Receiving Party's request, include reasonable
`
`analysis tools appropriate for the type of Source Code. The Receiving Party shall be responsible
`
`for providing the tools or licenses to the tools that it wishes to use to the Designating Party so
`
`that the Designating Party may install such tools on the stand-alone secure computer(s). The
`
`Receiving Party must provide the supplying party with the licensed software tool(s) at least
`
`seven (7) calendar days in advance of the date upon which the Receiving Party wishes to have
`
`the software tools available for use on the stand-alone secure computer. The Receiving Party
`
`shall not at any time attempt or request the installation of any compilers, interpreters, or
`
`simulators in connection with the supplying party's Source Code. To the extent that such tools
`
`record local working files or other records reflecting the work performed by the Receiving Party,
`
`such files and records shall not be reviewed, altered, or deleted by the Designating Party.
`
`8.3.4. The Receiving Party shall provide at least three (3) business days' notice
`
`to access the source code and make reasonable efforts to restrict its requests for access to the
`
`stand-alone secure computer(s) to normal business hours, which for purposes of this paragraph
`
`shall be 9:00 a.m. through 5:30 p.m. local time at the reviewing location. Upon reasonable
`
`15
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`Case 1:18-cv-00697-LPS-CJB Document 29 Filed 01/18/19 Page 16 of 37 PageID #: 297
`~ I
`
`I
`
`-
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`notice from the receiving party, which shall not be less than five (5) business days in advance,
`
`the Designating Party shall make reasonable efforts to accommodate the receiving · party's
`
`request for access to the stand-alone secure computer(s) outside of normal business hours. Such
`
`an expanded review period shall not begin earlier than 8:00 a.m. and shall not end later than 8:00
`
`p.m. local time at the reviewing location. The parties are to cooperate in good faith such that
`
`maintaining the Source Code at the offices of the Designating Party' s outside litigation counsel
`
`shall not unreasonably hinder the receiving party's ability to efficiently conduct the prosecution
`
`or defense in this litigation. Proper identification of all SOURCE CODE QUALIFIED
`
`PERSONS shall be provided prior to any access to the standalone secure computer(s).
`
`8.3.5. All SOURCE CODE QUALIFIED PERSONS who will review Source
`
`Code on behalf of a receiving party shall be identified in writing to the Designating Party at least
`
`seven (7) calendar days in advance of the time that such person reviews such Source Code. The
`
`Designating Party shall provide these individuals with information explaining how to start, log
`
`on to, and operate the stand-alone secure computer(s) in order to access the produced Source
`
`Code on the stand-alone secure computer(s). For subsequent reviews by SOURCE. CODE
`
`QUALIFIED PERSONS, the receiving party shall give at least three business days (and at least
`
`72 hours) notice to the Designating Party of such review. Advance notice for a subsequent
`
`review shall be sufficient when provided by 1 :00 p.m. (local time at the location of the stand(cid:173)
`
`alone secure computer(s)) during the course of a review session, for such review to continue on
`
`the next subsequent business day.
`
`8.3.6. No person other than the Designating Party may alter, dismantle,
`
`disassemble or modify the stand-alone secure computer(s) in any way, or attempt to circumvent
`
`any security feature of the stand-alone secure computer(s).
`
`16
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`

`Case 1:18-cv-00697-LPS-CJB Document 29 Filed 01/18/19 Page 17 of 37 PageID #: 298
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`' _.
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`. I
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`8.3.7. No copies shall be made of Source Code, whether physical, electrpnic, or
`
`otherwise, other than volatile copies necessarily made in the normal course of accessing the
`
`Source Code on the stand-alone secure computer(s), except for: (1) print outs of reasonable
`
`portions of the Source Code; and (2) such other uses to which the parties may agree or that the
`
`Judge or Court may order. The Receiving Party shall not use any outside electronic device to
`
`copy, record, photograph, or otherwise reproduce Source Code. "Reasonable portions of the
`
`Source Code" shall be limited to the portions that are necessary to understand a relevant feature
`
`of an accused product in this litigation. The Designating Party shall not unreasonably withhold
`
`approval and the parties shall meet and confer in good faith to resolve any disputes. The
`
`Receiving Party may not bring any electronic devices into the secured review room, including
`
`but not limited to, cameras, video recording equipment, sound recording equipment,
`
`smartphones, tablets, cellular telephones, laptops or computers, floppy drives, CDs, DVDs, USB(cid:173)
`
`connectable devices, zip drives or any drives of any kind, peripheral equipment and/or other
`
`electronic recording media. The Receiving Party may take notes related to the Source Code, so
`
`long as such notes are clearly designated and treated as HIGHLY CONFIDENTIAL
`
`ATTORNEYS' EYES ONLY or HIGHLY CONFIDENTIAL SOURCE CODE-ATTORNEYS'
`
`EYES ONLY (as appropriate dependin

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