`#: 705
`
`
`
`
`
`
`
`
`
`EXHIBIT O
`
`
`
`(12) Ulllted States Patent
`Mass
`
`(10) Patent N0.:
`(45) Date of Patent:
`
`US 7,993,834 B2
`Aug. 9, 2011
`
`US007993834B2
`
`(54) DETECTION OF ERBB2 GENE
`AMPLIFICATION TO INCREASE THE
`LIKELIHOOD OF THE EFFECTIVENESS OF
`ERBB2 ANTIBODY BREAST CANCER
`THERAPY
`
`.
`(75) Inventor: Robert D. Mass, Mill Valley, CA (US)
`
`(73) Assignee: Genentech, Inc., South San Francisco,
`CA (Us)
`
`( * ) Notice:
`
`Subject‘ to any disclaimer, the term of this
`patent is extended or adJusted under 35
`U,S,C. 154(1)) by 276 days_
`
`_
`(21) APPl' NO" 11/942’449
`_
`(22) Flledi
`
`Nov- 19, 2007
`
`(65)
`
`prior publication Data
`
`US 2008/0112958 A1
`
`May 15, 2008
`
`Related US. Application Data
`
`On
`Continuation Of
`May 26, 2006, noW abandoned, Which is a division of
`application No. 09/863,101, ?led on May 18, 2001,
`noW abandoned.
`
`EP
`
`3/1998 Cheever et a1.
`5,726,023 A
`3/1998 Bissery
`5,728,687 A
`‘V1998 Anderson et a1‘
`5,736,137 A
`5/1998 King et a1,
`5,747,261 A
`6/ 1998 HudZiak et a1.
`5,770,195 A
`6/1998 HudZiak et al.
`5,772,997 A
`7/1998 Thorpe et a1.
`5,776,427 A
`7/1998 ArakaWa et al.
`5,783,186 A
`7/1998 Koski
`5,783,404 A
`9/1998 Cheever et al.
`5,801,005 A
`9/1998 Plowman
`5,804,396 A
`5,821,337 A 10/1998 Carter et a1.
`5,824,311 A 10/1998 Greene et a1.
`i
`gigdifgft 31'
`5,837,523 A 11/1998 Greene e131,
`5,840,525 A 11/1998 Vandlen et a1.
`5,846,538 A 12/1998 Cheever et al.
`5,846,749 A 12/1998 Slamon et al.
`5,856,089 A
`1/1999 Wang et a1.
`5,856,110 A
`1/1999 Vandlen et a1.
`5,859,206 A
`1/1999 Vandlen et a1.
`5,869,445 A
`2/1999 Cheever et al.
`5,876,712 A
`3/1999 Cheever et al.
`5,877,305 A
`3/1999 Huston et al.
`5,908,835 A
`6/1999 Bissery
`5,910,486 A
`6/1999 Curiel et al.
`(Continued)
`
`0 332 865 A2
`9/1989
`(Continued)
`
`OTHER PUBLICATIONS
`
`(60)
`
`(51)
`
`(52)
`(58)
`
`(56)
`
`Provisional application No. 60/205,754, ?led on May
`19, 2000.
`
`Int. Cl.
`(2006.01)
`C12Q 1/68
`(2006.01)
`G01N 33/5 74
`US. Cl. ......................................... .. 435/6; 435/7.23
`
`Field of Classi?cation Search ...................... .. None
`See application ?le for complete search history.
`
`References Cited
`
`Case 1:18-cv-00924-CFC-SRF Document 3-1 Filed 06/21/18 Page 2 of 330 PageID
`#: 706
`
`U.S. PATENT DOCUMENTS
`4,753,894 A
`6/1988 Frankel et al.
`4,935,341 A
`6/1990 Bargmann et a1.
`4,943,533 A
`7/1990 Mendelsohn et al.
`4,968,603 A 11/1990 Slamon et al.
`4,975,278 A 12/1990 Senter et a1.
`5,169,774 A 12/1992 Frankel et al.
`5,183,884 A
`2/1993 Kraus et al.
`5,288,477 A
`2/1994 Bacus
`5,359,046 A 10/1994 Capon et a1.
`5,367,060 A 11/1994 Vandlen et al.
`5,401,638 A
`3/1995 Carney et al.
`5,464,751 A 11/1995 Greene et al.
`5,480,968 A
`1/1996 Kraus et al.
`5,514,554 A
`5/1996 Bacus
`5,571,894 A 11/1996 Wels et al.
`5,578,482 A 11/1996 Lippman et al.
`5,587,458 A 12/1996 King et al.
`5,604,107 A
`2/1997 Carney et al.
`5,641,869 A
`6/1997 Vandlen et al.
`5,663,144 A
`9/1997 Greene et al.
`5,677,165 A 10/1997 de Boer et al.
`5,677,171 A 10/1997 Hudziak et al.
`5,705,157 A
`1/1998 Greene
`5,720,937 A
`2/1998 Hudziak et al.
`5,720,954 A
`2/1998 Hudziak et al.
`5,725,856 A
`3/1998 Hudziak et al.
`
`Modjtahedi et al (Br J Cancer, 1993, 67:254-261, IDS).* Johns et al
`(FASEB Journal express article 10.1096/f].04-1766f]e. Mar. 17,
`2005, IDS).*
`Kersting et al (Laboratory Investigation, 2006, 86:54-61, IDS).*
`Brady et al (J Neurosurgical Sciences, 1990, 34:243-249, IDS).*
`Tripp et al (Analytical and Quantitative Cytology and Histology
`(2005, 27:71-78, IDS).*
`Baselga et a1 (Seminars in Oncology, Aug. 1999, 26 (suppl 12):78-83,
`IDS).*
`Persons et al (Annals of Clinical & Laboratory Science, Jan. 2000,
`30:41-48,1DS).*
`Pauletti et al (Oncogene, 1996, 13:63-72, IDS).*
`(Continued)
`
`Primary Examiner * Laura B Goddard
`(74) Attorney, Agent, or Firm * Arnold & Porter LLP;
`Diane Marschang; Ginger R. Dreger
`
`ABSTRACT
`
`(57)
`The invention provides a method for more effective treatment
`of patients susceptible to or diagnosed With tumors overex
`pressing ErbB, as determined by a gene ampli?cation assay,
`With an ErbB antagonist. Such method comprises adminis
`tering a cancer-treating dose of the ErbB antagonist, prefer
`ably in addition to chemotherapeutic agents, to a subject in
`Whose tumor cells ErbB has been found to be ampli?ed e. g.,
`by ?uorescent in situ hybridization. ErbB antagonists
`described include an anti-HER2 antibody. Pharmaceutical
`packaging for providing the components for such treatment is
`also provided.
`
`6 Claims, N0 Drawings
`
`
`
`US 7,993,834 B2
`Page 2
`
`US. PATENT DOCUMENTS
`9,999,999 A
`91999 999 9191.
`5,925,519 A
`7/1999 Jensen et a1.
`5,939,531 A
`8/1999 WelS 6161.
`5,968,511 A 10/1999 Akitaetal.
`5,977,322 A 11/1999 Marks 6161.
`5,985,553 A 11/1999 K111956161.
`5,994,071 A 11/1999 ROSS 6161.
`6,015,567 A
`1/2000 1166121996161.
`6,028,059 A
`2/2000 (3611616161.
`6,054,297 A
`4/2000 (3911616161.
`6,054,561 A
`‘V2000 Ring
`6,096,873 A
`8/2000 Schaefer et a1.
`6,123,939 A
`9/2000 Shawver etal.
`6,156,321 A 12/2000 Thorpe 61 a1.
`.
`6,165,464 A 12/2000 Hudzlak 61 a1.
`6,270,765 B1
`8/2001 D66 6161.
`6,333,348 B1
`12/2001 VOgeletal.
`6,358,682 B1
`3/2002 Jaffee 61 a1.
`6,387,371 B1
`5/2002 Hudziak 61 a1.
`6,395,272 B1
`5/2002 D66 61 a1.
`6,399,063 B1* 6/2002 Hudziak 61 a1. .......... .. 424/1381
`6,403,630 B1
`6/2002 Dannenberg 6161.
`6,407,213 B1
`6/2002 (3911616161.
`6,458,356 B1
`10/2002 ArakaWa 61 a1.
`6,512,097 B1
`1/2003 Marks 6161.
`6,573,043 B1
`6/2003 (361166 6161.
`6,582,919 B2
`6/2003 Danenberg
`6,602,670 B2
`8/2003 Danenberg
`6,627,196 B1
`9/2003 Baughman et a1.
`
`4/2004 (3911616161.
`6,719,971 B1
`199999 699999.
`9,999,999 91
`8/2006 Erickson et a1.
`7,097,840 B2
`8/2009 PeflIIlaIl 6161.
`7,575,768 B2
`3/2002 (36119516116161.
`2002/0031515 A1
`5/2002 SlaIIlOIl 6161.
`2002/0051785 A1
`5/2002 Mass
`2002/0064785 A1
`6/2002 Buchsbaum
`2002/0076408 A1
`6/2002 ROSS
`2002/0076695 A1
`7/2002 Ralph
`2002/0090662 A1
`2002/0141993 A1 10/2002 Ashkenazi 61 a1.
`2002/0142328 A1 10/2002 Danenberg
`2002/0155527 A1 10/2002 $16911 6161.
`2002/0173629 A1 11/2002 JakObOVitS 61 a1.
`2002/0192211 A1 12/2002 Hudziak et a1.
`2002/0192652 A1 12/2002 Danenberg
`2003/0022918 A1
`V2003 Horaket a1.
`
`2003/0103973 A1
`2003/0108545 A1
`
`6/2003 1166169611 6161.
`6/2003 1166169611 6161.
`
`JP
`5;
`JP
`JP
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`
`gg
`W0
`W0
`
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`wO
`W0
`W0
`W0
`
`W0
`W0
`
`12/ 1993
`5-317084
`5133;
`95,9233; B2
`@1998
`2761543 B2
`5,1999
`2895105 B2
`WO 87/07646 A2 12,1987
`WO 89/06692
`7,1989
`Wow/10412 A1
`11,1989
`W0 90/1435,
`11,1990
`WO9l/02062 A2
`2,1991
`W0 91/05264 A1
`4/1991
`W0 9210573
`61992
`WO 92/20798
`11/1992
`W0 93/03741 A1
`3/1993
`W0 93/l2220 A1
`@1993
`W0 93/16185 A2
`8/1993
`W0 93/21232 A1
`10/1993
`W0 9301319 Al “M993
`WO94/00136 A1
`M994
`
`WO 94/22478 A1
`WO 94/28127
`WO 95/16051
`WO 95/17507
`W0 95/28485
`W0 96/07321 A1
`W0 96/16673 A1
`W0 96/18409
`W0 96/40789 A1
`W0 97/00271 A1
`WO 97/04801
`
`10/1994
`12/1994
`6/1995
`6/1995
`10/1995
`3/1996
`6/1996
`6/1996
`12/1996
`1/1997
`2/1997
`
`ggggggggg
`W0 9768731 Al
`WO 98/02463 Al
`
`lgggg;
`“V1997
`M998
`
`V1998
`WO 98/02540
`1/1998
`WO 98/02541
`4/1998
`WO 98/17797 A1
`5/1998
`WO 98/18489 A1
`8/1998
`W0 98/33914 A1
`W0 98/45479 A1 10/1998
`W0 99/31140 A1
`6/1999
`W0 99/39729
`8/1999
`wo 99/48527 A1
`9/1999
`WO 99/55367 A1 11/1999
`W0 00/206211
`4/2000
`W0 00/6ll45 A1
`10/2000
`
`WO 00/69460 A1
`WO 00/78347 A1
`
`11/2000
`12/2000
`
`2003/0144252 A1
`
`7/2003 Fun
`
`W0
`
`Wool/00244 A2
`
`H2001
`
`2003/0157097 A1
`
`8/2003 NOguChl 6161.
`
`2003/0211530 A1 11/2003 Danenberg
`2004/0037823 A9
`2/2004 Paton 61 a1.
`
`W0
`
`W0
`W0
`
`Wool/09187 AZ
`
`20001
`
`Wool/20033 A1
`Wool/21192 AZ
`
`3/2001
`30001
`
`2007/0166753 A1* 7/2007 Mass ............................... .. 435/6
`Case 1:18-cv-00924-CFC-SRF Document 3-1 Filed 06/21/18 Page 3 of 330 PageID
`#: 707
`
`W0
`
`Wool/34574
`
`5/2001
`
`FOREIGN PATENT DOCUMENTS
`
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`JP
`JP
`JP
`JP
`
`0 559 274 A1
`0616 812 B1
`0 656 367
`0 412116
`0 494 135
`0 502 812
`0 711 565
`0 554 441
`616812 B1
`1 006 194
`0444 181
`3-240498
`5-117165
`5-170667
`5-213775
`
`6/1994
`9/1994
`6/1995
`11/1995
`4/1996
`8/1996
`8/1998
`1,1999
`11,1999
`6/2000
`10/2001
`10/1991
`5/1993
`7/1993
`8/1993
`
`7/2001
`W0 0153354 A2
`W0
`8/2001
`W0 01/56604 A1
`W0
`9/2001
`W0 01/64246 A2
`W0
`W0 01/76586 A1 10/2001
`W0
`W0 01/76630 A1 10/2001
`W0
`W0 01/87334 A1
`11/2001
`W0
`W0 01/87336 A1
`11/2001
`W0
`W0 01/89566 A1 11/2001
`W0
`W0 02/05791 A1
`1/2002
`W0
`W0 02/11677 A2
`2/2002
`W0
`WO 02/44413 A2
`6/2002
`W0
`WO 02/45653 A2
`6/2002
`W0
`W0 02/09754 A1
`7/2002
`W0
`W0 02/055106 A2
`7/2002
`W0
`W0 W0 2005/117553
`12/2005
`W0
`2006/107854 A2 10/2006
`
`
`
`US 7,993,834 B2
`Page 3
`
`OTHER PUBLICATIONS
`Couturier et al (Mod Pathol, 2000, 13: 1238-1243).*
`Stancovski et al (PNAS,USA, 88:8691-8695, 1991, IDS).*
`Lewis et al (Cancer Immunology Immunotherapy 37: 255-263, 1993,
`IDS).*
`Strobel et al (Gynecologic Oncology 73: 362-367, 1999, IDS).*
`Jacobs et al (J ofClinical Oncology, Jul. 1999, 17: 1974-1982, IDS).*
`Aasland et al., “Expression of Oncogenes in Thyroid Tumours:
`Coexpression of c-erbB2/neu and c-erbB” Brittish Journal or Cancer
`57(4):358-363 (Apr. 1988).
`Agus et al., “Differential Anti-Tumor Effects of Targeting Distinct
`Epitopes of the Her-2/neu Extracellular Domain in Xenograft Mod
`els of Prostate Cancer” Proceedings of theAmerican Association for
`Cancer Research Annual Meeting (Abstract #4570) 41:719 (Mar.
`2000).
`Agus et al., “Response of Prostate Cancer to Anti-Her-2/neu Anti
`body in Androgen-Dependent and -Independent Human Xenograft
`Models” Cancer Research 59:4761-4764 (1999).
`Agus et al., “Targeting ligand-activated ErbB2 signaling inhibits
`breast and prostate tumor growth” Cancer Cell 2(2): 127-137 (Aug.
`2002).
`Akiyama et al., “Tumor Promoter and Epidermal Growth Factor
`Stimulate Phosphorylation on the c-erbB-2 Gene Product in MKN-7
`Human Adenocarcinoma Cells” Molecular & Cellular Biology
`8(3):1019-1026 (Mar. 1988).
`Anastasi et al., “Cytogenetic Clonality in Myelodysplastic Syn
`dromes Studied With Fluorescence In Situ Hybridization: Lineage,
`Response to Growth Factor Therapy, and Clone Expansion” Blood
`81(6):1580-1585 (Mar. 15, 1993).
`Anastasi et al., “Detection of Trisomy 12 in Chronic Lymphocytic
`Leukemia by Fluorescence In Situ Hybridization to Interphase Cells:
`A Simple and Sensitive Method” Blood 79(7):1796-1801 (Apr. 1,
`1992).
`Anastasi et a1 ., “Direct Correlation of Cyto genetic Findings With Cell
`Morphology Using In Situ Hybridization: An Analysis of Suspicious
`Cells in Bone Marrow Specimens of Two Patients Completing
`Therapy for Acute Lymphoblastic Leukemia” Blood 77(11):2456
`2462 (Jun. 1, 1991).
`Arteaga et al., “pl85c'erl’B'2 Signaling Enhances Cisplatin-induced
`Cytotoxicity in Human Breast Carcinoma Cells: Association
`Between an Oncogenic Receptor Tyrosine Kinase and Drug-induced
`DNA Repair” Cancer Research 54(14):3758-3765 (Jul. 15, 1994).
`Bacus et a1 ., “Differentiation of Cultured Human Breast Cancer Cells
`(AU-565 and MCF-7) Associated With Loss of Cell Surface HER-2/
`neu Antigen” Molecular Carcinogenesis 3(6):350-362 (1990).
`Bacus et al., “Tumor-inhibitory Monoclonal Antibodies to the HER
`2/neu Receptor Induce Differentiation of Human Breast Cancer
`Cells” Cancer Research 52(9):2580-2589 (May 1, 1992).
`Baselga and Mendelsohn, “Receptor Blockade With Monoclonal
`Antibodies As Anti-Cancer Therapy” Pharmac. T her. 64:127-154
`(1994).
`Baselga et al., “Anti HER2 Humanized Monoclonal Antibody (MAb)
`Alone and in Combination with Chemotherapy Against Human
`Breast Carcinoma Xenografts” Proceedings of ASCO-1 3th Annual
`Meeting (Abstract #53), Dallas, TX 13:63 (Mar. 1994).
`Baselga et al., “HER2 Overexpression and Paclitaxel Sensitivity in
`Breast Cancer: Therapeutic Implications” Oncolog/ (Supplement
`No.2) 11(3):43-48 (Mar. 1997).
`Baselga at al., “Monoclonal Antibodies Directed Against Growth
`Factor Receptors Enhance the Ef?cacy of Chemotherapeutic
`Agents” Annals ofOncology (abstract #010) 5(Suppl. 5) (1994).
`Baselga et al., “Phase II Study of Weekly Intravenous Recombinant
`Humanized Anti-p185HER2 Monoclonal Antibody in Patients With
`HER2/neu-Overexpressing Metastatic Breast Cancer” J Clin.
`Oncol14(3):737-744 (Mar. 1996).
`Baselga et al., “Phase II study of weekly intravenous trastuzumab
`(Herceptin) in patients with HER2/neu-overexpressing metastatic
`breast cancer” Seminars in Oncology 26(4 Suppl 12):78-83 with
`(Aug. 1999).
`Baselga et al., “Recombinant Humanized Anti-HER2 Antibody
`(Herceptin) Enchances the Antitumor Activity of Paclitaxel and
`Doxorubicin against HER2/neu Overexpessing Human Breast Can
`cer Xenografts” Cancer Research 58:2825-2831 (Jul. 1998).
`
`Borst et al., “Oncogene Alterations in Endometrial Carcinoma”
`1990) Gynecologic Oncology 38(3):364-366 (Sep. 1990).
`Brady et al., “Iodine125 labeled anti-epidermal growth factor recep
`tor-425 in the treatment of malignant astrocytomas. A pilot study”
`Journal of Neurosurgical Sciences 34(3 -4):243 -249 (Jul.-Dec.
`1990).
`Burden and Yarden., “Neuregulins and Their Receptors: A Versatile
`Oncogenesis and Oncongenesis”Neuron 18(6):847-855 (Jun. 1997).
`Burris III, H., “Docetaxel (Taxotere) in HER-2-positive patients and
`in combination with trastuzumab (Herceptin)” Seminars in Oncology
`27(2 Suppl 3):19-23 (Apr. 2000).
`Cappuzzo et al., “Epidermal growth factor receptor gene and protein
`and ge?tinib sensitivity in non-small-cell lung cancer”Journal of the
`National Cancer Institute 97(9):643-655 (May 4, 2005).
`Carlson et al., “HER2 testing in breast cancer: NCCN Task Force
`report and recommendations” Journal of the National Comprehen
`sive Cancer Network 4(Suppl 3):S1-S24 (Jul. 2006).
`Carraway and Cantley, “A Neu Acquaintance for ErbB3 and ErbB4:
`A Role for Receptor Heterodimerization in Growth Signaling” Cell
`78:5-8 (Jul. 15, 1994).
`Carraway et al., “Neuregulin-2, A New Ligand of ErbB3/ErbB4
`Receptor Tyrosine Kinases” Nature 387:512-516 (May 1997).
`Carter et al., “Humanization of an Anti-p185HER2 Antibody For
`Human Cancer Therapy” Prod. Natl. Acad. Sci. USA 89(10):4285
`4289 (May 1992).
`Chang at al., “Ligands for ErbB-Family Receptors Encoded By a
`Neuregulin-Like Gene” Nature 387:509-512 (May 29, 1997).
`Choong et al., “Ge?tinib response of erlotinib-refractory lung cancer
`involving meningsirole of EGFR mutation” Nature Clinical Prac
`tice Oncology 3(1):50-57 (Jan. 2006).
`Cobleigh et al., “Multinational study of the ef?cacy and safety of
`humanized anti-HER2 monoclonal antibody in women who have
`HER2-overexpressing metastatic breast cancer that has progressed
`after chemotherapy for metastatic disease” Journal of Clinical
`Oncology 17(9):2639-2648 (Sep. 1999).
`Cohen et al., “Expression Pattern of the neu (NGL) Gene-Encoded
`Growth Factor Receptor Protein (p185”€”) in Normal and Trans
`formed Epithelial Tissues of the Digestive Tract” Onogene 4(1):81
`88 (Jan. 1989).
`Connelly and Stern., “The Epidermal Growth Factor Receptor and
`the Product of the neu Protooncogne Are Members of a Receptor
`Tyrosine Phosphorylation Cascade” Proc. Natl. Acad Sci. USA
`87:6054-6057 (Aug. 1990).
`Craft et al., “A Mechanism for Hormone-Independent Pro state Can
`cer Through Modulation of Androgen Receptor Signaling by the
`HER-2/neu Tyrosine Kinase” Nature Medicine 5(3):280-285 (Mar.
`1999).
`D’Souza and Taylor-Papadimitriou., “Overexpression of ERBB2 in
`Human Mammary Epithelial Cells Signals Inhibition of Transcrip
`tion of the E-Cadherin Gene” Proc. Natl. Acad. Sci. USA
`91(15):7202-7206 (Jul. 19, 1994).
`Dacic et al., “Signi?cance of EGFR protein expression and gene
`ampli?cation in non-small cell lung carcinoma” American Journal of
`ClinicalPathology 125(6):860-865 (Jun. 2006).
`DakoCytomation, “HERCEPTEST TM for immunocytochemical
`staining” (package insert) pp. 1-25 (2004).
`De Santes et al., “Radiolabeled Antibody Targeting of the HER-2/neu
`Oncoprotein” Cancer Research 52:1916-1923 (1992).
`Di Fiore et al., “erbB-2 Is A Potent Oncogene When Overexpressed
`In NIH/3T3 Cells” Science 237(4811): 178-182 (Jul. 10, 1987).
`Drebin et al., “Down-Modulation of an Oncogene Protein Product
`and Reversion of the Transformed Phenotype by Monoclonal Anti
`bodies” Cell 41(3):695-706 (Jul. 1985).
`Drebin et al., “Inhibition of Tumor Growth By a Monoclonal Anti
`body Reactive With an Oncogene-Encoded Tumor Antigen” Proc.
`Natl. Acad. Sci. 83:9129-9133 (Dec. 1986).
`Drebin et al., “Monoclonal Antibodies Reactive With Distinct
`Domains of the neu Oncogene-Encoded p185 Molecule Exert Syn
`ergistic Anti-Tumor Effects In Vivo” Oncogene 2:273 -277 (1988).
`Drebin et al., “Monoclonal Antibodies Speci?c for the neu Oncogene
`Product Directly Mediate Anti-tumor Effects In Vivo” Oncogene
`2(4):387-394 (1988).
`
`Case 1:18-cv-00924-CFC-SRF Document 3-1 Filed 06/21/18 Page 4 of 330 PageID
`#: 708
`
`
`
`US 7,993,834 B2
`Page 4
`
`Dressler et al., “Ampli?cation of ErbB2 by Fluorescent In Situ
`Hybridization (FISH): An Alternate Method to Predict Outcome
`Following Dose-Escalated CAF in Stage II, Node Positive Breast
`Cancer Patients.”Proc. Annual Meet. Amer Soc. Clin. Oncol. (Meet
`ing Abstract) 18:A281 (1999).
`Earp et al., “Heterodimerization and Functional Interaction Between
`EGF Receptor Family Members: A New Signaling Paradigm With
`Implications for Breast Cancer Research” Breast Cancer Res and
`Treatment 35: 115-132 (1995).
`Fendly, B.M. et al., “Characterization of Murine Monoclonal Anti
`bodies Reactive to Either the Human Epidermal Growth Factor
`Receptor or HER2/neu Gene Product” Cancer Research 50: 1550
`1558 (Mar. 1, 1990).
`Fleiss, J L Statistical Methods for Rates and Proportions, 2nd edition,
`NewYork, NY:Wiley pp. 13-17 (1981).
`Fukushige et al., “Localization of a Novel v-erbB-Related Gene,
`c-erbB-2, on Human Chromosome 17 and Its Ampli?cation in a
`Gastric Cancer Cell Line” Molecular & Cellular Biology 6(3):955
`958 (Mar. 1986).
`Gemzar (gemcitabine HCL), “Product InformationiPDR” (2000).
`Goldenberg, M., “Trastuzumab, a Recombinant DNA-Derived
`Humanized Monoclonal Antibody, A Novel Agent for the Treatment
`of Metastatic Breast Cancer” Clinical Therapeutics 21(2):309-318
`(1999).
`Goldman et al., “Heterodimerization of the erbB-1 and erbB-2
`Receptors in Human Breast Carcinoma Cells: A Mechanism for
`Receptor Transregulation” Biochemistry 29(50): 1 1024-1 1028.
`Graus-Porta et al., “ErbB -2, The Preferred Heterodimerization Part
`ner of All ErbB Receptors, Is a Mediator of Lateral Signaling.”
`EMBO Journal 16(7): 1647-1655 (1997).
`Green et al., “Preclinical Evaluation of WR-15 1327: An Orally Che
`motherapy Protector” Cancer Research 54(3):738-741 (Feb. 1,
`1994).
`Groenen et al., “Structure-Function Relationships for the EGF/
`TGF-Ot Family of Mitogens” Growth Factors 11:235-257 (1994).
`Gu et al., “Overexpression of her-2/neu in Human Prostate Cancer
`and Benign Hyperplasia” Cancer Letters 99: 185-189 (1996).
`Guerin et al., “Overexpression of Either c-myc or c-erbB-2/neu Car
`cinomas: Correlation with Poor Prognosis” Oncogene Res. 3:21-31.
`(1988).
`Guy et al., “Expression of the neu Protooncogene in the Mammary
`Epithelium of Transgenic Mice Induces Metastatic Disease.” Proc.
`Natl. Acad. Sci. USA 89(22):10578-10582 (Nov. 15, 1992).
`Hancock et al., “A Monoclonal Antibody Against the c-erbB-2 Pro
`tein Enchances the Cytotoxicity of cis-Diamminedichloroplatinum
`Against Human Breast and Ovarian Tumor Cell Lines” Cancer
`Research 51:4575-4580 (Sep. 1, 1991).
`Harari et al., “Neuregulin-4: A Novel Growth Factor That Acts
`Through the ErbB-4 Receptor Tyrosine Kinase” Oncogene 18:2681
`2689 (1999).
`Harwerth et al., “Monoclonal Antibodies Against the Extracellular
`Domain of the erbB-2 Receptor Function as Partial Ligands
`Agonists” Journal of Biological Chemistry 267(21):15160-15167
`(Jul. 25, 1992).
`Hirsch and Bunn Jr., “Epidermal growth factor receptor inhibitors in
`lung cancer: smaller or larger molocules, selected or unselected
`populations?”Journal of Clinical Oncology 23(36):9044-9047 (Dec.
`20, 2005).
`Hirsch et al., “Epidermal growth factor receptor in non-small-cell
`lung carcinomas: correlation between gene copy number and protein
`expression and impact on prognosis” Journal of Clinical Onocology
`21(20):3798-3807 (Oct. 15,2003).
`Hirsch et al., “Increased epidermal growth factor receptor gene copy
`number detected by ?uorescence in situ hybridization associates with
`increased sensitivity to ge?tinib in patients with bronchioloalveolar
`carcinoma subtypes: a Southwest Oncology Group Study” J Clin
`Oncol 23:6838-6845 (2005).
`Hirsch et al., “Molecular analysis of EGFR gene copy number. EGFR
`expression and Akt activation status in advanced non-small-cell lung
`cancer (aNSCLC) treated with ge?tinib or placebo (ISEL trial)”
`Clinical Cancer Research (abstract #A268) 11(24 Suppl) :9031s
`(Dec. 15,2005).
`
`Case 1:18-cv-00924-CFC-SRF Document 3-1 Filed 06/21/18 Page 5 of 330 PageID
`#: 709
`
`Holmes et al., “Identi?cation of Heregulin, A Speci?c Activator
`p185"bB2”Science 256: 1205-1210 (May 22, 1992).
`Hudziak et al., “Increased Expression of the Putative Growth Factor
`Receptor p185HER2 Causes Transformation and Tumorigenesis of
`NIH 3T3 Cells”Proc. Natl. Acad. Sci. USA 84(20):7159-7163 (Oct.
`1987).
`Hudziak et al., “p185HER2 Monoclonal Antibody Has Antiprolifera
`tive Effects In Vitro and Sensitizes Human Breast Tumor Cells to
`Tumor Necrosis Factor” Molecular & Cellular Biology 9(3): 1 165
`1172 (Mar. 1989).
`Hynes and Stern, “The Biology of erbB-2/neu/HER-2 and Its Role in
`Cancer”Biochimica etBiophysicaActa 1198(2-3): 165-184 (Dec. 30,
`1994).
`Ilgen et al., “Characterization of anti-HEIU2 antibodies which inhibit
`the growth of breast tumor cells in vitro” Proceedings of the Ameri
`can Association for Cancer Research (abstract #3209) (Mar. 1996).
`Jacobs et al., “Comparison of ?uorescence in situ hybridization and
`immunohistochemistry for the evaluation of HER-2/neu in breast
`cancer” Journal ofClinical Oncology 17(7):1974-1982 (Jul. 1999).
`James et al., “Phase II Trial of the Bispeci?c Antibody MDX-H210
`(anti-Her2/Neu X anti-CD64) Combined With GM-CSF in Patients
`With Advanced Prostate and Renal Cell Carcinoma That Express
`Her2/Neu.” Brittish Journal of Cancer (Abstract #56) 78: 19 (1998).
`Johns et al., “The antitumor monoclonal antibody 806 recognizes a
`high-mannose form of the EGF receptor that reaches the cell surface
`when cells over-express the receptor ” FASEB Journal (Express
`article 10.1096/f].04-1766fje published online.) pp. 1-18 (Mar. 17,
`2005).
`Jones et al., “Binding Interaction of the HeregulinB egf Domain with
`ErbB3 and ErbB4 Receptors Assessed by Alanine Scanning
`Mutagenesis” Journal of Biological Chemistry 273(19): 1 1667
`11674 (May 8, 1998).
`Kannan et al., “Cripto Enhances the Tyrosine Phosphorylation of Shc
`and Activates Mitogen-activated Protein Kinase (MAPK) in Mam
`mary Epithelial Cells”Journal ofBiological Chemistry 272(6):3330
`3335 (Feb. 7, 1997).
`Karunagaran et al., “ErbB-2 is a Common Auxiliary Subunit of NDF
`and EGF Receptors: Implications for Breast Cancer” EMBOJournal
`15(2):254-264 (1996).
`Kasprzyk et al., “Therapy of an Animal Model of Human Gastric
`Cancer Using a Combination of Anti-erbB-2 Monoclonal Antibod
`ies” Cancer Research 52(10):2771-2776 (May 15, 1992).
`Kern et al., “p185"€” Expression in Human Lung Adenocarcinomas
`Predicts Shortend Survival” Cancer Research 50(16):5184-5191
`(Aug. 15, 1990).
`Kersting et al., “Ampli?cations of the epidermal growth factor recep
`tor gene (egfr) are common in phyllodes tumors of the breast and are
`associated with tumor progression” Laboratory Investigation
`86(1):54-61 (Jan. 2006).
`King et al., “Ampli?cation of a Novel v-erbB-Related Gene in a
`Human Mammary Carcinoma” Science 229:974-976 (Sep. 1985).
`King et al., “EGF Binding to its Receptor Triggers a Rapid Tyrosine
`Phosphorylation of the erbB-2 Protein in the Mammary Tumor Cell
`Line SK-BR-3 .” EMBO Journal 7(6): 1647-165 1.
`Klapper et al., “A Subclass of Tumor-Inhibitory Monoclonal Anti
`bodies to ErbB-2/HER2 Blocks Crosstalk With Growth Factor
`Receptors” Oncogene 14:2099-2109 (1997).
`Kobayashi et al., “EGFR mutation and resistance of non-small-cell
`lung cancer to ge?tinib”NeW England J ofMedicine 352(8):786-792
`(Feb. 24, 2005).
`Kokai et al., “Synergistic Interaction of p185c-neu and the EGF
`Receptor Leads to Transformation of Rodent Fibroblasts” Cell
`58:287-292 (Jul. 28, 1989).
`Kotts et al., “Differential Growth Inhibition of Human Carcinoma
`Cells Exposed to Monoclonal Antibodies Directed against the
`Extracellular Domain of the HER2/ERBB2 Protooncogene” In Vitro
`Abstract #176) 26(3):59A (1990).
`Kotts et al., “Growth Inhibition of Human Breast Carcinoma Cells
`Exposed to Combinations of Interferon-Gamma and Monoclonal
`Antibodies Directed Against the Extracellular Domain of the Her2/
`erbB2 Oncogene Protein” FASEB Journal (abstract #1470) 4(7)
`:A1946 (1990).
`
`
`
`US 7,993,834 B2
`Page 5
`
`Kotts et al., “Growth Inhibition of Human Breast Carcinoma Cells
`Exposed to Combinations of Interferon-gamma and Monoclonal
`Antibodies Directed against the Extracellular Domain of the HER2/
`ERBB2 Protooncogene” (Program 1470, Joint Mtg of ASBMB &
`AAI in New Orleans, LA on Jun. 4-7, 1990 poster).
`Kraus et al., “Isolation and Characterization of ERBB3, A Third
`Member of the ERBB/Epidermal Factor Receptor Family: Evidence
`for Overexpression in a Subset of Human Mammary Tumors” Proc.
`Natl. Acad. Sci. USA 86:9193-9197 (Dec. 1989).
`Kumar et al., “Regulation of Phosphorylation of the c-erbB-2/HER2
`Gene Product by a Monoclonal Antibody and Serum Growth Fac
`tor(s) in Human Mammary Carcinoma Cells” Molecular & Celluar
`Biology 11(2):979-986 (Feb. 1991).
`Kuter, 1., “Breast cancer” The Oncologist 6(4):338-346 (2001).
`Lee et al., “Transforming Growth Factor 0t: Expression, Regulation,
`and Biological Activities” Pharmacological Reviews 47(1):51-85
`(Mar. 1995).
`Lemke,G., “Neuregulins in Development” Molecular and Cellular
`Neurosciences 7:247-262 (1996).
`Leonard et al., “Anti-human epidermal growth factor receptor 2
`monoclonal antibody therapy for breast cancer” British Joural of
`Surgery 89(3):262-271 (Mar. 2002).
`Levi et al., “The In?uence of Heregulins on Human Schwann Cell
`Proliferation” J Neuroscience 15(2):1329-1340 (Feb. 1995).
`Lewis et al., “Differential Responses of Human Tumor Cell Lines to
`Anti-p185HER2 Monoclonal Antibodies” Cancer Immunol.
`Immunother. 37:255-263 (1993).
`Lewis et al., “Growth Regulation of Human Breast and Ovarian
`Tumor Cells by Heregulin: Requirement of ErbB2 as a Critical Com
`ponent in Mediating Heregulin Responsiveness” Cancer Research
`56:1457-1465 (Mar. 15, 1996).
`Maier et al., “Requirements for the Internalization of a Murine
`Monoclonal Antibody Directed against the HER-2/neu Gene Product
`c-erbB-2” Cancer Research 51(19):5361-5369 (Oct. 1, 1991).
`Masui et al., “Growth Inhibition of Human Tumor Cells in Athymic
`Mice by Anti-Epidermal Growth Factor Receptor Monoclonal Anti
`bodies” Cancer Research 44(3): 1002-1007.
`Masuko et al., “A murine Monoclonal Antibody That Recognizes an
`Extracellular Domain of the Human c-erbB-2 Protooncogene Prod
`uct” Jpn J Cancer Res. 80:10-14 (Jan. 1989).
`McCann et al., “Prognostic Signi?cance of c-erbB-2 and Estrogen
`Status in Human Breast Cancer” CancerResearch 51(12):3296-3303
`(Jun. 15, 1991).
`McCann et al., “c -erbB-2 Oncoprotein Expression in Primary Human
`Tumors” Cancer 65(1):88-92 (Jan. 1, 1990).
`McKenzie et al., “Generation and Characterization of Monoclonal
`Antibodies Speci?c for the Human neu Oncogene Product, p185”
`Oncogene 4:543-548 (1989).
`“Could Medarex’s MAb be prostate cancer’s Herceptin?” Scrip
`2442:25 (Jun. 2, 1999).
`Mendelsohn et al., “Receptor Blockade and Chemotherapy: A New
`Approach to Combination Cancer Therapy” Annals of Oncology
`(abstract #040) 7(Suppl. 1) :22 (1996).
`Modjtahedi et al., “Immunotherapy of human tumour xenografts
`overexpressing the EGF receptor with rat antibodies that block
`growth factor-receptor interaction” British Journal of Cancer 67(2)
`:254-261 (Feb. 1993).
`Morrissey et al., “Axon-Induced Mitogenesis of Human Schwann
`Cells Involves Heregulin and p185€rbB 2” Proc. Natl. Acad. Sci. USA
`92:1431-1435 (Feb. 1995).
`Mrhalova et al., “Epidermal growth factor receptor-its expression and
`copy numbers of EGFR gene in patients with head and neck
`squamous cell carcinomas” Neoplasma 52(4):338-343 (2005).
`Myers et al., “Biological Effects of Monoclonal Antireceptor Anti
`bodies Reactive with neu Oncogene Product, p185neu” Methods in
`Enzymology 198:277-290 (1991).
`Myers et al., “Intracellular antibody mediated down-regulation of
`p185€rbB2 expression in malignant prostatic cells” Proceedings of the
`American Association for Cancer Research Annual Meeting
`(Abstract #2334) 37:342 (1996).
`Nahta and Esteva, “HER-2-targeted therapy: lessons learned and
`future directions” Clinical Cancer Research 9(14):5078-5084 (Nov.
`1, 2003).
`
`Nelson et al., “Comparison of HER-2/NEU Ampli?cation Using
`Fluorescent In Situ Hybridization (FISH) with Immunohistochemi
`cally Determined Overexpression in Breast Cancers” Modern
`Pathology (abstract No. 106) 9(1):21A (Jan. 1996).
`Norton, L., “Evolving Concepts in the Systemic Drug Therapy of
`Breast Cancer” Seminars in Oncology 24 (4 Suppl. 10):S10-3-S10
`10 (Aug. 1997).
`Pao et al., “EGF receptor gene mutations are common in lung cancers
`from “never smokers” and are associated with sensitivity of tumors to
`ge?tinib and erlotinib” Proc. Natl. Acad. Sci. USA 101(36): 13306
`13311 (Sep. 7, 2004).
`Park et al., “Ampli?cation, Overexpression, and Rearrangement of
`erbB-2 Protooncogene in Primary Human Stomach Carcinomas”
`Cancer Research 49(23):6605-6609 (Dec. 1, 1989).
`Park et al., “EGFR gene and protein expression in breast cancers”
`Eur J Surg. Oncol. (article in press, doi:10.1016/j.ejso.2007.01.033)
`pp. 1-5 (2007).
`Paterson et al., “Correlation Between c-erbB-2 Ampli?cation and
`Risk of Recurrent Disease in Node-Negative Breast Cancer” Cancer
`Research 51(2):556-567 (Jan. 15, 1991).
`Pauletti et al., “Detection and quantitation of HER-2/neu gene ampli
`?cation in human breast cancer archival material using ?uorescence
`in situ hybridization” Oncogene 13(1):63-72 (Jul. 4, 1996).
`Pegram et al., “Inhibitory effects of combinations of HER-2/neu
`antibody and chemotherapeutic agents used for treatment of human
`breast ancers” Oncogene 18:2241-2251 (1999).
`Pegram et al., “Phase II Study of Receptor-Enhanced Chemosensitiv
`ity Using Recombinant Humanized Anti-pl85HERz/ne” Monoclonal
`Antibody Plus Cisplatin in Patients With HER2/neu-Overexpressing
`Metastatic Breast Cancer Refractory to Chemotherapy Treatment”
`Journal ofClinical Oncology 16(8):2659-2671 (1998).
`Perrotta and Abuel, “Response of Chronic Relapsing ITP of 10Years
`Duration to Rituxima ” Blood (Abstract #3360) 92(10 Suppl. 1 Part
`1-2):88b (1998).
`Persons, D.L. et al., “Fluorescence In Situ Hybridization (FISH) for
`detection on HER-2/neu Ampli?cation in Breast Cancer: A
`Multicenter Portability Study” Annals of Clinical and Laboratory
`Science 30(1):41-48 (Jan. 2000).
`Pietras et al., “Antibody to HER-2/neu Receptor Blocks DNA Repair
`After Cisplatin in Human Breast and Ovarian Cancer Cells”
`Oncogene 9: 1829-1838 (1994).
`Plowman et al., “Heregulin Induces Tyrosine Phosphorylation of
`HER4/pl80erbB4” Nature Letters to Nature) 366:473-475 (Dec. 2,
`1993).
`Plowman et al., “Ligand-Speci?c Activation of HER4/pl80erbB4, A
`Forth Member of the Epidermal Growth Factor Receptor Family”
`Proc. Natl. Acad Sci. USA 90:1746-1750 (Mar. 1993).
`Presta et al., “Humanization of an Anti-Vascular Endothelial Growth
`Factor Monoclonal Antibody for the Therapy of Solid Tumors and
`Other Disorders” Cancer Research 57(20):4593-4599 (Oct. 15,
`1997).
`Raefsky et al., “Phase II Trial of Docetaxel and Herceptin as First- or
`Second-Line Chemotherapy for Women with Metastatic Breast Can
`cer Whose Tumors Overexpress HER2” Proceedings of ASCO
`(Abstract #523) 18: 137a (1999).
`Ravdin and Chamness, “The c-erbB-2 proto-oncogene as a prognos
`tic and predictive marker in breast cancer: a paradigm for the devel
`opment of other macromolecular markersia review” Gene
`159(1):19-27 (Jun. 14, 1995).
`Riely et al., “Clinical course of patients with non-small cell lung
`cancer and epidermal growth fact