throbber
Case 1:18-cv-00924-CFC-SRF Document 3-1 Filed 06/21/18 Page 1 of 330 PageID
`#: 705
`
`
`
`
`
`
`
`
`
`EXHIBIT O
`
`

`

`(12) Ulllted States Patent
`Mass
`
`(10) Patent N0.:
`(45) Date of Patent:
`
`US 7,993,834 B2
`Aug. 9, 2011
`
`US007993834B2
`
`(54) DETECTION OF ERBB2 GENE
`AMPLIFICATION TO INCREASE THE
`LIKELIHOOD OF THE EFFECTIVENESS OF
`ERBB2 ANTIBODY BREAST CANCER
`THERAPY
`
`.
`(75) Inventor: Robert D. Mass, Mill Valley, CA (US)
`
`(73) Assignee: Genentech, Inc., South San Francisco,
`CA (Us)
`
`( * ) Notice:
`
`Subject‘ to any disclaimer, the term of this
`patent is extended or adJusted under 35
`U,S,C. 154(1)) by 276 days_
`
`_
`(21) APPl' NO" 11/942’449
`_
`(22) Flledi
`
`Nov- 19, 2007
`
`(65)
`
`prior publication Data
`
`US 2008/0112958 A1
`
`May 15, 2008
`
`Related US. Application Data
`
`On
`Continuation Of
`May 26, 2006, noW abandoned, Which is a division of
`application No. 09/863,101, ?led on May 18, 2001,
`noW abandoned.
`
`EP
`
`3/1998 Cheever et a1.
`5,726,023 A
`3/1998 Bissery
`5,728,687 A
`‘V1998 Anderson et a1‘
`5,736,137 A
`5/1998 King et a1,
`5,747,261 A
`6/ 1998 HudZiak et a1.
`5,770,195 A
`6/1998 HudZiak et al.
`5,772,997 A
`7/1998 Thorpe et a1.
`5,776,427 A
`7/1998 ArakaWa et al.
`5,783,186 A
`7/1998 Koski
`5,783,404 A
`9/1998 Cheever et al.
`5,801,005 A
`9/1998 Plowman
`5,804,396 A
`5,821,337 A 10/1998 Carter et a1.
`5,824,311 A 10/1998 Greene et a1.
`i
`gigdifgft 31'
`5,837,523 A 11/1998 Greene e131,
`5,840,525 A 11/1998 Vandlen et a1.
`5,846,538 A 12/1998 Cheever et al.
`5,846,749 A 12/1998 Slamon et al.
`5,856,089 A
`1/1999 Wang et a1.
`5,856,110 A
`1/1999 Vandlen et a1.
`5,859,206 A
`1/1999 Vandlen et a1.
`5,869,445 A
`2/1999 Cheever et al.
`5,876,712 A
`3/1999 Cheever et al.
`5,877,305 A
`3/1999 Huston et al.
`5,908,835 A
`6/1999 Bissery
`5,910,486 A
`6/1999 Curiel et al.
`(Continued)
`
`0 332 865 A2
`9/1989
`(Continued)
`
`OTHER PUBLICATIONS
`
`(60)
`
`(51)
`
`(52)
`(58)
`
`(56)
`
`Provisional application No. 60/205,754, ?led on May
`19, 2000.
`
`Int. Cl.
`(2006.01)
`C12Q 1/68
`(2006.01)
`G01N 33/5 74
`US. Cl. ......................................... .. 435/6; 435/7.23
`
`Field of Classi?cation Search ...................... .. None
`See application ?le for complete search history.
`
`References Cited
`
`Case 1:18-cv-00924-CFC-SRF Document 3-1 Filed 06/21/18 Page 2 of 330 PageID
`#: 706
`
`U.S. PATENT DOCUMENTS
`4,753,894 A
`6/1988 Frankel et al.
`4,935,341 A
`6/1990 Bargmann et a1.
`4,943,533 A
`7/1990 Mendelsohn et al.
`4,968,603 A 11/1990 Slamon et al.
`4,975,278 A 12/1990 Senter et a1.
`5,169,774 A 12/1992 Frankel et al.
`5,183,884 A
`2/1993 Kraus et al.
`5,288,477 A
`2/1994 Bacus
`5,359,046 A 10/1994 Capon et a1.
`5,367,060 A 11/1994 Vandlen et al.
`5,401,638 A
`3/1995 Carney et al.
`5,464,751 A 11/1995 Greene et al.
`5,480,968 A
`1/1996 Kraus et al.
`5,514,554 A
`5/1996 Bacus
`5,571,894 A 11/1996 Wels et al.
`5,578,482 A 11/1996 Lippman et al.
`5,587,458 A 12/1996 King et al.
`5,604,107 A
`2/1997 Carney et al.
`5,641,869 A
`6/1997 Vandlen et al.
`5,663,144 A
`9/1997 Greene et al.
`5,677,165 A 10/1997 de Boer et al.
`5,677,171 A 10/1997 Hudziak et al.
`5,705,157 A
`1/1998 Greene
`5,720,937 A
`2/1998 Hudziak et al.
`5,720,954 A
`2/1998 Hudziak et al.
`5,725,856 A
`3/1998 Hudziak et al.
`
`Modjtahedi et al (Br J Cancer, 1993, 67:254-261, IDS).* Johns et al
`(FASEB Journal express article 10.1096/f].04-1766f]e. Mar. 17,
`2005, IDS).*
`Kersting et al (Laboratory Investigation, 2006, 86:54-61, IDS).*
`Brady et al (J Neurosurgical Sciences, 1990, 34:243-249, IDS).*
`Tripp et al (Analytical and Quantitative Cytology and Histology
`(2005, 27:71-78, IDS).*
`Baselga et a1 (Seminars in Oncology, Aug. 1999, 26 (suppl 12):78-83,
`IDS).*
`Persons et al (Annals of Clinical & Laboratory Science, Jan. 2000,
`30:41-48,1DS).*
`Pauletti et al (Oncogene, 1996, 13:63-72, IDS).*
`(Continued)
`
`Primary Examiner * Laura B Goddard
`(74) Attorney, Agent, or Firm * Arnold & Porter LLP;
`Diane Marschang; Ginger R. Dreger
`
`ABSTRACT
`
`(57)
`The invention provides a method for more effective treatment
`of patients susceptible to or diagnosed With tumors overex
`pressing ErbB, as determined by a gene ampli?cation assay,
`With an ErbB antagonist. Such method comprises adminis
`tering a cancer-treating dose of the ErbB antagonist, prefer
`ably in addition to chemotherapeutic agents, to a subject in
`Whose tumor cells ErbB has been found to be ampli?ed e. g.,
`by ?uorescent in situ hybridization. ErbB antagonists
`described include an anti-HER2 antibody. Pharmaceutical
`packaging for providing the components for such treatment is
`also provided.
`
`6 Claims, N0 Drawings
`
`

`

`US 7,993,834 B2
`Page 2
`
`US. PATENT DOCUMENTS
`9,999,999 A
`91999 999 9191.
`5,925,519 A
`7/1999 Jensen et a1.
`5,939,531 A
`8/1999 WelS 6161.
`5,968,511 A 10/1999 Akitaetal.
`5,977,322 A 11/1999 Marks 6161.
`5,985,553 A 11/1999 K111956161.
`5,994,071 A 11/1999 ROSS 6161.
`6,015,567 A
`1/2000 1166121996161.
`6,028,059 A
`2/2000 (3611616161.
`6,054,297 A
`4/2000 (3911616161.
`6,054,561 A
`‘V2000 Ring
`6,096,873 A
`8/2000 Schaefer et a1.
`6,123,939 A
`9/2000 Shawver etal.
`6,156,321 A 12/2000 Thorpe 61 a1.
`.
`6,165,464 A 12/2000 Hudzlak 61 a1.
`6,270,765 B1
`8/2001 D66 6161.
`6,333,348 B1
`12/2001 VOgeletal.
`6,358,682 B1
`3/2002 Jaffee 61 a1.
`6,387,371 B1
`5/2002 Hudziak 61 a1.
`6,395,272 B1
`5/2002 D66 61 a1.
`6,399,063 B1* 6/2002 Hudziak 61 a1. .......... .. 424/1381
`6,403,630 B1
`6/2002 Dannenberg 6161.
`6,407,213 B1
`6/2002 (3911616161.
`6,458,356 B1
`10/2002 ArakaWa 61 a1.
`6,512,097 B1
`1/2003 Marks 6161.
`6,573,043 B1
`6/2003 (361166 6161.
`6,582,919 B2
`6/2003 Danenberg
`6,602,670 B2
`8/2003 Danenberg
`6,627,196 B1
`9/2003 Baughman et a1.
`
`4/2004 (3911616161.
`6,719,971 B1
`199999 699999.
`9,999,999 91
`8/2006 Erickson et a1.
`7,097,840 B2
`8/2009 PeflIIlaIl 6161.
`7,575,768 B2
`3/2002 (36119516116161.
`2002/0031515 A1
`5/2002 SlaIIlOIl 6161.
`2002/0051785 A1
`5/2002 Mass
`2002/0064785 A1
`6/2002 Buchsbaum
`2002/0076408 A1
`6/2002 ROSS
`2002/0076695 A1
`7/2002 Ralph
`2002/0090662 A1
`2002/0141993 A1 10/2002 Ashkenazi 61 a1.
`2002/0142328 A1 10/2002 Danenberg
`2002/0155527 A1 10/2002 $16911 6161.
`2002/0173629 A1 11/2002 JakObOVitS 61 a1.
`2002/0192211 A1 12/2002 Hudziak et a1.
`2002/0192652 A1 12/2002 Danenberg
`2003/0022918 A1
`V2003 Horaket a1.
`
`2003/0103973 A1
`2003/0108545 A1
`
`6/2003 1166169611 6161.
`6/2003 1166169611 6161.
`
`JP
`5;
`JP
`JP
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`
`gg
`W0
`W0
`
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`W0
`wO
`W0
`W0
`W0
`
`W0
`W0
`
`12/ 1993
`5-317084
`5133;
`95,9233; B2
`@1998
`2761543 B2
`5,1999
`2895105 B2
`WO 87/07646 A2 12,1987
`WO 89/06692
`7,1989
`Wow/10412 A1
`11,1989
`W0 90/1435,
`11,1990
`WO9l/02062 A2
`2,1991
`W0 91/05264 A1
`4/1991
`W0 9210573
`61992
`WO 92/20798
`11/1992
`W0 93/03741 A1
`3/1993
`W0 93/l2220 A1
`@1993
`W0 93/16185 A2
`8/1993
`W0 93/21232 A1
`10/1993
`W0 9301319 Al “M993
`WO94/00136 A1
`M994
`
`WO 94/22478 A1
`WO 94/28127
`WO 95/16051
`WO 95/17507
`W0 95/28485
`W0 96/07321 A1
`W0 96/16673 A1
`W0 96/18409
`W0 96/40789 A1
`W0 97/00271 A1
`WO 97/04801
`
`10/1994
`12/1994
`6/1995
`6/1995
`10/1995
`3/1996
`6/1996
`6/1996
`12/1996
`1/1997
`2/1997
`
`ggggggggg
`W0 9768731 Al
`WO 98/02463 Al
`
`lgggg;
`“V1997
`M998
`
`V1998
`WO 98/02540
`1/1998
`WO 98/02541
`4/1998
`WO 98/17797 A1
`5/1998
`WO 98/18489 A1
`8/1998
`W0 98/33914 A1
`W0 98/45479 A1 10/1998
`W0 99/31140 A1
`6/1999
`W0 99/39729
`8/1999
`wo 99/48527 A1
`9/1999
`WO 99/55367 A1 11/1999
`W0 00/206211
`4/2000
`W0 00/6ll45 A1
`10/2000
`
`WO 00/69460 A1
`WO 00/78347 A1
`
`11/2000
`12/2000
`
`2003/0144252 A1
`
`7/2003 Fun
`
`W0
`
`Wool/00244 A2
`
`H2001
`
`2003/0157097 A1
`
`8/2003 NOguChl 6161.
`
`2003/0211530 A1 11/2003 Danenberg
`2004/0037823 A9
`2/2004 Paton 61 a1.
`
`W0
`
`W0
`W0
`
`Wool/09187 AZ
`
`20001
`
`Wool/20033 A1
`Wool/21192 AZ
`
`3/2001
`30001
`
`2007/0166753 A1* 7/2007 Mass ............................... .. 435/6
`Case 1:18-cv-00924-CFC-SRF Document 3-1 Filed 06/21/18 Page 3 of 330 PageID
`#: 707
`
`W0
`
`Wool/34574
`
`5/2001
`
`FOREIGN PATENT DOCUMENTS
`
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`JP
`JP
`JP
`JP
`
`0 559 274 A1
`0616 812 B1
`0 656 367
`0 412116
`0 494 135
`0 502 812
`0 711 565
`0 554 441
`616812 B1
`1 006 194
`0444 181
`3-240498
`5-117165
`5-170667
`5-213775
`
`6/1994
`9/1994
`6/1995
`11/1995
`4/1996
`8/1996
`8/1998
`1,1999
`11,1999
`6/2000
`10/2001
`10/1991
`5/1993
`7/1993
`8/1993
`
`7/2001
`W0 0153354 A2
`W0
`8/2001
`W0 01/56604 A1
`W0
`9/2001
`W0 01/64246 A2
`W0
`W0 01/76586 A1 10/2001
`W0
`W0 01/76630 A1 10/2001
`W0
`W0 01/87334 A1
`11/2001
`W0
`W0 01/87336 A1
`11/2001
`W0
`W0 01/89566 A1 11/2001
`W0
`W0 02/05791 A1
`1/2002
`W0
`W0 02/11677 A2
`2/2002
`W0
`WO 02/44413 A2
`6/2002
`W0
`WO 02/45653 A2
`6/2002
`W0
`W0 02/09754 A1
`7/2002
`W0
`W0 02/055106 A2
`7/2002
`W0
`W0 W0 2005/117553
`12/2005
`W0
`2006/107854 A2 10/2006
`
`

`

`US 7,993,834 B2
`Page 3
`
`OTHER PUBLICATIONS
`Couturier et al (Mod Pathol, 2000, 13: 1238-1243).*
`Stancovski et al (PNAS,USA, 88:8691-8695, 1991, IDS).*
`Lewis et al (Cancer Immunology Immunotherapy 37: 255-263, 1993,
`IDS).*
`Strobel et al (Gynecologic Oncology 73: 362-367, 1999, IDS).*
`Jacobs et al (J ofClinical Oncology, Jul. 1999, 17: 1974-1982, IDS).*
`Aasland et al., “Expression of Oncogenes in Thyroid Tumours:
`Coexpression of c-erbB2/neu and c-erbB” Brittish Journal or Cancer
`57(4):358-363 (Apr. 1988).
`Agus et al., “Differential Anti-Tumor Effects of Targeting Distinct
`Epitopes of the Her-2/neu Extracellular Domain in Xenograft Mod
`els of Prostate Cancer” Proceedings of theAmerican Association for
`Cancer Research Annual Meeting (Abstract #4570) 41:719 (Mar.
`2000).
`Agus et al., “Response of Prostate Cancer to Anti-Her-2/neu Anti
`body in Androgen-Dependent and -Independent Human Xenograft
`Models” Cancer Research 59:4761-4764 (1999).
`Agus et al., “Targeting ligand-activated ErbB2 signaling inhibits
`breast and prostate tumor growth” Cancer Cell 2(2): 127-137 (Aug.
`2002).
`Akiyama et al., “Tumor Promoter and Epidermal Growth Factor
`Stimulate Phosphorylation on the c-erbB-2 Gene Product in MKN-7
`Human Adenocarcinoma Cells” Molecular & Cellular Biology
`8(3):1019-1026 (Mar. 1988).
`Anastasi et al., “Cytogenetic Clonality in Myelodysplastic Syn
`dromes Studied With Fluorescence In Situ Hybridization: Lineage,
`Response to Growth Factor Therapy, and Clone Expansion” Blood
`81(6):1580-1585 (Mar. 15, 1993).
`Anastasi et al., “Detection of Trisomy 12 in Chronic Lymphocytic
`Leukemia by Fluorescence In Situ Hybridization to Interphase Cells:
`A Simple and Sensitive Method” Blood 79(7):1796-1801 (Apr. 1,
`1992).
`Anastasi et a1 ., “Direct Correlation of Cyto genetic Findings With Cell
`Morphology Using In Situ Hybridization: An Analysis of Suspicious
`Cells in Bone Marrow Specimens of Two Patients Completing
`Therapy for Acute Lymphoblastic Leukemia” Blood 77(11):2456
`2462 (Jun. 1, 1991).
`Arteaga et al., “pl85c'erl’B'2 Signaling Enhances Cisplatin-induced
`Cytotoxicity in Human Breast Carcinoma Cells: Association
`Between an Oncogenic Receptor Tyrosine Kinase and Drug-induced
`DNA Repair” Cancer Research 54(14):3758-3765 (Jul. 15, 1994).
`Bacus et a1 ., “Differentiation of Cultured Human Breast Cancer Cells
`(AU-565 and MCF-7) Associated With Loss of Cell Surface HER-2/
`neu Antigen” Molecular Carcinogenesis 3(6):350-362 (1990).
`Bacus et al., “Tumor-inhibitory Monoclonal Antibodies to the HER
`2/neu Receptor Induce Differentiation of Human Breast Cancer
`Cells” Cancer Research 52(9):2580-2589 (May 1, 1992).
`Baselga and Mendelsohn, “Receptor Blockade With Monoclonal
`Antibodies As Anti-Cancer Therapy” Pharmac. T her. 64:127-154
`(1994).
`Baselga et al., “Anti HER2 Humanized Monoclonal Antibody (MAb)
`Alone and in Combination with Chemotherapy Against Human
`Breast Carcinoma Xenografts” Proceedings of ASCO-1 3th Annual
`Meeting (Abstract #53), Dallas, TX 13:63 (Mar. 1994).
`Baselga et al., “HER2 Overexpression and Paclitaxel Sensitivity in
`Breast Cancer: Therapeutic Implications” Oncolog/ (Supplement
`No.2) 11(3):43-48 (Mar. 1997).
`Baselga at al., “Monoclonal Antibodies Directed Against Growth
`Factor Receptors Enhance the Ef?cacy of Chemotherapeutic
`Agents” Annals ofOncology (abstract #010) 5(Suppl. 5) (1994).
`Baselga et al., “Phase II Study of Weekly Intravenous Recombinant
`Humanized Anti-p185HER2 Monoclonal Antibody in Patients With
`HER2/neu-Overexpressing Metastatic Breast Cancer” J Clin.
`Oncol14(3):737-744 (Mar. 1996).
`Baselga et al., “Phase II study of weekly intravenous trastuzumab
`(Herceptin) in patients with HER2/neu-overexpressing metastatic
`breast cancer” Seminars in Oncology 26(4 Suppl 12):78-83 with
`(Aug. 1999).
`Baselga et al., “Recombinant Humanized Anti-HER2 Antibody
`(Herceptin) Enchances the Antitumor Activity of Paclitaxel and
`Doxorubicin against HER2/neu Overexpessing Human Breast Can
`cer Xenografts” Cancer Research 58:2825-2831 (Jul. 1998).
`
`Borst et al., “Oncogene Alterations in Endometrial Carcinoma”
`1990) Gynecologic Oncology 38(3):364-366 (Sep. 1990).
`Brady et al., “Iodine125 labeled anti-epidermal growth factor recep
`tor-425 in the treatment of malignant astrocytomas. A pilot study”
`Journal of Neurosurgical Sciences 34(3 -4):243 -249 (Jul.-Dec.
`1990).
`Burden and Yarden., “Neuregulins and Their Receptors: A Versatile
`Oncogenesis and Oncongenesis”Neuron 18(6):847-855 (Jun. 1997).
`Burris III, H., “Docetaxel (Taxotere) in HER-2-positive patients and
`in combination with trastuzumab (Herceptin)” Seminars in Oncology
`27(2 Suppl 3):19-23 (Apr. 2000).
`Cappuzzo et al., “Epidermal growth factor receptor gene and protein
`and ge?tinib sensitivity in non-small-cell lung cancer”Journal of the
`National Cancer Institute 97(9):643-655 (May 4, 2005).
`Carlson et al., “HER2 testing in breast cancer: NCCN Task Force
`report and recommendations” Journal of the National Comprehen
`sive Cancer Network 4(Suppl 3):S1-S24 (Jul. 2006).
`Carraway and Cantley, “A Neu Acquaintance for ErbB3 and ErbB4:
`A Role for Receptor Heterodimerization in Growth Signaling” Cell
`78:5-8 (Jul. 15, 1994).
`Carraway et al., “Neuregulin-2, A New Ligand of ErbB3/ErbB4
`Receptor Tyrosine Kinases” Nature 387:512-516 (May 1997).
`Carter et al., “Humanization of an Anti-p185HER2 Antibody For
`Human Cancer Therapy” Prod. Natl. Acad. Sci. USA 89(10):4285
`4289 (May 1992).
`Chang at al., “Ligands for ErbB-Family Receptors Encoded By a
`Neuregulin-Like Gene” Nature 387:509-512 (May 29, 1997).
`Choong et al., “Ge?tinib response of erlotinib-refractory lung cancer
`involving meningsirole of EGFR mutation” Nature Clinical Prac
`tice Oncology 3(1):50-57 (Jan. 2006).
`Cobleigh et al., “Multinational study of the ef?cacy and safety of
`humanized anti-HER2 monoclonal antibody in women who have
`HER2-overexpressing metastatic breast cancer that has progressed
`after chemotherapy for metastatic disease” Journal of Clinical
`Oncology 17(9):2639-2648 (Sep. 1999).
`Cohen et al., “Expression Pattern of the neu (NGL) Gene-Encoded
`Growth Factor Receptor Protein (p185”€”) in Normal and Trans
`formed Epithelial Tissues of the Digestive Tract” Onogene 4(1):81
`88 (Jan. 1989).
`Connelly and Stern., “The Epidermal Growth Factor Receptor and
`the Product of the neu Protooncogne Are Members of a Receptor
`Tyrosine Phosphorylation Cascade” Proc. Natl. Acad Sci. USA
`87:6054-6057 (Aug. 1990).
`Craft et al., “A Mechanism for Hormone-Independent Pro state Can
`cer Through Modulation of Androgen Receptor Signaling by the
`HER-2/neu Tyrosine Kinase” Nature Medicine 5(3):280-285 (Mar.
`1999).
`D’Souza and Taylor-Papadimitriou., “Overexpression of ERBB2 in
`Human Mammary Epithelial Cells Signals Inhibition of Transcrip
`tion of the E-Cadherin Gene” Proc. Natl. Acad. Sci. USA
`91(15):7202-7206 (Jul. 19, 1994).
`Dacic et al., “Signi?cance of EGFR protein expression and gene
`ampli?cation in non-small cell lung carcinoma” American Journal of
`ClinicalPathology 125(6):860-865 (Jun. 2006).
`DakoCytomation, “HERCEPTEST TM for immunocytochemical
`staining” (package insert) pp. 1-25 (2004).
`De Santes et al., “Radiolabeled Antibody Targeting of the HER-2/neu
`Oncoprotein” Cancer Research 52:1916-1923 (1992).
`Di Fiore et al., “erbB-2 Is A Potent Oncogene When Overexpressed
`In NIH/3T3 Cells” Science 237(4811): 178-182 (Jul. 10, 1987).
`Drebin et al., “Down-Modulation of an Oncogene Protein Product
`and Reversion of the Transformed Phenotype by Monoclonal Anti
`bodies” Cell 41(3):695-706 (Jul. 1985).
`Drebin et al., “Inhibition of Tumor Growth By a Monoclonal Anti
`body Reactive With an Oncogene-Encoded Tumor Antigen” Proc.
`Natl. Acad. Sci. 83:9129-9133 (Dec. 1986).
`Drebin et al., “Monoclonal Antibodies Reactive With Distinct
`Domains of the neu Oncogene-Encoded p185 Molecule Exert Syn
`ergistic Anti-Tumor Effects In Vivo” Oncogene 2:273 -277 (1988).
`Drebin et al., “Monoclonal Antibodies Speci?c for the neu Oncogene
`Product Directly Mediate Anti-tumor Effects In Vivo” Oncogene
`2(4):387-394 (1988).
`
`Case 1:18-cv-00924-CFC-SRF Document 3-1 Filed 06/21/18 Page 4 of 330 PageID
`#: 708
`
`

`

`US 7,993,834 B2
`Page 4
`
`Dressler et al., “Ampli?cation of ErbB2 by Fluorescent In Situ
`Hybridization (FISH): An Alternate Method to Predict Outcome
`Following Dose-Escalated CAF in Stage II, Node Positive Breast
`Cancer Patients.”Proc. Annual Meet. Amer Soc. Clin. Oncol. (Meet
`ing Abstract) 18:A281 (1999).
`Earp et al., “Heterodimerization and Functional Interaction Between
`EGF Receptor Family Members: A New Signaling Paradigm With
`Implications for Breast Cancer Research” Breast Cancer Res and
`Treatment 35: 115-132 (1995).
`Fendly, B.M. et al., “Characterization of Murine Monoclonal Anti
`bodies Reactive to Either the Human Epidermal Growth Factor
`Receptor or HER2/neu Gene Product” Cancer Research 50: 1550
`1558 (Mar. 1, 1990).
`Fleiss, J L Statistical Methods for Rates and Proportions, 2nd edition,
`NewYork, NY:Wiley pp. 13-17 (1981).
`Fukushige et al., “Localization of a Novel v-erbB-Related Gene,
`c-erbB-2, on Human Chromosome 17 and Its Ampli?cation in a
`Gastric Cancer Cell Line” Molecular & Cellular Biology 6(3):955
`958 (Mar. 1986).
`Gemzar (gemcitabine HCL), “Product InformationiPDR” (2000).
`Goldenberg, M., “Trastuzumab, a Recombinant DNA-Derived
`Humanized Monoclonal Antibody, A Novel Agent for the Treatment
`of Metastatic Breast Cancer” Clinical Therapeutics 21(2):309-318
`(1999).
`Goldman et al., “Heterodimerization of the erbB-1 and erbB-2
`Receptors in Human Breast Carcinoma Cells: A Mechanism for
`Receptor Transregulation” Biochemistry 29(50): 1 1024-1 1028.
`Graus-Porta et al., “ErbB -2, The Preferred Heterodimerization Part
`ner of All ErbB Receptors, Is a Mediator of Lateral Signaling.”
`EMBO Journal 16(7): 1647-1655 (1997).
`Green et al., “Preclinical Evaluation of WR-15 1327: An Orally Che
`motherapy Protector” Cancer Research 54(3):738-741 (Feb. 1,
`1994).
`Groenen et al., “Structure-Function Relationships for the EGF/
`TGF-Ot Family of Mitogens” Growth Factors 11:235-257 (1994).
`Gu et al., “Overexpression of her-2/neu in Human Prostate Cancer
`and Benign Hyperplasia” Cancer Letters 99: 185-189 (1996).
`Guerin et al., “Overexpression of Either c-myc or c-erbB-2/neu Car
`cinomas: Correlation with Poor Prognosis” Oncogene Res. 3:21-31.
`(1988).
`Guy et al., “Expression of the neu Protooncogene in the Mammary
`Epithelium of Transgenic Mice Induces Metastatic Disease.” Proc.
`Natl. Acad. Sci. USA 89(22):10578-10582 (Nov. 15, 1992).
`Hancock et al., “A Monoclonal Antibody Against the c-erbB-2 Pro
`tein Enchances the Cytotoxicity of cis-Diamminedichloroplatinum
`Against Human Breast and Ovarian Tumor Cell Lines” Cancer
`Research 51:4575-4580 (Sep. 1, 1991).
`Harari et al., “Neuregulin-4: A Novel Growth Factor That Acts
`Through the ErbB-4 Receptor Tyrosine Kinase” Oncogene 18:2681
`2689 (1999).
`Harwerth et al., “Monoclonal Antibodies Against the Extracellular
`Domain of the erbB-2 Receptor Function as Partial Ligands
`Agonists” Journal of Biological Chemistry 267(21):15160-15167
`(Jul. 25, 1992).
`Hirsch and Bunn Jr., “Epidermal growth factor receptor inhibitors in
`lung cancer: smaller or larger molocules, selected or unselected
`populations?”Journal of Clinical Oncology 23(36):9044-9047 (Dec.
`20, 2005).
`Hirsch et al., “Epidermal growth factor receptor in non-small-cell
`lung carcinomas: correlation between gene copy number and protein
`expression and impact on prognosis” Journal of Clinical Onocology
`21(20):3798-3807 (Oct. 15,2003).
`Hirsch et al., “Increased epidermal growth factor receptor gene copy
`number detected by ?uorescence in situ hybridization associates with
`increased sensitivity to ge?tinib in patients with bronchioloalveolar
`carcinoma subtypes: a Southwest Oncology Group Study” J Clin
`Oncol 23:6838-6845 (2005).
`Hirsch et al., “Molecular analysis of EGFR gene copy number. EGFR
`expression and Akt activation status in advanced non-small-cell lung
`cancer (aNSCLC) treated with ge?tinib or placebo (ISEL trial)”
`Clinical Cancer Research (abstract #A268) 11(24 Suppl) :9031s
`(Dec. 15,2005).
`
`Case 1:18-cv-00924-CFC-SRF Document 3-1 Filed 06/21/18 Page 5 of 330 PageID
`#: 709
`
`Holmes et al., “Identi?cation of Heregulin, A Speci?c Activator
`p185"bB2”Science 256: 1205-1210 (May 22, 1992).
`Hudziak et al., “Increased Expression of the Putative Growth Factor
`Receptor p185HER2 Causes Transformation and Tumorigenesis of
`NIH 3T3 Cells”Proc. Natl. Acad. Sci. USA 84(20):7159-7163 (Oct.
`1987).
`Hudziak et al., “p185HER2 Monoclonal Antibody Has Antiprolifera
`tive Effects In Vitro and Sensitizes Human Breast Tumor Cells to
`Tumor Necrosis Factor” Molecular & Cellular Biology 9(3): 1 165
`1172 (Mar. 1989).
`Hynes and Stern, “The Biology of erbB-2/neu/HER-2 and Its Role in
`Cancer”Biochimica etBiophysicaActa 1198(2-3): 165-184 (Dec. 30,
`1994).
`Ilgen et al., “Characterization of anti-HEIU2 antibodies which inhibit
`the growth of breast tumor cells in vitro” Proceedings of the Ameri
`can Association for Cancer Research (abstract #3209) (Mar. 1996).
`Jacobs et al., “Comparison of ?uorescence in situ hybridization and
`immunohistochemistry for the evaluation of HER-2/neu in breast
`cancer” Journal ofClinical Oncology 17(7):1974-1982 (Jul. 1999).
`James et al., “Phase II Trial of the Bispeci?c Antibody MDX-H210
`(anti-Her2/Neu X anti-CD64) Combined With GM-CSF in Patients
`With Advanced Prostate and Renal Cell Carcinoma That Express
`Her2/Neu.” Brittish Journal of Cancer (Abstract #56) 78: 19 (1998).
`Johns et al., “The antitumor monoclonal antibody 806 recognizes a
`high-mannose form of the EGF receptor that reaches the cell surface
`when cells over-express the receptor ” FASEB Journal (Express
`article 10.1096/f].04-1766fje published online.) pp. 1-18 (Mar. 17,
`2005).
`Jones et al., “Binding Interaction of the HeregulinB egf Domain with
`ErbB3 and ErbB4 Receptors Assessed by Alanine Scanning
`Mutagenesis” Journal of Biological Chemistry 273(19): 1 1667
`11674 (May 8, 1998).
`Kannan et al., “Cripto Enhances the Tyrosine Phosphorylation of Shc
`and Activates Mitogen-activated Protein Kinase (MAPK) in Mam
`mary Epithelial Cells”Journal ofBiological Chemistry 272(6):3330
`3335 (Feb. 7, 1997).
`Karunagaran et al., “ErbB-2 is a Common Auxiliary Subunit of NDF
`and EGF Receptors: Implications for Breast Cancer” EMBOJournal
`15(2):254-264 (1996).
`Kasprzyk et al., “Therapy of an Animal Model of Human Gastric
`Cancer Using a Combination of Anti-erbB-2 Monoclonal Antibod
`ies” Cancer Research 52(10):2771-2776 (May 15, 1992).
`Kern et al., “p185"€” Expression in Human Lung Adenocarcinomas
`Predicts Shortend Survival” Cancer Research 50(16):5184-5191
`(Aug. 15, 1990).
`Kersting et al., “Ampli?cations of the epidermal growth factor recep
`tor gene (egfr) are common in phyllodes tumors of the breast and are
`associated with tumor progression” Laboratory Investigation
`86(1):54-61 (Jan. 2006).
`King et al., “Ampli?cation of a Novel v-erbB-Related Gene in a
`Human Mammary Carcinoma” Science 229:974-976 (Sep. 1985).
`King et al., “EGF Binding to its Receptor Triggers a Rapid Tyrosine
`Phosphorylation of the erbB-2 Protein in the Mammary Tumor Cell
`Line SK-BR-3 .” EMBO Journal 7(6): 1647-165 1.
`Klapper et al., “A Subclass of Tumor-Inhibitory Monoclonal Anti
`bodies to ErbB-2/HER2 Blocks Crosstalk With Growth Factor
`Receptors” Oncogene 14:2099-2109 (1997).
`Kobayashi et al., “EGFR mutation and resistance of non-small-cell
`lung cancer to ge?tinib”NeW England J ofMedicine 352(8):786-792
`(Feb. 24, 2005).
`Kokai et al., “Synergistic Interaction of p185c-neu and the EGF
`Receptor Leads to Transformation of Rodent Fibroblasts” Cell
`58:287-292 (Jul. 28, 1989).
`Kotts et al., “Differential Growth Inhibition of Human Carcinoma
`Cells Exposed to Monoclonal Antibodies Directed against the
`Extracellular Domain of the HER2/ERBB2 Protooncogene” In Vitro
`Abstract #176) 26(3):59A (1990).
`Kotts et al., “Growth Inhibition of Human Breast Carcinoma Cells
`Exposed to Combinations of Interferon-Gamma and Monoclonal
`Antibodies Directed Against the Extracellular Domain of the Her2/
`erbB2 Oncogene Protein” FASEB Journal (abstract #1470) 4(7)
`:A1946 (1990).
`
`

`

`US 7,993,834 B2
`Page 5
`
`Kotts et al., “Growth Inhibition of Human Breast Carcinoma Cells
`Exposed to Combinations of Interferon-gamma and Monoclonal
`Antibodies Directed against the Extracellular Domain of the HER2/
`ERBB2 Protooncogene” (Program 1470, Joint Mtg of ASBMB &
`AAI in New Orleans, LA on Jun. 4-7, 1990 poster).
`Kraus et al., “Isolation and Characterization of ERBB3, A Third
`Member of the ERBB/Epidermal Factor Receptor Family: Evidence
`for Overexpression in a Subset of Human Mammary Tumors” Proc.
`Natl. Acad. Sci. USA 86:9193-9197 (Dec. 1989).
`Kumar et al., “Regulation of Phosphorylation of the c-erbB-2/HER2
`Gene Product by a Monoclonal Antibody and Serum Growth Fac
`tor(s) in Human Mammary Carcinoma Cells” Molecular & Celluar
`Biology 11(2):979-986 (Feb. 1991).
`Kuter, 1., “Breast cancer” The Oncologist 6(4):338-346 (2001).
`Lee et al., “Transforming Growth Factor 0t: Expression, Regulation,
`and Biological Activities” Pharmacological Reviews 47(1):51-85
`(Mar. 1995).
`Lemke,G., “Neuregulins in Development” Molecular and Cellular
`Neurosciences 7:247-262 (1996).
`Leonard et al., “Anti-human epidermal growth factor receptor 2
`monoclonal antibody therapy for breast cancer” British Joural of
`Surgery 89(3):262-271 (Mar. 2002).
`Levi et al., “The In?uence of Heregulins on Human Schwann Cell
`Proliferation” J Neuroscience 15(2):1329-1340 (Feb. 1995).
`Lewis et al., “Differential Responses of Human Tumor Cell Lines to
`Anti-p185HER2 Monoclonal Antibodies” Cancer Immunol.
`Immunother. 37:255-263 (1993).
`Lewis et al., “Growth Regulation of Human Breast and Ovarian
`Tumor Cells by Heregulin: Requirement of ErbB2 as a Critical Com
`ponent in Mediating Heregulin Responsiveness” Cancer Research
`56:1457-1465 (Mar. 15, 1996).
`Maier et al., “Requirements for the Internalization of a Murine
`Monoclonal Antibody Directed against the HER-2/neu Gene Product
`c-erbB-2” Cancer Research 51(19):5361-5369 (Oct. 1, 1991).
`Masui et al., “Growth Inhibition of Human Tumor Cells in Athymic
`Mice by Anti-Epidermal Growth Factor Receptor Monoclonal Anti
`bodies” Cancer Research 44(3): 1002-1007.
`Masuko et al., “A murine Monoclonal Antibody That Recognizes an
`Extracellular Domain of the Human c-erbB-2 Protooncogene Prod
`uct” Jpn J Cancer Res. 80:10-14 (Jan. 1989).
`McCann et al., “Prognostic Signi?cance of c-erbB-2 and Estrogen
`Status in Human Breast Cancer” CancerResearch 51(12):3296-3303
`(Jun. 15, 1991).
`McCann et al., “c -erbB-2 Oncoprotein Expression in Primary Human
`Tumors” Cancer 65(1):88-92 (Jan. 1, 1990).
`McKenzie et al., “Generation and Characterization of Monoclonal
`Antibodies Speci?c for the Human neu Oncogene Product, p185”
`Oncogene 4:543-548 (1989).
`“Could Medarex’s MAb be prostate cancer’s Herceptin?” Scrip
`2442:25 (Jun. 2, 1999).
`Mendelsohn et al., “Receptor Blockade and Chemotherapy: A New
`Approach to Combination Cancer Therapy” Annals of Oncology
`(abstract #040) 7(Suppl. 1) :22 (1996).
`Modjtahedi et al., “Immunotherapy of human tumour xenografts
`overexpressing the EGF receptor with rat antibodies that block
`growth factor-receptor interaction” British Journal of Cancer 67(2)
`:254-261 (Feb. 1993).
`Morrissey et al., “Axon-Induced Mitogenesis of Human Schwann
`Cells Involves Heregulin and p185€rbB 2” Proc. Natl. Acad. Sci. USA
`92:1431-1435 (Feb. 1995).
`Mrhalova et al., “Epidermal growth factor receptor-its expression and
`copy numbers of EGFR gene in patients with head and neck
`squamous cell carcinomas” Neoplasma 52(4):338-343 (2005).
`Myers et al., “Biological Effects of Monoclonal Antireceptor Anti
`bodies Reactive with neu Oncogene Product, p185neu” Methods in
`Enzymology 198:277-290 (1991).
`Myers et al., “Intracellular antibody mediated down-regulation of
`p185€rbB2 expression in malignant prostatic cells” Proceedings of the
`American Association for Cancer Research Annual Meeting
`(Abstract #2334) 37:342 (1996).
`Nahta and Esteva, “HER-2-targeted therapy: lessons learned and
`future directions” Clinical Cancer Research 9(14):5078-5084 (Nov.
`1, 2003).
`
`Nelson et al., “Comparison of HER-2/NEU Ampli?cation Using
`Fluorescent In Situ Hybridization (FISH) with Immunohistochemi
`cally Determined Overexpression in Breast Cancers” Modern
`Pathology (abstract No. 106) 9(1):21A (Jan. 1996).
`Norton, L., “Evolving Concepts in the Systemic Drug Therapy of
`Breast Cancer” Seminars in Oncology 24 (4 Suppl. 10):S10-3-S10
`10 (Aug. 1997).
`Pao et al., “EGF receptor gene mutations are common in lung cancers
`from “never smokers” and are associated with sensitivity of tumors to
`ge?tinib and erlotinib” Proc. Natl. Acad. Sci. USA 101(36): 13306
`13311 (Sep. 7, 2004).
`Park et al., “Ampli?cation, Overexpression, and Rearrangement of
`erbB-2 Protooncogene in Primary Human Stomach Carcinomas”
`Cancer Research 49(23):6605-6609 (Dec. 1, 1989).
`Park et al., “EGFR gene and protein expression in breast cancers”
`Eur J Surg. Oncol. (article in press, doi:10.1016/j.ejso.2007.01.033)
`pp. 1-5 (2007).
`Paterson et al., “Correlation Between c-erbB-2 Ampli?cation and
`Risk of Recurrent Disease in Node-Negative Breast Cancer” Cancer
`Research 51(2):556-567 (Jan. 15, 1991).
`Pauletti et al., “Detection and quantitation of HER-2/neu gene ampli
`?cation in human breast cancer archival material using ?uorescence
`in situ hybridization” Oncogene 13(1):63-72 (Jul. 4, 1996).
`Pegram et al., “Inhibitory effects of combinations of HER-2/neu
`antibody and chemotherapeutic agents used for treatment of human
`breast ancers” Oncogene 18:2241-2251 (1999).
`Pegram et al., “Phase II Study of Receptor-Enhanced Chemosensitiv
`ity Using Recombinant Humanized Anti-pl85HERz/ne” Monoclonal
`Antibody Plus Cisplatin in Patients With HER2/neu-Overexpressing
`Metastatic Breast Cancer Refractory to Chemotherapy Treatment”
`Journal ofClinical Oncology 16(8):2659-2671 (1998).
`Perrotta and Abuel, “Response of Chronic Relapsing ITP of 10Years
`Duration to Rituxima ” Blood (Abstract #3360) 92(10 Suppl. 1 Part
`1-2):88b (1998).
`Persons, D.L. et al., “Fluorescence In Situ Hybridization (FISH) for
`detection on HER-2/neu Ampli?cation in Breast Cancer: A
`Multicenter Portability Study” Annals of Clinical and Laboratory
`Science 30(1):41-48 (Jan. 2000).
`Pietras et al., “Antibody to HER-2/neu Receptor Blocks DNA Repair
`After Cisplatin in Human Breast and Ovarian Cancer Cells”
`Oncogene 9: 1829-1838 (1994).
`Plowman et al., “Heregulin Induces Tyrosine Phosphorylation of
`HER4/pl80erbB4” Nature Letters to Nature) 366:473-475 (Dec. 2,
`1993).
`Plowman et al., “Ligand-Speci?c Activation of HER4/pl80erbB4, A
`Forth Member of the Epidermal Growth Factor Receptor Family”
`Proc. Natl. Acad Sci. USA 90:1746-1750 (Mar. 1993).
`Presta et al., “Humanization of an Anti-Vascular Endothelial Growth
`Factor Monoclonal Antibody for the Therapy of Solid Tumors and
`Other Disorders” Cancer Research 57(20):4593-4599 (Oct. 15,
`1997).
`Raefsky et al., “Phase II Trial of Docetaxel and Herceptin as First- or
`Second-Line Chemotherapy for Women with Metastatic Breast Can
`cer Whose Tumors Overexpress HER2” Proceedings of ASCO
`(Abstract #523) 18: 137a (1999).
`Ravdin and Chamness, “The c-erbB-2 proto-oncogene as a prognos
`tic and predictive marker in breast cancer: a paradigm for the devel
`opment of other macromolecular markersia review” Gene
`159(1):19-27 (Jun. 14, 1995).
`Riely et al., “Clinical course of patients with non-small cell lung
`cancer and epidermal growth fact

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket