throbber
Case 1:18-cv-01363-CFC Document 1-13 Filed 09/04/18 Page 1 of 20 PageID #: 505
`
`Case 1:18-cv-01363-CFC Document1-13_Filed 09/04/18 Page 1 of 20 PagelD #: 505
`
`
`
`EXHIBIT M
`EXHIBIT M
`
`
`
`

`

`Case 1:18-cv-01363-CFC Document 1-13 Filed 09/04/18 Page 2 of 20 PageID #: 506
`
`Illll Mllll Ill Illll Illll Ill Illll Illll Illll Illll IM IMI Illl Illl Illl
`
`US008076066B2
`
`(12) nited States Patent
`Mass
`
`(10) Patent No.:
`(45) Date of Patent:
`
`S 8,076,066 B2
`*Dec. 13, 2011
`
`(54)
`
`(75)
`
`(73)
`
`GENE DETECTION ASSAY FOR IMPROVING
`THE LIKELIHOOD OF AN EFFECTIVE
`RESPONSE TO A HER2 ANTIBODY CANCER
`THERAPY
`
`Inventor: Robert D. Mass, Mill Valley, CA (US)
`
`Assignee: Genentech, Inc., South San Francisco,
`CA (US)
`
`(*) Notice:
`
`Subject to any disclaimer, the term of this
`patent is extended or adjusted under 35
`U.S.C. 154(b) by 0 days.
`
`This patent is subject to a terminal dis-
`claimer.
`
`(21) Appl. No.: 11/690,304
`
`(22) Filed:
`
`Mar. 23, 2007
`
`(65)
`
`Prior Publication Data
`
`US 2007/0166753 A1
`
`Jul. 19, 2007
`
`5,726,023 A
`5,728,687 A
`5,736,137 A
`5,747,261 A
`5,770,195 A
`5,772,997 A
`5,776,427 A
`5,783,186 A
`5,783,404 A
`5,801,005 A
`5,804,396 A
`5,821,337 A
`5,824,311 A
`5,834,229 A
`5,837,243 A
`5,837,523 A
`5,840,525 A
`5,846,538 A
`5,846,749 A
`5,856,089 A
`5,856,110 A
`5,859,206 A
`5,869,445 A
`5,876,712 A
`5,877,305 A
`5,908,835 A
`
`3/1998 Cheever et al.
`3/1998 Bissery
`4/1998 Anderson et al.
`5/1998 King et al.
`6/1998 Hudziaketal.
`6/1998 Hudziak et al.
`7/1998 Thorpe et al.
`7/1998 Arakawaetal.
`7/1998 Koski
`9/1998 Cheever et al.
`9/1998 Plowman
`10/1998 Carteretal.
`10/1998 Greeneetal.
`11/1998 Vandlenetal.
`11/1998 Deoetal.
`11/1998 Greeneetal.
`11/1998 Vandlenetal.
`12/1998 Cheever et al.
`12/1998 Slamon et al.
`1/1999 Wang et al.
`1/1999 Vandlenetal.
`1/1999 Vandlen et al.
`2/1999 Cheever et al.
`3/1999 Cheever et al.
`3/1999 Huston et al.
`6/1999 Bissery
`(Continued)
`
`Related U.S. Application Data
`
`FOREIGN PATENT DOCUMENTS
`
`(63) Continuation of application No. 09/863,101, filed on
`May 18, 2001, now abandoned.
`
`(60) Provisional application No. 60/205,754, filed on May
`19, 2000.
`
`EP
`EP
`EP
`EP
`EP
`
`(51) Int. Cl.
`(2006.01)
`C12Q 1/68
`GO1N 33/5 74
`(2006.01)
`(52) U.S. CI ............................................ 435/6; 435/7.23
`(58) Field of Classification Search ........................ None
`See application file for complete search history.
`
`(56)
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`4,753,894 A
`4,935,341 A
`4,943,533 A
`4,968,603 A
`4,975,278 A
`5,169,774 A
`5,183,884 A
`5,288,477 A
`5,359,046 A
`5,367,060 A
`5,401,638 A
`5,464,751 A
`5,480,968 A
`5,514,554 A
`5,571,894 A
`5,578,482 A
`5,587,458 A
`5,604,107 A
`5,641,869 A
`5,648,237 A
`5,663,144 A
`5,677,165 A
`5,677,171 A
`5,705,157 A
`5,720,937 A
`5,720,954 A
`5,725,856 A
`
`6/1988 Frankel et al.
`6/1990 Bargmann et al.
`7/1990 Mendelsohn et al.
`11/1990 Slamonetal.
`12/1990 Senter et al.
`12/1992 Frankel et al.
`2/1993 Krausetal.
`2/1994 Bacus
`10/1994 Capon et al.
`11/1994 Vandlenetal.
`3/1995 Carneyetal.
`11/1995 Greeneetal.
`1/1996 Kraus et al.
`5/1996 Bacus
`11/1996 Welsetal.
`11/1996 Lippmanetal.
`12/1996 King et al.
`2/1997 Carneyetal.
`6/1997 Vandlen et al.
`7/1997 Carter
`9/1997 Greene et al.
`10/1997 deBoeretal.
`10/1997 Hudziaketal.
`1/1998 Greene
`2/1998 Hudziak et al.
`2/1998 Hudziak et al.
`3/1998 Hudziak et al.
`
`9/1989
`0 332 865 A2
`6/1994
`0 599 274 A1
`9/1994
`0 616 812 B1
`6/1995
`0 656 367
`11/1995
`0412 116
`(Continued)
`
`OTHER PUBLICATIONS
`
`Baselga et al (Seminars in Oncology, Aug. 1999, 26 (supp112):78-83,
`IDS).*
`Persons et al (Annals of Clinical & Laboratory Science, Jan. 2000,
`30:41-48, IDS).*
`Pauletti et al (Oncogene, 1996, 13:63-72).*
`Couturier et al (Mod Pathol, 2000, 13:1238-1243).*
`Pauletti et al (Oncogene, 1996, 13:63-72, IDS).*
`Brady et al., "Iodine 125 labeled anti-epidermal growth factor rec ep -
`tor-425 in the treatment of malignant astrocytomas. A pilot study"
`Journal of Neurosurgical Sciences 34(3-4):243-249 (Jul.-Dec.
`1990).
`
`(Continued)
`
`Primary Examiner Laura B Goddard
`(74) Attorney, Agent, orFirm Diane Marshang; Ginger R.
`Dreger; Arnold & Porter LLP
`
`(57)
`
`ABSTRACT
`
`The invention provides a method for more effective treatment
`of patients susceptible to or diagnosed with tumors overex-
`pressing HER2, as determined by a gene amplification assay,
`with a HER2 antibody. Such method comprises administer-
`ing a cancer-treating dose of the HER2 antibody, preferably
`in addition to chemotherapeutic agents, to a subject in whose
`tumor cells her2 has been found to be amplified e.g., by
`fluorescent in situ hybridization.
`
`6 Claims, No Drawings
`
`

`

`Case 1:18-cv-01363-CFC Document 1-13 Filed 09/04/18 Page 3 of 20 PageID #: 507
`
`US 8,076,066 B2
`Page 2
`
`U.S. PATENT
`
`DOCUMENTS
`
`5,910,486 A
`5,922,845 A
`5,925,519 A
`5,939,531 A
`5,968,511 A
`5,977,322 A
`5,985,553 A
`5,994,071 A
`6,015,567 A
`6,028,059 A
`6,054,297 A
`6,054,561 A
`6,096,873 A
`6,123,939 A
`6,156,321 A
`6,165,464 A
`6,270,765 B1
`6,333,169 B1
`6,333,348 B1
`6,358,682 B1
`6,387,371 B1
`6,395,272 B1
`6,399,063 B1
`6,403,630 B1
`6,407,213 B1
`6,458,356 B1
`6,512,097 B1
`6,573,043 B1
`6,582,919 B2
`6,602,670 B2
`6,627,196 B1
`6,632,979 B2
`6,639,055 B1
`6,719,971 B1
`6,800,738 B1
`6,905,830 B2
`6,984,494 B2
`7,018,809 B1
`7,097,840 B2
`7,129,051 B2
`7,279,287 B2
`7,371,376 B1
`7,371,379 B2
`2002/0001587 A1
`2002/0031515 A1
`2002/0035736 A1
`2002/0051785 A1
`2002/0064785 A1
`2002/0076408 A1
`2002/0076695 A1
`2002/0090662 A1
`2002/0141993 A1
`2002/0142328 A1
`2002/0155527 A1
`2002/0173629 A1
`2002/0192211 A1
`2002/0192652 A1
`2003/0022918 A1
`2003/0059790 A1
`2003/0103973 A1
`2003/0108545 A1
`2003/0134344 A1
`2003/0144252 A1
`2003/0147884 A1
`2003/0152987 A1
`2003/0157097 A1
`2003/0170234 A1
`2003/0211530 A1
`2003/0228663 A1
`2004/0037823 A9
`2004/0106161 A1
`2005/0002928 A1
`2005/0100944 A1
`2005/0148607 A1
`2005/0208043 A1
`2005/0238640 A1
`2005/0244929 A1
`2006/0013819 A1
`
`6/1999
`7/1999
`7/1999
`8/1999
`10/1999
`11/1999
`11/1999
`11/1999
`1/2000
`2/2000
`4/2000
`4/2000
`8/2000
`9/2000
`12/2000
`12/2000
`8/2001
`12/2001
`12/2001
`3/2002
`5/2002
`5/2002
`6/2002
`6/2002
`6/2002
`10/2002
`1/2003
`6/2003
`6/2003
`8/2003
`9/2003
`10/2003
`10/2003
`4/2004
`10/2004
`5/2005
`1/2006
`3/2006
`8/2006
`10/2006
`10/2007
`5/2008
`5/2008
`1/2002
`3/2002
`3/2002
`5/2002
`5/2002
`6/2002
`6/2002
`7/2002
`10/2002
`10/2002
`10/2002
`11/2002
`12/2002
`12/2002
`1/2003
`3/2003
`6/2003
`6/2003
`7/2003
`7/2003
`8/2003
`8/2003
`8/2003
`9/2003
`11/2003
`12/2003
`2/2004
`6/2004
`1/2005
`5/2005
`7/2005
`9/2005
`10/2005
`11/2005
`1/2006
`
`Curiel et al.
`Deo et al.
`Jensen et al.
`Wels et al.
`Akita et al.
`Marks et al.
`King et al.
`Ross et al.
`Hudziak et al.
`Curiel et al.
`Carter et al.
`Ring
`Schaefer et al.
`Shawver et al.
`Thorpe et al.
`Hudziak et al.
`Deo et al.
`Hudziak et al.
`Vogel et al.
`Jaffee et al.
`Hudziak et al.
`Deo et al.
`Hudziak et al.
`Dannenberg et al.
`Carter et al.
`Arakawa et al.
`Marks et al.
`Cohen et al.
`Danenberg
`Danenberg
`Baughman et al.
`Erickson et al.
`Carter et al.
`Carter et al.
`Carter et al.
`Cohen et al.
`Ralph
`Carter
`Erickson et al.
`Cohen et al.
`Ralph
`Fendly
`Baughman et al.
`Erickson et al.
`Caligiuri et al.
`Erickson et al.
`Slamon et al.
`Mass
`Buchsbaum
`Ross
`Ralph
`Ashkenazi et al.
`Danenberg
`Smart et al.
`Jakobovits et al.
`Hudziak et al.
`Danenberg
`Horak et al.
`Jaffee et al.
`Rockwell et al.
`Rockwell et al.
`Mass
`Furr
`Paton et al.
`Cohen et al.
`Noguchi et al.
`Hellmann
`Danenberg
`Lowman et al.
`Paton et al.
`Bossenmaier et al.
`Hellmann
`Cohen et al.
`Suzuki et al.
`Adams et al.
`Sliwkowski
`Carter
`Kelsey
`
`2006/0034842
`2006/0046270
`2006/0067930
`2006/0073143
`2006/0121044
`2006/0165702
`2006/0183150
`2006/0188509
`2006/0193854
`2006/0198843
`2006/0204505
`2006/0210561
`2006/0228745
`2006/0275305
`2007/0009976
`2007/0020261
`2007/0037228
`2007/0184055
`2007/0202516
`2007/0224203
`2007/0269429
`2007/0292419
`2008/0038271
`2008/0050373
`2008/0050385
`2008/0102069
`2008/0108096
`2008/0112957
`2008/0112958
`
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`A1
`
`2/2006 Adams et al.
`3/2006 Ralph
`3/2006 Adams et al.
`4/2006 Adams et al.
`6/2006 Amler et al.
`7/2006 Allison et al.
`8/2006 Cohen et al.
`8/2006 Dernyck et al.
`8/2006 Adams et al.
`9/2006 Adams et al.
`9/2006 Sliwkowski
`9/2006 Baughman et al.
`10/2006 Mass
`12/2006 Bryant
`1/2007 Lenz et al.
`1/2007 Sliwkowski et al.
`2/2007 Moecks et al.
`8/2007 Sliwkowski
`8/2007 Mass
`9/2007 Friess et al.
`11/2007 Kelsey et al.
`12/2007 Hellman
`2/2008 Amler et al.
`2/2008 Cohen
`2/2008 Friess et al.
`5/2008 Friess et al.
`5/2008 Ralph
`5/2008 Fendly et al.
`5/2008 Mass
`
`FOREIGN PATENT DOCUMENTS
`
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`JP
`JP
`JP
`JP
`JP
`JP
`JP
`JP
`JP
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`
`0 494 135
`0 502 812
`0 711 565
`0 554 441
`616812 B1
`1 006 194
`0 444 181
`3-240498
`5-117165
`5-170667
`5-213775
`5-317084
`95006982 B2
`7-59588
`2761543 B2
`2895105 B2
`WO 87/07646 A2
`WO 89/06692
`WO 89/10412 A1
`WO 90/14357
`WO 91/02062 A2
`WO 91/05264 A1
`WO 92/10573
`WO 92/20798
`WO 93/03741 A1
`WO 93/12220 A1
`WO 93/16185 A2
`WO 93/21232 A1
`WO 93/21319 A1
`WO 94/00136 A1
`WO 94/22478 A1
`WO 94/28127
`WO 95/16051
`WO 95/17507
`WO 95/28485
`WO 96/07321 A1
`WO 96/16673 A1
`WO 96/18409
`WO 96/40789 A1
`WO 97/00271 A1
`WO 97/04801
`WO 97/20858 A1
`WO 97/27848
`WO 97/35885
`WO 97/38731 A1
`WO 98/02463 A1
`WO 98/02540
`WO 98/02541
`
`4/1996
`8/1996
`8/1998
`1/1999
`11/1999
`6/2000
`10/2001
`10/1991
`5/1993
`7/1993
`8/1993
`12/1993
`1/1995
`3/1995
`6/1998
`5/1999
`12/1987
`7/1989
`11/1989
`11/1990
`2/1991
`4/1991
`6/1992
`11/1992
`3/1993
`6/1993
`8/1993
`10/1993
`10/1993
`1/1994
`10/1994
`12/1994
`6/1995
`6/1995
`10/1995
`3/1996
`6/1996
`6/1996
`12/1996
`1/1997
`2/1997
`6/1997
`8/1997
`10/1997
`10/1997
`1/1998
`1/1998
`1/1998
`
`

`

`Case 1:18-cv-01363-CFC Document 1-13 Filed 09/04/18 Page 4 of 20 PageID #: 508
`
`US 8,076,066 B2
`Page 3
`
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`
`WO 98/17797 A1
`WO 98/18489 A1
`WO 98/33914 A1
`WO 98/45479 A1
`WO 99/31140 A1
`WO 99/39729
`WO 99/48527 A1
`WO 99/55367 A1
`WO 00/20641
`WO 00/61145 A1
`WO 00/61185 A1
`00/69460
`WO 00/69460 A1
`WO 00/78347 A1
`WO 01/00238 A1
`WO 01/00244 A2
`WO 01/00245 A2
`WO 01/05425 A2
`WO 01/09187 A2
`WO 01/15730 A1
`WO 01/20033 A1
`WO 01/21192 A2
`WO 01/32155 A2
`WO 01/34574
`WO 01/53354 A2
`WO 01/56604 A1
`WO 01/64246 A2
`WO 01/76586 A1
`WO 01/76630 A1
`WO 01/87334 A1
`WO 01/87336 A1
`WO 01/89566 A1
`WO 02/05791 A1
`WO 02/11677 A2
`WO 02/44413 A2
`WO 02/45653 A2
`WO 02/009754 A1
`WO 02/055106 A2
`03/087131
`2004/008099 A2
`WO 2005/117553
`2006/007398 A1
`2006/063042 A2
`2006/078307 A1
`2006/091693
`2006/096861
`2006/107854 A2
`2007/003420
`2007/013950
`2007/019899
`2007/107329
`2007/145862
`2008/031531
`
`4/1998
`5/1998
`8/1998
`10/1998
`6/1999
`8/1999
`9/1999
`11/1999
`4/2000
`10/2000
`10/2000
`11/2000
`11/2000
`12/2000
`1/2001
`1/2001
`1/2001
`1/2001
`2/2001
`3/2001
`3/2001
`3/2001
`5/2001
`5/2001
`7/2001
`8/2001
`9/2001
`10/2001
`10/2001
`11/2001
`11/2001
`11/2001
`1/2002
`2/2002
`6/2002
`6/2002
`7/2002
`7/2002
`10/2003
`1/2004
`12/2005
`6/2006
`6/2006
`7/2006
`8/2006
`9/2006
`10/2006
`1/2007
`2/2007
`9/2007
`9/2007
`12/2007
`3/2008
`
`OTHER PUBLICATIONS
`Cappuzzo et al., "Epidermal growth factor receptor gene and protein
`and gefitinib sensitivity in non-small-cell lung cancer" Journal of the
`National Cancer Institute 97(9):643-655 (May 4, 2005).
`Carlson et al., "HER2 testing in breast cancer: NCCN Task Force
`report and recommendations" Journal of the National Comprehen-
`sive Cancer Network 4(Suppl 3):S1-$24 (Jul. 2006).
`Dacic et al., "Significance of EGFR protein expression and gene
`amplification in non-small cell lung carcinoma’American Journal of
`Clinical Pathology 125(6):860-865 (Jtm. 2006).
`Hirsch et al., "Epidermal growth factor receptor in non-small-cell
`lung carcinomas: correlation between gene copy number and protein
`expression and impact on prognosis" Journal of Clinical Oncology
`21(20):3798-3807 (Oct. 15, 2003).
`Hirsch et al., "Increased epidermal growth factor receptor gene copy
`number detected by fluorescence in situ hybridization associates with
`increased sensitivity to gefitinib in patients with bronchioloalveolar
`carcinoma subtypes: a Southwest Oncology Group Study" J Clin
`Onco123:6838-6845 (2005).
`Johns et al., "The antitumor monoclonal antibody 806 recognizes a
`high mannose form of the EGF receptor that reaches the cell surface
`when cells over-express the receptor" FASEB Journal (Express
`article 10.1096/tj.04-1766Ije published online.) pp. 1-18 (Mar. 17,
`2005).
`
`Kersting et al., "Amplifications of the epidermal growth factor recep-
`tor gene (egfr) are common in phyllodes tumors of the breast and are
`associated with rumor progression" Laboratory Investigation
`
`86(1):54-61 (Jan. 2006).
`Modjtahedi et al., "Immunotherapy of human mmour xenograpfts
`overexpressing the EGF receptor with rat antibodies that block
`growth factor-receptor interaction" British Journal of Cancer
`67(2):254-261 (Feb. 1993).
`Mrhalova et al., "Epidermal growth factor receptor-its expression and
`copy numbers of EGFR gene in patients with head and neck
`squamous cell carcinomas" Neoplasma 52(4):338-343 (2005).
`Park et al., "EGFR gene and protein expression in breast cancers"
`(cid:127) Surg. Oncol. (article in press, doi: 10.1016/j.ej so.2007.01.033)
`Eu(cid:127)
`pp. 1-5 (2007).
`Ro et al., "Amplified and over-expressed epidermal growth factor
`receptor gene in uncultured primary human breast carcinoma" Can-
`
`cer Research 48(1): 161-164 (Jan. 1, 1988).
`Tockman et al., "Considerations in Bringing a Cancer Biomarker to
`Clinical Application" Cancer Research 52:2711s-2718s (May 1,
`1992).
`Tripp at al., "Relationship between EGFR overexpression and gene
`amplification status in central nervous system gliomas"Analytical &
`Quantitative Cytology & Histology 27(2):71-78 (Apr. 2005).
`Waha et al., "A polymerase chain reaction-based assay for the rapid
`detection of gene amplification in human tumors" Diagnostic
`Molecular Pathology 5(2): 147-150 (Jtm. 1996).
`Wang at al., "Epidermal growth factor receptor protein expression
`and gene amplification in small cell carcinoma of the urinary blad-
`der" Clinical Cancer Research 13(3):953-957 (Feb 1, 2007).
`Wolff et al., "American society of clinical oncology/college of
`american pathologists guideline recommendations for human epider-
`mal growth factor receptor 2 testing in breast cancer"Arch PatholLab
`Med 131:18-43 (Jan. 2007).
`Aasland et al., "Expression of Oncogenes in Thyroid Tumours:
`Coexpression of c -erbB2/neu and c -erbB" British Journal of Cancer
`57(4):358-363 (Apr. 1988).
`Agus at al., "Differential Anti-Tumor Effects of Targeting Distinct
`Epitopes of the Her-2/neu Extracellular Domain in Xenograft Mod-
`els of Prostate Cancer." Proceedings oftheAmericanAssociationfor
`Cancer Research Annual Meeting (Abstract #4570) 41:719 (Mar.
`2000).
`Agus et al., "Response of Prostate Cancer to Anti-Her-2/neu Anti-
`body in Androgen-Dependent and -Independent Human Xenograft
`Models" Cancer Research 59:4761-4764 (1999).
`Agus et al., "Targeting ligand-activated ErbB2 signaling inhibits
`breast and prostate tumor growth" Cancer Cell 2(2): 127-137 (Aug.
`2002).
`Akiyama et al., "Tumor Promoter and Epidermal Growth Factor
`Stimulate Phosphorylation of the c-erbB-2 Gene Product in MKN-7
`Human Adenocarcinoma Cells" Molecular & Cellular Biology
`8(3): 1019-1026 (Mar. 1988).
`Anastasi et al., "Cytogenetic Clonality in Myelodysplastic Syn-
`dromes Studied With Fluorescence In Situ Hybridization: Lineage,
`Response to Growth Factor Therapy, and Clone Expansion" Blood
`81(6):1580-1585 (Mar. 15, 1993).
`Anastasi et al., "Detection of Trisomy 12 in Chronic Lymphocytic
`Leukemia by Fluorescence In Situ Hybridization to Interphase Cells:
`A Simple and Sensitive Method" Blood 79(7):1796-1801 (Apr. 1,
`1992).
`Anastasi et al., "Direct Correlation of Cytogenetic Findings With Cell
`Morphology Using In Situ Hybridization: An Analysis of Suspicious
`Cells in Bone Marrow Specimens of Two Patients Completing
`Therapy For Acute Lymphoblastic Leukemia" Blood 77(11):2456-
`2462 (Jun. 1, 1991).
`Arteaga et al., "p185c-erbB-2 Signaling Enhances Cisplatin-induced
`Cytotoxicity in Human Breast Carcinoma Cells: Association
`Between an Oncogenic Receptor Tyrosine Kinase and Drag-induced
`DNA Repair" Cancer Research 54(14):3758-3765 (Jul. 15, 1994).
`Bacus et al., "Differentiation of Cultured Human Breast Cancer Cells
`(AU-565 and MCF-7) Associated With Loss of Cell Surface HER-2/
`neu Antigen" Molecular Carcinogenesis 3(6):350-362 (1990).
`
`

`

`Case 1:18-cv-01363-CFC Document 1-13 Filed 09/04/18 Page 5 of 20 PageID #: 509
`
`US 8,076,066 B2
`Page 4
`
`De Santes et al., "Radiolabeled Antibody Targeting of the HER-2/neu
`Oncoprotein" Cancer Research 52:1916-1923 (1992).
`Di Fiore et al., "erbB-2 Is a Potent Oncogene When Overexpressed in
`NIH/3T3 Cells." Science 237(4811):178-182 (Jul. 10, 1987).
`Drebin et al., "Down-Modulation of an Oncogene Protein Product
`and Reversion of the Transformed Phenotype by Monoclonal Anti-
`
`Bacus et al., "Tumor-inhibitory Monoclonal Antibodies to the HER-
`2/Neu Receptor Induce Differentiation of Human Breast Cancer
`Cells" Cancer Research 52(9):2580-2589 (May 1, 1992).
`Baselga and Mendelsohn, "Receptor Blockade With Monoclonal
`Antibodies As Anti-Cancer Therapy" Phamac. Ther. 64:127-154
`(1994).
`Baselga et al., "Anti HER2 Humanized Monoclonal Antibody (MAb)
`bodies" Cell 41(3):695-706 (Jul. 1985).
`Alone and in Combination with Chemotherapy Against Human
`Drebin at al., "Inhibition of Tumor Growth by a Monoclonal Anti-
`
`Breast Carcinoma Xenografts" Proceedings of ASC(cid:127)13th Annual body Reactive With an Oncogene-Encoded Tumor Antigen" Proc.
`Meeting (Abstract #53), Dallas, TX 13:63 (Mar. 1994).
`Natl. Acad. Sci. 83:9129-9133 (Dec. 1986).
`Baselga et al., "HER20verexpression and Paclitaxel Sensitivity in
`Drebin et al., "Monoclonal Antibodies Reactive With Distinct
`Breast Cancer: Therapeutic Implications" Oncology (Supplement
`Domains of the neu Oncogene-Encode p185 Molecule Exert Syner-
`gistic Anti-Tumor Effects In Vivo" Oncogene 2:273-277 (1988).
`Drebin et al., "Monoclonal Antibodies Specific for the neu Oncogene
`Product Directly Mediate Anti-tumor Effects In Vivo" Oncogene
`2(4):387-394 (1988).
`Dressler et al., "Amplification of ErbB2 by Fluorescent In Situ
`Hybridization (FISH): An Alternate Method to Predict Outcome
`Following Dose-Escalated CAF in Stage II, Node Positive Breast
`Cancer Patients." Proc. Annual Meet. Amen Soc. Clin. Oncol. (Meet-
`ing Abstract) 18:A281 (1999).
`Earp et al., "Heterodimerization and Functional Interaction Between
`EGF Receptor Family Members: A New Signaling Paradigm With
`Implications for Breast Cancer Research" Breast Cancer Res and
`
`No. 2) 11(3):43-48 (Mar. 1997).
`Baselga et al., "Monoclonal Antibodies Directed Against Growth
`Factor Receptors Enhance the Efficacy of Chemotherapeutic
`Agents." Annals of Oncology (abstract #010) 5(Suppl. 5) (1994).
`Baselga at al., "Phase II Study of Weekly Intravenous Recombinant
`Humanized Anti-p185z(cid:127)Em Monoclonal Antibody in Patients With
`
`HER2/neu-Overexpressing Metastatic Breast Cancer" a(cid:127) Clin.
`Oncol. 14(3):737-744 (Mar. 1996).
`Baselga et al., "Phase II study of weekly intravenous trastuzumab
`(Herceptin) in patients with HER2/neu-overexpressing metastatic
`breast cancer" Seminars in Oncology 26(4 Suppl 12):78-83 (Aug.
`1999).
`Baselga et al., "Recombinant Humanized Anti-HER2 Antibody
`(Herceptin) Enhances the Antitumor Activity of Paclitaxel and
`Doxombicin against HER2/neu Overexpessing Human Breast Can-
`cer. Xenografls" Cancer Research 58:2825-2831 (Jul. 1998).
`Borst et al., "Oncogene Alterations in Endometrial Carcinoma"
`Gynecologic Oncology 38(3):364-366 (Sep. 1990).
`Burden andYarden., "Neuregulins and Their Receptors: A Versatile
`Signaling Module in Organogenesis and Oncogenesis." Neuron
`18(6):847-855 (Jun. 1997).
`Burris III, H., "Docetaxel (Taxotere) in HER-2-positive patients and
`in combination with trastuzumab (Herceptin)" Seminars in Oncology
`27(2 Suppl 3):19-23 (Apr. 2000).
`Carraway and Cantley, "A Neu Acquaintance for ErbB3 and ErbB4:
`A Role for Receptor Heterodimerization in Growth Signaling" Cell
`78:5-8 (Jul. 15, 1994).
`Carraway et al., "Neuregulin-2, A New Ligand of ErbB3/ErbB4-
`Receptor Tyrosine Kinases" Nature 387:512-516 (May 1997).
`Carter et al., "Humanization of an Anti-p185z(cid:127)Em Antibody for
`Human Cancer Therapy" Proc. Natl. Acad. Sci. USA 89(10):4285-
`4289 (May 1992).
`Chang et al., ligands for ErbB-Family Receptors Encoded by a
`Neuregnlin-Like Gene" Nature 387:509-512 (May 29, 1997).
`Choong et al., "Gefitinib response of erlotinib-refractory lung cancer
`involving meninges(cid:127)ole of EGFR mutation" Nature ClinicalPrac-
`rice Oncology 3(1):50-57 (Jan. 2006).
`Cobleigh et al., "Multinational study of the efficacy and safety of
`humanized anti-HER2 monoclonal antibody in women who have
`HER2-overexpressing metastatic breast cancer that has progressed
`after chemotherapy for metastatic disease" Journal of Clinical
`Oncology 17(9):2639-2648 (Sep. 1999).
`Cohen et al., "Expression Pattern of the neu (NGL) Gene-Encoded
`Growth Factor Receptor Protein (p185"e") in Normal and Trans-
`formed Epithelial Tissues of the Digestive Tract" Oncogene4(1):81-
`88 (Jan. 1989).
`Connelly and Stern., "The Epidermal Growth Factor Receptor and
`the Product of the neu Protooncogene Are Members of a Receptor
`Tyrosine Phosphorylation Cascade." Proc. NatL Acad. Sci. USA
`87:6054-6057 (Aug. 1990).
`Craft et al., "A Mechanism for Hormone-Independent Prostate Can-
`cer Through Modulation of Androgen Receptor Signaling by the
`HER-2/neu Tyrosine Kinase." Nature Medicine 5(3):280-285 (Mar.
`1999).
`D’Souza and Taylor-Papadimitriou., "Overexpression of ERBB2 in
`Human Mammary Epithelial Cells Signals Inhibition of Transcrip-
`tion of the E-Cadherin Gene" Proc. Natl. Acad. Sci. USA
`91(15):7202-7206 (Jul. 19, 1994).
`DakoCytomation, "HERCEPTEST TM for immunocytochemical
`staining" (package insert) pp. 1-25 (2004).
`
`Treatment 35:115-132 (1995).
`Fendly, B.M. et al., "Characterization of Murine Monoclonal Anti-
`bodies Reactive to Either the Human Epidermal Growth Factor
`Receptor or HER2/neu Gene Product" Cancer Research 50:1550-
`1558 (Mar. 1, 1990).
`Fleiss, JL StatisticalMethodsJbr Rates andProportions, 2nd edition,
`NewYork, NY:Wiley pp. 13-17 (1981).
`Fukushige et al., "Localization of a Novel v-erbB-Related Gene,
`c-erbB-2, on Human Chromosome 17 and Its Amplification in a
`Gastric Cancer Cell Line" Molecular & Cellular Biology 6(3):955-
`
`958 (Mar. 1986).
`Gemzar (gemcitabine HCL), "Product Information PDR" (2000).
`Goldenberg, M., "Trastuzumab, a Recombinant DNA-Derived
`Humanized Monoclonal Antibody, a Novel Agent for the Treatment
`of Metastatic Breast Cancer" Clinical Therapeutics 21(2):309-318
`(1999).
`Goldman at al., "Heterodimerization of the erbB-1 and erbB-2 a
`Receptors in Human Breast Carcinoma Cells: A Mechanism for
`Receptor Transregulation" Biochemistry 29(50):11024-11028
`(1990).
`Graus-Porta et al., "ErbB-2, The Preferred Heterodimerization Part-
`ner of All ErbB Receptors, Is a Mediator of Lateral Signaling."
`EMBO Journal 16(7): 1647-1655 (1997).
`Green et al., "Preclinical Evaluation of WR-151327: An Orally
`Active Chemotherapy Protector" Cancer Research 54(3):738-741
`(Feb. 1, 1994).
`Groenen et al., "Structure-Function Relationships for the EGF/
`TGF-ct Family of Mitogens" Growth Factors 11:235-257 (1994).
`Gu et al., "Overexpression of her-2/neu in Human Prostate Cancer
`and Benign Hyperplasia" Cancer Letters 99:185-189 (1996).
`Guerin et al., "Overexpression of Either c-myc or c-erbB-2/neu
`Proto-Oncogenes in Human Breast Carcinomas: Correlation with
`Poor Prognosis" OncogeneRes. 3:21-31 (1988).
`Guy et al., "Expression of the neu Protooncogene in the Mammary
`Epithelium of Transgenic Mice Induces Metastatic Disease." Proc.
`Natl. Acad. Sci. USA 89(22): 10578-10582 (Nov. 15, 1992).
`Hancock et al., "A Monoclonal Antibody Against the c-erbB-2 Pro-
`tein Enhances the Cytotoxicity of cis-Diamminedichloroplatinum
`Against Human Breast and Ovarian Tumor Cell Lines" Cancer
`Research 51:4575-4580 (Sep. 1, 1991).
`Harari at al., "Neuregulin-4: A Novel Growth Factor That Acts
`Through the ErbB-4 Receptor Tyrosine Kinase" Oncogene 18:2681-
`2689 (1999).
`Harwerth et al., "Monoclonal Antibodies Against the Extracellular
`Domain of the erbB-2 Receptor Function as Partial Ligand Agonists"
`Journal of Biological Chemistry 267(21):15160-15167 (Jul. 25,
`1992).
`
`

`

`Case 1:18-cv-01363-CFC Document 1-13 Filed 09/04/18 Page 6 of 20 PageID #: 510
`
`US 8,076,066 B2
`Page 5
`
`Kotts et al., "Growth Inhibition of Human Breast Carcinoma Cells
`Exposed to Combinations of Interferon-gamma and Monoclonal
`Antibodies Directed against the Extracellular Domain of the HER2/
`ERBB2 Protooncogene" (Program 1470, Joint Mtg of ASBMB &
`AAI in New Orleans, LA on Jun. 4-7, 1990 poster).
`Kraus et al., "Isolation and Characterization of ERBB3, A Third
`Member of the ERBB/Epidermal Growth Factor Receptor Family:
`Evidence for Overexpression in a Subset of Human Mammary
`Turnors" Proc. Natl. Acad. Sci. USA 86:9193-9197 (Dec. 1989).
`Kumar et al., "Regulation of Phosphorylation of the c-ebb-2/HER2
`Gene Product by a Monoclonal Antibody and Serum Growth Fac-
`tor(s) in Human Mammary Carcinoma Cells" Molecular & Cellular
`Biology 11(2):979-986 (Feb. 1991).
`Kuter, I., "Breast cancer" The Oncologist 6(4):338-346 (2001).
`Lee et al., "Transforming Growth Factor c(cid:127): Expression, Regulation,
`and Biological Activities" Pharmacological Reviews 47(1):51-85
`(Mar. 1995).
`Lemke,G., "Neuregulins in Development" Molecular and Cellular
`Neurosciences 7:247-262 (1996).
`Leonard et al., "Anti-human epidermal growth factor receptor 2
`monoclonal antibody therapy for breast cancer" British Journal of
`Surgery 89(3):262-271 (Mar. 2002).
`Levi et al., "The Influence of Heregulins on Human Schwann Cell
`Proliferation" a(cid:127) Neuroscience 15(2):1329-1340 (Feb. 1995).
`Lewis et al., "Differential Responses of Human Tumor Cell Lines to
`Anti-p185(cid:127)Em Monoclonal Antibodies" Cancer ImmunoL
`
`Hirsch and Bunn Jr., "Epidermal growth factor receptor inhibitors in
`lung cancer: smaller or larger molecules, selected or unselected
`populations?" Journal of Clinical Oncology 23(36):9044-9047 (Dec.
`20, 2005).
`Hirsch et al., "Molecular analysis of EGFR gene copy number. EGFR
`expression and Akt activation status in advanced non-small-cell lung
`cancer (aNSCLC) treated with gefitinib or placebo (ISEL trial)"
`Clinical Cancer Research (abstract #A268) 11(24 Suppl):9031s
`(Dec. 15, 2005).
`Holmes et al., "Identification of Heregulin, A Specific Activator of
`p185(cid:127)rbB2’’ Science 256:1205-1210 (May 22, 1992).
`Hudziak et al., "Increased Expression of the Putative Growth Factor
`Receptor p185HER2 Causes Transformation and Tumorigenesis of
`NIH 3T3 Cells" Proc. Natl. Acad. Sci. USA 84(20):7159-7163 (Oct.
`1987).
`Hudziak et al., "p185(cid:127)ER2 Monoclonal Antibody Has Antiprolifera-
`rive Effects In Vitro and Sensitizes Human Breast Tumor Cells to
`Tumor Necrosis Factor" Molecular & Cellular Biology 9(3): 1165-
`1172 (Mar. 1989).
`Hynes and Stern, "The Biology of erbB-2/neu/HER-2 and Its Role in
`Cancer" Biochimica etBiophysicaActa 1198(2-3): 165-184 (Dec. 30,
`1994).
`Ilgen et al., "Characterization of anti-HER/2 antibodies which inhibit
`the growth of breast cancer tumor cells in vitro" Proceedings’ of the
`American Association for Cancer Research (abstract #3209) 37:470
`(Mar. 1996).
`Jacobs et al., "Comparison of fluorescence in situ hybridization and
`Immunother. 37:255-263 (1993).
`immunohistochemistry for the evaluation of HER-2/neu in breast
`Lewis et al., "Growth Regulation of Human Breast and Ovarian
`Tumor Cells by Heregulin: Evidence for the Requirement of ErbB2
`cancer" Journal of Clinical Oncology 17(7): 1974-1982 (Jul. 1999).
`James et al., "Phase II Trial of the Bispecific Antibody MDX-5210
`as a Critical Component in Mediating Heregulin Responsiveness"
`Cancer Research 56:1457-1465 (Mar. 15, 1996).
`(anti-Her2/Neu X anti-CD64) Combined With GM-CSF in Patients
`Maier et al., "Requirements for the Internalization of a Murine
`With Advanced Prostate and Renal Cell Carcinoma That Express
`Monoclonal Antibody Directed against the HER-2/neu Gene Product
`Her2/Neu." British Journal of Cancer (Abstract #56) 78:19 (1998).
`Jones et al., "Binding Interaction of the Heregulin[3 egf Domain with
`c-erbB-2" Cancer Research 51(19):5361 (Oct. 1, 1991).
`Masui et al., "Growth Inhibition of Human Tumor Cells in Athymic
`ErbB3 and ErbB4 Receptors Assessed by Alanine Scanning
`Mutagenesis" Journal of Biological Chemistry 273(19):11667-
`Mice by Anti-Epidermal Growth Factor Receptor Monoclonal Anti-
`11674 (May 8, 1996).
`bodies" Cancer Research 44(3): 1002-1007 (Mar. 1984).
`Masuko et al., "A murine Monoclonal Antibody That Recognizes an
`Kannan et al., "Cripto Enhances the Tyrosine Phosphorylation of Shc
`Extracellular Domain of the Human c-erbB-2 Protooncogene Prod-
`and Activates Mitogen-activated Protein Kinase (MAPK) in Mam-
`mary Epithelial Cells" Journal of Biological Chemistry 272(6):3330 -
`uct" Jpn (cid:127) Cancer Res. 80:10-14 (Jan. 1989).
`McCann et al., "c-erbB-20ncoprotein Expression in Primary Human
`3335 (Feb. 7, 1997).
`Kamnagaran et al., "ErbB-2 is a Common Auxiliary Subunit of NDF
`Tumors" Cancer 65(1):88-92 (Jan. 1, 1990).
`and EGF Receptors: Implications for Breast Cancer" EMBO Journal
`McCann et al., "Prognostic Significance of c-erbB-2 and Estrogen
`Receptor Status in Human Breast Cancer" Cancer Research
`15(2):254-264 (1996).
`Kasprzyk et al., "Therapy of an Animal Model of Human Gastric
`51(12):3296-3303 (Jun. 15, 1991).
`Cancer Using a combination ofAnti-erbB-2 Monoclonal Antibodies"
`McKenzie et al., "Generation and Characterization of Monoclonal
`Cancer Research 52(10):2771-2776 (May 15, 1992).
`Antibodies Specific for the Human neu Oncogene Product, p185"
`Kern et al., "p185"e" Expression in Human Lung Adenocarcinomas
`Oncogene 4:543-548 (1989).
`"Could Medarex’s MAb be prostate cancer’s Herceptin?" Scrip
`Predicts Shortened Survival" Cancer Research 50( 16): 5184 -5191
`(Aug. 15, 1990).
`2442:25 (Jun. 2, 1999).
`King et al., "Amplification of a Novel v-erbB-Related Gene in a
`Mendelsohn et al., "Receptor Blockade and Chemotherapy: A New
`Human Mammary Carcinoma" Science 229:974-976 (Sep. 1985).
`Approach to Combination Cancer Therapy." Annals’ of Oncology
`King et al., "EGF Binding to its Receptor Triggers a Rapid Tyrosine
`abstract #040) 7(Suppl. 1):22 (1996).
`Phosphorylation of the erbB-2 Protein in the Mammary Tumor Cell
`Morrissey et al., "Axon-Induced Mitogenesis of Human Schwann
`Cells Involves Heregulin and p185(cid:127)rbB2’’ Proc. NatL Acad. Sci. USA
`Line SK-BR-3." EMBO Journal 7(6): 1647-1651 (1988).
`Klapper et al., "A Subclass of Tumor-Inhibitory Monoclonal Anti-
`92:1431-1435 (Feb. 1995).
`Myers et al., "Biological Effects of Monoclonal Antireceptor Anti-
`bodies to ErbB-2/HER2 Blocks Crosstalk With Growth Factor
`Receptors" Oncogene 14:2099-2109 (1997).
`bodies Reactive with neu Oncogene Product, p185neu" Methods’ in
`Kobayashi et al., "EGFR mutation and resistance of non-small-cell
`Enzymology 198:277-290 (1991).
`
`lung cancerto gefitinib" New England of Medicine352(8):786-792 Myers et al., "Intracellular antibody mediated down-regulation of
`p185erbB-2 expression in maliguant prostatic cells" Proceedings of the
`(Feb. 24, 2005).
`Kokai et al., "Synergistic Interaction of p185c-neu and the EGF
`American Association for Cancer Research Annual Meeting
`Receptor Leads to Transformation of Rodent Fibroblasts" Cell
`(Abstract #2334) 37:342 (1996).
`Nahta and Esteva, "HER-2-targeted therapy: lessons learned and
`58:287-292 (Jul. 28, 1989).
`Kotts et al., "Differential Growth Inhibition of Human Carcinoma
`future directions" Clinical Cancer Research 9(14):5078-5084 (Nov.
`Cells Exposed to Monoclonal Antibodies Directed against the
`1, 2003).
`Extracellular Domain

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket