throbber
Case 1:18-cv-01363-CFC Document 1-14 Filed 09/04/18 Page 1 of 20 PageID #: 525
`Case 1:18-cv-01363-CFC Document1-14
`Filed 09/04/18
`Page 1 of 20 PagelD #: 525
`
`
`
`EXHIBIT N
`EXHIBIT N
`
`
`
`

`

`Case 1:18-cv-01363-CFC Document 1-14 Filed 09/04/18 Page 2 of 20 PageID #: 526
`
`Illll Mllll Ill Illll Illll Ill Illll Illll Illll Illll Illll Illlll Illl Illl Illl
`
`US008440402B2
`
`(12) nited States Patent
`Mass
`
`(10) Patent No.:
`(45) Date of Patent:
`
`S 8,440,402 B2
`*May 14, 2013
`
`(54)
`
`(75)
`
`(73)
`
`GENE DETECTION ASSAY FOR IMPROVING
`THE LIKELIHOOD OF AN EFFECTIVE
`RESPONSE TO A HER2 ANTIBODY CANCER
`THERAPY
`
`Inventor: Robert D. Mass, Mill Valley, CA (US)
`
`Assignee: Genentech, Inc., South San Francisco,
`CA (US)
`
`(*)
`
`Notice:
`
`Subject to any disclaimer, the term of this
`patent is extended or adjusted under 35
`U.S.C. 154(b) by 0 days.
`
`This patent is subject to a terminal dis-
`claimer.
`
`(21)
`
`Appl. No.: 13/323,322
`
`(22)
`(65)
`
`(63)
`
`(60)
`
`(51)
`
`(52)
`
`(58)
`
`(56)
`
`Filed:
`
`Dec. 12, 2011
`
`Prior Publication Data
`
`US 2012/0093838 A1
`
`Apr. 19, 2012
`
`Related U.S. Application Data
`
`Continuation of application No. 11/690,304, filed on
`Mar. 23, 2007, now Pat. No. 8,076,066, which is a
`continuation of application No. 09/863,101, filed on
`May 18, 2001, now abandoned.
`
`Provisional application No. 60/205,754, filed on May
`19, 2000.
`
`(2006.01)
`(2006.01)
`
`Int. CI.
`C12Q 1/68
`GO1N 33/5 74
`U.S. CI.
`USPC
`........................................... 435/6.1; 435/7.23
`Field of Classification Search ........................ None
`See application file for complete search history.
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`4,753,894 A
`4,935,341 A
`4,943,533 A
`4,968,603 A
`4,975,278 A
`5,169,774 A
`5,183,884 A
`5,288,477 A
`5,359,046 A
`5,367,060 A
`5,401,638 A
`5,464,751 A
`5,480,968 A
`5,514,554 A
`5,571,894 A
`5,578,482 A
`5,587,458 A
`5,604,107 A
`5,641,869 A
`5,663,144 A
`5,677,165 A
`5,677,171 A
`5,705,157 A
`5,720,937 A
`
`6/1988 Frankel
`6/1990 Bargmann
`7/1990 Mendelsohn
`11/1990 Slamon
`12/1990 Senter
`12/1992 Frankel
`2/1993 Kraus
`2/1994 Bacus
`10/1994 Capon
`11/1994 Vandlen
`3/1995 Carney
`11/1995 Greene
`1/1996 Kraus
`5/1996 Bacus
`11/1996 Wels
`11/1996 Lippman
`12/1996 King
`2/1997 Carney
`6/1997 Vandlen
`9/1997 Greene
`10/1997 de Boer
`10/1997 Hudziak
`1/1998 Greene
`2/1998 Hudziak
`
`5,720,954 A
`5,725,856 A
`5,726,023 A
`5,728,687 A
`5,736,137 A
`5,747,261 A
`5,770,195 A
`5,772,997 A
`5,776,427 A
`5,783,186 A
`5,783,404 A
`5,801,005 A
`5,804,396 A
`5,821,337 A
`5,824,311 A
`8,824,311
`5,834,229 A
`5,837,243 A
`5,837,523 A
`5,840,525 A
`5,846,538 A
`5,846,749 A
`5,856,089 A
`5,856,110 A
`5,859,206 A
`5,869,445 A
`5,876,712 A
`5,877,305 A
`5,908,835 A
`5,910,486 A
`5,922,845 A
`5,925,519 A
`5,939,531 A
`5,968,511 A
`5,977,322 A
`
`2/1998 Hudziak
`3/1998 Hudziak
`3/1998 Cheever
`3/1998 Bissery
`4/1998 Anderson
`5/1998 King
`6/1998 Hudziak
`6/1998 Hudziak
`7/1998 Thorpe
`7/1998 Arakawa
`7/1998 Koski
`9/1998 Cheever
`9/1998 Plowman
`10/1998 Carter
`10/1998 Greene
`10/1998 Greene
`11/1998 Vandlen
`11/1998 Deo
`11/1998 Greene
`11/1998 Vandlen
`12/1998 Cheever
`12/1998 Slamon
`1/1999 Wang
`1/1999 Vandlen
`1/1999 Vandlen
`2/1999 Cheever
`3/1999 Cheever
`3/1999 Huston
`6/1999 Bissery
`6/1999 Curiel
`7/1999 Deo
`7/1999 Jensen
`8/1999 Wels
`10/1999 Akita
`11/1999 Marks
`
`(Continued)
`
`FOREIGN PATENT DOCUMENTS
`
`EP
`EP
`
`412116
`332865
`
`4/1989
`9/1989
`
`(Continued)
`
`OTHER PUBLICATIONS
`
`Sneige et al, 2000 Annual Meeting United States and Canadian
`Academy of Pathology, Mar. 25-31, 2000, abstract #258 on p. 47A.*
`
`(Continued)
`
`Primary Examiner Laura B Goddard
`
`(74) Attorney, Agent, or Firm Diane Marschang; Ginger
`R. Dreger; Arnold & Porter LLP
`
`(57)
`
`ABSTRACT
`
`The invention provides a method for more effective treatment
`of patients susceptible to or diagnosed with tumors overex-
`pressing HER2, as determined by a gene amplification assay,
`with a HER2 antibody. Such method comprises administer-
`ing a cancer-treating dose of the HER2 antibody, preferably
`in addition to chemotherapeutic agents, to a subject in whose
`tumor cells her2 has been found to be amplified e.g., by
`fluorescent in situ hybridization.
`
`6 Claims, No Drawings
`
`

`

`Case 1:18-cv-01363-CFC Document 1-14 Filed 09/04/18 Page 3 of 20 PageID #: 527
`
`U.S. PATENT DOCUMENTS
`
`5,985,553 A
`5,994,071 A
`6,015,567 A
`6,028,059 A
`6,054,297 A
`6,054,561 A
`6,096,873 A
`6,123,939 A
`6,165,464 A
`6,270,765 B1
`6,333,348 B1
`6,358,682 B1
`6,387,371 B1
`6,395,272 B1
`6,399,063 B1
`6,403,630 B1
`6,407,213 B1
`6,458,356 B1
`6,512,097 B1
`6,573,043 B1
`6,582,919 B2
`6,602,670 B2
`6,627,196 B1
`6,632,979 B2
`6,719,971 B1
`6,800,738 B1
`6,984,494 B2
`7,018,809 B1
`7,097,840 B2
`7,129,051 B2
`7,279,287 B2
`7,371,376 B1
`7,371,379 B2
`2002/0001587 A1
`2002/0031515 A1
`2002/0035736 A1
`2002/0051785 A1
`2002/0064785 A1
`2002/0076408 A1
`2002/0076695 A1
`2002/0090662 A1
`2002/0141993 A1
`2002/0142328 A1
`2002/0155527 A1
`2002/0173629 A1
`2002/0192211 A1
`2002/0192652 A1
`2003/0022918 A1
`2003/0059790 A1
`2003/0103973 A1
`2003/0108545 A1
`2003/0134344 A1
`2003/0144252 A1
`2003/0147884 A1
`2003/0152987 A1
`2003/0157097 A1
`2003/0170234 A1
`2003/0190689 A1
`2003/0211530 A1
`2003/0228663 A1
`2004/0037823 A9
`2004/0106161 A1
`2005/0100944 A1
`2005/0208043 A1
`2005/0238640 A1
`2005/0244929 A1
`2006/0013819 A1
`2006/0034842 A1
`2006/0046270 A1
`2006/0067930 A1
`2006/0073143 A1
`2006/0121044 A1
`2006/0198843 A1
`2006/0204505 A1
`2006/0210561 A1
`2006/0228745 A1
`2006/0275305 A1
`2007/0009976 A1
`
`11/1999 King
`11/1999 Ross
`1/2000 Hudziak
`2/2000 Curiel
`4/2000 Carter
`4/2000 Ring
`8/2000 Schaefer
`9/2000 Shawver
`12/2000 Hudziak
`8/2001 Deo
`12/2001 Vogel
`3/2002 Jaffee
`5/2002 Hudziak
`5/2002 Deo
`6/2002 Hudziak
`6/2002 Danenberg
`6/2002 Carter
`10/2002 Arakawa
`1/2003 Marks
`6/2003 Cohen
`6/2003 Danenberg
`8/2003 Daneberg
`9/2003 Baughman
`10/2003 Erickson
`4/2004 Carter
`10/2004 Carter et al.
`1/2006 Ralph
`3/2006 Carter
`8/2006 Erickson et al.
`10/2006 Cohen et al.
`10/2007 Ralph
`5/2008 Fendly
`5/2008 Baughman et al.
`1/2002 Erickson et al.
`3/2002 Caligiuri
`3/2002 Erickson et al.
`5/2002 Salmon
`5/2002 Mass
`6/2002 Buchsbaum
`6/2002 Ross
`7/2002 Ralph
`10/2002 Ashkenazi
`10/2002 Danenberg
`10/2002 Smart
`11/2002 Jakobovits et al.
`12/2002 Hudziak
`12/2002 Danenberg
`1/2003 Horak
`3/2003 Jaffee
`6/2003 Rockwell
`6/2003 Rockwell
`7/2003 Mass
`7/2003 Furr
`8/2003 Paton et al.
`8/2003 Cohen
`8/2003 Noguchi et al.
`9/2003 Hellmann
`10/2003 Crosby
`11/2003 Danenberg
`12/2003 Lowman et al.
`2/2004 Paton
`6/2004 Bossenmaier et al.
`5/2005 Cohen et al.
`9/2005 Adams et al.
`10/2005 Sliwkowski
`11/2005 Carter
`1/2006 Kelsey
`2/2006 Adams et al.
`3/2006 Ralph
`3/2006 Adams et al.
`4/2006 Adams et al.
`6/2006 Amler et al.
`9/2006 Adams et al.
`9/2006 Sliwkowski
`9/2006 Baughman et al.
`10/2006 Mass
`12/2006 Bryant
`1/2007 Lenz et al.
`
`US 8,440,402 B2
`Page 2
`
`2007/0020261 A1
`2007/0037228 A1
`2007/0292419 A1
`2008/0038271 A1
`2008/0050373 A1
`2008/0050385 A1
`2008/0102069 A1
`2008/0108096 A1
`2008/0112957 A1
`2008/0112958 A1
`
`1/2007 Sliwkowski
`2/2007 Moecks et al.
`12/2007 Hellmann
`2/2008 Amler et al.
`2/2008 Cohen
`2/2008 Friess et al.
`5/2008 Friess et al.
`5/2008 Ralph
`5/2008 Fendlyet al.
`5/2008 Mass
`
`FOREIGN PATENT DOCUMENTS
`
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`JP
`JP
`JP
`JP
`JP
`JP
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`
`494135
`444181
`1006194
`502812
`554441
`656367
`616812
`599274
`711565
`3-240498
`5-117165
`5-170667
`5-213775
`2761543 B2
`2895105 B2
`WO 87/07646 A2
`WO 89/06692
`WO 89/10412
`WO 90/14357
`WO 91/02062
`WO 91/05264
`WO 92/10573
`WO 92/20798
`WO 93/03741
`WO 93/12220
`WO 93/16185
`WO 93/21232
`WO 93/21319
`WO 94/00136
`WO 94/22478
`WO 94/28127
`WO 95/16051
`WO 95/17507
`WO 95/28485
`WO 96/07321
`WO 96/16673
`WO 96/18409
`WO 96/40789
`WO 97/00271
`WO 97/04801
`WO 97/20858
`WO 97/27848
`WO 97/35885
`WO 97/38731
`WO 98/02463
`WO 98/02540
`WO 98/02541
`WO 98/17797
`WO 98/18489
`WO 98/33914
`WO 98/45479
`WO 99/31140
`WO 99/39729
`WO 99/48527
`WO 99/55367
`WO 00/20641
`WO 00/61145
`WO 00/61185
`WO 00/69460
`WO 00/78347
`WO 01/00238
`WO 01/00244
`WO 01/00245
`WO 01/05425
`WO 01/09187
`WO 01/15730
`WO 01/20033
`
`9/1989
`8/1990
`8/1990
`1/1992
`8/1992
`8/1992
`3/1993
`11/1993
`11/1995
`10/1991
`5/1993
`7/1993
`8/1993
`6/1998
`5/1999
`12/1987
`7/1989
`11/1989
`11/1990
`2/1991
`4/1991
`6/1992
`11/1992
`3/1993
`6/1993
`8/1993
`10/1993
`10/1993
`1/1994
`10/1994
`12/1994
`6/1995
`6/1995
`10/1995
`3/1996
`6/1996
`6/1996
`12/1996
`1/1997
`2/1997
`6/1997
`8/1997
`10/1997
`10/1997
`1/1998
`1/1998
`1/1998
`4/1998
`5/1998
`8/1998
`10/1998
`6/1999
`8/1999
`9/1999
`11/1999
`4/2000
`10/2000
`10/2000
`11/2000
`12/2000
`1/2001
`1/2001
`1/2001
`1/2001
`2/2001
`3/2001
`3/2001
`
`

`

`Case 1:18-cv-01363-CFC Document 1-14 Filed 09/04/18 Page 4 of 20 PageID #: 528
`
`US 8,440,402 B2
`Page 3
`
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`
`WO 01/21192
`WO 01/32155
`WO 01/34574
`WO 01/53354
`WO 01/56604
`WO 01/64246
`WO 01/76586
`WO 01/76630
`WO 01/87334
`WO 01/87336
`WO 01/89566
`WO 02/05791
`WO 02/09754
`WO 02/11677
`WO 02/44413
`WO 02/45653
`WO 02/055106
`WO 03/087131
`WO 2004/008099 A2
`WO 2005/117553
`WO 2006/007398 A1
`WO 2006/063042 A2
`WO 2006/078307 A1
`WO 2006/091693
`WO 2006/096861
`WO 2006/107854 A2
`WO 2007/003420
`WO 2007/013950
`WO 2007/019899
`WO 2007/107329
`WO 2007/145862
`WO 2008/031531
`
`3/2001
`5/2001
`5/2001
`7/2001
`8/2001
`9/2001
`10/2001
`10/2001
`11/2001
`11/2001
`11/2001
`1/2002
`2/2002
`2/2002
`6/2002
`6/2002
`7/2002
`10/2003
`1/2004
`12/2005
`6/2006
`6/2006
`7/2006
`8/2006
`9/2006
`10/2006
`1/2007
`2/2007
`9/2007
`9/2007
`12/2007
`3/2008
`
`OTHER PUBLICATIONS
`
`"Could Medarex’s MAb be prostate cancer’s Herceptin?" Scrip
`
`2442:25, (Jun. 2, 1999).
`Aasland et al., "Expression of Oncogenes in Thyroid Tumours:
`Coexpression of c-erbB2/neu and c-erbB", British Journal of Cancer
`
`57(4): 358-363, (1988).
`Agus at al., "Differential Anti-Tumor Effects of Targeting Distinct
`Epitopes of the Her-2/neu extracellular Domain in Xenograft Models
`of Prostate Cancer.", Proceedings of the American Association, for
`Cancer Research Annual Meeting (Abstract #4570) 41:719 (Mar.
`2000).
`Agus et al., "Response of Prostate Cancer to Anti-Her-2/neu Anti-
`body in Androgen-Dependent and-Independent Human Xenografl
`
`Models", Cancer Research 59: 4761-4764, (1999).
`Agus et al., "Targeting ligand-activated BrbB2 signaling inhibits
`breast and prostate tumor growth", Cancer Cell 2(2): 127-137,
`(2002).
`Akiyama et al., "Tumor Promoter and Epidermal Growth Factor
`Stimulate Phosphorylation of the c-erbB-2 Gene Product in MKN-7
`Human Adenocarcinoma Cells" Molecular & Cellular Biology 8(3):
`1019-1026, (Mar. 1988).
`Anastasi et al, "Detection of Trisomy 12 in Chronic Lymphocytic
`Leukemia by Fluorescence In Situ Hybridization to Interphase Cells:
`A Simple and Sensitive Method", Blood 79(7): 1796 - 1801, (1992).
`Anastasi et al., "Cytogenetic Clonality in Myelodysplastic Syn-
`dromes Studied With Fluorescence In Situ Hybridization: Lineage,
`Response To Growth Factor Therapy, and Clone Expansion", Blood
`
`81(6): 1580-1585, (Mar. 15, 1993).
`Anastasi et al., "Direct Correlation of Cytogenetic Findings With Cell
`Morphology Using In Situ Hybridization: An Analysis of Suspicious
`Cells,in Bone Marrow Specimens of Two Patients. Completing
`Therapy for Acute Lymphoblastic Leukemia" Blood 77(11):2456-
`2462 (Jun. 1, 1991).
`Arteaga et al., "p185n-cerne-4 Signaling Enhances Cisplatin-induced
`Cytotoxicity in Human Breast Carcinoma Cells: Association
`Between an Oncogenic Receptor Tyrosine Kinase and Drag-induced
`DNA Repair", Cancer Research 54(14): 3758-3765, (Jul. 15, 1994).
`Bacus et al., "Differentiation of Cultured Human Breast Cancer Cells
`(AU-565 and MCF-7)Associated With Loss of Cell Surface HER-2/
`neu Antigen" Molecular Carcinogenesis 3(6):350-362 (1990).
`
`Bacus et al., "Tumor-inhibitory Monoclonal Antibodies to the HER-
`2/Neu Receptor Induce Differentiation of Human Breast Cancer
`Cells" Cancer Research 52(9): 2580-2589, (1992).
`Baselga and Mendelsohn, "Receptor Blockade With Monoclonal
`Antibodies As Anti-Cancer Therapy" Pharmac. Ther. 64: 127-154,
`(1994).
`Baselga et al., "Monoclonal Antibodies Directed Against Growth
`Factor Receptors Enhance the Efficacy of Chemotherapeutic
`Agents." Annals of Oncology (abstract #010) 5(Suppl. 5) (1994).
`Baselga et al., "Anti HER2 Humanized Monoclonal Antibody (MAb)
`Alone and in Combination with Chemotherapy Against Human
`Breast Carcinoma Xenografts" Proceedings of ASCO 13th Annual
`Meeting (Abstract #53), Dallas, TX 13:63, (Mar. 1994).
`Baselga et al., "HER20verexpression and Paclitaxel Sensitivity in
`Breast Cancer: Therapeutic Implications" Oncology (Supplement
`No. 2) 11(3): 43-48 (Mar. 1997).
`Baselga et al., "Phase II Study of Weekly Intravenous Recoinnant
`Humanized Anti-p 185 a-ha-d Monoclonal Antibody in Patients With
`HER2/neu-Overexpressing Metastatic Breast Cancer" J. Clin. Oncol.
`14(3):737-744 (Mar. 1996).
`Baselga et al., "Phase II study of weekly intravenous trastnzumab
`(Herceptin) in patients with HER2/neu-overexpressing metastatic
`breast cancer" Seminars in Oncology 26(4 Suppl 12): 78-83, (1999).
`Baselga et al., "Recombinant Humanized Anti-HER2 Antibody
`(Herceptin) Enchances the Antitumor Activity of Paclitaxel and
`Doxombicin against HER2/neu Overexpessing Human Breast Can-
`cer Xenografts", Cancer Research 58:2825-2831 (Jul. 1998).
`Borst et al., "Oncogene Alterations in Endometrial Carcinoma",
`Gynecologic Oncology 38(3): 364-366, (1990).
`Brady et al., "Iodine 125 labeled anti-epidermal growth factor rec ep -
`tot-425 in the treatment of malignant astrocytomas. A pilot Study"
`Journal of Neurosurgical Sciences 34(3-4):243-249 (Jul.-Dec. 1990).
`Burden andYarden., "Neuregulins and Their Receptors: A Versatile
`signaling Module in Organogenesis and Oncogenesis." Neuron
`18(6): 847-855, (Jun. 1997).
`Burris III, H., "Docetaxel (Taxotere) in HER-2-positive patients and
`in combination with trastuzumab (Herceptin)", Seminars in Oncol-
`ogy 27(2 Suppl 3):19-23, (Apr. 2000).
`Cappuzzo et al., "Epidermal growth factor receptor gene and protein
`and gefitinib sensitivity in non-small-cell lung cancer" Journal of the
`National Cancer Institute 97(9): 643-655, (May 4, 2005).
`Carlson et al., "HER2 testing in breast cancer: NCCN Task Force
`report and recommendations", Journal of the National Comprehen-
`sive Cancer Network 4(Suppl 3):S1-$24, (2006).
`Carraway and Cantley, "A Neu Acquaintance for ErbB3 and ErbB4:
`A Role for Receptor Heterodimerization in Growth Signaling" Cell
`78: 5-8, (Jul. 15, 1994).
`Carraway et al., "Neuregulin-2, A New Ligand of ErbB3/Erb84-
`Receptor Tyrosine Kinases", Nature 387: 512-516, (May 1997).
`Carter et al., "Humanization of an Anti-p185HERA Antibody for
`Human Cancer Therapy", Proc. Natl. Acad. Sci. USA 89(10): 4285-
`4289, (May 1992).
`Chang et al., "Ligands for ErbB-Family Receptors Encoded by a
`Neuregulin-Like Gene", Nature 387:509-512, (1997).
`Choong et al., "Gelltinib response of erlotinib-refractory lung cancer
`involving meninges(cid:127)ole of EGFR mutation" Nature Clinical Prac-
`tice Oncology 3(1): 50-57, (2006).
`Clark, Gary M. et al., "Follow-up Study of HER-2/neu Amplification
`in Primary Breast Cancer", Cancer Research, 51,944-948, Feb. 1,
`1991.
`Cobleigh et al., "Multinational study of the efficacy and safety of
`humanized anti-HER2 monoclonal antibody in women who have
`HER2-overexpressing metastatic breast cancer that has progressed
`after chemotherapy for metastatic disease" Journal of Clinical Oncol
`17(9):2639-2648 (Sep. 1999).
`Cohen et al., "Expression Pattern of the neu NGL Gene-Encoded
`Growth Factor Receptor Protein (p185neu) in Normal and Trans-
`formed Epithelial Tissues of the Digestive Tract" Oncogene 4(1):
`81-88, (1989).
`Connelly and Stern., "The Epidermal Growth Factor Receptor and
`the Product of the neu Protooncogene Are Members of a Receptor
`Tyrosine Phosphorylation Cascade." Proc. Natl. Acad. Sci. USA 87:
`6054-6057, (1990).
`
`

`

`Case 1:18-cv-01363-CFC Document 1-14 Filed 09/04/18 Page 5 of 20 PageID #: 529
`
`US 8,440,402 B2
`Page 4
`
`Couturier et al (Mod Pathol, 2000, 13:1238-1243).
`Craft et al., "A Mechanism for Hormone-Independent Prostate Can-
`cer Through Modulation of Androgen Receptor Signaling by the
`HER-2/neu Tyrosine Kinase." Nature Medicine 5(3):280-285 (Mar.
`1999).
`Dacic et al., "Significance of EGFR protein expression and gene
`amplification in non-small cell lung carcinoma" American Journal of
`Clinical Pathology 125(6): 860-865, (2006).
`DakoCytomation, "Herceptest TM for immunocytochemicaf stain-
`ing" (package insert) pp. 1-25 (2004).
`De Santes et al., "Raido labeled Antibody Targeting of the HER-2/
`neu Oncoprotein" Cancer Research 52:1916-1923 (1992).
`Di Fiore et al., "erbB-2 is a Potent Oncogene When Overexpressed in
`NIH/3T3 Cells.", Science 237(4811): 178-182, (Jul. 10, 1987).
`Drebin et al., "Down-Modulation of an Oncogene Protein Product
`and Reversion of the Transformed Phenotype by Monoclonal Anti-
`bodies", Cell, vol. 41, pp. 695-706 (1985).
`Drebin et al., "Monoclonal Antibodies Reactive with Distinct
`Domains of the neu Oncogene-Encoded p 185 Molecule Exert Syn-
`ergistic Anti-rumor Effects in Vivo", Oncogene, vol. 2, pp. 273-277
`(1988).
`Drebin et al., "Monoclonal Antibodies Specific for the neu Oncogene
`Product Directly Mediate Anti-tumor Effects In Vivo" Oncogene
`2(4): 387-394, (1988).
`Drebin et al., Inhibition of Tumor Growth by a Monoclonal Antibody
`Reactive With an Oncogene-Encoded Tumor Antigen Proc. Natl.
`Acad. Sci. 83:9129-9133 (Dec. 1986).
`Dressier et al., "Amplification of ErbB2-by Fluorescent In Situ
`Hybridization (FISH): An Alternate Method to Predict Outcome
`Following Dose-Escalated CAF in Stage II, Node Positive Breast
`Cancer Patients." Proc. Annual Meet. Amer. Soc. Clin. Oncol. (Meet-
`ing Abstract) 18:A281 (1999).
`D’Souza et al., "Overexpression of ERBB2 in Human Mammary
`Epithelial Cells Signals Inhibition of Transcription of the E-cadherin
`Gene", Proc. Natl. Acad. Sci., USA, vol. 91, pp. 7202-7206 (1994).
`Earp et al., "Heterodimerization and Functional Interaction Between
`MP Receptor Family Members: A New Signaling Paradigm With.
`Implications for Breast Cancer Research", Breast Cancer Res and
`Treatment 35:115-132 (1995).
`FDA Clinical Review of BLA 98-0369 Herceptin, Trastuzumab
`(rhuMAb HER2), Date of Approval: Sep. 25, 1998, (pp. 1-99).
`Fendly, B.M. et al., "Characterization of Murine Monoclonal Anti-
`bodies Reactive to Either the Human Epidermal Growth Factor
`Receptor or HER2/neu Gene Product" Cancer Research 50: 1550-
`1558, (1990).
`Fleiss, JL Statistical Methods for Rates and Proportions, 2"d edition,
`NewYork, NY: Wiley pp. 13-17, (1981).
`Fukushige et al., "Localization of a Novel v-erbB-Related Gene,
`c-erbB-2, on Human Chromosome 17 and its Amplification in a
`Gastric Cancer Cell Line", Molecular and Cellular Biology, vol. 6,
`No. 3, pp. 955-958 (1986).
`(2000).
`Gemzar (gemcitabine HCL), "Product Informatio(cid:127)PDR"
`Goldenberg, M., "Trastuzumab, a Recombinant DNA-Derived
`Humanized Monoclonal Antibody, a Novel Agent for the Treatment
`of Metastatic Breast Cancer" Clinical Therapeutics 21(2):309-316
`(1999).
`Goldman et al., Heterodimerization of the erbB- 1 and erbB-2 Recep-
`tors in Human Breast Carcinoma Cells: A Mechanism for Receptor
`Transregulation Biochemistry 29(50): 11024-11028, (1990).
`Graus-Porta at al., "ErbB-2, The Preferred Heterodimerization Part-
`ner of All ErbB Receptors, is a Mediator of Lateral Signaling."
`EMBO Journal 16(7): 1647-1655, (1997).
`Green et al., "Preclinical Evaluation of WR-151327: An Orally
`Active Chemotherapy Protector", Cancer Research 54(3): 738-741
`(Feb. 1, 1994).
`Groenen et al., "Structure-Function Relationships for the EGF/
`TGF-a Family of Mitogens", Growth Factors 11: 235-257, (1994).
`Gu et al., "Overexpression of her-2/neu in Human Prostate Cancer
`and Benign Hyperplasia", Cancer Letters, vol. 99, pp. 185-189
`(1996).
`Guerin et al., "Overexpression of Either c-myc or c-erbB-2/neu
`Proto-Oncogenes in Human Breast Carcinomas: Correlation with
`Poor Prognosis" Oncogene Research, vol. 3, pp. 21-31 (1988).
`
`Guy et al., "Expression of the neu Protooncogene in the Mammary
`Epithelium of Transgenic Mice Induces Metastatic Disease." Proc.
`
`Natl. Acad. Sol. USA 89(22): 10578-10582, (Nov. 15, 1992).
`Hancock, M.C. et al., A Monoclonal Antibody Against the c-erbB-2
`Protein Enhances the Cytotoxicity of cis-Diam-
`minedichloroplatinum Against Human Breast and Ovarian Tumor
`Cell Lines:, vol. 51, pp. 4575-4580 (1991).
`Harari at al., "Neuregulin-4: A. Novel Growth Factor That Acts
`Through the ErbB-4 Receptor Tyrosine Kinase" Oncogene 18:2681-
`2689 (1999).
`Harweth et al., "Monoclonal Antibodies Against the Extracelluler
`Domain of the erbB-2 Receptor Function as-Partial Ligand
`Agonists", The Journal of Biological Chemistry, vol. 267, No. 21, pp.
`15160-15167 (1992).
`Herceptin 150 mg Powder for concentrate for solution for infusion,
`Approved label from UK Medicines Agency, pp. 1-28.
`Hirsch and Bunn Jr., "Epidermal growth factor receptor inhibitors in
`lung cancer: smaller or larger molecules, selected or unselected
`populations?" Journal of Clinical Oncology 23(36):9044-9047,
`
`(2005).
`Hirsch et al., "Epidermal growth factor receptor in non-small-cell
`lung carcinomas: correlation between gene copy number and protein
`expression and impact on prognosis", Journal of Clinical Oncology
`21(20): 3798-3807 (Oct. 15, 2003).
`Hirsch et al., "Increased epidermal growth factor receptor gene copy
`number detected by fluorescence in situ hybridization associates with
`increased sensitivity to gefitinib in patients with bronchioloalveolar
`carcinoma subtypes: a Southwest Oncology Group Study" J Clin
`Oncol 23:6838-6845 (2005).
`Holmes et al., "Identification of Heregnlin, A Specific Activator
`of(cid:127)pl85erns2’’ Science 256: 1205-1210, (1992).
`Hudziak et al., "Increased Expression of the Putative Growth Factor
`Receptor p185E-k4 Causes Transformation and Tumorigenesis of
`NTH 3T3 Cells" Proc. Nat’: Acad. gci. USA 84(20):7159-7163,
`(1987).
`Hudziak et al., "p185z(cid:127)ER2 Monoclonal Antibody has Antiprolifera-
`rive Effects in Vitro Effects in Vitro and Sensitizes Huamn Breast
`Tumor Cells to Tumor Necrosis Factor", Molecular and Cellular
`Biology, vol. 9, No. 3, pp. 1165-1172 (1989).
`Hynes and Stern, "The Biology of erbB-2/neu/HER-2 and Its Role
`in’Cancer" Biochimica et Biophysica Acta 1198(2-3): 165-184,
`(Dec. 30, 1994).
`Ilgen et al., "Characterization of anti-BER/2 antibodies which inhibit
`the growth of breast tumor cells in vitro" Proceedings of the Ameri-
`can Association for Cancer Research (abstract #3209) 37:470 (Mar.
`1996).
`Jacobs et al., "Comparison of fluorescence in situ hybridization and
`immunohistochemistry for the evaluation of HER-2/neu in breast
`cancer" Journal of Clinical Oncology 17(7): 1974-1982, (1999).
`James et al., "Phase II. Trial of the Bispecific Antibody MDX-H210
`(anti-Her2/Neu X-anti-CD64) Combined With GM-CSF in Patients
`With Advanced Prostate and Renal Cell Carcinoma That Express
`Her2/Neu." British Journal of Cancer (Abstract #56) 78:19 (1998).
`Johns et al., "The antitumor monoclonal antibody 806 recognizes a
`high-mannose form of the EGF receptor that reaches the cell surface
`when cells over-express the receptor", FASEB Journal (Express
`article 10.1096/f(cid:127)04-1766fje published online.) pp. 1-18 (Mar. 17,
`2005).
`Jones et al., "Binding Interaction of the Heregulin(cid:127) egf Domain with
`ErbB3 and ErbB4 Receptors Assessed by Alanine Scanning
`Mutagenesis" Journal of Biological Chemistry 273(19):11667-
`11674, (1998).
`Kannan at al., "Cripto Enhances the Tyrosine Phosphorylation of Shc
`and Activates Mitogen-activated Protein Kinase (Mum) in Mammary
`Epithelial Cells" Journal of Biological Chemistry 272(6): 3330-
`3335, (1997).
`Karunagaran et al., "ErbB-2 is a Common Auxiliary Subunit of NDF
`and EGF Receptors: Implications for Breast Cancer" EMBO Journal
`15(2): 254-264 (1996).
`Kasprzyk et al., "Therapy of an Animal Model of Human Gastric
`Cancer Using a Combination of Anti-erbB-2 Monoclonal Antibod-
`ies" Cancer Research 52(10): 2771-2776 (May 15, 1992).
`
`

`

`Case 1:18-cv-01363-CFC Document 1-14 Filed 09/04/18 Page 6 of 20 PageID #: 530
`
`US 8,440,402 B2
`Page 5
`
`Kern et al., "p 185neu Expression in Human Lung Adenocarcinomas
`Predicts Shortened Survival", Cancer Research 50(16): 5184-
`5191, (Aug. 15, 1990).
`Kersting et al., "Amplifications of the epidermal growth factor recep-
`tor gene (egfr) are common in phyllodes tumors of the breast and are
`associated with tumor progression" Laboratory Investigation 86(1):
`54-61 (Jan. 2006).
`King et al., "Amplification of a Novel v-erbB-Related Gene in a
`Human Mammary Carcinoma", Science, 229: 974-976, (Sep. 1985).
`King et al., TEGF Binding to its Receptor Triggers a Rapid Tyrosine
`Phosphorylation of the erbB-2 Protein in the Mammary Tumor Cell
`Line SK-BR-3. EMBO Journal 7(6):1647-1651, (1988).
`Klapper et al., "A Subclass of Tumor-Inhibitory Monoclonal Anti-
`bodies to ErbB-2/HER2 Blocks Crosstalk With Growth Factor
`Receptors" Oncogene 14:2099-2109 (1997).
`Kobayashi et al., "EGER mutation and resistance of non-small-cell
`lung cancer to gefitinib", New England U. of Medicine 352(8): 786-
`792, (2005).
`Kokai et al., "Synergistic Interaction of p185c-neu and the EGF
`Receptor Leads to Transformation of Rodent Fibroblasts" Cell 58:
`287-292 (Jul. 28, 1989).
`Kotts et al., "Differential Growth Inhibition of Human Carcinoma
`Cells Exposed to Monoclonal Antibodies Directed against the
`Extracellular Domain of the HER2/ERBB2 Protooncogene", InVitro
`(Abstract #176) 26(3):59A (1990).
`Kotts et al., "GroWS7AMilOn of Human Breast Carcinoma Cells
`Exposed to Combinations of Interferon-gamma and Monoclonal
`Antibodies Directed against the Extracellular Domain of the HER2/
`ERBB2 Protooncogene" (Program 1470, Joint Mtg of ASBMB &
`AAI in New Orleans, LA on Jun. 4-7, 1990 poster).
`Kotts et al., "Growth Inhibition of Human Breast Carcinoma Cells
`Exposed to Combinations of Interferon-Gamma and Monoclonal
`Antibodies Directed Against the Extracellular Domain of the Her2/
`erbB2 Oncogene Protein" FASEB Journal (abstract #1470)
`4(7);A1946 (1990).
`Kraus et al., "Isolation and Characterization of ERBB3, A Third
`Member of the ERBB/Epidermal Growth Factor Receptor Family:
`Evidence for Overexpression in a Subset of Human Mammary
`Tumors" Proc. Natl Acad. Sci. USA 86:9193-9197 (Dec. 1989).
`Kumar et al., "Regulation of Phosphorylation of the c-erbB-2/HER2
`Gene Product by a Monoclonal Antibody and Serum Growth Fac-
`tor(s) in Human Mammary Carcinoma Cells", Molecular & Cellular
`Biology 11(2):979-986, (1991).
`Kuter, I., "Breast cancer" The Oncologist 6(4):338-346 (2001).
`Lee et al., "Transforming Growth Factor C(: Expression, Regulation,
`and Biological Activities", Pharmacological Reviews 47(1):51-85
`(Mar. 1995).
`Lemke,G., "Neuregulins in Development" Molecular and Cellular
`Neurosciences 7:247-262, (1996).
`Leonard et al., "Anti-human epidermal growth tactor receptor 2
`monoclonal antibody therapy for breast cancer" British Journal of
`Surgery 89(3): 262-271 (Mar. 2002).
`Levi et al., "The Influence of Heregulins on Human Schwann Cell
`Proliferation" J. Neuroscience 15(2):1329-1340, (Feb. 1995).
`Lewis et al., "Differential Responses of Human Tumor Cell Lines to
`Anti-p185tusx4 Monoclonal Antibodies" Cancer Immunol.
`Immunother. 37:255-263 (1993).
`Lewis et al., "Growth Regulation of Human Breast and Ovarian
`Tumor Cells by Heregulin: Evidence for the Requirement of ErbB2
`as a Critical Component in Mediating Heregulin Responsiveness",
`Cancer Research 56:1457-1465, (Mar. 15, 1996).
`Maier et al., "Requirements for the Internalization of a Murine
`Monoclonal Antibody Directed against the HER-2/neu Gene Product
`c-erbB-2" Cancer Research 51(19):5361-5369, (1991).
`Masui et al., "Growth Inhibition of Human Tumor Cells in Athymic
`Mice by Anti-Epidermal Growth Factor Receptor Monoclonal Anti-
`bodies" Cancer Research 44(3): 1002-1007, (1984).
`Masuko et al., "A murine Monoclonal Antibody That Recognizes an
`Extracellular Domain of the Human c-erbB-2 Protooncogene Prod-
`uct" Jpn J. Cancer Res. 80:10-14, (1989).
`McCann at al., "Prognostic Significance of c-erbB-2 and Estrogen
`Receptor Status in Human Breast Cancer", Cancer Research
`51(12):3296-3303 (Jun. 15, 1991).
`
`McCann et al., "c-crbB-20ncoprotein Expression in Primary Human
`Tumors" Cancer 65(1):88-92, (1990).
`McKenzie et al., "Generation and Characterization of Monoclonal
`Antibodies Specific for the Human neu Oncogene product, p185"
`Oncogene 4:543-548 (1989).
`MenTilsohn at al., "Receptor Blockade and Chemotherapy: A New
`Approach to Combination Cancer Therapy." Annals of Oncology
`(abstract #040) 7(Suppl. 1):22 (1996).
`Mitchell, Malcolm Set al., "The Role of Immunohistocheinistry and
`Fluorescense In Situ Hybridization for HER-2/neu in Assessing the
`Prognosis of Breast Cancer", Seminars in Oncology, vol. 26, No. 4,
`Suppl 12, pp. 108-116, (1999).
`Modjtahedi et al., "Immunotherapy of human tumour xenografis
`overexpressing the EGF receptor with rat antibodies that block
`growth factor-receptor interaction" British Journal of Cancer 67(2):
`254-261, (Feb. 1993).
`Morrissey at al., "Axon-Induced Mitogenesis of Human Schwann
`Cells Involves Heregulin and p 185(cid:127)rb2’’, Proc. Natl. Acad. Sci. USA
`
`92:1431-1435 (Feb. 1995).
`Mrhalova et al., "Epidermal growth factor receptor its expression
`and copy numbers of EGFR gene in patients with head and neck
`squamous cell carcinomas" Neoplasma 52(4): 338-343 (2005).
`Myers et al., "Biological Effects of Monoclonal Antireceptor Anti-
`bodies Reactive with neu Oncogene Product, p185neu" Methods in
`Enzymology 198:277-290 (1991).
`Myers et al., "Intracellular antibody mediated down-regulation of
`ple5ersb-2 expression in malignant prostatic cells" Proceedings of
`the American Association for Cancer Research Annual Meeting
`(Abstract #2334) 37: 342, (1996).
`Nahta and Esteva, "HER-2-targeted therapy: lessons learned and
`future directions" Clinical Cancer Research 9(14): 5078-5084,
`(2003).
`Neige, N. et al., "Abstract 258", 2000 Annual Meeting US and Cana-
`dian Academy of Pathology Meeting, Mar. 25-31, 2000, New
`Orleans, LA (2 pgs).
`Nelson et al., "Comparison of HER-2/NEU Amplification Using
`Fluorescent In Situ Hybridization (FISH) with Immunohistochemi-
`cally Determined Overexpression in Breast Cancers" Modern Pathol-
`ogy (abstract No. 106) 9(1):21A (Jan. 1996).
`Norton; L., "Evolving Concepts in the Systemic Drag Therapy of
`Breast Cancer." Seminars in Oncology 24(4 Suppl 10):510-3-310-10
`(Aug. 1997).
`Pao et al., "EGF receptor gene mutations are common in lung cancers
`from "never smokers" and are associated with sensitivity of tumors to
`gefitinib and erlotinib", Proc. Natl. Acad. Sci. USA 101(36): 13306-
`13311, (Sep. 7, 2004).
`Park et al., "Amplification, Overexpression, and Rearrangement of
`the erbB-2 Protooncogene in Primary Human Stomach Carcinomas"
`
`Cancer Research 49(23): 6605-6609, (Dec. 1, 1989).
`Park et al., "EGFR gene and protein expression in breast cancers"
`Eur. J. Surg. Oncol. in press, doi:10.1016/j.ejso.2007.01.033) pp.
`
`1-5, (2007).
`Paterson et al., "Correlation Between c-erbB-2 Amplification and
`Risk of Recurrent Disease in Node-Negative Breast Cancer" Cancer
`
`Research 51(2):556-567 (Jan. 15, 1991).
`Pauletti et al., "Detection and quantitation of HER-2/neu gene’
`amplification in human breast cancer archival material using fluores-
`cence in situ hybridization", Oncogene 13(1):63-72 (Jul. 4, 1996).
`Pegram et al., "Inhibitory effects of combinations of HER-2/neu
`antibody and chemotherapeutic agents used for treatment of human
`breast cancers" Oncogene 18:2241-2251, (1999).
`Pegram et al., "Phase II Study of Receptor-Enhanced Chemosensitiv-
`ity Using Recombinant Humanized Anti-p185.HERZ/neu
`Monoclonal Antibody Plus Cisplatin in Patients With HER2/neu-
`Overexpressing Metastatic Breast Cancer Refractory to Chemo-
`therapy Treatment" Journal of Clinical Oncology 16(8): 2659-2671
`(1998).
`Perrotta and Abuel, "Response of Chronic Relapsing IT

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket