`Case 1:18-cv-01363-CFC Document1-14
`Filed 09/04/18
`Page 1 of 20 PagelD #: 525
`
`
`
`EXHIBIT N
`EXHIBIT N
`
`
`
`
`
`Case 1:18-cv-01363-CFC Document 1-14 Filed 09/04/18 Page 2 of 20 PageID #: 526
`
`Illll Mllll Ill Illll Illll Ill Illll Illll Illll Illll Illll Illlll Illl Illl Illl
`
`US008440402B2
`
`(12) nited States Patent
`Mass
`
`(10) Patent No.:
`(45) Date of Patent:
`
`S 8,440,402 B2
`*May 14, 2013
`
`(54)
`
`(75)
`
`(73)
`
`GENE DETECTION ASSAY FOR IMPROVING
`THE LIKELIHOOD OF AN EFFECTIVE
`RESPONSE TO A HER2 ANTIBODY CANCER
`THERAPY
`
`Inventor: Robert D. Mass, Mill Valley, CA (US)
`
`Assignee: Genentech, Inc., South San Francisco,
`CA (US)
`
`(*)
`
`Notice:
`
`Subject to any disclaimer, the term of this
`patent is extended or adjusted under 35
`U.S.C. 154(b) by 0 days.
`
`This patent is subject to a terminal dis-
`claimer.
`
`(21)
`
`Appl. No.: 13/323,322
`
`(22)
`(65)
`
`(63)
`
`(60)
`
`(51)
`
`(52)
`
`(58)
`
`(56)
`
`Filed:
`
`Dec. 12, 2011
`
`Prior Publication Data
`
`US 2012/0093838 A1
`
`Apr. 19, 2012
`
`Related U.S. Application Data
`
`Continuation of application No. 11/690,304, filed on
`Mar. 23, 2007, now Pat. No. 8,076,066, which is a
`continuation of application No. 09/863,101, filed on
`May 18, 2001, now abandoned.
`
`Provisional application No. 60/205,754, filed on May
`19, 2000.
`
`(2006.01)
`(2006.01)
`
`Int. CI.
`C12Q 1/68
`GO1N 33/5 74
`U.S. CI.
`USPC
`........................................... 435/6.1; 435/7.23
`Field of Classification Search ........................ None
`See application file for complete search history.
`
`References Cited
`
`U.S. PATENT DOCUMENTS
`
`4,753,894 A
`4,935,341 A
`4,943,533 A
`4,968,603 A
`4,975,278 A
`5,169,774 A
`5,183,884 A
`5,288,477 A
`5,359,046 A
`5,367,060 A
`5,401,638 A
`5,464,751 A
`5,480,968 A
`5,514,554 A
`5,571,894 A
`5,578,482 A
`5,587,458 A
`5,604,107 A
`5,641,869 A
`5,663,144 A
`5,677,165 A
`5,677,171 A
`5,705,157 A
`5,720,937 A
`
`6/1988 Frankel
`6/1990 Bargmann
`7/1990 Mendelsohn
`11/1990 Slamon
`12/1990 Senter
`12/1992 Frankel
`2/1993 Kraus
`2/1994 Bacus
`10/1994 Capon
`11/1994 Vandlen
`3/1995 Carney
`11/1995 Greene
`1/1996 Kraus
`5/1996 Bacus
`11/1996 Wels
`11/1996 Lippman
`12/1996 King
`2/1997 Carney
`6/1997 Vandlen
`9/1997 Greene
`10/1997 de Boer
`10/1997 Hudziak
`1/1998 Greene
`2/1998 Hudziak
`
`5,720,954 A
`5,725,856 A
`5,726,023 A
`5,728,687 A
`5,736,137 A
`5,747,261 A
`5,770,195 A
`5,772,997 A
`5,776,427 A
`5,783,186 A
`5,783,404 A
`5,801,005 A
`5,804,396 A
`5,821,337 A
`5,824,311 A
`8,824,311
`5,834,229 A
`5,837,243 A
`5,837,523 A
`5,840,525 A
`5,846,538 A
`5,846,749 A
`5,856,089 A
`5,856,110 A
`5,859,206 A
`5,869,445 A
`5,876,712 A
`5,877,305 A
`5,908,835 A
`5,910,486 A
`5,922,845 A
`5,925,519 A
`5,939,531 A
`5,968,511 A
`5,977,322 A
`
`2/1998 Hudziak
`3/1998 Hudziak
`3/1998 Cheever
`3/1998 Bissery
`4/1998 Anderson
`5/1998 King
`6/1998 Hudziak
`6/1998 Hudziak
`7/1998 Thorpe
`7/1998 Arakawa
`7/1998 Koski
`9/1998 Cheever
`9/1998 Plowman
`10/1998 Carter
`10/1998 Greene
`10/1998 Greene
`11/1998 Vandlen
`11/1998 Deo
`11/1998 Greene
`11/1998 Vandlen
`12/1998 Cheever
`12/1998 Slamon
`1/1999 Wang
`1/1999 Vandlen
`1/1999 Vandlen
`2/1999 Cheever
`3/1999 Cheever
`3/1999 Huston
`6/1999 Bissery
`6/1999 Curiel
`7/1999 Deo
`7/1999 Jensen
`8/1999 Wels
`10/1999 Akita
`11/1999 Marks
`
`(Continued)
`
`FOREIGN PATENT DOCUMENTS
`
`EP
`EP
`
`412116
`332865
`
`4/1989
`9/1989
`
`(Continued)
`
`OTHER PUBLICATIONS
`
`Sneige et al, 2000 Annual Meeting United States and Canadian
`Academy of Pathology, Mar. 25-31, 2000, abstract #258 on p. 47A.*
`
`(Continued)
`
`Primary Examiner Laura B Goddard
`
`(74) Attorney, Agent, or Firm Diane Marschang; Ginger
`R. Dreger; Arnold & Porter LLP
`
`(57)
`
`ABSTRACT
`
`The invention provides a method for more effective treatment
`of patients susceptible to or diagnosed with tumors overex-
`pressing HER2, as determined by a gene amplification assay,
`with a HER2 antibody. Such method comprises administer-
`ing a cancer-treating dose of the HER2 antibody, preferably
`in addition to chemotherapeutic agents, to a subject in whose
`tumor cells her2 has been found to be amplified e.g., by
`fluorescent in situ hybridization.
`
`6 Claims, No Drawings
`
`
`
`Case 1:18-cv-01363-CFC Document 1-14 Filed 09/04/18 Page 3 of 20 PageID #: 527
`
`U.S. PATENT DOCUMENTS
`
`5,985,553 A
`5,994,071 A
`6,015,567 A
`6,028,059 A
`6,054,297 A
`6,054,561 A
`6,096,873 A
`6,123,939 A
`6,165,464 A
`6,270,765 B1
`6,333,348 B1
`6,358,682 B1
`6,387,371 B1
`6,395,272 B1
`6,399,063 B1
`6,403,630 B1
`6,407,213 B1
`6,458,356 B1
`6,512,097 B1
`6,573,043 B1
`6,582,919 B2
`6,602,670 B2
`6,627,196 B1
`6,632,979 B2
`6,719,971 B1
`6,800,738 B1
`6,984,494 B2
`7,018,809 B1
`7,097,840 B2
`7,129,051 B2
`7,279,287 B2
`7,371,376 B1
`7,371,379 B2
`2002/0001587 A1
`2002/0031515 A1
`2002/0035736 A1
`2002/0051785 A1
`2002/0064785 A1
`2002/0076408 A1
`2002/0076695 A1
`2002/0090662 A1
`2002/0141993 A1
`2002/0142328 A1
`2002/0155527 A1
`2002/0173629 A1
`2002/0192211 A1
`2002/0192652 A1
`2003/0022918 A1
`2003/0059790 A1
`2003/0103973 A1
`2003/0108545 A1
`2003/0134344 A1
`2003/0144252 A1
`2003/0147884 A1
`2003/0152987 A1
`2003/0157097 A1
`2003/0170234 A1
`2003/0190689 A1
`2003/0211530 A1
`2003/0228663 A1
`2004/0037823 A9
`2004/0106161 A1
`2005/0100944 A1
`2005/0208043 A1
`2005/0238640 A1
`2005/0244929 A1
`2006/0013819 A1
`2006/0034842 A1
`2006/0046270 A1
`2006/0067930 A1
`2006/0073143 A1
`2006/0121044 A1
`2006/0198843 A1
`2006/0204505 A1
`2006/0210561 A1
`2006/0228745 A1
`2006/0275305 A1
`2007/0009976 A1
`
`11/1999 King
`11/1999 Ross
`1/2000 Hudziak
`2/2000 Curiel
`4/2000 Carter
`4/2000 Ring
`8/2000 Schaefer
`9/2000 Shawver
`12/2000 Hudziak
`8/2001 Deo
`12/2001 Vogel
`3/2002 Jaffee
`5/2002 Hudziak
`5/2002 Deo
`6/2002 Hudziak
`6/2002 Danenberg
`6/2002 Carter
`10/2002 Arakawa
`1/2003 Marks
`6/2003 Cohen
`6/2003 Danenberg
`8/2003 Daneberg
`9/2003 Baughman
`10/2003 Erickson
`4/2004 Carter
`10/2004 Carter et al.
`1/2006 Ralph
`3/2006 Carter
`8/2006 Erickson et al.
`10/2006 Cohen et al.
`10/2007 Ralph
`5/2008 Fendly
`5/2008 Baughman et al.
`1/2002 Erickson et al.
`3/2002 Caligiuri
`3/2002 Erickson et al.
`5/2002 Salmon
`5/2002 Mass
`6/2002 Buchsbaum
`6/2002 Ross
`7/2002 Ralph
`10/2002 Ashkenazi
`10/2002 Danenberg
`10/2002 Smart
`11/2002 Jakobovits et al.
`12/2002 Hudziak
`12/2002 Danenberg
`1/2003 Horak
`3/2003 Jaffee
`6/2003 Rockwell
`6/2003 Rockwell
`7/2003 Mass
`7/2003 Furr
`8/2003 Paton et al.
`8/2003 Cohen
`8/2003 Noguchi et al.
`9/2003 Hellmann
`10/2003 Crosby
`11/2003 Danenberg
`12/2003 Lowman et al.
`2/2004 Paton
`6/2004 Bossenmaier et al.
`5/2005 Cohen et al.
`9/2005 Adams et al.
`10/2005 Sliwkowski
`11/2005 Carter
`1/2006 Kelsey
`2/2006 Adams et al.
`3/2006 Ralph
`3/2006 Adams et al.
`4/2006 Adams et al.
`6/2006 Amler et al.
`9/2006 Adams et al.
`9/2006 Sliwkowski
`9/2006 Baughman et al.
`10/2006 Mass
`12/2006 Bryant
`1/2007 Lenz et al.
`
`US 8,440,402 B2
`Page 2
`
`2007/0020261 A1
`2007/0037228 A1
`2007/0292419 A1
`2008/0038271 A1
`2008/0050373 A1
`2008/0050385 A1
`2008/0102069 A1
`2008/0108096 A1
`2008/0112957 A1
`2008/0112958 A1
`
`1/2007 Sliwkowski
`2/2007 Moecks et al.
`12/2007 Hellmann
`2/2008 Amler et al.
`2/2008 Cohen
`2/2008 Friess et al.
`5/2008 Friess et al.
`5/2008 Ralph
`5/2008 Fendlyet al.
`5/2008 Mass
`
`FOREIGN PATENT DOCUMENTS
`
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`JP
`JP
`JP
`JP
`JP
`JP
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`
`494135
`444181
`1006194
`502812
`554441
`656367
`616812
`599274
`711565
`3-240498
`5-117165
`5-170667
`5-213775
`2761543 B2
`2895105 B2
`WO 87/07646 A2
`WO 89/06692
`WO 89/10412
`WO 90/14357
`WO 91/02062
`WO 91/05264
`WO 92/10573
`WO 92/20798
`WO 93/03741
`WO 93/12220
`WO 93/16185
`WO 93/21232
`WO 93/21319
`WO 94/00136
`WO 94/22478
`WO 94/28127
`WO 95/16051
`WO 95/17507
`WO 95/28485
`WO 96/07321
`WO 96/16673
`WO 96/18409
`WO 96/40789
`WO 97/00271
`WO 97/04801
`WO 97/20858
`WO 97/27848
`WO 97/35885
`WO 97/38731
`WO 98/02463
`WO 98/02540
`WO 98/02541
`WO 98/17797
`WO 98/18489
`WO 98/33914
`WO 98/45479
`WO 99/31140
`WO 99/39729
`WO 99/48527
`WO 99/55367
`WO 00/20641
`WO 00/61145
`WO 00/61185
`WO 00/69460
`WO 00/78347
`WO 01/00238
`WO 01/00244
`WO 01/00245
`WO 01/05425
`WO 01/09187
`WO 01/15730
`WO 01/20033
`
`9/1989
`8/1990
`8/1990
`1/1992
`8/1992
`8/1992
`3/1993
`11/1993
`11/1995
`10/1991
`5/1993
`7/1993
`8/1993
`6/1998
`5/1999
`12/1987
`7/1989
`11/1989
`11/1990
`2/1991
`4/1991
`6/1992
`11/1992
`3/1993
`6/1993
`8/1993
`10/1993
`10/1993
`1/1994
`10/1994
`12/1994
`6/1995
`6/1995
`10/1995
`3/1996
`6/1996
`6/1996
`12/1996
`1/1997
`2/1997
`6/1997
`8/1997
`10/1997
`10/1997
`1/1998
`1/1998
`1/1998
`4/1998
`5/1998
`8/1998
`10/1998
`6/1999
`8/1999
`9/1999
`11/1999
`4/2000
`10/2000
`10/2000
`11/2000
`12/2000
`1/2001
`1/2001
`1/2001
`1/2001
`2/2001
`3/2001
`3/2001
`
`
`
`Case 1:18-cv-01363-CFC Document 1-14 Filed 09/04/18 Page 4 of 20 PageID #: 528
`
`US 8,440,402 B2
`Page 3
`
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`WO
`
`WO 01/21192
`WO 01/32155
`WO 01/34574
`WO 01/53354
`WO 01/56604
`WO 01/64246
`WO 01/76586
`WO 01/76630
`WO 01/87334
`WO 01/87336
`WO 01/89566
`WO 02/05791
`WO 02/09754
`WO 02/11677
`WO 02/44413
`WO 02/45653
`WO 02/055106
`WO 03/087131
`WO 2004/008099 A2
`WO 2005/117553
`WO 2006/007398 A1
`WO 2006/063042 A2
`WO 2006/078307 A1
`WO 2006/091693
`WO 2006/096861
`WO 2006/107854 A2
`WO 2007/003420
`WO 2007/013950
`WO 2007/019899
`WO 2007/107329
`WO 2007/145862
`WO 2008/031531
`
`3/2001
`5/2001
`5/2001
`7/2001
`8/2001
`9/2001
`10/2001
`10/2001
`11/2001
`11/2001
`11/2001
`1/2002
`2/2002
`2/2002
`6/2002
`6/2002
`7/2002
`10/2003
`1/2004
`12/2005
`6/2006
`6/2006
`7/2006
`8/2006
`9/2006
`10/2006
`1/2007
`2/2007
`9/2007
`9/2007
`12/2007
`3/2008
`
`OTHER PUBLICATIONS
`
`"Could Medarex’s MAb be prostate cancer’s Herceptin?" Scrip
`
`2442:25, (Jun. 2, 1999).
`Aasland et al., "Expression of Oncogenes in Thyroid Tumours:
`Coexpression of c-erbB2/neu and c-erbB", British Journal of Cancer
`
`57(4): 358-363, (1988).
`Agus at al., "Differential Anti-Tumor Effects of Targeting Distinct
`Epitopes of the Her-2/neu extracellular Domain in Xenograft Models
`of Prostate Cancer.", Proceedings of the American Association, for
`Cancer Research Annual Meeting (Abstract #4570) 41:719 (Mar.
`2000).
`Agus et al., "Response of Prostate Cancer to Anti-Her-2/neu Anti-
`body in Androgen-Dependent and-Independent Human Xenografl
`
`Models", Cancer Research 59: 4761-4764, (1999).
`Agus et al., "Targeting ligand-activated BrbB2 signaling inhibits
`breast and prostate tumor growth", Cancer Cell 2(2): 127-137,
`(2002).
`Akiyama et al., "Tumor Promoter and Epidermal Growth Factor
`Stimulate Phosphorylation of the c-erbB-2 Gene Product in MKN-7
`Human Adenocarcinoma Cells" Molecular & Cellular Biology 8(3):
`1019-1026, (Mar. 1988).
`Anastasi et al, "Detection of Trisomy 12 in Chronic Lymphocytic
`Leukemia by Fluorescence In Situ Hybridization to Interphase Cells:
`A Simple and Sensitive Method", Blood 79(7): 1796 - 1801, (1992).
`Anastasi et al., "Cytogenetic Clonality in Myelodysplastic Syn-
`dromes Studied With Fluorescence In Situ Hybridization: Lineage,
`Response To Growth Factor Therapy, and Clone Expansion", Blood
`
`81(6): 1580-1585, (Mar. 15, 1993).
`Anastasi et al., "Direct Correlation of Cytogenetic Findings With Cell
`Morphology Using In Situ Hybridization: An Analysis of Suspicious
`Cells,in Bone Marrow Specimens of Two Patients. Completing
`Therapy for Acute Lymphoblastic Leukemia" Blood 77(11):2456-
`2462 (Jun. 1, 1991).
`Arteaga et al., "p185n-cerne-4 Signaling Enhances Cisplatin-induced
`Cytotoxicity in Human Breast Carcinoma Cells: Association
`Between an Oncogenic Receptor Tyrosine Kinase and Drag-induced
`DNA Repair", Cancer Research 54(14): 3758-3765, (Jul. 15, 1994).
`Bacus et al., "Differentiation of Cultured Human Breast Cancer Cells
`(AU-565 and MCF-7)Associated With Loss of Cell Surface HER-2/
`neu Antigen" Molecular Carcinogenesis 3(6):350-362 (1990).
`
`Bacus et al., "Tumor-inhibitory Monoclonal Antibodies to the HER-
`2/Neu Receptor Induce Differentiation of Human Breast Cancer
`Cells" Cancer Research 52(9): 2580-2589, (1992).
`Baselga and Mendelsohn, "Receptor Blockade With Monoclonal
`Antibodies As Anti-Cancer Therapy" Pharmac. Ther. 64: 127-154,
`(1994).
`Baselga et al., "Monoclonal Antibodies Directed Against Growth
`Factor Receptors Enhance the Efficacy of Chemotherapeutic
`Agents." Annals of Oncology (abstract #010) 5(Suppl. 5) (1994).
`Baselga et al., "Anti HER2 Humanized Monoclonal Antibody (MAb)
`Alone and in Combination with Chemotherapy Against Human
`Breast Carcinoma Xenografts" Proceedings of ASCO 13th Annual
`Meeting (Abstract #53), Dallas, TX 13:63, (Mar. 1994).
`Baselga et al., "HER20verexpression and Paclitaxel Sensitivity in
`Breast Cancer: Therapeutic Implications" Oncology (Supplement
`No. 2) 11(3): 43-48 (Mar. 1997).
`Baselga et al., "Phase II Study of Weekly Intravenous Recoinnant
`Humanized Anti-p 185 a-ha-d Monoclonal Antibody in Patients With
`HER2/neu-Overexpressing Metastatic Breast Cancer" J. Clin. Oncol.
`14(3):737-744 (Mar. 1996).
`Baselga et al., "Phase II study of weekly intravenous trastnzumab
`(Herceptin) in patients with HER2/neu-overexpressing metastatic
`breast cancer" Seminars in Oncology 26(4 Suppl 12): 78-83, (1999).
`Baselga et al., "Recombinant Humanized Anti-HER2 Antibody
`(Herceptin) Enchances the Antitumor Activity of Paclitaxel and
`Doxombicin against HER2/neu Overexpessing Human Breast Can-
`cer Xenografts", Cancer Research 58:2825-2831 (Jul. 1998).
`Borst et al., "Oncogene Alterations in Endometrial Carcinoma",
`Gynecologic Oncology 38(3): 364-366, (1990).
`Brady et al., "Iodine 125 labeled anti-epidermal growth factor rec ep -
`tot-425 in the treatment of malignant astrocytomas. A pilot Study"
`Journal of Neurosurgical Sciences 34(3-4):243-249 (Jul.-Dec. 1990).
`Burden andYarden., "Neuregulins and Their Receptors: A Versatile
`signaling Module in Organogenesis and Oncogenesis." Neuron
`18(6): 847-855, (Jun. 1997).
`Burris III, H., "Docetaxel (Taxotere) in HER-2-positive patients and
`in combination with trastuzumab (Herceptin)", Seminars in Oncol-
`ogy 27(2 Suppl 3):19-23, (Apr. 2000).
`Cappuzzo et al., "Epidermal growth factor receptor gene and protein
`and gefitinib sensitivity in non-small-cell lung cancer" Journal of the
`National Cancer Institute 97(9): 643-655, (May 4, 2005).
`Carlson et al., "HER2 testing in breast cancer: NCCN Task Force
`report and recommendations", Journal of the National Comprehen-
`sive Cancer Network 4(Suppl 3):S1-$24, (2006).
`Carraway and Cantley, "A Neu Acquaintance for ErbB3 and ErbB4:
`A Role for Receptor Heterodimerization in Growth Signaling" Cell
`78: 5-8, (Jul. 15, 1994).
`Carraway et al., "Neuregulin-2, A New Ligand of ErbB3/Erb84-
`Receptor Tyrosine Kinases", Nature 387: 512-516, (May 1997).
`Carter et al., "Humanization of an Anti-p185HERA Antibody for
`Human Cancer Therapy", Proc. Natl. Acad. Sci. USA 89(10): 4285-
`4289, (May 1992).
`Chang et al., "Ligands for ErbB-Family Receptors Encoded by a
`Neuregulin-Like Gene", Nature 387:509-512, (1997).
`Choong et al., "Gelltinib response of erlotinib-refractory lung cancer
`involving meninges(cid:127)ole of EGFR mutation" Nature Clinical Prac-
`tice Oncology 3(1): 50-57, (2006).
`Clark, Gary M. et al., "Follow-up Study of HER-2/neu Amplification
`in Primary Breast Cancer", Cancer Research, 51,944-948, Feb. 1,
`1991.
`Cobleigh et al., "Multinational study of the efficacy and safety of
`humanized anti-HER2 monoclonal antibody in women who have
`HER2-overexpressing metastatic breast cancer that has progressed
`after chemotherapy for metastatic disease" Journal of Clinical Oncol
`17(9):2639-2648 (Sep. 1999).
`Cohen et al., "Expression Pattern of the neu NGL Gene-Encoded
`Growth Factor Receptor Protein (p185neu) in Normal and Trans-
`formed Epithelial Tissues of the Digestive Tract" Oncogene 4(1):
`81-88, (1989).
`Connelly and Stern., "The Epidermal Growth Factor Receptor and
`the Product of the neu Protooncogene Are Members of a Receptor
`Tyrosine Phosphorylation Cascade." Proc. Natl. Acad. Sci. USA 87:
`6054-6057, (1990).
`
`
`
`Case 1:18-cv-01363-CFC Document 1-14 Filed 09/04/18 Page 5 of 20 PageID #: 529
`
`US 8,440,402 B2
`Page 4
`
`Couturier et al (Mod Pathol, 2000, 13:1238-1243).
`Craft et al., "A Mechanism for Hormone-Independent Prostate Can-
`cer Through Modulation of Androgen Receptor Signaling by the
`HER-2/neu Tyrosine Kinase." Nature Medicine 5(3):280-285 (Mar.
`1999).
`Dacic et al., "Significance of EGFR protein expression and gene
`amplification in non-small cell lung carcinoma" American Journal of
`Clinical Pathology 125(6): 860-865, (2006).
`DakoCytomation, "Herceptest TM for immunocytochemicaf stain-
`ing" (package insert) pp. 1-25 (2004).
`De Santes et al., "Raido labeled Antibody Targeting of the HER-2/
`neu Oncoprotein" Cancer Research 52:1916-1923 (1992).
`Di Fiore et al., "erbB-2 is a Potent Oncogene When Overexpressed in
`NIH/3T3 Cells.", Science 237(4811): 178-182, (Jul. 10, 1987).
`Drebin et al., "Down-Modulation of an Oncogene Protein Product
`and Reversion of the Transformed Phenotype by Monoclonal Anti-
`bodies", Cell, vol. 41, pp. 695-706 (1985).
`Drebin et al., "Monoclonal Antibodies Reactive with Distinct
`Domains of the neu Oncogene-Encoded p 185 Molecule Exert Syn-
`ergistic Anti-rumor Effects in Vivo", Oncogene, vol. 2, pp. 273-277
`(1988).
`Drebin et al., "Monoclonal Antibodies Specific for the neu Oncogene
`Product Directly Mediate Anti-tumor Effects In Vivo" Oncogene
`2(4): 387-394, (1988).
`Drebin et al., Inhibition of Tumor Growth by a Monoclonal Antibody
`Reactive With an Oncogene-Encoded Tumor Antigen Proc. Natl.
`Acad. Sci. 83:9129-9133 (Dec. 1986).
`Dressier et al., "Amplification of ErbB2-by Fluorescent In Situ
`Hybridization (FISH): An Alternate Method to Predict Outcome
`Following Dose-Escalated CAF in Stage II, Node Positive Breast
`Cancer Patients." Proc. Annual Meet. Amer. Soc. Clin. Oncol. (Meet-
`ing Abstract) 18:A281 (1999).
`D’Souza et al., "Overexpression of ERBB2 in Human Mammary
`Epithelial Cells Signals Inhibition of Transcription of the E-cadherin
`Gene", Proc. Natl. Acad. Sci., USA, vol. 91, pp. 7202-7206 (1994).
`Earp et al., "Heterodimerization and Functional Interaction Between
`MP Receptor Family Members: A New Signaling Paradigm With.
`Implications for Breast Cancer Research", Breast Cancer Res and
`Treatment 35:115-132 (1995).
`FDA Clinical Review of BLA 98-0369 Herceptin, Trastuzumab
`(rhuMAb HER2), Date of Approval: Sep. 25, 1998, (pp. 1-99).
`Fendly, B.M. et al., "Characterization of Murine Monoclonal Anti-
`bodies Reactive to Either the Human Epidermal Growth Factor
`Receptor or HER2/neu Gene Product" Cancer Research 50: 1550-
`1558, (1990).
`Fleiss, JL Statistical Methods for Rates and Proportions, 2"d edition,
`NewYork, NY: Wiley pp. 13-17, (1981).
`Fukushige et al., "Localization of a Novel v-erbB-Related Gene,
`c-erbB-2, on Human Chromosome 17 and its Amplification in a
`Gastric Cancer Cell Line", Molecular and Cellular Biology, vol. 6,
`No. 3, pp. 955-958 (1986).
`(2000).
`Gemzar (gemcitabine HCL), "Product Informatio(cid:127)PDR"
`Goldenberg, M., "Trastuzumab, a Recombinant DNA-Derived
`Humanized Monoclonal Antibody, a Novel Agent for the Treatment
`of Metastatic Breast Cancer" Clinical Therapeutics 21(2):309-316
`(1999).
`Goldman et al., Heterodimerization of the erbB- 1 and erbB-2 Recep-
`tors in Human Breast Carcinoma Cells: A Mechanism for Receptor
`Transregulation Biochemistry 29(50): 11024-11028, (1990).
`Graus-Porta at al., "ErbB-2, The Preferred Heterodimerization Part-
`ner of All ErbB Receptors, is a Mediator of Lateral Signaling."
`EMBO Journal 16(7): 1647-1655, (1997).
`Green et al., "Preclinical Evaluation of WR-151327: An Orally
`Active Chemotherapy Protector", Cancer Research 54(3): 738-741
`(Feb. 1, 1994).
`Groenen et al., "Structure-Function Relationships for the EGF/
`TGF-a Family of Mitogens", Growth Factors 11: 235-257, (1994).
`Gu et al., "Overexpression of her-2/neu in Human Prostate Cancer
`and Benign Hyperplasia", Cancer Letters, vol. 99, pp. 185-189
`(1996).
`Guerin et al., "Overexpression of Either c-myc or c-erbB-2/neu
`Proto-Oncogenes in Human Breast Carcinomas: Correlation with
`Poor Prognosis" Oncogene Research, vol. 3, pp. 21-31 (1988).
`
`Guy et al., "Expression of the neu Protooncogene in the Mammary
`Epithelium of Transgenic Mice Induces Metastatic Disease." Proc.
`
`Natl. Acad. Sol. USA 89(22): 10578-10582, (Nov. 15, 1992).
`Hancock, M.C. et al., A Monoclonal Antibody Against the c-erbB-2
`Protein Enhances the Cytotoxicity of cis-Diam-
`minedichloroplatinum Against Human Breast and Ovarian Tumor
`Cell Lines:, vol. 51, pp. 4575-4580 (1991).
`Harari at al., "Neuregulin-4: A. Novel Growth Factor That Acts
`Through the ErbB-4 Receptor Tyrosine Kinase" Oncogene 18:2681-
`2689 (1999).
`Harweth et al., "Monoclonal Antibodies Against the Extracelluler
`Domain of the erbB-2 Receptor Function as-Partial Ligand
`Agonists", The Journal of Biological Chemistry, vol. 267, No. 21, pp.
`15160-15167 (1992).
`Herceptin 150 mg Powder for concentrate for solution for infusion,
`Approved label from UK Medicines Agency, pp. 1-28.
`Hirsch and Bunn Jr., "Epidermal growth factor receptor inhibitors in
`lung cancer: smaller or larger molecules, selected or unselected
`populations?" Journal of Clinical Oncology 23(36):9044-9047,
`
`(2005).
`Hirsch et al., "Epidermal growth factor receptor in non-small-cell
`lung carcinomas: correlation between gene copy number and protein
`expression and impact on prognosis", Journal of Clinical Oncology
`21(20): 3798-3807 (Oct. 15, 2003).
`Hirsch et al., "Increased epidermal growth factor receptor gene copy
`number detected by fluorescence in situ hybridization associates with
`increased sensitivity to gefitinib in patients with bronchioloalveolar
`carcinoma subtypes: a Southwest Oncology Group Study" J Clin
`Oncol 23:6838-6845 (2005).
`Holmes et al., "Identification of Heregnlin, A Specific Activator
`of(cid:127)pl85erns2’’ Science 256: 1205-1210, (1992).
`Hudziak et al., "Increased Expression of the Putative Growth Factor
`Receptor p185E-k4 Causes Transformation and Tumorigenesis of
`NTH 3T3 Cells" Proc. Nat’: Acad. gci. USA 84(20):7159-7163,
`(1987).
`Hudziak et al., "p185z(cid:127)ER2 Monoclonal Antibody has Antiprolifera-
`rive Effects in Vitro Effects in Vitro and Sensitizes Huamn Breast
`Tumor Cells to Tumor Necrosis Factor", Molecular and Cellular
`Biology, vol. 9, No. 3, pp. 1165-1172 (1989).
`Hynes and Stern, "The Biology of erbB-2/neu/HER-2 and Its Role
`in’Cancer" Biochimica et Biophysica Acta 1198(2-3): 165-184,
`(Dec. 30, 1994).
`Ilgen et al., "Characterization of anti-BER/2 antibodies which inhibit
`the growth of breast tumor cells in vitro" Proceedings of the Ameri-
`can Association for Cancer Research (abstract #3209) 37:470 (Mar.
`1996).
`Jacobs et al., "Comparison of fluorescence in situ hybridization and
`immunohistochemistry for the evaluation of HER-2/neu in breast
`cancer" Journal of Clinical Oncology 17(7): 1974-1982, (1999).
`James et al., "Phase II. Trial of the Bispecific Antibody MDX-H210
`(anti-Her2/Neu X-anti-CD64) Combined With GM-CSF in Patients
`With Advanced Prostate and Renal Cell Carcinoma That Express
`Her2/Neu." British Journal of Cancer (Abstract #56) 78:19 (1998).
`Johns et al., "The antitumor monoclonal antibody 806 recognizes a
`high-mannose form of the EGF receptor that reaches the cell surface
`when cells over-express the receptor", FASEB Journal (Express
`article 10.1096/f(cid:127)04-1766fje published online.) pp. 1-18 (Mar. 17,
`2005).
`Jones et al., "Binding Interaction of the Heregulin(cid:127) egf Domain with
`ErbB3 and ErbB4 Receptors Assessed by Alanine Scanning
`Mutagenesis" Journal of Biological Chemistry 273(19):11667-
`11674, (1998).
`Kannan at al., "Cripto Enhances the Tyrosine Phosphorylation of Shc
`and Activates Mitogen-activated Protein Kinase (Mum) in Mammary
`Epithelial Cells" Journal of Biological Chemistry 272(6): 3330-
`3335, (1997).
`Karunagaran et al., "ErbB-2 is a Common Auxiliary Subunit of NDF
`and EGF Receptors: Implications for Breast Cancer" EMBO Journal
`15(2): 254-264 (1996).
`Kasprzyk et al., "Therapy of an Animal Model of Human Gastric
`Cancer Using a Combination of Anti-erbB-2 Monoclonal Antibod-
`ies" Cancer Research 52(10): 2771-2776 (May 15, 1992).
`
`
`
`Case 1:18-cv-01363-CFC Document 1-14 Filed 09/04/18 Page 6 of 20 PageID #: 530
`
`US 8,440,402 B2
`Page 5
`
`Kern et al., "p 185neu Expression in Human Lung Adenocarcinomas
`Predicts Shortened Survival", Cancer Research 50(16): 5184-
`5191, (Aug. 15, 1990).
`Kersting et al., "Amplifications of the epidermal growth factor recep-
`tor gene (egfr) are common in phyllodes tumors of the breast and are
`associated with tumor progression" Laboratory Investigation 86(1):
`54-61 (Jan. 2006).
`King et al., "Amplification of a Novel v-erbB-Related Gene in a
`Human Mammary Carcinoma", Science, 229: 974-976, (Sep. 1985).
`King et al., TEGF Binding to its Receptor Triggers a Rapid Tyrosine
`Phosphorylation of the erbB-2 Protein in the Mammary Tumor Cell
`Line SK-BR-3. EMBO Journal 7(6):1647-1651, (1988).
`Klapper et al., "A Subclass of Tumor-Inhibitory Monoclonal Anti-
`bodies to ErbB-2/HER2 Blocks Crosstalk With Growth Factor
`Receptors" Oncogene 14:2099-2109 (1997).
`Kobayashi et al., "EGER mutation and resistance of non-small-cell
`lung cancer to gefitinib", New England U. of Medicine 352(8): 786-
`792, (2005).
`Kokai et al., "Synergistic Interaction of p185c-neu and the EGF
`Receptor Leads to Transformation of Rodent Fibroblasts" Cell 58:
`287-292 (Jul. 28, 1989).
`Kotts et al., "Differential Growth Inhibition of Human Carcinoma
`Cells Exposed to Monoclonal Antibodies Directed against the
`Extracellular Domain of the HER2/ERBB2 Protooncogene", InVitro
`(Abstract #176) 26(3):59A (1990).
`Kotts et al., "GroWS7AMilOn of Human Breast Carcinoma Cells
`Exposed to Combinations of Interferon-gamma and Monoclonal
`Antibodies Directed against the Extracellular Domain of the HER2/
`ERBB2 Protooncogene" (Program 1470, Joint Mtg of ASBMB &
`AAI in New Orleans, LA on Jun. 4-7, 1990 poster).
`Kotts et al., "Growth Inhibition of Human Breast Carcinoma Cells
`Exposed to Combinations of Interferon-Gamma and Monoclonal
`Antibodies Directed Against the Extracellular Domain of the Her2/
`erbB2 Oncogene Protein" FASEB Journal (abstract #1470)
`4(7);A1946 (1990).
`Kraus et al., "Isolation and Characterization of ERBB3, A Third
`Member of the ERBB/Epidermal Growth Factor Receptor Family:
`Evidence for Overexpression in a Subset of Human Mammary
`Tumors" Proc. Natl Acad. Sci. USA 86:9193-9197 (Dec. 1989).
`Kumar et al., "Regulation of Phosphorylation of the c-erbB-2/HER2
`Gene Product by a Monoclonal Antibody and Serum Growth Fac-
`tor(s) in Human Mammary Carcinoma Cells", Molecular & Cellular
`Biology 11(2):979-986, (1991).
`Kuter, I., "Breast cancer" The Oncologist 6(4):338-346 (2001).
`Lee et al., "Transforming Growth Factor C(: Expression, Regulation,
`and Biological Activities", Pharmacological Reviews 47(1):51-85
`(Mar. 1995).
`Lemke,G., "Neuregulins in Development" Molecular and Cellular
`Neurosciences 7:247-262, (1996).
`Leonard et al., "Anti-human epidermal growth tactor receptor 2
`monoclonal antibody therapy for breast cancer" British Journal of
`Surgery 89(3): 262-271 (Mar. 2002).
`Levi et al., "The Influence of Heregulins on Human Schwann Cell
`Proliferation" J. Neuroscience 15(2):1329-1340, (Feb. 1995).
`Lewis et al., "Differential Responses of Human Tumor Cell Lines to
`Anti-p185tusx4 Monoclonal Antibodies" Cancer Immunol.
`Immunother. 37:255-263 (1993).
`Lewis et al., "Growth Regulation of Human Breast and Ovarian
`Tumor Cells by Heregulin: Evidence for the Requirement of ErbB2
`as a Critical Component in Mediating Heregulin Responsiveness",
`Cancer Research 56:1457-1465, (Mar. 15, 1996).
`Maier et al., "Requirements for the Internalization of a Murine
`Monoclonal Antibody Directed against the HER-2/neu Gene Product
`c-erbB-2" Cancer Research 51(19):5361-5369, (1991).
`Masui et al., "Growth Inhibition of Human Tumor Cells in Athymic
`Mice by Anti-Epidermal Growth Factor Receptor Monoclonal Anti-
`bodies" Cancer Research 44(3): 1002-1007, (1984).
`Masuko et al., "A murine Monoclonal Antibody That Recognizes an
`Extracellular Domain of the Human c-erbB-2 Protooncogene Prod-
`uct" Jpn J. Cancer Res. 80:10-14, (1989).
`McCann at al., "Prognostic Significance of c-erbB-2 and Estrogen
`Receptor Status in Human Breast Cancer", Cancer Research
`51(12):3296-3303 (Jun. 15, 1991).
`
`McCann et al., "c-crbB-20ncoprotein Expression in Primary Human
`Tumors" Cancer 65(1):88-92, (1990).
`McKenzie et al., "Generation and Characterization of Monoclonal
`Antibodies Specific for the Human neu Oncogene product, p185"
`Oncogene 4:543-548 (1989).
`MenTilsohn at al., "Receptor Blockade and Chemotherapy: A New
`Approach to Combination Cancer Therapy." Annals of Oncology
`(abstract #040) 7(Suppl. 1):22 (1996).
`Mitchell, Malcolm Set al., "The Role of Immunohistocheinistry and
`Fluorescense In Situ Hybridization for HER-2/neu in Assessing the
`Prognosis of Breast Cancer", Seminars in Oncology, vol. 26, No. 4,
`Suppl 12, pp. 108-116, (1999).
`Modjtahedi et al., "Immunotherapy of human tumour xenografis
`overexpressing the EGF receptor with rat antibodies that block
`growth factor-receptor interaction" British Journal of Cancer 67(2):
`254-261, (Feb. 1993).
`Morrissey at al., "Axon-Induced Mitogenesis of Human Schwann
`Cells Involves Heregulin and p 185(cid:127)rb2’’, Proc. Natl. Acad. Sci. USA
`
`92:1431-1435 (Feb. 1995).
`Mrhalova et al., "Epidermal growth factor receptor its expression
`and copy numbers of EGFR gene in patients with head and neck
`squamous cell carcinomas" Neoplasma 52(4): 338-343 (2005).
`Myers et al., "Biological Effects of Monoclonal Antireceptor Anti-
`bodies Reactive with neu Oncogene Product, p185neu" Methods in
`Enzymology 198:277-290 (1991).
`Myers et al., "Intracellular antibody mediated down-regulation of
`ple5ersb-2 expression in malignant prostatic cells" Proceedings of
`the American Association for Cancer Research Annual Meeting
`(Abstract #2334) 37: 342, (1996).
`Nahta and Esteva, "HER-2-targeted therapy: lessons learned and
`future directions" Clinical Cancer Research 9(14): 5078-5084,
`(2003).
`Neige, N. et al., "Abstract 258", 2000 Annual Meeting US and Cana-
`dian Academy of Pathology Meeting, Mar. 25-31, 2000, New
`Orleans, LA (2 pgs).
`Nelson et al., "Comparison of HER-2/NEU Amplification Using
`Fluorescent In Situ Hybridization (FISH) with Immunohistochemi-
`cally Determined Overexpression in Breast Cancers" Modern Pathol-
`ogy (abstract No. 106) 9(1):21A (Jan. 1996).
`Norton; L., "Evolving Concepts in the Systemic Drag Therapy of
`Breast Cancer." Seminars in Oncology 24(4 Suppl 10):510-3-310-10
`(Aug. 1997).
`Pao et al., "EGF receptor gene mutations are common in lung cancers
`from "never smokers" and are associated with sensitivity of tumors to
`gefitinib and erlotinib", Proc. Natl. Acad. Sci. USA 101(36): 13306-
`13311, (Sep. 7, 2004).
`Park et al., "Amplification, Overexpression, and Rearrangement of
`the erbB-2 Protooncogene in Primary Human Stomach Carcinomas"
`
`Cancer Research 49(23): 6605-6609, (Dec. 1, 1989).
`Park et al., "EGFR gene and protein expression in breast cancers"
`Eur. J. Surg. Oncol. in press, doi:10.1016/j.ejso.2007.01.033) pp.
`
`1-5, (2007).
`Paterson et al., "Correlation Between c-erbB-2 Amplification and
`Risk of Recurrent Disease in Node-Negative Breast Cancer" Cancer
`
`Research 51(2):556-567 (Jan. 15, 1991).
`Pauletti et al., "Detection and quantitation of HER-2/neu gene’
`amplification in human breast cancer archival material using fluores-
`cence in situ hybridization", Oncogene 13(1):63-72 (Jul. 4, 1996).
`Pegram et al., "Inhibitory effects of combinations of HER-2/neu
`antibody and chemotherapeutic agents used for treatment of human
`breast cancers" Oncogene 18:2241-2251, (1999).
`Pegram et al., "Phase II Study of Receptor-Enhanced Chemosensitiv-
`ity Using Recombinant Humanized Anti-p185.HERZ/neu
`Monoclonal Antibody Plus Cisplatin in Patients With HER2/neu-
`Overexpressing Metastatic Breast Cancer Refractory to Chemo-
`therapy Treatment" Journal of Clinical Oncology 16(8): 2659-2671
`(1998).
`Perrotta and Abuel, "Response of Chronic Relapsing IT