Case 1:20-cv-01644-RGA Document 1-69 Filed 12/03/20 Page 1 of 6 PageID #: 2109
`Case 1:20-cv-01644-RGA Document 1-69 Filed 12/03/20 Page 1 of 6 PageID #: 2109
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`EXHIBIT 69
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`EXHIBIT 69
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`Case 1:20-cv-01644-RGA Document 1-69 Filed 12/03/20 Page 1 of 6 PageID #: 2109
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`EXHIBIT 69
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`EXHIBIT 69
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`
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`Case 1:20-cv-01644-RGA Document 1-69 Filed 12/03/20 Page 2 of 6 PageID #: 2110
`
` Original Message
`From: Frank J Garofalo <frankjgarofalo@cs.com>
`To: mbrown@illumina.com
`Sent: Fri, Jun 3, 2016 6:29 pm
`Subject: Re: IP Portfolio of Ravgen Inc.
`
`If I might ask - who will be in attendance at our meeting next Tuesday from IIlumina - it will help us to be
`properly prepared
`
`From RavGen will be Dr Ravinder Dhallan and me
`
`Looking forward to meeting you all
`
`Have a great weekend
`
`Best regards
`Frank
`
`Sent from my iPhone
`
`On May 26, 2016, at 8:09 AM, Frank J Garofalo <frankjgarofalo@cs.com> wrote:
`
`Good morning Mimmi,
`
`we are all set to meet at your location in San Diego at 10 am on June 7th
`
`thank you once again for all your assistance
`
`best regards
`Frank
`
` Original Message
`From: Frank J Garofalo <frankjgarofalo@cs.com>
`To: Brown, Mimmi <mbrown@illumina.com>
`Sent: Wed, May 25, 2016 4:19 pm
`Subject: Re: IP Portfolio of Ravgen Inc.
`
`Terrific - please pencil it in and I will confirm before the end of the day
`
`And thank you
`Best
`Frank
`
`Sent from my iPhone
`
`On May 25, 2016, at 4:03 PM, Brown, Mimmi <mbrown@illumina.com> wrote:
`
`H Frank,
`
`Charlie is available on June r at 4.0am tHlumina [5200 u nina Way, San Diem, CA 92122'
`Please let me know it that works tor you and Dr, Dhallan.
`
`With kind regard
`
`
`
`Case 1:20-cv-01644-RGA Document 1-69 Filed 12/03/20 Page 3 of 6 PageID #: 2111
`
`wwwillurnina.com
`
`From: Frank J Garofalo [mailto:frankjgarofalo
`Sent: Wednesday, May 25, 2016 10:35 AM
`To: Brown, Mimmi <mbrown@illumina.com>
`Subject: Re: IP Portfolio of Ravgen Inc.
`
`cs.conn]
`
`Good morning Mimmi
`
`thank you for making the arrangements for me to speak with Charles
`
`a most constructive conversation indeed !
`
`Charles has suggest the week of June 6th for a possible visit by us to your facility in California
`
`Dr. Dhallan has indicated a meeting on the 7th or 8th (preferably morning), with the day prior as a travel
`day to get there from the east coast
`
`We could also do the 9th if need be, but earlier in the week would be better for him.
`
`The Patents Summary I sent earlier, will constitute an introduction to the RayGen IP we wish to discuss
`
`At your convenience please let me know if any of these days still work for Charles and others he wishes
`to invite.
`
`thank you again for all your help
`
`best regards
`Frank
`
`ps: Charles asked if I knew the names of the Patent Law Firms that were involved in Ravgen Patent
`applications. They were Morris & Forester, Stern Kessler, and Morgan Lewis. Each chosen for their
`unique specialties and geographic location. I think they will establish that the work was done thoroughly
`and comprehensively.
`
` Original Message
`From: Brown, Mimmi <mbrown@illumina.com>
`To: frankjgarofalo <frankjgarofalo(a),cs.corn>
`Sent: Mon, May 16, 2016 7:08 pm
`Subject: FW: IP Portfolio of Ravgen Inc.
`
`
`
`Case 1:20-cv-01644-RGA Document 1-69 Filed 12/03/20 Page 4 of 6 PageID #: 2112
`
`Hi Frank,
`
`Charlie is available via phone on May 24 at ipm PST, please at me know if that works for you
`and the best number to reach you on,
`
`\Ain kind regards,
`Mirnrril
`
`wwwillumina.com
`
`From: Frank J Garofalo [mailto:frankjcprofalo@cs.corn]
`Sent: Friday, May 13, 2016 1:53 PM
`To: Brown, Mimmi <mbrowngillumina.com>
`Subject: Fwd: IP Portfolio of Ravgen Inc.
`
`Dear Ms Brown
`
`Thank you for getting back to me and your very kind message
`
`I have been away from my office all day but hopefully you will see below the email I sent
`Charles this morning and below that is the email I sent last week
`
`I very much would like 20 minutes with Charles if you could spare next week
`
`Thank you again
`Have a great weekend
`Frank
`
`Ps: please let me know you go let this - thanks
`
`From: Frank J Garofalo <frankjgarofaloa,cs.com>
`Date: May 13, 2016 at 9:59:51 AM EDT
`To: cmoehle@illurnina.com
`Subject: Fwd.: IP Portfolio of Ravgen Inc.
`
`Good morning Mr. Moehle
`
`
`
`Case 1:20-cv-01644-RGA Document 1-69 Filed 12/03/20 Page 5 of 6 PageID #: 2113
`
`I can imagine you are very busy with your new assignment but I
`would appreciate a chance to speak with you as to why the opportunity
`I introduced via the email below should be a priority for you to assess.
`
`I will call your office today to see if there is a time that might work for you
`best in the coming days
`
`na. corn>
`
`best regards
`Frank
`
` Original Message
`From: Frank J Garofalo <frankj garofaloa,cs.com>
`To: cmoehle <cmoehlea,i1 lumina. corn >; jeidel <j
`Cc: nick <nick(dilluminaVentures. corn>
`Sent: Tue, May 3, 2016 9:20 am
`Subject: Fwd: IP Portfolio of Ravgen Inc.
`
`Dear Mr. Moehle and Mr. Jeff Eidel
`
`I am the financial adviser or Ravgen, Inc and I sent the
`email below to Dr Naclerio a few minutes ago
`
`I received an automatic reply that you were
`now responsible for M&A and Licensing / Partnerships
`
`I was referred to Nick by Burnhard Sakmann at Evercore
`
`RavGen's has a very unique IP portfolio that could provide
`significant leverage to Illumine -- and we wish to discuss
`the opportunity to acquire it or exclusively license it.
`
`please let me know if we can talk -- I am available at your
`convenience
`
`best regards
`Frank J. Garofalo
`
` Original Message
`From: Frank J Garofalo <frankj garofaloges. corn >
`To: nnaclerio <nnacieriogillumina. corn>
`Sent: Tue, May 3, 2016 9:08 am
`Subject: IP Portfolio of Ravgen Inc.
`Good morning Dr Naclerio
`
`I was given your contact information by a mutual colleague, Dr. Burnhard Sakmann at Evercore Partners
`
`My name is Frank J. Garofalo, and I am the financial adviser to Ravgen Inc., and to its CEO and founder
`Dr. Ravinder Dhallan.
`
`My approach to you is in the context of your position as SVP and Head of Corporate Development --
`except that I see that you were just recently make head of Illumina's private Venture Capital group as
`well. Congratulations.
`
`
`
`Case 1:20-cv-01644-RGA Document 1-69 Filed 12/03/20 Page 6 of 6 PageID #: 2114
`
`That may give us two reasons to have a telephone conversation.
`
`Ravgen is the holder of several key patents that were fundamental to the creation of the Non-Invasive
`Pre-Natal Testing marketplace. (see attached)
`
`He is a brilliant scientist who is the recognized innovator of enabling technology that makes the NIPTs
`market possible.
`
`Further evidenced by his break-thru publications in JAMA, The Lancet, and the New England Journal of
`Medicine.
`
`Dr. Dhallan, in order to fund on going research has decided now is a good time to monetize his patents.
`
`The patents, to date, have never before been licensed, to any party, and therefore should hold significant
`value to Illumine as the dominate player in the market -- and specifically with respect to strengthening its
`on going IP battle with Hoffman La Roche and others in the market.
`
`If you decide its of interest to meet with us, I would be suggesting that, Charles Dadswell, your in-house
`General Counsel, join us in that session to fully appreciate the opportunity we may be offering.
`
`Trying to keep this email short and succinct:
`
`1) In addition to your new assignment, will you still head the Corporate Development activities for
`the company, and if not, to whom should I be addressing this opportunity?
`
`and
`
`2) now that you are charged with looking at investments consistent with IIlumina's focus and vision I can
`assure you that the company that acquires or licenses the IP Portfolio from Ravgen will be in a unique
`position to nurture a relationship with one of the true innovators in this field which could lead to an even
`more significant product offering in just a few years.
`
`please let me know if we can speak by phone -- Dr Dhallan and I are prepared to travel to meet with you.
`
`sincerely,
`Frank J. Garofalo
`
`
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