EFiled: Mar 17 2023 05:30PMEQT!>
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`Transaction ID 69582561 (Fx\
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`Bwwy)
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`OFeA
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`Case No.Multi-Case
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`EXHIBIT D
`EXHIBIT D
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`EFiled: Mar 17 2023 05:30PM EDT
`Transaction ID 69582561
`Case No. Multi-Case
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`

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`3/17/23, 3:48 PM
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`CM/ECF LIVE - U.S. District Court:ded
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`U.S. District Court
`District of Delaware (Wilmington)
`CIVIL DOCKET FOR CASE #: 1:22-cv-01477-RGA
`
`Transperfect Holdings, LLC v. Pincus et al
`Assigned to: Judge Richard G. Andrews
`Related Case: 1:20-cv-01770-MAK
`Cause: 15:78m(a) Securities Exchange Act
`Plaintiff
`Transperfect Holdings, LLC
`
`V.
`Defendant
`Robert Pincus
`
`Date Filed: 11/09/2022
`Jury Demand: Plaintiff
`Nature of Suit: 850 Securities/Commodities
`Jurisdiction: Federal Question
`
`represented by Jeremy David Eicher
`Eicher Law LLC
`The Nemours Building
`1007 N. Orange Street, 4th Floor
`Wilmington, DE 19801
`302-299-0959
`Email: jeicher@eicherlaw.com
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`
`Daniel Branower
`Email: daniel@russopllc.com
`PRO HAC VICE
`ATTORNEY TO BE NOTICED
`
`Martin Russo
`Email: martin@russopllc.com
`PRO HAC VICE
`ATTORNEY TO BE NOTICED
`
`Robert Sidorsky
`Email: rsidorsky@russopllc.com
`PRO HAC VICE
`ATTORNEY TO BE NOTICED
`
`represented by Douglas Daniel Herrmann
`Troutman Pepper Hamilton Sanders, LLP
`Trial and Dispute Resolution
`Hercules Plaza
`1313 N. Market Street
`P.O. Box 1709, Suite 5100
`Wilmington, DE 19899-1709
`302-777-6552
`Fax: 302-421-8390
`Email: Douglas.Herrmann@troutman.com
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`https://ecf.ded.uscourts.gov/cgi-bin/DktRpt.pl?586688240634383-L_1_0-1
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`3/17/23, 3:48 PM
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`Defendant
`Credit Suisse Securities (USA) LLC
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`CM/ECF LIVE - U.S. District Court:ded
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`
`represented by David S. Eagle
`Klehr Harrison Harvey Branzburg LLP
`Klehr Harrison Harvey Branzburg LLP
`919 Market Street
`10th Floor
`Wilmington, DE 19801
`302-426-1189
`Email: deagle@klehr.com
`LEAD ATTORNEY
`ATTORNEY TO BE NOTICED
`
`Craig Rushmore
`Young Conaway Stargatt & Taylor, LLP
`Rodney Square
`1000 North King Street
`Wilmington, DE 19801
`302-571-6688
`Email: crushmore@ycst.com
`TERMINATED: 01/13/2023
`ATTORNEY TO BE NOTICED
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`Date Filed
`11/09/2022
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`11/09/2022
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`11/09/2022
`11/16/2022
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`12/15/2022
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`12/15/2022
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`12/19/2022
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`12/30/2022
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`12/30/2022
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`# Docket Text
`1 COMPLAINT filed with Jury Demand against Credit Suisse Securities (USA) LLC,
`Robert Pincus (Filing fee $402, receipt number ADEDC-4002603.) - filed by Transperfect
`Holdings, LLC. (Attachments: # 1 Civil Cover Sheet)(mkr) (Entered: 11/10/2022)
`2 Notice, Consent and Referral forms re: U.S. Magistrate Judge jurisdiction. (mkr) (Entered:
`11/10/2022)
` No Summons Issued. (mkr) (Entered: 11/10/2022)
` Case Assigned to Judge Richard G. Andrews. Please include the initials of the Judge
`(RGA) after the case number on all documents filed. (rjb) (Entered: 11/16/2022)
`3 STIPULATION and Proposed Order, by Credit Suisse Securities (USA) LLC. (Eagle,
`David) Modified on 12/15/2022 (nms). (Entered: 12/15/2022)
`4 SO ORDERED as Modified re 3 Stipulation and Order. Defendants' motions to dismiss
`will be due by 2/10/2023. Plaintiff's oppositions will be due 3/10/2023. And Defendants'
`replies will be due 3/31/2023. Signed by Judge Richard G. Andrews on 12/15/2022. (nms)
`(Entered: 12/15/2022)
`5 Disclosure Statement pursuant to Rule 7.1: identifying Corporate Parent Credit Suisse
`Group AG for Credit Suisse Securities (USA) LLC filed by Credit Suisse Securities (USA)
`LLC. (Eagle, David) (Entered: 12/19/2022)
`6 MOTION for Pro Hac Vice Appearance of Attorney Charles Davant IV - filed by Robert
`Pincus. (Herrmann, Douglas) (Entered: 12/30/2022)
`7 MOTION for Pro Hac Vice Appearance of Attorney Anne M. Rucker - filed by Robert
`Pincus. (Herrmann, Douglas) (Entered: 12/30/2022)
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`https://ecf.ded.uscourts.gov/cgi-bin/DktRpt.pl?586688240634383-L_1_0-1
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`3/17/23, 3:48 PM
`12/30/2022
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`12/30/2022
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`12/30/2022
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`01/05/2023
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`01/05/2023
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`01/05/2023
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`01/13/2023
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`01/13/2023
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`01/18/2023
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`01/27/2023
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`01/27/2023
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`01/27/2023
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`01/27/2023
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`01/27/2023
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`01/30/2023
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`CM/ECF LIVE - U.S. District Court:ded
`8 MOTION for Pro Hac Vice Appearance of Attorney John K. Villa - filed by Robert Pincus.
`(Herrmann, Douglas) (Entered: 12/30/2022)
`9 MOTION for Pro Hac Vice Appearance of Attorney William J. Donnelly - filed by Robert
`Pincus. (Herrmann, Douglas) (Entered: 12/30/2022)
` SO ORDERED, re 7 MOTION for Pro Hac Vice Appearance of Attorney Anne M. Rucker,
`filed by Robert Pincus, 6 MOTION for Pro Hac Vice Appearance of Attorney Charles
`Davant IV, filed by Robert Pincus, 8 MOTION for Pro Hac Vice Appearance of Attorney
`John K. Villa, filed by Robert Pincus, 9 MOTION for Pro Hac Vice Appearance of
`Attorney William J. Donnelly, filed by Robert Pincus. Signed by Judge Richard G.
`Andrews on 12/30/2022. (nms) (Entered: 12/30/2022)
`10 MOTION for Pro Hac Vice Appearance of Attorney Edward Moss - filed by Credit Suisse
`Securities (USA) LLC. (Rushmore, Craig) (Entered: 01/05/2023)
`11 MOTION for Pro Hac Vice Appearance of Attorney Connor O'Shea - filed by Credit
`Suisse Securities (USA) LLC. (Rushmore, Craig) (Entered: 01/05/2023)
` SO ORDERED, re 11 MOTION for Pro Hac Vice Appearance of Attorney Connor O'Shea,
`filed by Credit Suisse Securities (USA) LLC, and 10 MOTION for Pro Hac Vice
`Appearance of Attorney Edward Moss, filed by Credit Suisse Securities (USA) LLC.
`Signed by Judge Richard G. Andrews on 1/5/2023. (nms) (Entered: 01/05/2023)
`12 NOTICE of Withdrawal of Counsel Craig E. Rushmore - filed by Credit Suisse Securities
`(USA) LLC. (Rushmore, Craig) Modified on 1/13/2023 (nms). (Entered: 01/13/2023)
` CORRECTING ENTRY: The filing at D.I. 12 has been recoded and the docket text
`corrected. Counsel incorrectly docketed the notice as a motion. (nms) (Entered:
`01/13/2023)
` DEFICIENCY NOTICE issued by the Court to Plaintiff: Pursuant to Fed. R. Civ. P. 7.1 (b)
`(1), A party must: (1) file the disclosure statement with its first appearance, pleading,
`petition, motion, response, or other request addressed to the court. Counsel is requested to
`supplement the docket with an appropriate Rule 7.1 Disclosure Statement. (nms) (Entered:
`01/18/2023)
`13 Disclosure Statement pursuant to Rule 7.1: No Parents or Affiliates Listed filed by
`Transperfect Holdings, LLC. (Eicher, Jeremy) (Entered: 01/27/2023)
`14 MOTION for Pro Hac Vice Appearance of Attorney Martin Russo - filed by Transperfect
`Holdings, LLC. (Eicher, Jeremy) (Entered: 01/27/2023)
`15 MOTION for Pro Hac Vice Appearance of Attorney Daniel Branower - filed by
`Transperfect Holdings, LLC. (Eicher, Jeremy) (Entered: 01/27/2023)
`16 MOTION for Pro Hac Vice Appearance of Attorney Robert Sidorsky - filed by
`Transperfect Holdings, LLC. (Eicher, Jeremy) (Entered: 01/27/2023)
` SO ORDERED, re 14 MOTION for Pro Hac Vice Appearance of Attorney Martin Russo,
`filed by Transperfect Holdings, LLC, 16 MOTION for Pro Hac Vice Appearance of
`Attorney Robert Sidorsky, filed by Transperfect Holdings, LLC, and 15 MOTION for Pro
`Hac Vice Appearance of Attorney Daniel Branower, filed by Transperfect Holdings, LLC.
`Signed by Judge Richard G. Andrews on 1/27/2023. (nms) (Entered: 01/27/2023)
`17 Joint Motion for Leave to Extend Page Limit, filed by Credit Suisse Securities (USA)
`LLC. (Attachments: # 1 Proposed Order)(Eagle, David) Modified on 1/30/2023 (nms).
`(Entered: 01/30/2023)
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`https://ecf.ded.uscourts.gov/cgi-bin/DktRpt.pl?586688240634383-L_1_0-1
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`CM/ECF LIVE - U.S. District Court:ded
`18 ORDER Granting Joint Motion for Leave to File Excess Pages (D.I. 17 ). Signed by Judge
`Richard G. Andrews on 1/30/2023. (nms) (Entered: 01/30/2023)
`19 MOTION for Pro Hac Vice Appearance of Attorney Herbert S. Washer - filed by Credit
`Suisse Securities (USA) LLC. (Attachments: # 1 Certification)(Eagle, David) Modified on
`2/9/2023 (nms). (Entered: 02/09/2023)
` SO ORDERED, re 19 MOTION for Pro Hac Vice Appearance of Attorney Herbert S.
`Washer, filed by Credit Suisse Securities (USA) LLC. Signed by Judge Richard G.
`Andrews on 2/9/2023. (nms) (Entered: 02/09/2023)
` Pro Hac Vice Attorney Daniel Branower and Robert Sidorsky for Transperfect Holdings,
`LLC added for electronic noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel
`shall be the registered users of CM/ECF and shall be required to file all papers. (mpb)
`(Entered: 02/09/2023)
` Pro Hac Vice Attorney Martin Russo for Transperfect Holdings, LLC added for electronic
`noticing. Pursuant to Local Rule 83.5 (d)., Delaware counsel shall be the registered users
`of CM/ECF and shall be required to file all papers. (mpb) (Entered: 02/09/2023)
` CORRECTING ENTRY: The Appendix filed at D.I. 20 has been removed from the docket
`as it was prematurely filed. The appendix purported to be in support of motions to dismiss,
`which have not yet been filed. Counsel is to file the appendix after the motions and briefs
`are filed thereby allowing for appropriate linking of the filings. (nms) (Entered:
`02/10/2023)
`20 MOTION to Dismiss - filed by Credit Suisse Securities (USA) LLC. (Eagle, David)
`Modified on 2/10/2023 (nms). (Additional attachment(s) added on 2/10/2023: # 1
`Proposed Order) (nms). (Entered: 02/10/2023)
`22 OPENING BRIEF in Support re 20 MOTION to Dismiss filed by Credit Suisse Securities
`(USA) LLC.Answering Brief/Response due date per Local Rules is 2/24/2023. (Eagle,
`David) (Entered: 02/10/2023)
`23 APPENDIX to 22 Opening Brief in Support, by Credit Suisse Securities (USA) LLC.
`(Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6
`Exhibit 6)(Eagle, David) Modified on 2/10/2023 (nms). (Entered: 02/10/2023)
` CORRECTING ENTRY: D.I. 21 has been removed from the docket. The proposed order
`filed at that entry has been added to the filing at D.I. 20 . (nms) (Entered: 02/10/2023)
`24 MOTION to Dismiss - filed by Robert Pincus. (Attachments: # 1 Text of Proposed Order)
`(Herrmann, Douglas) Modified on 2/13/2023 (nms). (Entered: 02/10/2023)
`25 OPENING BRIEF in Support re 24 MOTION to Dismiss, filed by Robert
`Pincus.Answering Brief/Response due date per Local Rules is 2/24/2023. (Herrmann,
`Douglas) Modified on 2/13/2023 (nms). (Entered: 02/10/2023)
`26 CERTIFICATE OF SERVICE for Motion to Dismiss (D.I. 24 ) and Brief (D.I. 25 ), by
`Robert Pincus. (Herrmann, Douglas) Modified on 2/13/2023 (nms). (Entered: 02/10/2023)
`27 ANSWERING BRIEF in Opposition re 20 MOTION to Dismiss filed by Transperfect
`Holdings, LLC.Reply Brief due date per Local Rules is 3/17/2023. (Eicher, Jeremy)
`(Entered: 03/10/2023)
`28 ANSWERING BRIEF in Opposition re 24 MOTION to Dismiss filed by Transperfect
`Holdings, LLC.Reply Brief due date per Local Rules is 3/17/2023. (Eicher, Jeremy)
`(Entered: 03/10/2023)
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`https://ecf.ded.uscourts.gov/cgi-bin/DktRpt.pl?586688240634383-L_1_0-1
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`3/17/23, 3:48 PM
`03/10/2023
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`CM/ECF LIVE - U.S. District Court:ded
`29 APPENDIX re 27 Answering Brief in Opposition, and 28 Answering Brief in Opposition,
`by Transperfect Holdings, LLC. (Attachments: # 1 Exhibit A)(Eicher, Jeremy) Modified on
`3/11/2023 (nms). (Entered: 03/10/2023)
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`PACER Service Center
`Transaction Receipt
`03/17/2023 15:47:58
`PACER
`franknoyes1381 Client
`Login:
`Code:
`Description: Docket Report Search
`Criteria:
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`02870024.00001
`
`1:22-cv-01477-RGA Start
`date: 1/1/1975 End date:
`3/17/2023
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`Billable
`Pages:
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`4
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`Cost:
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`0.40
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`https://ecf.ded.uscourts.gov/cgi-bin/DktRpt.pl?586688240634383-L_1_0-1
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`Multi-Case Filing Detail: The document above has been filed
`and/or served into multiple cases, see the details below including
`the case number and name.
`
`Transaction Details
`
`Court: DE Court of Chancery Civil Action Document Type: Exhibits
`Transaction ID: 69582561
`Document Title: Exhibit D to Objections
`Submitted Date & Time: Mar 17 2023 5:30PM
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`Case Details
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`Case Number
`9700-CM
`10449-CM
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`Case Name
`CONF ORD ON DISC In re TransPerfect Global Inc
`CONF ORD Elting, Elizabeth vs Philip R Shawe et al
`
`