throbber

`
`Case: 1:19-cv-08402 Document #: 58 Filed: 01/19/21 Page 1 of 15 PageID #:433
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE NORTHERN DISTRICT OF ILLINOIS
`EASTERN DIVISION
`
`
`MARY CRUMPTON, individually
`and on behalf of all others similarly
`situated,
`
` Plaintiff,
`
` v.
`
`OCTAPHARMA PLASMA, INC.,
`
` Defendant.
`
`
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`
`MEMORANDUM OPINION AND ORDER
`
`
`
`
`
`No. 19 C 8402
`
`Judge Virginia M. Kendall
`
`
`
`Plaintiff Mary Crumpton filed this proposed class action against a plasma-
`
`donation company, Octapharma Plasma, Inc. (“Octapharma”). Crumpton alleges
`
`Octapharma violated the Illinois Biometric Information Privacy Act (“BIPA”). 740
`
`ILCS 14/1, et seq.; (Dkt. 1-1). BIPA prohibits private entities from collecting
`
`“biometric identifiers”—including fingerprints—from a person unless the entity
`
`obtains informed, written consent and provides certain disclosures. 740 ILCS
`
`14/15(b). Crumpton alleges Octapharma violated BIPA § 15(b) by using a donor-
`
`identification system that relied upon the collection, storage, and use of donors’
`
`fingerprints and biometric information without proper written consent and without
`
`making required disclosures. (Dkt. 1-1).
`
`Crumpton moves to strike Octapharma’s First and Second Affirmative
`
`Defenses, raised in Octapharma’s answer. (Dkt. 43). For the reasons set forth below,
`
`the motion is granted in part and denied in part.
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`
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`Page 1 of 15
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`BACKGROUND
`
`
`
`When considering a motion to strike an affirmative defense, courts must take
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`as true all facts alleged in the defense and construe all reasonable inferences in
`
`favor of the defendant.1 See, e.g., Mittelstaedt v. Gamla-Cedron Orleans LLC, No.
`
`12 C 5131, 2012 WL 6188548, at *1 (N.D. Ill. Dec. 12, 2012).
`
`Plasma, a component of human blood, is used to create life-saving treatments
`
`and therapies for patients suffering various maladies. (Dkt. 16 at 15 ¶¶ 1–2).
`
`Octapharma, a company incorporated in Delaware and headquartered in North
`
`Carolina, operates a nationwide chain of blood plasma donation centers. (Dkt. 16 at
`
`1 ¶ 1, 3 ¶ 9). Before donating plasma for the first time, Octapharma requires donors
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`to provide a scan of their fingerprint. (Dkt. 16 at 1 ¶ 2). Using this fingerprint scan,
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`Octapharma creates a biometric template as a method of positively identifying
`
`individual donors. (Dkt. 16 at 22 ¶ 12). A donor’s biometric template is associated
`
`with a Donor History Record which includes his or her donation history, results of
`
`health screening exams and blood testing, and interviews and questionnaires. (Dkt.
`
`16 at 22 ¶¶ 12–15, 26 ¶¶ 30). Octapharma requires donors to scan their fingerprint
`
`each time they donate plasma. (Dkt. 16 at 23 ¶ 15).
`
`Crumpton is an Illinois citizen who donated plasma at Octapharma between
`
`June 2017 and August 2018 and submitted a scan of her fingerprint to do so. (Dkt.
`
`16 at 3¶ 8, 8 ¶¶ 28–29). Crumpton filed suit against Octapharma on behalf of a
`
`putative class in the Circuit Court of Cook County on December 2, 2019 alleging
`
`
`1 At the request of the parties, the Court also accepts as true the facts alleged in the Declaration of
`Monica H. Byrd attached to Octapharma’s Response. (Dkt. 45-1; Dkt. 51 at 11 n. 1).
`Page 2 of 15
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`Case: 1:19-cv-08402 Document #: 58 Filed: 01/19/21 Page 3 of 15 PageID #:435
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`violation of BIPA § 15(a) and § 15(b). (Dkt. 1-1). The action was subsequently
`
`removed to federal court on December 23, 2019. (Dkt. 1). Presently before this Court
`
`is Crumpton’s cause of action under BIPA § 15(b) in which Crumpton alleges
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`Octapharma failed to obtain donors’ informed consent or make required disclosures
`
`prior to obtaining the fingerprint template. (Dkt. 1-1 ¶ 41).
`
`In its Answer, Octapharma raised various affirmative defenses, the first two
`
`of which are the subject of this motion. Octapharma’s First Affirmative Defense is
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`that BIPA is preempted by federal law, specifically the Food, Drug, and Cosmetics
`
`Act (“FDCA”), the Public Health Act, and the regulations promulgated by the Food
`
`and Drug Administration (“FDA”) under those laws. (Dkt. 16 at 30–31 ¶¶ 50–56).
`
`Octapharma’s Second Affirmative Defense is that it is exempt from BIPA. (Dkt. 16
`
`at 31–32 ¶¶ 57–60). Crumpton moves to strike both the First and Second Affirmative
`
`Defense. (Dkt. 43).
`
`LEGAL STANDARD
`
`
`
`Motions to strike are governed by Federal Rule of Civil Procedure 12(f), which
`
`provides “[t]he court may strike form a pleading an insufficient defense[.]” Fed. R.
`
`Civ. P. 12(f). Motions to strike are generally disfavored and affirmative defenses “will
`
`be stricken only when they are insufficient on the face of the pleadings.” Heller Fin.,
`
`Inc. v. Midwhey Powder Co., Inc., 883 F.2d 1286, 1294 (7th Cir. 1989). A court should
`
`only strike an affirmative defense if it appears beyond a reasonable doubt the pleader
`
`can prove no set of facts in support of his defense that would plausibly entitle him to
`
`relief. See, e.g., Mittelstaedt, No. 12 C 5131, 2012 WL 6188548, at *2. To survive a
`
`
`
`Page 3 of 15
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`Case: 1:19-cv-08402 Document #: 58 Filed: 01/19/21 Page 4 of 15 PageID #:436
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`motion to strike, an affirmative defense must satisfy a three-part test: “(1) the matter
`
`must be properly pleaded as an affirmative defense; (2) the matter must be
`
`adequately pleaded under the requirements of Federal Rules of Civil Procedure 8 and
`
`9; and (3) the matter must withstand a Rule 12(b)(6) challenge.” Sarkis’ Café, Inc. v.
`
`Sarks in the Park, LLC, 55 F. Supp. 3d 1034, 1039 (N.D. Ill. 2014). Bare legal
`
`conclusions are insufficient and must be stricken. Heller, 883 F.2d at 1294–95
`
`(granting motion to strike affirmative defenses where defendants omitted any short
`
`and plain statement of facts and failed to allege necessary elements of a claim). A
`
`majority of district court decisions in this circuit apply the pleading standards set
`
`forth in Bell Atl. Corp. v. Twombly, 550 U.S. 544 (2007), and Ashcroft v. Iqbal, 556
`
`U.S. 662 (2009), to affirmative defenses, and this Court will do so as well. See Maui
`
`Jim, Inc. v. SmartBuy Guru Enters., 286 F. Supp. 3d 926, 938 (N.D. Ill. 2019)
`
`(collecting cases).
`
`A.
`
`Timeliness
`
`DISCUSSION
`
`Under Rule 12(f), a party seeking to strike an affirmative defense must file a
`
`motion within 21 days of being served with the challenged pleading. Fed. R. Civ. P.
`
`12(f)(2). Octapharma filed its Answer on February 3, 2020, meaning Crumpton’s
`
`deadline to move to strike an affirmative defense was February 24, 2020. (Dkt. 16).
`
`However, the Court issued a stay pending the Seventh Circuit’s decision regarding
`
`standing in Bryant v. Compass Grp., No. 20-1443 on February 13, 2020. (Dkt. 21).
`
`This stay was lifted on May 8, 2020. (Dkt. 31). Accounting for the 9 days elapsed
`
`
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`Page 4 of 15
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`prior to the February 13th stay, the new deadline for Crumpton to move to strike was
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`May 21, 2020. Crumpton filed the present motion to strike on May 28, 2020. (Dkt.
`
`36 at1). However, in response to the ongoing COVID-19 pandemic, the Northern
`
`District of Illinois issued a series of General Orders extending “all deadlines [in civil
`
`cases], whether set by the court or by the Rules of Civil Procedure or Local Rules.”
`
`See Amended General Order 20-0012 dated March 16, 2020 (extending all deadlines
`
`by 21 days); Second Amended General Order 20-0012 dated March 30, 2020
`
`(extending all deadlines by an additional 28 days); Third Amended General Order
`
`dated April 24, 2020 (extending all deadlines by an additional 28 days).
`
`Even imagining Crumpton’s motion to strike was untimely, Rule 12 empowers
`
`a court to act on its own to strike insufficient defenses. Fed. R. Civ. P. 12(f)(1). A
`
`court acting under Rule 12(f)(1) has the discretion “to consider a motion to strike at
`
`any point in a case” when the court’s attention “was prompted by an untimely filed
`
`motion.” Williams v. Jader Fuel Co., 944 F.2d 1388, 1399 (7th Cir. 1991). This Court
`
`therefore addresses the merits of Crumpton’s motion.
`
`B.
`
`First Affirmative Defense: Preemption
`
`Preemption, rooted in the Supremacy Clause, recognizes Congress’s power to
`
`preempt or invalidate state laws through federal legislation. Oneok, Inc. v. Learjet,
`
`Inc., 575 U.S. 373, 376–77 (2015). Congress may do so expressly in the statutory
`
`language or implicitly through conflict preemption or field preemption. Id.
`
`Congressional purpose “is the ultimate touchstone in every preemption case” and
`
`courts presume state police power has not been preempted. Medtronic, Inc. v. Lohr,
`
`
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`Case: 1:19-cv-08402 Document #: 58 Filed: 01/19/21 Page 6 of 15 PageID #:438
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`518 U.S. 470, 485 (1996). Here, Octapharma argues express, conflict, and field
`
`preemption all apply and bar the claims against it under BIPA. (Dkt. 45 at 8–13).
`
`1.
`
`Express Preemption
`
`Express preemption exists when Congress “declares its intention to preempt
`
`state regulation through a direct statement in the text of federal law.” C.Y.
`
`Wholesale, Inc. v. Holcomb, 965 F.3d 541, 546 (7th Cir. 2020) (quoting Fifth Third
`
`Bank ex rel. Trust Officer v. CSX Corp., 415 F.3d 741, 745 (7th Cir. 2015)).
`
`Octapharma argues the Medical Device Amendments of 1976 (“MDA”) applies to
`
`Octapharma’s donor management software system (“DMS”) and plasmapheresis
`
`device (“PCS”) and expressly preempts BIPA. (Dkt. 45 at 9–11). The MDA includes
`
`an express preemption provision that states:
`
`No State . . . may establish or continue in effect with respect to a
`device intended for human use any requirement: (1) which is different
`from, or in addition to, any requirement applicable under this chapter
`to the device, and (2) which relates to the safety or effectiveness of the
`device or to any other matter included in a requirement applicable to
`the device under this chapter.
`
`
`21 U.S.C. § 360k(a) (emphasis added). While the MDA regulates medical devices,
`
`BIPA regulates “private entit[ies] in possession of biometric identifiers or biometric
`
`information”, in this instance, Octapharma. 740 ILCS 14/15. BIPA imposes no
`
`requirements upon Octapharma’s DMS or PCS, only upon Octapharma itself.
`
`Moreover, BIPA’s requirements are only triggered by the collection of biometric
`
`identifiers, which the MDA does not mandate. Express preemption is inapplicable.
`
`
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`Page 6 of 15
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`Case: 1:19-cv-08402 Document #: 58 Filed: 01/19/21 Page 7 of 15 PageID #:439
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`2.
`
`Conflict Preemption
`
`To establish conflict preemption, Octapharma “must show either that it would
`
`be ‘impossible’ . . . to comply with both state and federal law or that state law . . .
`
`constitutes an ‘obstacle’ to satisfying the purpose and objectives of Congress.” C.Y.
`
`Wholesale, Inc., 965 F.3d at 546 (quoting Nelson v. Great Lakes Educ. Loan Servs.,
`
`Inc., 928 F.3d 639, 650 (7th Cir. 2019)). Octapharma bears the burden of
`
`demonstrating that applying BIPA would do “‘major damage’ to clear and substantial
`
`federal interests.” Id. (citing Patriotic Veterans, Inc. v. Indiana, 736 F.3d 1041, 1049
`
`(7th Cir. 2013)). Absent “the clear and manifest purpose of Congress,” courts should
`
`not find conflict preemption. Id. (quoting Arizona v. U.S., 567 U.S. 387, 400 (2012)).
`
`Octapharma points to no federal statute or regulation incompatible with
`
`simultaneous compliance with BIPA. BIPA applies only when an entity collects
`
`biometric information; the FDCA does not require Octapharma to collect or use
`
`biometric information. See, e.g., Marsh and Hilson v. CSL Plasma, Inc., No. 19 C
`
`6700, 2020 WL 7027720, at *5 (N.D. Ill. Nov. 30, 2020). Although the FDCA does
`
`require screening procedures for identity, it does not prescribe an exclusive or
`
`preferred method. 80 Fed. Reg. 29, 869 (May 22, 2015) (“[W]e have not specified the
`
`means of establishing proof. We believe that photographic identification, a valid
`
`driver’s license, valid biometric means, or other means can be useful in establishing
`
`the donor’s identity.”). Octapharma’s decision to use biometric information, or
`
`assessment that such a method is superior to the alternatives, does not alter the fact
`
`that it is not required by federal law. (Dkt. 45 at 12). Octapharma may satisfy both
`
`
`
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`federal law and BIPA by using an alternate method of proving donor identity.
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`Conflict preemption, then, does not apply.
`
`3.
`
`Field Preemption
`
`“Field preemption is rare.” Nelson, 928 F.3d at 651. Field preemption occurs
`
`“when federal law occupies a ‘field’ of regulation ‘so comprehensively that it has left
`
`no room for supplementary state legislation.” Id. at 651–52 (quoting Int’l Ass’n of
`
`Machinists Dist. Ten v. Allen, 904 F.3d 490, 498 (7th Cir. 2018)). The FDA “did not
`
`intend its regulation to be exclusive” in the plasma-donation industry. Hillsborough
`
`County, Fla. v. Automated Med. Labs., Inc., 471 U.S. 707, 714 (1985) (citing 38 Fed.
`
`Reg. 19365 (1973) (“These regulations are not intended to usurp the power of State
`
`or local authorities to regulate plasmapheresis procedures in their localities.”)). The
`
`FDA’s statement is “dispositive on the question of implicit intent to pre-empt unless
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`either the agency’s position is inconsistent with clearly expressed congressional
`
`intent . . . or subsequent developments reveal a change in that position.” Id. at 714–
`
`15. Octapharma’s cursory reference to the FDA’s health and safety-based goals and
`
`observation that BIPA is “wholly distinct from plasmapheresis regulation” falls short
`
`of altering the scope of the FDCA as expressed by the FDA. (Dkt. 45 at 7–8; 11–12).
`
`Octapharma has not demonstrated that Congress occupied the entire field of either
`
`the plasma donation industry or biometric privacy such that BIPA is preempted.
`
`Field preemption is inapplicable.
`
`Crumpton’s motion to strike Octapharma’s First Affirmative Defense is
`
`granted with prejudice.
`
`
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`Page 8 of 15
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`Case: 1:19-cv-08402 Document #: 58 Filed: 01/19/21 Page 9 of 15 PageID #:441
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`C.
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`Second Affirmative Defense: Octapharma is Excepted from BIPA
`
`Octapharma’s Second Affirmative Defense is that it is excepted from BIPA
`
`because its records are subject to HIPAA, the biometric identifiers are collected in a
`
`“health care setting” and “collected, used, or stored for health care treatment”, and
`
`are used to “validate scientific testing or screening”. (Dkt. 16 at 31–32 ¶¶ 57–60; Dkt.
`
`45 at 13–16).
`
`1.
`
`Subject to HIPAA
`
`Under BIPA, biometric identifiers do not include “information collected, used,
`
`or stored for health care treatment, payment, or operations under the federal Health
`
`Insurance Portability and Accountability Act of 1996.” 740 ILCS 14/10. Octapharma
`
`argues that, because it is a licensed clinical laboratory under the Clinical Laboratory
`
`Improvements Act (“CLIA”) and Illinois’s Laboratory and Blood Bank Act (“Illinois
`
`Laboratory Act”), it “may be required to disclose its laboratory testing results of a
`
`donor subject to HIPAA.” (Dkt. 45 at 15–16). At the outset, Crumpton seeks to
`
`judicially estop Octapharma from forwarding this argument. (Dkt. 43 at 10). Judicial
`
`estoppel is a common-law doctrine that prohibits a party from asserting a claim in a
`
`legal proceeding that is inconsistent with a claim taken by that party in a previous
`
`proceeding. New Hampshire v. Maine, 532 U.S. 742, 749 (2001). The doctrine makes
`
`litigants “‘choose one position irrevocably,’” thereby “‘rais[ing] the cost of lying.’”
`
`Cannon-Stokes v. Potter, 453 F.3d 446, 448 (7th Cir. 2006) (quoting Chaveriat v.
`
`Williams Pipe Line Co., 11 F.3d 1420, 1428 (7th Cir. 1993)). Courts invoke the
`
`doctrine at their discretion, and the “circumstances under which [it] may be invoked
`
`
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`Page 9 of 15
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`

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`are probably not reducible to any general formulation of principle.” New Hampshire,
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`532 U.S. at 749. Courts generally assess three factors to determine whether applying
`
`judicial estoppel is appropriate. First, the party’s later position must be “clearly
`
`inconsistent” with its previous position. Id. at 750. Second, courts consider whether
`
`the party succeeded in persuading a court to accept its earlier position, “so that
`
`judicial acceptance of an inconsistent position in a later proceeding would create ‘the
`
`perception that either the first or the second court was mislead.’” Id. (quoting
`
`Edwards v. Aetna Life Ins. Co., 690 F.2d 565 (6th Cir. 1982)). Third, courts consider
`
`“whether the party seeking to assert an inconsistent position would derive an unfair
`
`advantage or impose an unfair detriment on the opposing party if not estopped.” Id.
`
`Octapharma’s current position with respect to the applicability of HIPAA
`
`regulations is not “clearly inconsistent” with positions adopted in other cases.
`
`Octapharma’s argument is distinct from its position on motion to dismiss in Levorsen
`
`v. Octapharma Plasma, Inc., an action under Title III of the Americans with
`
`Disabilities Act (“ADA”) in which Octapharma contested whether it was a “place of
`
`public accommodation” under the ADA. No. 2:12-cv-325, Dkt. 10 at 3. In Levorsen,
`
`Octapharma argued it was not a “professional office of a health care provider” under
`
`the ADA because “plasma donation centers do not provide ‘health care services’ and
`
`its donors are not ‘patients.’” Id., Dkt. 10 at 8. The “plasma donation centers are
`
`exempt from HIPAA requirements” language Crumpton identifies is plucked from a
`
`parenthetical in service of this point about Octapharma’s status as a health care
`
`
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`Page 10 of 15
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`Case: 1:19-cv-08402 Document #: 58 Filed: 01/19/21 Page 11 of 15 PageID #:443
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`provider. Id., Dkt. 10 at 8. Octapharma is not estopped from making its HIPAA
`
`argument.
`
`Octapharma’s Second Affirmative Defense inadequately pleads a connection
`
`between collecting a biometric template from donors on the front end and how that
`
`template is “collected, used, or stored for health care treatment, payment, or
`
`operations under [HIPAA].” 740 ILCS 14/10. Octapharma’s claim that it is subject
`
`to the CLIA and the Illinois Laboratory Act which are, in turn, subject to HIPAA does
`
`not elucidate the matter. (Dkt. 16 at 31 ¶ 60). First, it is unclear that the Illinois
`
`Laboratory Act is subject to HIPAA. Other than borrowing a few definitions from
`
`HIPAA, the Illinois Laboratory Act merely provides that “laboratory test results may
`
`be reported or transmitted to: . . . (3) an electronic health information exchange for
`
`the purposes of transmitting, using, or disclosing clinical laboratory test results in
`
`any manner required or permitted by HIPAA.” 210 ILCS 25/7-102(a)(3) (emphasis
`
`added); see also 210 ILCS 25/2-134–37. This provision is permissive, not compulsory.
`
`Second, Octapharma does not explain how the fact that its compliance under CLIA
`
`with respect to its records extends to biometric templates collected from donors for
`
`identification. (Dkt. 43 at 15–16). With respect to Octapharma’s argument that it is
`
`subject to HIPAA and thus exempt from BIPA, Crumpton’s motion to strike the
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`Second Affirmative Defense is granted without prejudice.
`
`2.
`
`“Patient” in a “Health Care Setting”
`
`BIPA does not apply to “information captured from a patient in a health care
`
`setting.” 740 ILCS 14/10. Crumpton seeks to estop Octapharma from arguing the
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`
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`Page 11 of 15
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`biometric identifiers it collects fall within this exception because they are collected
`
`along with medical information provided by a donor. (Dkt. 43 at 11–12; Dkt. 45 at
`
`13). Here, Octapharma makes an argument regarding the scope of BIPA’s statutory
`
`text. This position is not inconsistent with Octapharma’s arguments in either
`
`Levorsen or Maley v. Octapharma Plasma, Inc., another case arising under the ADA
`
`in which Octapharma argued it was not a place of public accommodation. See No. 12-
`
`13892, Dkt. 6 at 8–9. In both Levorsen and Maley, Octapharma argued it was not a
`
`health care provider under the ADA. See Levorsen, No. 2:12-cv-325, Dkt. 10 at 8 (“[A]
`
`plasma collection center is not a ‘health care provider’ as a matter of federal law.”)
`
`(emphasis added); Maley, No. 12-13892, Dkt. 6 at 11. Crumpton has not identified
`
`any position regarding the scope of the BIPA exception, which Octapharma contends
`
`does not track HIPAA’s Privacy Rule definitions, which justify judicial estoppel. (Dkt.
`
`45 at 13–14).
`
`The crux of this argument is twofold: donors are “patients” and Octapharma
`
`collects the fingerprint templates “in a health care setting.” Leaving aside the
`
`ultimate merit of the argument, Octapharma plead sufficient facts to survive a
`
`motion to strike. BIPA does not define the term “patient” and Crumpton does not
`
`offer a definition, relying instead upon the semantic distinction between donors and
`
`patients in the Answer. (Dkt. 16 at 15 ¶ 1, 16 ¶ 6, 22 ¶ 12). Absent guidance from
`
`the Illinois legislature or the briefing, the common definition of the term “patient”
`
`controls: An “individual awaiting or under medical care and treatment” or “the
`
`recipient of any of various personal services.” Merriam Webster, “Patient”,
`
`
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`Page 12 of 15
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`https://merriam-webster.com/dictionary/patient (last visited January 4, 2020).
`
`Octapharma alleges it assesses the donor’s “health vitals and characteristic,”
`
`conducts initial and annual “head-to-toe physical examination[s],” provides
`
`counseling “for vital results that are repeatedly out-of-limit,” and, when appropriate,
`
`“provides documentation, including copies of [] test results, so that the donor can take
`
`the information to their physician.” (Dkt. 45-1 ¶¶ 14, 37, 39, 47, 70). Crumpton has
`
`not demonstrated beyond a reasonable doubt that Octapharma can prove no set of
`
`facts indicating donors are also patients under BIPA. See, e.g., Mittelstaedt, No. 12
`
`C 5131, 2012 WL 6188548, at *2.
`
`Neither does BIPA define the term “health care.” The disjunctive “or”
`
`separating the “health care setting” and “information collected, used, or stored for
`
`health care treatment” clauses of the exception render the HIPAA Privacy Rule
`
`definitions uninstructive. 740 ILCS 14/10. For want of other guidance, the common
`
`meaning of “health care” as “efforts made to maintain or restore physical, mental, or
`
`emotional well-being especially by trained and licensed professionals[]” applies.
`
`Merriam Webster, “Health Care”, https://merriam-webster.com/dictioanry/health-
`
`care (last visited January 4, 2020). From this definition, it is not clear that the donor
`
`must be the beneficiary of such efforts for the donation to take place in a “health care
`
`setting.” Octapharma alleges the fingerprint templates are collected along with the
`
`donor’s medical information, including their personal health history and health-
`
`affecting conduct. (Dkt. 45-1 ¶¶ 14–15, 24–28). A medical screener takes the donor’s
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`vials and, if the results are “repeatedly out-of-limits”, a physician substitute counsels
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`the donor. (Dkt. 45-1 ¶ 39). Donors also receive a “head-to-toe physical examination”
`
`by a Medical Director of physician substitute. (Dkt. 45-1 at 42, 47–48). Finally, the
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`donor’s blood and plasma are tested for “relevant transfusion-transmitted infections”
`
`and, should a test yield a positive result, Octapharma contacts the donor, requests
`
`the donor return to the facility where they are counseled by a Medical Director or
`
`physician substitute and provided documentation, “including copies of the test
`
`results, so that the donor can take the information to their physician.” (Dkt. 45-1
`
`¶¶ 67–70). These allegations are sufficient to survive a motion to strike. With respect
`
`to Octapharma’s argument the biometric identifiers are “captured from a patient in
`
`a health care setting,” Crumpton’s motion to strike is denied.
`
`3.
`
`“Validates Scientific Testing or Screening”
`
`Under BIPA, biometric identifiers do not include:
`
`[A]n X-ray, roentgen process, computed tomography, MRI, PET scan,
`mammography, or other image or file of the human anatomy used to
`diagnose, prognose, or treat an illness or other medical condition or to
`further validate scientific testing or screening.
`
`740 ILCS 14/10. Octapharma argues the fingerprint templates fall under this
`
`exception because they are “collected to validate the donor’s identity for the medical
`
`screening and the ‘scientific testing’ of their blood and plasma” and serves to “‘further
`
`validate’ those processes and donor’s test results.” (Dkt. 45 at 16). Ultimately,
`
`Octapharma’s allegations amount to the biometric templates are used to “ensure the
`
`positive identification of [] donors” and associate donors with their medical records.
`
`(Dkt. 45-1 ¶¶ 17–19).
`
` Octapharma does not allege the biometric identifiers
`
`themselves are integral to screening or testing the donor or their plasma or blood for
`
`
`
`Page 14 of 15
`
`

`

`Case: 1:19-cv-08402 Document #: 58 Filed: 01/19/21 Page 15 of 15 PageID #:447
`
`any condition or disease. Moreover, validating donor identity is not the same as
`
`validating the underlying testing or screening.
`
`With respect to Octapharma’s argument that the fingerprint templates are
`
`used to validate medical screening and scientific testing and thus exempt from BIPA,
`
`Crumpton’s motion to strike the Second Affirmative Defense is granted without
`
`prejudice.
`
`CONCLUSION
`
`
`
`For the foregoing reasons, Crumpton’s Motion to Strike Defendant’s First and
`
`Second Affirmative Defenses is granted in part and denied in part. (Dkt. 43).
`
`Octapharma’s First Affirmative Defense, as well as its arguments within the Second
`
`Affirmative Defense that it is subject to HIPAA and that the biometric templates are
`
`used to validate medical screening and scientific testing, are stricken. To the extent
`
`Octapharma argues within the Second Affirmative Defense the biometric templates
`
`are obtained from patients in a health care setting, Crumpton’s Motion to Strike
`
`Defendant’s First and Second Affirmative Defense is denied.
`
`
`
`The Court grants Octapharma leave to amend its Answer consistent with this
`
`Opinion, if possible, within 21 days of the filing of this Opinion.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Date: January 19, 2021
`
`
`
`
`
`
`
`
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`
`
`____________________________________
`Virginia M. Kendall
`United States District Judge
`
`
`
`Page 15 of 15
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`

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