`
`IN THE UNITED STATES DISTRICT COURT
`SOUTHERN DISTRICT OF ILLINOIS
`
`Plaintiffs,
`
`JAMES HEMKER and JUDITH HEMKER,
`
`
`
`v.
`
`SYNGENTA CROP PROTECTION LLC,
`SYNGENTA AG, and
`CHEVRON U.S.A., INC.,
`
`
`
`Defendants.
`
`Case No. 3:21‐cv‐00211
`
`
`
` JURY TRIAL DEMANDED
`
`
`COMPLAINT
`
`Plaintiffs, JAMES HEMKER and JUDITH HEMKER, complaining of Defendants,
`
`SYNGENTA CROP PROTECTION LLC, SYNGENTA AG, and CHEVRON U.S.A.,
`
`INC., state:
`
`I.
`
`Summary of the case
`
`1.
`
`Paraquat is a synthetic chemical compound1 that since the mid‐1960s has
`
`been developed, registered, manufactured, distributed, sold for use, and used as an
`
`active ingredient in herbicide products (“paraquat products”) developed, registered,
`
`formulated, distributed, and sold for use in the United States (“U.S.”), including the
`
`State of Illinois (“Illinois”).
`
`
`1 Paraquat dichloride (EPA Pesticide Chemical Code 061601) or paraquat methosulfate (EPA Pesticide
`Chemical Code 061602).
`
`
`
`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 2 of 69 Page ID #2
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`2.
`
`From approximately May 1964 through approximately June 1981, Imperial
`
`Chemical Industries Limited (“ICI Limited”) and certain ICI Limited subsidiaries,2 and
`
`from approximately June 1981 through approximately September 1986, Imperial
`
`Chemical Industries PLC (“ICI PLC”) and certain ICI PLC subsidiaries, each of which
`
`was a predecessor3 of Defendant SYNGENTA AG (“SAG”) and/or Defendant
`
`SYNGENTA CROP PROTECTION LLC (“SCPLLC”), were engaged, directly, acting in
`
`concert with each other, and/or acting in concert with Chevron Chemical Company,
`
`previously known as California Chemical Company (“CHEVRON”), in the business of
`
`developing, registering, manufacturing, distributing, and selling paraquat for use as an
`
`active ingredient in paraquat products, and developing, registering, formulating, and
`
`distributing paraquat products, for sale and use in the U.S., including Illinois (“the U.S.
`
`paraquat business”).
`
`3.
`
`From approximately May 1964 through approximately September 1986,
`
`CHEVRON, a predecessor of Defendant CHEVRON U.S.A., INC. (“CUSA”), was
`
`
`2 As used in this Complaint, “subsidiary” means a corporation or other business entity’s wholly‐owned
`subsidiary that is or formerly was engaged in the U.S. paraquat business directly or acting in concert with
`others.
`3 As used in this Complaint, “predecessor” means a corporation or other business entity or subsidiary
`thereof, to which a Defendant is a successor by merger, continuation of business, or assumption of
`liabilities, that formerly was engaged in the U.S. paraquat business directly or acting in concert with
`others.
`
`2
`
`
`
`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 3 of 69 Page ID #3
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`engaged, directly and/or acting in concert with ICI,4 in all aspects of the U.S. paraquat
`
`business.
`
`4.
`
`Between approximately May 1964 and approximately September 1986, ICI
`
`manufactured and sold to CHEVRON paraquat (“ICI‐CHEVRON paraquat”) for use by
`
`CHEVRON, and others to which CHEVRON distributed it, as an active ingredient in
`
`paraquat products that CHEVRON and others formulated and distributed for sale and
`
`use in the U.S., including Illinois (“ICI‐CHEVRON paraquat products”).
`
`5.
`
`From approximately September 1986 through the present, ICI PLC and
`
`certain ICI PLC subsidiaries (including predecessors of SCPLLC) initially, then other
`
`SAG predecessors and certain subsidiaries of each (including predecessors of SCPLLC),
`
`and most recently SAG and certain SAG subsidiaries (including SCPLLC), have been
`
`engaged, directly and/or acting in concert with each other, in all aspects of the U.S.
`
`paraquat business.
`
`6.
`
`From approximately September 1986 through the present, ICI PLC and
`
`certain ICI PLC subsidiaries (including predecessors of SCPLLC) initially, then other
`
`SAG predecessors and certain subsidiaries of each (including predecessors of SCPLLC),
`
`and most recently SAG and certain SAG subsidiaries (including SCPLLC), have
`
`manufactured paraquat (“ICI‐SYNGENTA paraquat”) for their own use, and for use by
`
`
`4 As used in this Complaint, “ICI” means ICI Limited and various ICI Limited subsidiaries through
`approximately June 1981 and ICI PLC and various ICI PLC subsidiaries thereafter.
`
`3
`
`
`
`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 4 of 69 Page ID #4
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`others to which they distributed it, as an active ingredient in paraquat products that
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`SCPLLC and its predecessors and others have distributed for sale and use in the U.S.,
`
`including Illinois (“ICI‐SYNGENTA paraquat products”).
`
`7.
`
`Plaintiff JAMES HEMKER purchased and used in Illinois ICI‐CHEVRON
`
`paraquat products and/or ICI‐SYNGENTA paraquat products (collectively,
`
`“Defendants’ paraquat products”).
`
`8.
`
`Plaintiff JAMES HEMKER used Defendants’ paraquat products regularly
`
`and frequently over a period of many years.
`
`9.
`
`Plaintiff JAMES HEMKER suffers from Parkinson’s disease caused by
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`many years of regular, frequent, prolonged exposure to paraquat from Defendants’
`
`paraquat products, and Plaintiff JUDITH HEMKER has suffered losses of the services
`
`and consortium of Plaintiff JAMES HEMKER as a result of his illness.
`
`10.
`
`Plaintiffs bring this case to recover from Defendants, under the following
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`alternative theories of liability, compensation for injuries and damages caused by the
`
`exposure of Plaintiff JAMES HEMKER to paraquat from Defendants’ paraquat
`
`products, plus costs of suit: strict product liability—design defect; strict product
`
`liability—failure to warn; negligence and willful and wanton conduct; public nuisance;
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`violation of the Illinois Consumer Fraud and Deceptive Business Practices Act; and
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`breach of the implied warranty of merchantability. Plaintiffs also seek punitive damages
`
`4
`
`
`
`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 5 of 69 Page ID #5
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`under Illinois common law and punitive damages and reasonable attorney’s fees under
`
`the Illinois Consumer Fraud and Deceptive Business Practices Act.
`
`II.
`
`Parties
`
`A.
`
`11.
`
`Plaintiffs
`
`Plaintiffs JAMES HEMKER and JUDITH HEMKER are husband and wife
`
`and citizens of the State of Illinois. Plaintiffs reside in the Village of Bartelso in Clinton
`
`County, Illinois.
`
`B.
`
`12.
`
`Defendants
`
`SCPLLC is a Delaware limited liability company with its principal place of
`
`business in Greensboro, North Carolina. SCPLLC is a wholly‐owned subsidiary of
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`Defendant SAG.
`
`13.
`
`SAG is a foreign corporation with its principal place of business in Basel,
`
`Switzerland.
`
`14.
`
`CUSA is a Pennsylvania corporation with its principal place of business in
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`San Ramon, California.
`
`III.
`
`Subject matter jurisdiction
`
`15.
`
`This Court has subject matter jurisdiction over this action because
`
`diversity jurisdiction exists under 28 U.S.C. § 1332(a)(3).
`
`5
`
`
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`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 6 of 69 Page ID #6
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`16.
`
`The matter in controversy exceeds the sum or value of $75,000, exclusive
`
`of interest and costs, because each Plaintiff seeks an amount that exceeds this sum or
`
`value on each of his or her claims against each Defendant.
`
`17.
`
`Complete diversity exists because this is an action between citizens of
`
`different states in which a citizen or subject of a foreign state is an additional party, in
`
`that:
`
`a.
`
`b.
`
`c.
`
`d.
`
`Plaintiffs are citizens of the State of Illinois;
`
`SCPLLC is a citizen of the States of Delaware and North Carolina;
`
`CUSA is a citizen of the States of Pennsylvania and California; and
`
`SAG is a citizen or subject of the nation of Switzerland.
`
`IV.
`
`Personal jurisdiction
`
`18.
`
`This Court has personal jurisdiction over each of the Defendants in this
`
`diversity case because a state court in the State of Illinois would have such jurisdiction
`
`under 735 ILCS 5/2‐209, in that:
`
`a.
`Over a period of two (Chevron) to six (Syngenta) decades, each
`Defendant and/or its predecessor(s), together with those with whom they were
`acting in concert, manufactured paraquat for use as an active ingredient in
`paraquat products, distributed paraquat to formulators of paraquat products,
`formulated paraquat products, marketed paraquat products to the Illinois
`agricultural community, and/or distributed paraquat products, intending that
`such products regularly would be, and knowing they regularly were, sold and
`used in the State of Illinois;
`
`b.
`Plaintiffs’ claims against each Defendant arise out of these contacts
`between the Defendant and/or its predecessor(s), together with those with whom
`they were acting in concert, with the State of Illinois; and
`
`6
`
`
`
`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 7 of 69 Page ID #7
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`c.
`These contacts between each Defendant and/or its predecessors,
`together with those with whom they were acting in concert, and the State of
`Illinois, were so regular, frequent, and sustained as to provide fair warning that
`it might be hauled into court there, such that requiring it to defend this action in
`the State of Illinois does not offend traditional notions of fair play and substantial
`justice.
`
`V.
`
`Venue
`
`19.
`
`Venue is proper in this district under 28 U.S.C. § 1391(b) because a
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`substantial part of the events or omissions giving rise to the claim occurred in this
`
`district, in that Plaintiffs’ claims arise from injuries caused by the exposure of Plaintiff
`
`JAMES HEMKER to paraquat from paraquat products that were distributed and sold
`
`for use in this district, were purchased or purchased for use in this district, and were
`
`being used in this district when the exposures that caused the injuries occurred.
`
`VI. Allegations common to all causes of action
`
`A.
`
`Defendants and their predecessors
`
`1.
`
`Syngenta Crop Protection LLC and Syngenta AG
`
`20.
`
`SAG is the successor in interest to the crop‐protection business of each of
`
`its predecessors, AstraZeneca PLC (“AstraZeneca”), Zeneca Group PLC (“Zeneca
`
`Group”), ICI PLC, ICI Limited, and Plant Protection Limited (“PP Limited”) and their
`
`respective crop‐protection subsidiaries (collectively, “SAG’s predecessors”), in that:
`
`a.
`SAG, and each of SAG’s predecessors, was the result of a corporate
`name change by, de facto consolidation or merger of, or mere continuation of, its
`immediate predecessor(s); and/or
`
`7
`
`
`
`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 8 of 69 Page ID #8
`
`b.
`SAG has expressly or impliedly agreed to assume any liability on
`claims arising from the historical operation of the crop‐protection business of
`each of SAG’s predecessors.
`
`21.
`
`SCPLLC is the successor in interest to the crop‐protection business of each
`
`of its predecessors, Syngenta Crop Protection, Inc. (“SCPI”), Zeneca Ag Products, Inc.
`
`(“Zeneca Ag”), Zeneca, Inc. (“Zeneca”), ICI Americas, Inc. (“ICIA”), ICI United States,
`
`Inc. (“ICI US”), and ICI America Inc. (“ICI America”) (collectively, “SCPLLC’s
`
`predecessors”), in that:
`
`a.
`SCPLLC, and each of SCPLLC’s predecessors, was the result of a
`corporate name change by, de facto consolidation or merger of, or mere
`continuation of, its immediate predecessor(s); and/or
`
`b.
`SCPLLC has expressly or impliedly agreed to assume any liability
`on claims arising from the historical operation of the crop‐protection business of
`each of SCPLLC’s predecessors.
`
`22. At all relevant times, SCPLLC, SCPI, Zeneca Ag, Zeneca, ICIA, ICI US,
`
`and/or ICI America was a wholly‐owned U.S. crop‐protection subsidiary of SAG or a
`
`predecessor of SAG.
`
`23. At all relevant times, PP Limited was a wholly‐owned U.K. crop‐
`
`protection subsidiary of ICI Limited, an unincorporated division of ICI Limited, or an
`
`unincorporated division of ICI PLC.
`
`24. At all relevant times, SAG and its predecessors exercised a degree of
`
`control over their crop‐protection subsidiaries so unusually high that these subsidiaries
`
`were their agents or alter egos.
`
`8
`
`
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`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 9 of 69 Page ID #9
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`2.
`
`Chevron U.S.A., Inc.
`
`25.
`
`CUSA is the successor in interest to CHEVRON’s crop‐protection
`
`business, in that it has expressly assumed any liability on claims arising from the
`
`historical operation of that business.
`
`B.
`
`26.
`
`Defendants’ and their predecessors’ involvement in the U.S. paraquat
`business
`
`ICI Limited discovered the herbicidal properties of paraquat in the mid‐
`
`1950s; developed herbicide formulations containing paraquat as an active ingredient in
`
`the early 1960s; and produced the first commercial paraquat formulation, which it
`
`registered it in England and introduced in certain markets under the brand name
`
`GRAMOXONE®, in 1962.
`
`27.
`
`ICI Limited was awarded a U.S. patent on herbicide formulations
`
`containing paraquat as an active ingredient in 1962.
`
`28.
`
`In May 1964, ICI Limited, PP Limited, and CHEVRON entered into an
`
`agreement for the distribution of paraquat in the U.S. and the licensing of certain
`
`paraquat‐related patents, trade secrets, and other intellectual property (“paraquat
`
`licensing and distribution agreement”).
`
`29. As a result of the May 1964 paraquat licensing and distribution
`
`agreement, paraquat became commercially available for use in the U.S. in or about 1965.
`
`9
`
`
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`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 10 of 69 Page ID #10
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`30.
`
`In April 1975, ICI Limited, ICI US, and CHEVRON entered into a new
`
`paraquat licensing and distribution agreement that superseded the May 1964
`
`agreement.
`
`31.
`
`In November 1981, ICIA, CHEVRON, and ICI PLC entered into a new
`
`paraquat licensing and distribution agreement, effective January 1982, which
`
`superseded in part and amended in part the April 1975 agreement.
`
`32.
`
`From approximately May 1964 through approximately September 1986,
`
`pursuant to these paraquat licensing and distribution agreements, ICI and CHEVRON
`
`acted in concert in all aspects of the U.S. paraquat business.
`
`33.
`
`In September 1986, ICI and CHEVRON entered into an agreement
`
`terminating their paraquat licensing and distribution agreement.
`
`34. Under the September 1986 termination agreement, ICI paid CHEVRON
`
`for the early termination of CHEVRON’s rights under their paraquat licensing and
`
`distribution agreement.
`
`35. Although the September 1986 termination agreement gave ICI the right to
`
`buy, or exchange for ICI‐labeled paraquat products, CHEVRON‐labeled paraquat
`
`products that CHEVRON had already sold to its distributors, CHEVRON‐labeled
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`paraquat products continued to be sold for use in the U.S. after this agreement for some
`
`period of time unknown to Plaintiffs.
`
`10
`
`
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`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 11 of 69 Page ID #11
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`36.
`
`SAG, SAG’s predecessors, and subsidiaries of SAG and its predecessors
`
`(collectively, “SYNGENTA”), have at all relevant times manufactured more paraquat
`
`used as an active ingredient in paraquat products formulated and distributed for sale
`
`and use in the U.S., including Illinois, than all other paraquat manufacturers combined.
`
`37.
`
`From the mid‐1960s through at least 1986, SYNGENTA (as ICI) was the
`
`only manufacturer of paraquat used as an active ingredient in paraquat products
`
`formulated and distributed for sale and use in the U.S., including Illinois.
`
`38.
`
`From approximately September 1986 through the present, SYNGENTA
`
`has:
`
`a.
`manufactured paraquat for use as an active ingredient in paraquat
`products formulated and distributed for sale and use in the U.S., including
`Illinois;
`
`b.
`distributed paraquat for use as an active ingredient in paraquat
`products formulated and distributed for sale and use in the U.S., including
`Illinois;
`
`c.
`formulated paraquat products distributed for sale and use in the
`U.S., including Illinois; and
`
`d.
`distributed paraquat products for sale and use in the U.S.,
`including Illinois.
`
`C.
`
`The use of paraquat products and Defendants’ knowledge thereof
`
`39. Defendants’ paraquat products have been used in the U.S. to kill broadleaf
`
`weeds and grasses before the planting or emergence of more than 100 field, fruit,
`
`vegetable, and plantation crops, to control weeds in orchards, and to desiccate (dry)
`
`plants before harvest. At all relevant times, the use of Defendants’ paraquat products
`
`11
`
`
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`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 12 of 69 Page ID #12
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`for these purposes was intended or directed by or reasonably foreseeable to, and was
`
`known to or foreseen by, SYNGENTA and CHEVRON.
`
`40. Defendants’ paraquat products were commonly used multiple times per
`
`year on the same ground, particularly when used to control weeds in orchards and in
`
`farm fields where multiple crops are planted in the same growing season or year. At all
`
`relevant times, the use of Defendants’ paraquat products in this manner was intended
`
`or directed by or reasonably foreseeable to, and was known to or foreseen by,
`
`SYNGENTA and CHEVRON.
`
`41. Defendants’ paraquat products were typically sold to end users in the
`
`form of liquid concentrates that were then diluted with water in the tank of a sprayer
`
`and applied by spraying the diluted product onto target weeds. At all relevant times,
`
`the use of Defendants’ paraquat products in this manner was intended or directed by or
`
`reasonably foreseeable to, and was known to or foreseen by, SYNGENTA and
`
`CHEVRON.
`
`42. Defendants’ paraquat products were typically formulated with a
`
`surfactant or surfactants, and/or a surfactant, surfactant product, or “crop oil,” which
`
`typically contains one or more surfactants, was commonly added by users of
`
`Defendants’ products, to increase the ability of paraquat to stay in contact with and
`
`penetrate the leaves of target plants and enter plant cells. At all relevant times, the
`
`use of Defendants’ paraquat products as so formulated and/or with such substances
`
`12
`
`
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`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 13 of 69 Page ID #13
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`added was intended or directed by or reasonably foreseeable to, and was known to or
`
`foreseen by, SYNGENTA and CHEVRON.
`
`43.
`
`Knapsack sprayers, hand‐held sprayers, aircraft (i.e., crop dusters), trucks
`
`with attached pressurized tanks, and tractor‐drawn pressurized tanks, were commonly
`
`used to apply Defendants’ paraquat products. At all relevant times, the use of such
`
`equipment for that purpose was intended or directed by or reasonably foreseeable to,
`
`and was known to or foreseen by, SYNGENTA and CHEVRON.
`
`D.
`
`Exposure to paraquat and Defendants’ knowledge thereof
`
`44. When Defendants’ paraquat products were used in a manner that was
`
`intended and directed by or reasonably foreseeable to, and was known to or foreseen
`
`by, SYNGENTA and CHEVRON, persons who used them and others nearby were
`
`commonly exposed to paraquat while it was being mixed and loaded into the tanks of
`
`sprayers, including as a result of spills, splashes, and leaks. At all relevant times, it was
`
`reasonably foreseeable to, and known to or foreseen by, SYNGENTA and CHEVRON
`
`that such exposure commonly would and did occur and would and did create a
`
`substantial risk of harm to the persons exposed.
`
`45. When Defendants’ paraquat products were used in a manner that was
`
`intended and directed by or reasonably foreseeable to, and was known to or foreseen
`
`by, SYNGENTA and CHEVRON, persons who sprayed them, and others nearby while
`
`they were being sprayed or when they recently had been sprayed, commonly were
`
`13
`
`
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`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 14 of 69 Page ID #14
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`exposed to paraquat, including as a result of spray drift (the movement of herbicide
`
`spray droplets from the target area to an area where herbicide application was not
`
`intended, typically by wind) and contact with sprayed plants. At all relevant times, it
`
`was reasonably foreseeable to, and known to or foreseen by, SYNGENTA and
`
`CHEVRON, that such exposure commonly would and did occur and would and did
`
`create a substantial risk of harm to the persons exposed.
`
`46. When Defendants’ paraquat products were used in a manner that was
`
`intended and directed by or reasonably foreseeable to, and was known to or foreseen
`
`by, SYNGENTA and CHEVRON, persons who used them and other persons nearby
`
`commonly were exposed to paraquat, including as a result of spills, splashes, and leaks,
`
`while equipment used to spray it was being emptied or cleaned or clogged spray
`
`nozzles, lines, or valves were being cleared. At all relevant times, it was reasonably
`
`foreseeable to, and was known to or foreseen by, SYNGENTA and CHEVRON that
`
`such exposure commonly would and did occur and would and did create a substantial
`
`risk of harm to the persons exposed.
`
`47. At all relevant times, it was reasonably foreseeable to, and was known to
`
`or foreseen by, SYNGENTA and CHEVRON that when Defendants’ paraquat products
`
`were used in a manner that was intended and directed by or reasonably foreseeable to,
`
`and was known to or foreseen by, SYNGENTA and CHEVRON, and people were
`
`exposed to paraquat as a result, paraquat could and did enter the human body via
`
`14
`
`
`
`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 15 of 69 Page ID #15
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`absorption through or penetration of the skin, mucous membranes, and other epithelial
`
`tissues, including tissues of the mouth, nose and nasal passages, trachea, and
`
`conducting airways, particularly where cuts, abrasions, rashes, sores, or other tissue
`
`damage was present, and that paraquat that entered the human body in one or more of
`
`these ways would and did create a substantial risk of harm to people so exposed.
`
`48. At all relevant times, it was reasonably foreseeable to, and was known to
`
`or foreseen by, SYNGENTA and CHEVRON that when Defendants’ paraquat products
`
`were used in a manner that was intended and directed by or reasonably foreseeable to,
`
`and was known to or foreseen by, SYNGENTA and CHEVRON, and people were
`
`exposed to paraquat as a result, paraquat could and did enter the human body via
`
`respiration into the lungs, including the deep parts of the lungs where respiration (gas
`
`exchange) occurs, and that paraquat that entered the human body in this way would
`
`and did create a substantial risk of harm to people so exposed.
`
`49. At all relevant times, it was reasonably foreseeable to, and was known to
`
`or foreseen by, SYNGENTA and CHEVRON that when Defendants’ paraquat products
`
`were used in a manner that was intended and directed by or reasonably foreseeable to,
`
`and was known to or foreseen by, SYNGENTA and CHEVRON, and people were
`
`exposed to paraquat as a result, paraquat could and did enter the human body via
`
`ingestion into the digestive tract of small droplets swallowed after entering the mouth,
`
`15
`
`
`
`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 16 of 69 Page ID #16
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`nose, or conducting airways, and that paraquat that entered the human body in this
`
`way would and did create a substantial risk of harm to people so exposed.
`
`50. At all relevant times, it was reasonably foreseeable to, and was known to
`
`or foreseen by, SYNGENTA and CHEVRON that when Defendants’ paraquat products
`
`were used in a manner that was intended and directed by or reasonably foreseeable to,
`
`and was known to or foreseen by, SYNGENTA and CHEVRON, and people were
`
`exposed to paraquat as a result, paraquat that entered the human body via ingestion
`
`into the digestive tract could and did enter the enteric nervous system (the part of the
`
`nervous system that governs the function of the gastrointestinal tract), and that
`
`paraquat that entered the enteric nervous system would and did create a substantial
`
`risk of harm to people so exposed.
`
`51. At all relevant times, it was reasonably foreseeable to, and was known to
`
`or foreseen by, SYNGENTA and CHEVRON that when Defendants’ paraquat products
`
`were used in a manner that was intended and directed by or reasonably foreseeable to,
`
`and was known to or foreseen by, SYNGENTA and CHEVRON, and people were
`
`exposed to paraquat as a result, paraquat that entered the human body, whether via
`
`absorption, respiration, or ingestion, could and did enter the bloodstream, and that
`
`paraquat that entered the bloodstream would and did create a substantial risk of harm
`
`to people so exposed.
`
`16
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`
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`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 17 of 69 Page ID #17
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`52. At all relevant times, it was reasonably foreseeable to, and was known to
`
`or foreseen by, SYNGENTA and CHEVRON that when Defendants’ paraquat products
`
`were used in a manner that was intended and directed by or reasonably foreseeable to,
`
`and was known to or foreseen by, SYNGENTA and CHEVRON, and people were
`
`exposed to paraquat as a result, paraquat that entered the bloodstream could and did
`
`enter the brain, whether through the blood‐brain barrier or parts of the brain not
`
`protected by the blood‐brain barrier, and that paraquat that entered the brain would
`
`and did create a substantial risk of harm to people so exposed.
`
`53. At all relevant times, it was reasonably foreseeable to, and was known to
`
`or foreseen by, SYNGENTA and CHEVRON that when Defendants’ paraquat products
`
`were used in a manner that was intended and directed by or reasonably foreseeable to,
`
`and was known to or foreseen by, SYNGENTA and CHEVRON, and people were
`
`exposed to paraquat as a result, paraquat that entered the nose and nasal passages
`
`could and did enter the brain through the olfactory bulb (a part of the brain involved in
`
`the sense of smell), which is not protected by the blood‐brain barrier, and that paraquat
`
`that entered the olfactory bulb would and did create a substantial risk of harm to people
`
`so exposed.
`
`54. At all relevant times, it was reasonably foreseeable to, and was known to
`
`or foreseen by, SYNGENTA and CHEVRON that when Defendants’ paraquat products
`
`were used in a manner that was intended and directed by or reasonably foreseeable to,
`
`17
`
`
`
`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 18 of 69 Page ID #18
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`and was known to or foreseen by, SYNGENTA and CHEVRON, and people were
`
`exposed to paraquat products that contained surfactants or had surfactants added to
`
`them, the surfactants would and did increase the toxicity of paraquat toxicity to humans
`
`by increasing its ability to stay in contact with or penetrate cells and cellular structures,
`
`including but not limited to the skin, mucous membranes, and other epithelial and
`
`endothelial tissues, including tissues of the mouth, nose and nasal passages, trachea,
`
`conducting airways, lungs, gastrointestinal tract, blood‐brain barrier, and neurons, and
`
`that this would and did increase the already substantial risk of harm to people so
`
`exposed.
`
`E.
`
`55.
`
`Parkinson’s disease
`
`Parkinson’s disease is a progressive neurodegenerative disorder of the
`
`brain that affects primarily the motor system, the part of the central nervous system that
`
`controls movement.
`
`56.
`
`The characteristic symptoms of Parkinson’s disease are its “primary”
`
`motor symptoms: resting tremor (shaking movement when the muscles are relaxed),
`
`bradykinesia (slowness in voluntary movement and reflexes), rigidity (stiffness and
`
`resistance to passive movement), and postural instability (impaired balance).
`
`57.
`
`Parkinson’s disease’s primary motor symptoms often result in
`
`“secondary” motor symptoms such as freezing of gait; shrinking handwriting; mask‐
`
`like expression; slurred, monotonous, quiet voice; stooped posture; muscle spasms;
`
`18
`
`
`
`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 19 of 69 Page ID #19
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`impaired coordination; difficulty swallowing; and excess saliva and drooling caused by
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`reduced swallowing movements.
`
`58. Non‐motor symptoms—such as loss of or altered sense of smell;
`
`constipation; low blood pressure on rising to stand; sleep disturbances; and
`
`depression—are present in most cases of Parkinson’s disease, often for years before any
`
`of the primary motor symptoms appear.
`
`59.
`
`There is currently no cure for Parkinson’s disease; no treatment will stop
`
`or reverse its progression, and the treatments most commonly prescribed for its motor
`
`symptoms tend to become progressively less effective, and to cause unwelcome side
`
`effects, the longer they are used.
`
`60.
`
`The selective degeneration and death of dopaminergic neurons
`
`(dopamine‐producing nerve cells) in a part of the brain called the substantia nigra pars
`
`compacta (“SNpc”) is one of the primary pathophysiological hallmarks of Parkinson’s
`
`disease.
`
`61. Dopamine is a neurotransmitter (a chemical messenger that transmits
`
`signals from one neuron to another neuron, muscle cell, or gland cell) that is critical to
`
`the brain’s control of motor function (among other things).
`
`62.
`
`The death of dopaminergic neurons in the SNpc decreases the production
`
`of dopamine.
`
`19
`
`
`
`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 20 of 69 Page ID #20
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`63. Once dopaminergic neurons die, they are not replaced; when enough
`
`dopaminergic neurons have died, dopamine production falls below the level the brain
`
`requires for proper control of motor function, resulting in the motor symptoms of
`
`Parkinson’s disease.
`
`64.
`
`The presence of Lewy bodies (insoluble aggregates of a protein called
`
`alpha‐synuclein) in many of the remaining dopaminergic neurons in the SNpc is
`
`another of the primary pathophysiological hallmarks of Parkinson’s disease.
`
`65. Dopaminergic neurons are particularly susceptible to oxidative stress, a
`
`disturbance in the normal balance between oxidants present in cells and cells’
`
`antioxidant defenses.
`
`66.
`
`Scientists who study Parkinson’s disease generally agree that oxidative
`
`stress is a major factor in—if not the precipitating cause of—the degeneration and death
`
`of dopaminergic neurons in the SNpc and the accumulation of Lewy bodies in the
`
`remaining dopaminergic neurons that are the primary pathophysiological hallmarks of
`
`Parkinson’s disease.
`
`F.
`
`67.
`
`Paraquat’s toxicity
`
`Paraquat is highly toxic to both plants and animals because it causes and
`
`contributes to cause the degeneration and death of living cells in both plants and
`
`animals.
`
`20
`
`
`
`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 21 of 69 Page ID #21
`
`68.
`
`Paraquat causes and contributes to cause the degeneration and death of
`
`plant and animal cells both directly, through oxidation, and indirectly, through
`
`oxidative stress created or aggravated by the “redox cycling” of paraquat; these
`
`processes damage lipids, proteins, and nucleic acids, molecules that are essential
`
`components of the structures and functions of living cells, and interfere with cellular
`
`functions—in plant cells, with photosynthesis, and in animal cells, with cellular
`
`respiration—that are essential to cellular health.
`
`69.
`
`In both plant and animal cells, paraquat undergoes redox cycling that
`
`creates or aggravates oxidative stress because of the “redox properties” inherent in
`
`paraquat’s chemical composition and structure: paraquat is both a strong oxidant and
`
`has a high propensity to undergo redox cycling, and to do so repeatedly, in the presence
`
`of a suitable reductant and molecular oxygen, both of which are present in all living
`
`cells.
`
`70.
`
`The redox cycling of paraquat in living cells creates a “reactive oxygen
`
`species” known as superoxide radical, an extremely reactive molecule that can and
`
`often does initiate a cascading series of chemical reactions that can and often do create
`
`other reactive oxygen species that damage lipids, proteins, and nucleic acids, molecules
`
`that are essential components of the structures and functions of living cells.
`
`71.
`
`Because the redox cycling of paraquat can repeat indefinitely in the
`
`conditions typically present in living cells, a single molecule of paraquat can trigger the
`
`21
`
`
`
`Case 3:21-cv-00211-MAB Document 1 Filed 02/23/21 Page 22 of 69 Page ID #22
`
`production of countless molecules of destructive superoxide radical. After even a tiny
`
`amount of paraquat enters the human brain, paraquat molecules continue to undergo
`
`redox cycling and continue to cause damage to human brain cells. This repeated cycling
`
`continues in the presence of oxygen and c