UNITED STATES INTERNATIONAL TRADE COMMISSION
`WASHINGTON, D.C. 20436
`
`Before the Honorable MaryJoan McNamara
`Administrative Law Judge
`
`
`In the Matter of
`
`CERTAIN DIGITAL CAMERAS,
`SOFTWARE, AND COMPONENTS
`THEREOF
`
`Investigation No. 337-TA-1059
`
`
`
`COMPLAINANTS’ IDENTIFICATION OF EXPERT WITNESSES
`
`Pursuant to the Procedural Schedule set by Order No. 6 in this Investigation,
`
`Complainants Carl Zeiss AG and ASML Netherlands B.V. (collectively, “Complainants”), by
`
`the undersigned counsel, hereby provide their Identification of Experts.1 In addition to the
`
`experts identified below, Complainants reserve the right to proffer adverse testimony from any
`
`expert identified by Respondents in this Investigation.
`
`1.
`
`Dr. Richard Carley
`
`Dr. L. Richard Carley is an expert in the fields of electrical engineering and integrated
`
`circuits. Dr. Carley’s qualifications are set forth in his curriculum vitae, attached as Exhibit 1.
`
`If called upon to testify, the general nature of Dr. Carley’s hearing testimony is expected to relate
`
`to the state of the art, qualifications of a person of ordinary skill in the art, claim construction,
`
`validity, infringement, and/or domestic industry technical prong with regard to one or more of
`
`
`1 For purposes of identification, “Asserted Patents” refers to one or more of United States
`Patent Nos. 6,301,440 (“the ’440 patent”), 6,463,163 (“the ’163 patent”), 6,714,241 (“the ’241
`patent”), 6,731,335 (“the ’335 patent”), 6,834, 128 (“the ’128 patent”), 7,297,916 (“the ’916
`patent”), and 7,933,454 (“the ’454 patent”).
`
`

`

`the Asserted Patents. Dr. Carley may also rebut the expert witness report(s) and testimony of
`
`Respondents’ expert(s).
`
`2.
`
`Dr. Ralph Etienne-Cummings
`
`Dr. Etienne-Cummings is an expert in the fields of electrical engineering and image
`
`sensors. Dr. Etienne-Cummings’s qualifications are set forth in his curriculum vitae, attached as
`
`Exhibit 2. If called upon to testify, the general nature of Dr. Etienne-Cummings’s hearing
`
`testimony is expected to relate to the state of the art, qualifications of a person of ordinary skill in
`
`the art, claim construction, validity, infringement, and/or domestic industry technical prong with
`
`regard to one or more of the Asserted Patents. Dr. Etienne-Cummings may also rebut the expert
`
`witness report(s) and testimony of Respondents’ expert(s).
`
`3.
`
`R. Michael Guidash
`
`Mr. Michael Guidash is an expert in the fields of electrical engineering and image
`
`sensors. Mr. Guidash’s qualifications are set forth in his curriculum vitae, attached as Exhibit 3.
`
`If called upon to testify, the general nature of Mr. Guidash’s hearing testimony is expected to
`
`relate to the state of the art, qualifications of a person of ordinary skill in the art, claim
`
`construction, validity, infringement, and/or domestic industry technical prong with regard to one
`
`or more of the Asserted Patents. Mr. Guidash may also rebut the expert witness report(s) and
`
`testimony of Respondents’ expert(s).
`
`4.
`
`Dr. John P.J. Kelly
`
`Dr. Kelly is an expert in the fields of electrical and computer engineering. Dr. Kelly’s
`
`qualifications are set forth in his curriculum vitae, attached as Exhibit 4. If called upon to testify,
`
`the general nature of Dr. Kelly’s hearing testimony is expected to relate to the state of the art,
`
`qualifications of a person of ordinary skill in the art, claim construction, validity, infringement,
`
`2
`
`

`

`and/or domestic industry technical prong with regard to one or more of the Asserted Patents. Dr.
`
`Kelly may also rebut the expert witness report(s) and testimony of Respondents’ expert(s).
`
`5.
`
`Dr. Jonathan D. Putnam
`
`Dr. Jonathan D. Putnam is an expert in the fields of intellectual property, antitrust,
`
`technological change, industrial organization and applied microeconomics. Dr. Putnam’s
`
`qualifications are set forth in his curriculum vitae, attached as Exhibit 5. If called upon to testify,
`
`the general nature of Dr. Putnam’s hearing testimony is expected to relate to domestic industry,
`
`remedy, and bonding issues relating to all Asserted Patents. Dr. Putnam may also rebut the
`
`expert witness report(s) and testimony of Respondents’ expert(s).
`
`6.
`
`Dr. Jeffrey J. Rodriguez
`
`Dr. Rodriguez is an expert in the fields of electrical and computer engineering, and image
`
`processing. Dr. Rodriguez’s qualifications are set forth in his curriculum vitae, attached as
`
`Exhibit 6. If called upon to testify, the general nature of Dr. Rodriguez’s hearing testimony is
`
`expected to relate to the state of the art, qualifications of a person of ordinary skill in the art,
`
`claim construction, validity, infringement, and/or domestic industry technical prong with regard
`
`to one or more of the Asserted Patents. Dr. Rodriguez may also rebut the expert witness
`
`report(s) and testimony of Respondents’ expert(s).
`
`7.
`
` Dr. Dan Schonfeld
`
`Dr. Dan Schonfeld is an expert in the fields of electrical and computer engineering,
`
`computer science, and image processing. Dr. Schonfeld’s qualifications are set forth in his
`
`curriculum vitae, attached as Exhibit 7. If called upon to testify, the general nature of Dr.
`
`Schonfeld’s hearing testimony is expected to relate to the state of the art, qualifications of a
`
`person of ordinary skill in the art, claim construction, validity, infringement, and/or domestic
`
`3
`
`

`

`industry technical prong with regard to one or more of the Asserted Patents. Dr. Schonfeld may
`
`also rebut the expert witness report(s) and testimony of Respondents’ expert(s).
`
`8.
`
`Dr. Trevor J. Smedley
`
`Dr. Trevor J. Smedley is an expert in the field of computer science. Dr. Smedley’s
`
`qualifications are set forth in his curriculum vitae, attached as Exhibit 8. If called upon to testify,
`
`the general nature of Dr. Smedley’s hearing testimony is expected to relate to the structure and
`
`operation of source code related to Complainants’ domestic industry, Respondents’ accused
`
`products, or any alleged prior art systems. Dr. Smedley may also rebut the expert witness
`
`report(s) and testimony of Respondents’ expert(s).
`
`9.
`
`Dr. Robert Stevenson
`
`Dr. Robert Stevenson is an expert in the fields of electrical engineering and image
`
`processing. Dr. Stevenson’s qualifications are set forth in his curriculum vitae, attached as
`
`Exhibit 9. If called upon to testify, the general nature of Dr. Stevenson’s hearing testimony is
`
`expected to relate to the state of the art, qualifications of a person of ordinary skill in the art,
`
`claim construction, validity, infringement, and/or domestic industry technical prong with regard
`
`to one or more of the Asserted Patents. Dr. Stevenson may also rebut the expert witness
`
`report(s) and testimony of Respondents’ expert(s).
`
`10.
`
`Dr. Vivek Subramanian
`
`Dr. Subramanian is an expert in the fields of electrical engineering and integrated
`
`circuits. Dr. Subramanian’s qualifications are set forth in his curriculum vitae, attached as
`
`Exhibit 10. If called upon to testify, the general nature of Dr. Subramanian’s hearing testimony
`
`is expected to relate to the state of the art, qualifications of a person of ordinary skill in the art,
`
`claim construction, validity, infringement, and/or domestic industry technical prong with regard
`
`4
`
`

`

`to one or more of the Asserted Patents. Dr. Subramanian may also rebut the expert witness
`
`report(s) and testimony of Respondents’ expert(s).
`
`11.
`
`Dr. Thomas D. Vander Veen
`
`Dr. Thomas D. Vander Veen is an expert in the fields of economic, valuation, and
`
`remedies issues relating to intellectual property rights. Mr. Vander Veen’s qualifications are set
`
`forth in his curriculum vitae, attached as Exhibit 11. If called upon to testify, the general nature
`
`of Dr. Vander Veen’s hearing testimony is expected to relate to domestic industry, remedy, and
`
`bonding issues relating to all Asserted Patents. Dr. Vander Veen may also rebut the expert
`
`witness report(s) and testimony of Respondents’ expert(s).
`
`12.
`
`Dr. John D. Villasenor
`
`Dr. John D. Villasenor is an expert in the field of electrical engineering and image
`
`processing. Dr. Villasenor’s qualifications are set forth in his curriculum vitae, attached as
`
`Exhibit 12. If called upon to testify, the general nature of Dr. Villasenor’s hearing testimony is
`
`expected to relate to the state of the art, qualifications of a person of ordinary skill in the art,
`
`claim construction, validity, infringement, and/or domestic industry technical prong with regard
`
`to one or more of the Asserted Patents. Dr. Villasenor may also rebut the expert witness
`
`report(s) and testimony of Respondents’ expert(s).
`
`13.
`
`Dr. Kenneth A. Zeger
`
`Dr. Kenneth A. Zeger an expert in the fields of electrical engineering and image and
`
`video processing. Dr. Zeger’s qualifications are set forth in his curriculum vitae, attached as
`
`Exhibit 13. If called upon to testify, the general nature of Dr. Zeger’s hearing testimony is
`
`expected to relate to the state of the art, qualifications of a person of ordinary skill in the art,
`
`claim construction, validity, infringement, and/or domestic industry technical prong with regard
`
`5
`
`

`

`to one or more of the Asserted Patents. Dr. Zeger may also rebut the expert witness report(s) and
`
`testimony of Respondents’ expert(s).
`
`Discovery is ongoing and the Complainants reserve the right to supplement this
`
`identification at any time, including by identifying additional expert witnesses, designating
`
`additional topics that the below-listed witnesses or any additional expert witnesses may opine on,
`
`and/or addressing new issues that may arise in discovery and in Respondents’ expert witness
`
`disclosure. Complainants further reserve their right to: call any expert witness that a party
`
`deposes; call expert witnesses identified by, or called to testify at the hearing by, Respondents;
`
`and to call impeachment witnesses not identified above.
`
`
`
`6
`
`

`

`
`
`Dated: July 28, 2017
`
`Respectfully submitted,
`
`
`
`By: /s/ Ajit S. Dang
`Frank E. Scherkenbach
`Kurt L. Glitzenstein
`Proshanto Mukherji
`FISH & RICHARDSON P.C.
`One Marina Park Drive
`Boston, MA 02210
`Telephone: (617) 542-5070
`Facsimile: (617) 542-8906
`
`Joseph V. Colaianni
`Thomas S. Fusco
`FISH & RICHARDSON P.C.
`The McPherson Building
`901 15th Street, N.W., 7th Floor
`Washington, D.C. 20005
`Telephone: (202) 783-5070
`Facsimile: (202) 783-2331
`
`Jennifer J. Huang
`FISH & RICHARDSON P.C.
`3200 RBC Plaza
`60 South 6th Street
`Minneapolis, MN 55402
`Telephone: (612) 335-5070
`Facsimile: (612) 288-9696
`
`Ajit S. Dang
`FISH & RICHARDSON P.C.
`1180 Peachtree Street NE, 21st Floor
`Atlanta, GA 30309
`Telephone: (404) 892-5005
`Facsimile: (404) 892-5002
`
`Counsel for Complainants CARL ZEISS AG and
`ASML NETHERLANDS B.V.
`
`
`
`
`
`
`
`
`
`
`

`

`
`
`
`
`EXHIBIT 1
`EXHIBIT 1
`
`DR. RICHARD CARLEY CURRICULUM VITAE
`DR. RICHARD CARLEY CURRICULUM VITAE
`
`
`
`
`

`

`Curriculum Vitae
`L. Richard Carley
`
`PERSONAL DATA
`
`Office Address
`Dept. of Electrical and Computer Engineering
`Carnegie Mellon University
`Pittsburgh, PA USA
`Tel: (412) 268-3597 FAX: (412) 268-2859
`Internet: carley@ece.cmu.edu
`
`Citizenship: U.S. Birth Date: May 18, 1954 Marital Status: Married, with two daughters.
`
`Home Address
`
`1924 Glen Mitchell Road
`Sewickley, PA 15143 USA
`Tel: (412) 741-2002
`
`
`
`
`
`
`
`
`EDUCATION
`S.B.
`
`S.M.
`
`Ph.D.
`
`
`Electrical Engineering and Computer Science,
`Massachusetts Institute of Technology, 1976.
`Electrical Engineering and Computer Science,
`Massachusetts Institute of Technology, 1978.
`Electrical Engineering and Computer Science,
`Massachusetts Institute of Technology, 1984.
`
`PROFESSIONAL EXPERIENCE
`September 1984-Present
`The ST Microelectonics Professor of Engineering (2001), Professor (1992),
` Associate Professor (1989), and Assistant Professor (1984),
`Department of Electrical and Computer Engineering, Carnegie Mellon University, Pittsburgh, PA
`
`Research Activities: Development of CAD tools to support analog circuit design, the design of
`high speed analog and RF integrated circuits, and the design of integrated micro-electro-
`mechanical systems (MEMS) and nano-electro-mechanical systems (NEMS) for sensing,
`actuation, information storage, and efficient energy generation and storage.
`Teaching Activities: Responsible for teaching undergraduate and graduate courses in analog, RF
`IC design, and NEMS device design. Supervision of M.S. and Ph.D. thesis work.
`
`October 1997-August 2002 (part-time effort)
`Chief Circuit Designer and Co-Founder, Neolinear, Inc. (now a division of Cadence),
` Responsible for guiding initial user interface and functionality for Neolinear’s analog place and
`route design automation
`tool (NeoCell) and Neolinear’s automated device sizing
`tool
`(NeoCircuit). Provided Expertise on Analog Circuit Design process to Neolinear.
`
`May 2001-August 2003 (on unpaid leave of absence from CMU)
`Chief Executive Officer and Chief Technology Officer, IC Mechanics, Inc.,
`425 N. Craig St., Suite 500, Pittsburgh, PA 15213 USA (www.icmechanics.com)
` Led all technical and business aspects of IC Mechanics including staffing, raising capital,
`product design, and marketing. IC Mechanics was focused on low cost manufacturing of
`inexpensive inertial sensors for the hard disk drive shock sensing.
`
`
`
`1
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`

`

`January 2006 – December 2008 (part time effort)
`Chief Technologist for Renaissance Wireless (a.k.a., Resonance Semiconductor)
`425 N. Craig St., Suite 500, Pittsburgh, PA 15213 USA
` Led in formulation of technical vision and product development. Focus of the Company was on
`using piezoelectric resonators to make oscillators and tunable filters.
`
`June 2007 – Present (part time effort)
`Co-Founder of Netanomics. (a.k.a., Carley Technologies, Inc.)
`1924 Glen Mitchell Road, Sewickley, PA 15143 USA
` Company’s focus is on advanced network analysis technologies. Leading engineering
`development for the Company. Contributor to 2 NSF funded Phase 1 STTRs awards and 1 NSF
`funded Phase 2 STTR award all jointly with Carnegie Mellon University. Contributor to 2 ONR
`funded SBIR Phase 2s, 1 DARPA funded SBIR Phase 2 award and 1 DARA funded SBIR Phase 1
`award.
`
`SELECTED HONORS
`1. IBM Watson Scholarship for undergraduate study at MIT, 1972-1976.
`
`2. Guillemin Prize for best EE Undergraduate Thesis at MIT, 1976.
`
`3. MIT EE&CS Departmental Award for Excellence in Teaching, 1979.
`
`4. MIT EE&CS Instructor G appointment,
` an honor awarded to graduate students for excellence in teaching, 1981.
`
`5. Whitaker Health Sciences Fund Graduate Fellowship, 1982.
`
`6. Presidential Young Investigator, National Science Foundation, 1985.
`
`7. Best Paper Award, Design Systems, Languages and Software Area, 24th ACM/IEEE Design Automation
`Conference, June 1987, for the paper: R. Harjani, R. A. Rutenbar and L. R. Carley, “A Prototype
`Framework for Knowledge-Based Analog Circuit Synthesis”.
`
`8. “Influential” Paper Recognition, Paper originally published in 1987 ACM/IEEE Design Automation Con-
`ference – “A Prototype Framework for Knowledge-Based Analog Circuit Synthesis,” by R. Harjani, R. A.
`Rutenbar and L. R. Carley – selected for inclusion in 25 years of Electronic Design Automation: A
`Compendium of Papers from the Design Automation Conference, a special volume, published June 1988,
`including 77 papers (out of over 1600) deemed most influential over the first 25 years of this conference.
`
`9. Eta Kappa Nu Excellence in Teaching Award, Dept. of Electrical and Computer Engineering, Carnegie
`Mellon University, 1990.
`
`10. Elected to Senior Member of IEEE, 1990.
`
`11. Distinguished Paper Mention, 1991 ACM/IEEE International Conference on Computer Aided Design,
`awarded for paper: J. M. Cohn, D. J. Garrod, R. A. Rutenbar, L. R. Carley, “Techniques for Simultaneous
`Placement and Routing of Custom Analog Cells in KOAN/ANAGRAM II.”
`
`12. Panelist in Best Panel Session, “The Future Role of the Analog Circuit Designer,” 1993 International
`Solid- State Circuits Conference.
`
`13. Ph.D. student Emil Ochotta, co-advised with Prof. R.A. Rutenbar, won Best Paper Award, Design Sciences
`Area, Semiconductor Research Corporation TECHCON’93, for the paper: E.S. Ochotta, R.A. Rutenbar
`and L.R. Carley, “Bridging the Gap Between Analog Designers and Analog Synthesis Tools with ASTRX/
`
`
`
`2
`
`

`

`OBLX,” Extended Abstract Volume, Semiconductor Research Corporation TECHCON’93, Sept. 1993.
`
`14. Invited Keynote Address, “Microelectromechanical Systems For Direct Access Data Storage”, Fifth NASA
`Goddard Conference on Mass Storage Systems and Technologies, College Park MD, September 1996.
`
`15. Elected a Fellow of the IEEE , award presented at International Solid-State Circuits Conference (ISSCC) in
`February of 1997.
`
`16. M.S. student Akshay Aggarwal won Best Paper Award, Integrated Systems Sciences Area, Semiconductor
`Research Corporation TECHCON’98, for paper: A. Aggarwal, L. R. Carley, R. K. Krishnamurthy, “Series
`Regulated and Adaptive Mixed Swing Voltage Techniques to Mitigate Low Voltage Manufacturing-
`Induced Variations,” Extended Abstract Volume, Semiconductor Research Corporation TECHCON’98,
`Sept. 1998.
`
`17. Received the STMicroelectronics Chair in Electrical and Computer Engineering, Carnegie Mellon Univer-
`sity, March 7th, 2001.
`
`18. Winner, Best Paper Award, Design & Methodology Area, ACM/IEEE Design Automation Conference, for
`the paper: Hongzhou Lie, Amit Singhee, Rob A. Rutenbar and L. Richard Carley, "Remembrance of
`Circuits Past: Macromodeling by Data Mining in Large Analog Design Spaces," Proc. of ACM/IEEE
`Design Automation Conference, June 2002.
`
`19. "Best of" paper recognition: the paper R. Harjani, R. A. Rutenbar and L. R. Carley, "Analog Circuit
`Synthesis, for Performance in OASYS" originally in Proc. ACM/IEEE Int'l Conference on CAD, Nov 1988,
`selected for reprint in The Best of ICCAD: 20 years of Excellence in Computer Aided Design, a volume
`of the 40 most influential papers (out of over 1000) published across the first 20 years of the ACM/IEEE
`International Conference on CAD, 2003.
`
`20. Winner, 2004 Semiconductor Research Corporation Technical Excellence Award (jointly with CMU
`Professor Rob Rutenbar) for pioneering contributions in the field of electronic design automation for
`analog/ mixed-signal design, November, 2004.
`
`21. Runner-up for Best Paper Award at IEEE Sensors Conference, 2012. Y. Tang, Y. Zhang, G. K. Fedder,
`and L. R. Carley, "An Ultra-low Noise Switched Capacitor Transimpedance Amplifier for Parallel
`Scanning Tunneling Microscopy.
`
`
`MEMBERSHIP IN HONOR SOCIETIES, PROFESSIONAL SOCIETIES
`
`Fellow,
`
`Institute of Electrical and Electronics Engineers (IEEE), designated a Fellow in 1997,
`IEEE Professional Societies: Solid State Circuits Society, Circuits and Systems Society,
`Microwave Techniques Society, Magnetics Society, Communications Society, and Robotics
`& Automation Society.
`
`PROFESSIONAL ACTIVITIES
`
`Conference General Chair IEEE RFID Technogy & Applications Conference, Shunde, CHINA, Sept. 21-
`23, 2016.
`
`Member
`
`IEEE Committee on RFID, Representative for Systems, Man and Computers Society of IEEE
`
`Member
`
`Member
`
`National Academy of Sciences, Army Research Laboratory Review Panel for the Sensors and
`Electron Devices Division, 2001 - 2007.
`
` Editorial Board of Analog Integrated Circuits and Signal Processing Journal, Kluwer Aca-
`demic Press, 1991-Present.
`
`
`
`3
`
`

`

`Member
`
`Member
`
`Member
`
`Member
`
`National Storage Industries Consortium (NSIC) Signal Processing Committee: January 1993
`- September 2001.
`
`Program Committee and Session Chairman, Custom Integrated Circuits Conference (CICC)
`1995 through 2008.
`
`Program Committee and Session Chairman, International Symposium on Low Power
`Electronics Design (ISLPED) 1996, 1997, 1998, 1999 and 2000.
`
`Program Committee and Session Chairman, The Magnetic Recording Conference (TMRC)
`1991, 1994, 1997.
`
`Associate Editor IEEE Transactions on Circuits and Systems (Part II), August 1993 - June 1996.
`
`Reviewer National Science Foundation, University of California MICRO Program, National Sciences
`and Engineering Research Council of CANADA, IEEE Transactions on CAD of ICs and Sys-
`tems, IEEE Transactions on Magnetics, IEEE Transactions on Circuits and Systems, IEEE
`Journal of Solid State Circuits, Proceedings of the IEEE, Analog Integrated Circuits and
`Signal Processing Journal, IEEE Spectrum, IEE Proceedings on Circuits, Devices and
`Systems, IEEE Transactions on Electron Devices, IEEE Transactions on VLSI Systems,
`Custom Integrated Circuits Conference, IEEE International Symposium on Circuits and
`Systems, Design Automation Conference, International Conference on Computer-Aided
`Design, Defect and Fault Tolerance Conference.
`
`CONSULTING RELATIONSHIPS
`1/14-11/15 Expert Witness for Fitzpatrick, Cella, Harper & Scinto, New York, NY. Provided expert
`witness testimony on circuit design for printers and scanners related to four patents. Wrote 6
`expert reports and was deposed 5 times during the overall case. Reverse engineered Bipolar
`Integrated Circuit. Acted as Expert Witness in two patent IPR re-examinations by the USPTO.
`Full trial preparation for two patents (case settled day before trial to start).
`
`12/12
`
`Morgenthaler Ventures, Menlo Park, CA: Provide expert opinion on technology and business
`model of MEMS Sensor Company Sand-9 in Boston MA.
`
`12/05-12/08 Resonance Semiconductor, Inc., (a.k.a. Renaissance Wireless) Pittsburgh PA: Provide
`expertise on design of MEMS-based RF circuits and systems. Co-founder and part-time Chief
`Technology Officer of this Pittsburgh-based company.
`
`9/03-12/05
`
` IC Mechanics, Inc., Pittsburgh PA: Provide exterise on design of low cost thin-film encapsu-
`lated integrated MEMS sensors. I was a co-founder of this Pittsburgh-based company.
`
`7/02
`
`Sopheon Corp., Bloomington MN: Provided an analysis of value of non-volatile storage
`Patent portfolio of SanDisk in context of in-house non-volatile storage technologies.
`
`5/98-1/00
`
` Northrop Grumman Corp., Pittsburgh PA: Provide exterise on Low Power Digital Integrated
`Circuit Design for High Performance DSP Applications.
`
`3/98-8/98
`
` Sughrue, Mion, Zinn, MacPeak & Seas., Washington DC: Provide exterise on Analog and
`Mixed-Signal Synthesis CAD Tools in defense of a lawsuit. Background research and patent
`validity analysis. No depositions or trials.
`
`10/97-2/04
`
` Neolinear Corp., Pittsburgh PA: Provide exterise on CAD Tool requirements for industrial
`analog IC design environments. I wasa co-founder of this Pittsburgh-based company. It was
`acquired by Cadence Design in 2004.
`
`
`
`4
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`

`

`12/94-12/00 Quantum Corp., Milpitas CA & Shrewsbury MA: Provided expertise on recording channels.
`
`6/87–10/88
`
` Hughes Aircraft Corp., Carlsbad CA: Design of pixel readout electronics for wafer-to-wafer
`bonded infra-red image sensors.
`
`PATENTS
`1. CMU sponsored patent: “Intregrated Circuit have at Least a Sensor and A Processor Thereon,” A. Gruss, T.
`Kanade, and L. R. Carley, U.S. Patent No. 5,107,103, issued 21 April 1992.
`
`2. Semiconductor Research Corporation sponsored patent: “Fully Differential Operational Amplifier Having
`Frequency Dependent Impedance Division,” L. R. Carley and K. Nakamura, U.S. Patent No. 5,146,179,
`issued 8 September 1992.
`
`3. CMU sponsored patent: “Apparatus and Method for Fixed Delay Tree Search,” J. Moon and L. R. Carley,
`U.S. Patent No. 5,136,593, issued 5 June 1992.
`
`4. CMU sponsored patent: “Sample and Hold Circuit and Finite Impulse Response Filter Constructed There-
`from,” L. R. Carley, application filed 14 September 1993. U.S. Patent No. 5,414,311 issued May 9, 1995.
`
`5. CMU sponsored patent: “Four Rail Circuit Architecture for Ultra-Low Power and Voltage CMOS Circuit
`Design,” L. R. Carley, US application filed 10 January 1995. US Patent No. 5,814,845 issued September
`29,1998.
`
`6. CMU sponsored patent: “Microelectromechanical structure and process of making same,” Inventors: L. R.
`Carley, M. L. Reed, G. K. Fedder, and S. Santhanam. Application filed 25 July 1995. U.S. Patent No.
`5,717,631 issued February 10, 1998.
`
`7. CMU sponsored patent: “An efficient memory-based architecture for implementing generalized adjustable-
`variance Viterbi detection,” Inventor: L. Richard Carley. Application filed 19 May 1997. U.S. Patent No.
`5,931,966 issued August 3, 1999.
`
`8. CMU sponsored patent: “Microelectromechanical structure and process of making same,” Inventors: L. R.
`Carley, M. L. Reed, G. K. Fedder, and S. Santhanam. Continuation in Part of (7), Application filed 3 Octo-
`ber 1997. U.S. Patent No. 5,970,315 issued October 19, 1999.
`
`9. CMU sponsored patent: “Multiple power supply circuit architecture,” Inventors: L. Richard Carley, Ram K.
`Krishnamurthy, Akshay Aggarwal, Herman H. Schmit. U.S. Patent # 6,366,061. Issued April 2, 2002.
`Filed: January 13, 1999.
`
`10. IC Mechanics, Inc. sponsored patent: “Thin film MEMS sensors employing electrical sensing and force
`feedback,” Inventors: L. Richard Carley, Suresh Santhanam, Yu-Nu Hsu. United States Patent #6,536,280.
`Issued: March 25, 2003. Filed: September 12, 2000.
`
`11. IC Mechanics, Inc. sponsored patent: “Accelerometer-assisted servo writing for disk drives,” Inventors: L.
`Richard Carley, Suresh Santhanam, Yu-Nu Hsu. United States Patent #6,778,348. Issued: August 17,2004.
`Filed: August 25, 2000.
`
`12. IC Mechanics, Inc. sponsored patent: “Use of momentum transfer actuators for motion control of flexible
`mechanical structures,” Inventors: L. Richard Carley. United States Patent # 6,819,520. Issued: November
`16, 2004. Filed: December 22, 2000.
`
`13. IC Mechanics, Inc. sponsored patent: “Micromachined assembly with a multi-layer cap defining a cavity,”
`Inventors: L. Richard Carley, United States Patent # US7492019 B2. Issued: 17 Feb 2009, Filed: March 7,
`2003.
`
`14. IC Mechanics, Inc. sponsored patent: “Micromachined assembly with a multi-layer cap defining a cavity,”
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`Inventors: L. Richard Carley and Suresh Santhanam, European Patent # EP1602124 A4. Issued: 24 Nov
`2010, Filed: 25 Feb 2004.
`
`15. IC Mechanics, Inc. sponsored patent: "Manufacture of MEMS structures in sealed cavity using dry-release
`MEMS device encapsulation," Inventors: L. Richard Carley. United States Patent # 7,008,812. Issued:
`March 7, 2006. Filed: May 30, 2000.
`
`16. Neolinear/Cadence sponsored patent: “Method for automatically sizing and biasing circuits by means of a
`database,” Inventors: Rodney Phelps, Ronald A. Rohrer, Anthony J. Gadient, Rob A. Rutenbar, L. Richard
`Carley. U.S. Patent No. 7,058,916 issued June 6, 2006.
`
`17. IC Mechanics, Inc. sponsored patent: "Encapsulation of MEMS devices using pillar-supported caps,"
`Inventors: L. Richard Carley, Suresh Santhanam, Yu-Nu Hsu. United States Patent # 7,153,717. Issued:
`December 26, 2006. Filed: December 13, 2002.
`
`18. Rennaisance Wireless Corp. sponsored patent: “RF transceiver switching system,” Invetors: L. Richard
`Carley, Emmanouil Metaxakis and Apostolos Samelis. US Patent Application Filed Febrary 22, 2007.
`
`19. CMU sponsored patent 2010-053: “Nanostructured Atomic Ion-Beam Nuclear Power Generators,”
`Inventors: L. Richard Carley. US Provisional Patent Application filed Feb. 19, 2010.
`
`20. Resonance Semiconductor Corp. patent: Sinha, Rajarishi, L. Richard Carley, Louis Caley Chomas, and
`Hugo Safar. "Protected resonator." U.S. Patent 8,080,823, issued Oct 4, 2011.
`
`21. Resonance Semiconductor Corp. patent: Sinha, Rajarishi, L. Richard Carley, Louis Caley Chomas, and
`Hugo Safar. "Protected resonator." U.S. Patent 8,222,795, issued Jul 17, 2012.
`
`22. Resonance Semiconductor Corp. patent: “Switchable Power Combiner,” Inventors: Raj Sinha and L.
`Richard Carley. US Patent No. 8373519 issed Feb. 12, 2013.
`
`23. Resonance Semiconductor Corp. patent: Sinha, Rajarishi, L. Richard Carley, Louis Caley Chomas, and
`Hugo Safar. "Protected resonator." U.S. Patent 8,487,511, issued July 16, 2013.
`
`24. CMU sponsored patent application 2013-020: Luo, Yi, Yixuan Chen, Rozana Hussin, and L. R. Carley. A
`“Hot Electron Transistor Having Metal Terminals,” International Appln. No. PCT/US2013/058053
`submitted Sept. 4, 2013.
`
`25. Resonance Semiconductor Corp. patent application: “Devices having a tunable acoustic path length and
`methods for their fabrication,” Inventors: Rajarishi Sinha, L. Richard Carley, Deok-Yang Kim, US Patent
`8,531,083 B2, issued Jul 16, 2013.
`
`26. CMU sponsored patent: “Assembling and Applying Nano-Electro-Mechanical Systems,” Inventors: L.
`Richard Carley. US Patent Application filed October 12, 2007. US Patent 8945970 issued Feb. 3, 2015.
`
`27. Resonance Semiconductor Corp. patent application: “Devices having a tunable acoustic path length and
`methods for their fabrication,” Inventors: Rajarishi Sinha, L. Richard Carley, Deok-Yang Kim, US Patent
`8981618 B2, issued Mar 17, 2015.
`
`RESEARCH FUNDING
`
`L. Richard Carley has been Principle Investigator or Co-Principle Investigator on individual research grants
`and contracts totalling over $20,000,000. He participated in the SRC-CMU Center for Computer Aided
`Design, which has had a total budget over the period of his participation of approximately $22M; he was
`Associate Director for Electronic Subsystems of the Data Storage Systems Center (an NSF Engineering
`Research Center) which had a total budget over the period of his participation of approximately $29M; and
`he participates in the MARCO C2S2 Center which has had a total budget of approximately $26M over the
`period of his participation.
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`PUBLICATIONS
`
`Theses
`
`1. L.R. Carley, The Feasibility of Detecting Coronary Artery Turbulence Using Phonoangiography. S.B. The-
`sis in EE&CS at MIT, June 1976.
`
`2. L.R. Carley, An Automated Procedure for Tracking Nerve Threshold (Theoretical Considerations). S.M.
`Thesis in EE&CS at MIT, June 1978.
`
`3. L.R. Carley, Characterizing and Comparing the Aftereffects of Activity at Successive Nodes of Ranvier
`from Frog Sciatic Nerve Fibers, Ph.D. Thesis in EE&CS at MIT, June 1984.
`
`Books / Book Chapters
`
`1. L.R. Carley, "Presynaptic Neural Information Processing," in Neural Information Processing Systems, D.
`Anderson (ed.), American Institute of Physics, New York NY, 1988.
`
`2. R. Harjani, R.A. Rutenbar, and L.R. Carley, "A Prototype Framework for Knowledge-Based Analog
`Circuit Synthesis," in 25 years of Electronic Design Automation: A Compendium of Papers from the
`Design Automation Conference, IEEE Press, 1988.
`
`3. L. R. Carley, "Automated Design of Operational Amplifiers: A Case Study," in Introduction to Analog
`VLSI Design Automation, M. Ismail (editor), Boston, MA, Kluwer Academic Publishers, 1990.
`
`4. T. Kanade, A. Gruss, and L. R. Carley, "A VLSI Sensor Based Rangefinding System," in Robotics
`Research, H. Miura and S. Arimoto (editors), pp. 49-56, Cambridge MA, MIT Press, 1990.
`
`5. A. Gruss, L. R. Carley, and T. Kanade, "A Fast Lightstripe Rangefinding System with Smart VLSI
`Sensor," in Machine Vision for Three Dimensional Scenes, H. Freeman (editor), pp. 381-397, San Diego
`CA, Academic Press, 1990.
`
`6. T. Kanade, A. Gruss, L. R. Carley, “A VLSI sensor based rangefinding system,” in Robotics Research.
`Fifth International Symposium, H. Miura, S. Arimoto (eds.), pp. 49-56, Cambridge, MA, USA, MIT Press;
`1990.
`
`7. L. R. Carley, "An Oversampling Analog-to-Digital Converter Topology for High Resolution Signal
`Acquisition Systems," in Oversampling Delta-Sigma Data Converters, James Candy and Gabor D. Temes
`(eds.), New York: IEEE Press, 1991.
`
`8. L. R. Carley, "A Noise-Shaping Coder Topology for 15+ Bit Converters," in Oversampling Delta-Sigma
`Data Converters, James Candy and Gabor D. Temes (eds.), New York: IEEE Press, 1991.
`
`9. L. R. Carley, "A 16-Bit 4'th Order Noise-Shaping D/A Converter," in Oversampling Delta-Sigma Data
`Converters, James Candy and Gabor D. Temes (eds.), New York: IEEE Press, 1991.
`
`10. J. J. Moon and L. R. Carley, Sequence Detection for High-Density Storage Channels, Boston, MA: Kluwer
`Academic Press, 1992.
`
`11. E. Ochotta, R.A. Rutenbar, and L. R. Carley, "Equation-Free Synthesis of High-Performance Linear
`Analog Circuits," in Advanced Research in VLSI, J. Allen and F. T. Leighton (eds.), Cambridge MA: MIT
`Press, March 1992.
`
`12. L. R. Carley, P. C. Maulik, E. S. Ochotta, and R. A. Rutenbar, “Ana