throbber

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`EXHIBIT 6
`EXHIBIT 6
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`

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`BoxInterferences@uspto.gov
`Tel: 571-272-9797
`
`Entered: March 25, 2020
`
`UNITED STATES PATENT AND TRADEMARKOFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`Anatoli Ledenev
`and
`Robert M. Porter
`Junior Party
`(Patent 7,843,085),
`
`Vv.
`
`Meir Adest,
`Yoav Galin, Lior Handelsman,
`Amir Fishelov,
`and
`GuySella,
`Senior Party
`(Application 13/308,517)
`
`Patent Interference No. 106,112 (JTM)
`(Technology Center 2800)
`
`Before SALLY GARDNER LANE, JAMES T. MOORE, and DEBORAH KATZ,
`Administrative Patent Judges.
`
`MOORE,Administrative Patent Judge
`
`DECISION ON MOTIONS
`37 C.E.R. § 41.125
`
`AMPT-ITC 0043356
`
`

`

`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`I. BACKGROUND
`
`An interference was declared between patent 7,843,085 (“Junior Party” or
`
`“Ledenev”)! and application 13/308,517 (“Senior Party” or “Adest”)?. Paper 1.
`
`After a conference call, the Board authorized numerous motionsto befiled.
`
`Paper 17. Not all of the authorized motions were filed. Those that were authorized
`
`(and somepermissively filed under the rules) include:
`
`Ledenev Motion 2 to de-designate junior party claims. Paper 73 (Corrected).
`
`Ledenev Motion 3 to add a Count. Paper 74 (Corrected).
`
`Ledenev Motion 4 to accord benefit. Paper 75 (Corrected).
`
`Ledenev Responsive Motion 12 to de-designate claims. Paper 81.
`
`Adest Motion 2 for benefit. Paper 77.
`
`Adest Motion 4 to add Ledenev patents. Paper 70. (Corrected).
`
`Adest Miscellaneous Motion | to exclude Exhibit 2040. Paper 81.
`
`The timesfor filing opposition and reply have passed. This interference is
`
`ready for decision. Requests for Oral Argument were filed (Papers 124 and 130),
`
`but the panel deems oral argument are unneededin this case, and those requests are
`
`denied.
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`OoOoNDHDWABP|]NY
`OeeeSTSOoOHSNDWBWOBPWHHOYK&S
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`' Ledenev identifies its real party in interest as AMPT, LLC. Paper8.
`? Adestidentifiesits real party in interest as Solaredge Technologies, LTD. Paper 10.
`
`2.
`
`AMPT-ITC 0043357
`
`

`

`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`Il. THE TECHNOLOGY
`
`This interference concerns photovoltaic power systemsthat are said to be
`
`highly efficient. Ex. 2001, Title. There are many variables that affect a
`
`photovoltaic system, including non-uniformity of panels, partial shade, dirt or
`
`accumulated matter on the panels, damaged panels, and degradation due to age of
`
`the panels.
`
`/d. 2:38-44. There are many waysto interconnect panels, converters,
`
`and controllers. /d. 2:45-57.
`
`In Ledenev’s description of the technical field of the subject matter, it is said
`
`that certain aspects of the invention may be responsible for the high efficiency and
`
`These aspects include providing electrical power conversion in a multimodal
`
`manner, establishing a system that can alternate between differing processes, and
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`differing systems that can achieve efficiencies in conversion that are said to be
`
`extraordinarily high comparedto traditional systems. Ex. 2001, 1:18-28.
`
`Il. The Interference Count
`
`The Countis a “McKelvey” Count, and recites the subject matter of the
`
`OoOoNDHDWABP|]NY
`SSSeS|SeS|S|NoOAFPWONYKKO&O
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`harvest maximum powerfromasolarcell, a solar panel, or strings of panels.
`
`17
`
`present interference. Morespecifically, the Count comprises twoalternatives —
`
`Application 13/308,517, Claim 253. An efficient method ofsolar
`energy powerharvesting comprising the steps of:
`creating a DC photovoltaic output from a solar panelof a plurality of
`solar panels;
`connecting said DC photovoltaic output to a DC photovoltaic input of
`a photovoltaic DC-DC converter; wherein the photovoltaic DC-DC
`converter includes a buck+boost converter;
`converting said DC photovoltaic input into a converted DC
`photovoltaic output using at least some times a buck modeof the
`
`3.
`
`AMPT-ITC 0043358
`
`

`

`OoOonw7TNnWN
`
`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`photovoltaic DC-DC converter and at least other times a boost modeof said
`photovoltaic DC-DC converter;
`controlling said photovoltaic DC-DC converter in said buck and boost
`modes while said photovoltaic DC-DC converter converts said DC
`photovoltaic input into said converted DC photovoltaic output;
`controlling transitions of said photovoltaic DC-DC converter between
`said buck and boost mode conversion by using a maximum power peak
`tracking control such that substantially all power of said DC photovoltaic
`input is transferred to said converted DC photovoltaic output;
`connecting said converted DC photovoltaic output as part of a
`converted DC photovoltaic input to a DC-AC inverter; and
`inverting said converted DC photovoltaic input into an inverted AC
`photovoltaic output.
`
`or
`
`Patent 7,843,085 Claim 1. An efficient method of solar energy power
`creation comprising the stepsof:
`creating a DC photovoltaic output from at least one solar panel of a
`plurality of solar panels;
`establishing said DC photovoltaic output as at least part of at least one
`DC photovoltaic input to a photovoltaic DC-DC converter for at least one
`DC photovoltaic output;
`substantially power isomorphically converting said at least one DC
`photovoltaic input into a converted DC photovoltaic output;
`substantially power isomorphically maximum photovoltaic power
`point multi mode output controlling operation of said photovoltaic DC-DC
`converter at least some times while said photovoltaic DC-DC converter acts
`to convert said at least one DC photovoltaic input into said converted DC
`photovoltaic output;
`establishing said converted DC photovoltaic output as at least part of a
`converted DC photovoltaic input to at least one DC-ACinverter; and
`
`_4-
`
`AMPT-ITC 0043359
`
`

`

`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`inverting said converted DC photovoltaic input into an inverted AC
`photovoltaic output.
`
`(Paper 1, 4; Paper 12, 3—4; Ex. 2001, 22:35—56).
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`SoSHaSaDHABRWN
`NONYOEeEeEEEiREHillel-F&FOoAHANDWABPWHHNKYBS
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`IV. Adest Motion 2 (Paper 77) (Benefit)
`
`Wetake up Adest Motion 2 first in accord with our stated attention to issues
`
`of priority in this interference. This motion appears to be unopposed.
`
`To be sufficient a motion must provide a showing, supported with
`
`appropriate evidence, such that, if unrebutted, it would justify the relief sought.
`
`The burden of proof is on the movant. Bd. R. 208(b)°. For benefit, a movant must
`
`show at least one constructive reduction to practice of Count 1 as defined in Bd. R.
`
`201 and required by the Standing Order (“SO”) § 208.4.1
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`Wehave consideredall argument in the parties’ briefing and all portions of
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`the evidence pointed out to us in the briefing even if not specifically cited in this
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`decision. Based on this consideration, we find the evidence of record to support
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`any findings of fact in this Decision by a preponderanceof the evidence.
`
`Adest Motion 2 seeks benefit of two provisional applications - 60/908,095
`
`(the “’095 application’) and 60/916,815 (the “’815 application”). Paper 77, 1. The
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`’095 application wasfiled March 26, 2007 (Ex. 1006, 1) and the ’815 application
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`wasfiled May 9, 2007. Ex. 1003.
`
`> “Bd.R. x” is a shorthand for "37 C.F.R. § 41.x". 69 Fed. Reg. 49960, 49961 (12
`Aug. 2004).
`
`_5-
`
`AMPT-ITC 0043360
`
`

`

`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`We accorded Adest benefit of the December4, 2007 filing date of U.S.
`
`Patent Application No. 11/950,271 (the “’271 application’) for Count 1. Paper 1, 5.
`
`Adestasserts that the claims in the ’517 application are also entitled to be accorded
`
`the benefit of the filing date of both the ’095 application (filed March 26, 2007)
`
`and the ’815 application (filed on May 9, 2007).
`
`Specifically, Adest asserts that both the ’095 application and the ’815
`
`application include at least one constructive reduction to practice of Count | as
`
`defined in Bd. R. 201 and required by SO 4] 208.4.1.
`
`Webegin with the ’095 application.
`
`The ’095 application relates also to the field of efficiently harvesting power.
`
`It is said to describe a system and methodfor reliably and efficiently harvesting
`
`powerfrom distributed powersources such as PV panels, batteries, fuel cells or
`
`other DC sources. The system is said to be built of power converting modules
`
`whichare directly connected to the power supplies. The modules are then
`
`connectedin series to strings, and the strings may be connectedin parallel to
`
`arrays. Inter alia, it is said that the output current from the array may be extracted
`
`by an inverter or another load controller. Ex. 1006, Abstract.
`
`Adest points us to figures on both pages 39 and 60 of the ‘095 application.
`
`Paper 77, 3.
`
`The Figures are reproduced below.
`
`OoOoNDHDWABP|]NY
`OeeeSTSOoOHSNDWBWOBPWHHOYK&S
`
`AMPT-ITC 0043361
`
`

`

`Interference 106,112 (JTM) — Ledenev v. Adest
`Decision on Motions
`
`D*MPPT module
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` Solariape Teshnolopies Gnaidertial
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`
`
`
`
`
`
`
`
`
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`
`
`
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`+ Single stage
`«Power Source
`*MPPT ingependent Loop
`
`The Figure is an electrical block diagram of a solar power system
`
`-7-
`
`AMPT-ITC 0043362
`
`

`

`—_ a)
`
`—NR
`
`SoOHHNQNNnAPWWYN
`SeSeS|—_—SaNHaAfpW
`NNR—-Cooo
`YYNYNY&Wwbs
`
`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`Adestasserts that as a result of these figures and associated description, the
`
`’095 application describes the limitations of Count 1. Paper 77, 3. We examine
`
`this contention below.
`
`An efficient method ofsolar energy
`powerharvesting comprising the steps of
`
`Adestasserts that the ’095 application describes an an efficient method of
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`solar energy powerharvesting. /d., 4. We agree. See, e.g. Ex. 1006, 17, lines 1-2
`
`(“efficient power harvesting from solar arrays’) and 23, 4 8 (“transfers the power
`
`efficiently”).
`
`creating a DC photovoltaic outputfrom
`a solar panel ofa plurality ofsolar panels
`
`Adest asserts that the 095 application describes solar panels | through 10
`
`which each have a respective DC photovoltaic output connected to the input ofa
`
`respective DC-DC buck+boost converter. Paper 77, 5—6. We agree. Note Ex. |
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`1006 at 43, 49, 50 (note the tall item outlined like an envelope ontheleft or right
`
`of each figure is a representation of a solar panel).
`
`connecting said DC photovoltaic output to a DC
`Photovoltaic input ofa photovoltaic DC-DCconverter, wherein the
`Photovoltaic DC-DC converter includes a buck+boost converter”
`
`According to Adest, the 095 application showsa solar panel output
`
`connected with a DC-DC buck+boost converter, Paper 77, 6—7. citing inter alia
`
`Ex. 1006 at 43. We agree andalso find that two wires 914 and 916 have a
`
`AMPT-ITC 0043363
`
`

`

`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`potential difference between them due to the energy producedbythe solar cells in
`
`the panel attach solar panel 900 to module 902. Ex. 1006 at 44.
`
`Wealsofind that the module 902 includes a DC/DC converter whose
`
`functionality may be incorporated in an IC 904 which extracts current from the
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`panelat its peak power point by continuously monitoring the current and voltage
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`provided by the panel and uses MPPtracking algorithms to maintain maximum
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`possible power output. Ex. 1006 at 44. The generated poweris transferred to the
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`module output terminals 910 and 912. Jd. at 44-45
`
`converting said DCphotovoltaic input into a converted
`DC photovoltaic output using at least some times a buck modeofthe
`Photovoltaic DC-DC converter and at least other times a boost mode
`ofsaid photovoltaic DC-DC converter
`Adest asserts, and wefind, that the ’095 application describes a photovoltaic
`
`DC-DC converter that includes a buck+boost converter. Paper 77, 8, citing Ex.
`
`1006 at 43-45. In discussing the figure on page 43, the ’095 application states that
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`module 902 “contains a control mechanism and PWM controller 906, which
`
`controls a buck converter or a boost converter.” Ex. 1006 at 43-44, 50. Moreover,
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`we observethat“[e]ither the buck or boost converter could be used at any given
`
`time. /d. at 45.
`
`controlling said photovoltaic DC-DC converter in said
`buck and boost modes while said photovoltaic DC-DC converter
`converts said DC photovoltaic input into said converted DC
`photovoltaic output
`
`Adestasserts, and wealso find, that the ’095 application describes a
`
`photovoltaic DC-DC converter that includes a buck+boost converter. Ex. 1006 at
`
`_9_
`
`AMPT-ITC 0043364
`
`

`

`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`43-45. Wealso agreethat the ’095 application describes the buck+boost converter
`
`sometimes using a buck mode and other times using a boost mode. /d. We also
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`agree that there is description of controller 906 as controlling that buck+boost
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`converter. /d.
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`CMANBPWDNHN
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`SESESFeSReeieeOielelelCoOoSNWNASPWONOYKCO
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`controlling transitions ofsaid photovoltaic DC-DC
`converter between said buck and boost mode conversion by using a
`maximum powerpeaktracking control such that substantially all
`powerofsaid DC photovoltaic input is transferred to said converted
`DC photovoltaic output
`
`Adestasserts that the ’095 application describesthis limitation. Paper 77, 10.
`
`Morespecifically, Adest asserts that the 095 application describes a photovoltaic
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`DC-DCconverter that includes a buck+boost converter. Ex. 1006 at 43-45. Adest
`
`also asserts that the ’095 application describes the buck+boost converter
`
`sometimes using a buck mode andother times using a boost mode. Ex. 1006 at 45,
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`50. The buck+boost converter is controlled by integrated circuit 904 and controller
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`906 using maximum powerpoint tracking. It is reasonable to conclude that the
`
`control of the buck+boost converter by integrated circuit 904 and controller 906
`
`results in substantially all power of said DC photovoltaic input being transferred to
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`the converted DC photovoltaic output /d. at 39, 44.
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`ow)-©
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`yoNYNY&Wwbs
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`connecting said converted DC photovoltaic output as part
`ofa converted DC photovoltaic input to a DC-AC inverter
`
`Adest contends that the ’095 application discloses this limitation. Paper 77,
`
`13. More specifically, Adest points to the figure on page 50 of the ’095
`
`application, where the converted DC power output from the series connection of
`
`-10-
`
`AMPT-ITC 0043365
`
`

`

`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`—_—
`
`DC-DC powerconverter outputs is input to a DC-ACinverter. Ex. 1006 at 50. We
`
`find that the figure reveals this connection.
`
`inverting said converted DC photovoltaic input into an
`inverted AC photovoltaic output
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`Adestfinally asserts,
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`that the ’095 application describes that the output of
`
`the DC-AC inverter can operate electric appliancesor be tied to a power grid, thus
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`disclosing inverting said converted DC photovoltaic input into an inverted AC
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`photovoltaic output as recited in Count 1. Paper 77, 13, citing Ex. 1006 at 24 (|
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`SoOHSNDDHABWLH
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`NONONONOeSHeHSESeSeSSEOlSlESlewoNYOFEFCoSODODONQDoanBPWONHKFCO
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`[0021 ]-[0022]). We agree that the inverter is so described.
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`Ledenevhasnot challenged any of Adest’s contentions.
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`Accordingly, as it appears the ’095 application describes an embodiment
`
`within the Count, we conclude that Adest is entitled to benefit of the ’095
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`application filing date of March 26, 2007 for Count1.
`
`Weneednotreach this issue as concerns the ’815 application, which has a
`
`later filing date, as both provisional applications were filed within a year of the
`
`originally accorded date.
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`Ledenev cannot now prevail on priority asits earliest conception date (Paper
`
`36) is after the accorded benefit of Adest. Ledenev filed a motion for benefit,
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`Ledenev Motion 4, but that motion seeks benefit of an earlier application filed
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`November9, 2007, a date that is after the March 26, 2007 date now accordedto
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`Adest. Consequently, we turn to the remaining motions with an eye towards the
`
`shape of the judgmentto be entered against Ledenev.
`
`-11-
`
`AMPT-ITC 0043366
`
`

`

`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`V. Ledenev Motion 2 — To De-Designate Claims
`
`Ledenev Motion 2 seeks to dedesignate claims 4, 6, 7, 21, and 40-46 of
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`Patent 7,843,085 as corresponding to Count 1. Paper 73. Adest opposes. Paper
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`97. Ledenev replied. Paper 113. That reply included a declaration (Ex. 2040)
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`which spawned a Motion to Exclude (Paper 123), an Opposition to the Motion to
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`Exclude (Paper 131) and a reply thereto (Paper 136). A conference call on Exhibit
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`2040 was conducted February 3, 2020, and a transcript is in the record as Exhibit
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`1031.
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`OoOoNDHDWABP|NY
`NONONONOHeHSHEeSeSeSSESEllSlSlWweNYOF&CoOODOOoNDDBwnFPWHHNOKYOS
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`Ledenev asserts Ledenev’s currently involved claims 4, 6, 7, 21, and 40-46
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`should be designated as not corresponding to the Count because each of these
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`claimsis separately patentable from the subject matter defined by the Count, and
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`because each of these claims is separately patentable from all Adest claims,
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`including those of Adest’s claims that include the term “boundary.”/d. 1.
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`A party seeking to undesignate claims from corresponding to the Count
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`bears the burden to establish nonobviousness,e.g., a negative. Cf Pechiney
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`Emballage Flexible Europre v. Cryovac Inc., 73 USPQ2d 1571, 1573 (Bd. Pat.
`
`App. & Int. 2004) (to demonstrate no interference-in-fact, the moving party bears
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`the burden and mustestablish a ‘negative’). A showing of nonobviousnessin the
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`context of a motion for the undesignation of claims includesall of the
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`considerations for obviousness. The movant must accountfor the differences
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`between the Countand the claim which the movant seeks to undesignate, account
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`for the scope and contentof the prior art knownto the movant, and the level of
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`skill in the art. See also SO 4 208.1
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`-12-
`
`AMPT-ITC 0043367
`
`

`

`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`Level of Ordinary Skill in the Art
`
`Ledenevasserts that, as the Count relates generally to power harvesting and
`
`power conversion in photovoltaic systems, as of December4, 2007, a person
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`having ordinary skill in the art would have been a person with a bachelor’s degree
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`in electrical engineering, plus at least five years’ experience with photovoltaic
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`systems. /d. 2. Ledenev points us to the testimony of Eric Seymour.* Ex. 2021, 4
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`25. As far as we can discern, Adest does not challenge this level or put forth an
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`alternative level.
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`Weadopt Ledenev’s interpretation of the level of ordinary skill in the art as
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`it is reasonable and supported by testimony that we find credible. Moreover, we
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`find that the prior art also reflects what one skilled in the art would have known.Jn
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`re GPAC, Inc., 57 F.3d 1573, 1577 (Fed. Cir. 1995) (level of skill in the art can be
`
`determined byreference to prior art of record).
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`Claim 4
`
`Webegin with Ledenev Claim 4. It is reproduced below.
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`Claim 4. An efficient method of solar energy power creation as
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`described in claim | and further comprising the steps of: photovoltaic
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`boundary condition controlling said photovoltaic DC-DC converter; and
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`boundary condition DC-DC converting said DC photovoltaic output.
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`OoOoNDWNWABP|]NY
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`20
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`Ex. 2001, col. 22,Il. 20-25.
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`* Wefind Professor Seymourto be qualified to testify as to the technical subject
`matter of this interference. Ex. 2021, {| 2—15
`
`-13-
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`AMPT-ITC 0043368
`
`

`

`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`—_—
`
`OmenNnABRWbd
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`SS==NoFS©
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`13
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`It is immediately apparentthat the term “photovoltaic boundary condition
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`controlling” requires interpretation.
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`Ledenevasserts, and Professor Seymourtestifies, that this phrase means:
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`controlling the converter to effect a boundary-type limitation on converter
`voltage output and/or converter current output during operation of the
`converter to produce power, and to take converter output off the maximum
`powerpoint curve, and inverting that converter output to output AC power.”
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`Ex. 2021, || 36
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`Adestasserts that this interpretation improperly reads limitations into the
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`claim. Paper 97, 1.
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`Weturn first to the intrinsic evidence of record. The ’085 patent
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`Specification states, as regard boundary conditions, only this:
`
`Asillustrated in FIGS. 7 A, 7B, and 9, boundary conditions
`or safety limits may be set such as the overcurrent limit and
`the overvoltage limit. Thus the converter and/orits control
`circuitry may serve as a safety module or photovoltaic bound-
`ary condition converter functionality control circuitry, may
`achieve a photovoltaic boundary condition modality of photovoltaic
`DC-DC powerconversion, and may accomplish the
`step of controlling a photovoltaic boundary condition of the
`photovoltaic DC-DC converter
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`Ex. 2001, 15:12—20.
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`Figures 7A, 7B, and 9 are reproduced below.
`
`-|4-
`
`AMPT-ITC 0043369
`
`

`

`Interference 106,112 (JTM) — Ledenev v. Adest
`Decision on Motions
`
`Preset Overcurrent Limit
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`Constant Power @ MPP
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`Current
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`Preset Overvoltage Limit
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`Voltage
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`Fig. 7A
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`Figure 7A is a plot of a solar panel output operating condition paradigm
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`Current
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`Constant Power @ MPP
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` Preset Overcurrent Limit
` |—
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`Voltage
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`Fig. 7B
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`Figure 7B is a plot of a solar panel output operating condition paradigm
`
`-15-
`
`AMPT-ITC 0043370
`
`

`

`Interference 106,112 (JTM) — Ledenev v. Adest
`Decision on Motions
`
`Preset Overcurrent Lirnit
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`|
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`Constant Power @ MPP
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`
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`Current
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`Preset Overvoltage Limit
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`Voltage
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`Fig. 9
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`Figure 9 is a plot of combined protective and coordinated process conditions
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`Photovoltaic boundary conditionsis alternatively used with “safety
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`conditions” in the specification, indicating to us not equal breadth but inclusion.
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`Figures 7A, 7B, and 9 illustrate that safety limits can be a part of that term, but the
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`curved portion of each hard limit boundary is designated as “Constant Powerat
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`MPP.” This indicates to us that the boundaries can beset for efficiency,reliability,
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`or other conditions broader than simply a limit or limits. For example, in
`
`discussing Figure 7A, the Specification notesthat:
`
`Consider the situation in the morning when the sun
`first strikes a PV panel string with powerconditioners (17).
`There may be no grid connection at this point and the inverter
`section may not draw any power.In this case the power
`conditioner (17) might in practical terms increase its output
`
`-16-
`
`AMPT-ITC 0043371
`
`

`

`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`OoOonw7TNnWN
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`voltage until the inverter would break. The inverter could
`have overvoltage protection on its input adding additional
`power conversion components or, the power conditioner may
`simply have its own internal output voltage limit. For example
`if each power conditioner (17) could only produce 100 volts
`maximum and there wasa string of ten PCsin series the
`maximum output voltage would be 1000 volts. This output
`voltage limit could make the grid-tied inverter less complex
`or costly andis illustrated in FIG. 7 A as a preset or predetermined
`overvoltage limit or value or criteria. Thus embodiments
`can present maximum voltage determinative switching
`photovoltaic power conversion control circuitry and maximum
`photovoltaic voltage determinative duty cycle switch-
`ing (as shownin FIG. 7A asthe preset overvoltage limit). This
`can be inverter specific.
`
`Ex. 2001, 14:2-21.
`
`To us, then, relying on the intrinsic evidenceinitially, a boundary condition
`
`is convincingly a limit set on the operations of the converter and operating the
`
`converter according to that limit. One specifically exemplified limit is overvoltage.
`
`Wenowturn to Professor Seymour’s analysis. Hetestifies that
`
`38. “boundary-type limitation”: One of ordinary skill in the art would,
`upon reading the Ledenev Patent, believe that boundary condition implies an
`upper bound,i.e., where the boundacts to limit a parameter only whenitis
`above a certain value (there is no limiting when suchis not the case). For
`example, if a boundaryis at 400V,then, if the voltage would otherwise be
`410V,it is held at 400V,but if it would be 390V,it is allowed comeoff the
`boundary and lowerto 390V. Such “one-way”(or boundary-type) limiting is
`thus flexible, in a sense. It is in stark contrast to the case where a parameter
`is inflexibly maintained at a certain value regardless of the value that
`parameter would otherwise have in relation to that certain value (e.g., where
`
`-17-
`
`AMPT-ITC 0043372
`
`

`

`OoOonw7TNnWN
`
`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`voltage is held at 400V not only whenit would otherwise be at 410V, but
`also when it would otherwise be at 390V). Figs. 7A, 7B and 9 (of Ex. 2001),
`and related disclosure of the Ledenev Patent, in addition to the words of the
`claim itself (including base independent claim 1) compel this interpretation,
`as explained below (see 4] 41).
`
`2k 2k ok
`
`41. This text and figures clearly indicate an upper limit (with
`seemingly vertical and horizontal lines representing a forced boundary-type
`limitation control on voltage and current, respectively) as a boundary
`condition. For example, if the voltage is less than the preset voltage limit,
`then the boundary is not implemented;if the voltage rises to (or would
`otherwise be above) the preset voltage limit, then it is implemented.
`Wheneverthe voltage or currentis less than the limit, the limit is no longer
`implemented. This is different from setting a parameter(e.g., voltage) to a
`single value regardless of where that parameter would be in relation to that
`value, because such an inflexible, constant setting of a single value does not
`act as an upper or even lower bound.
`
`42. To expandthe construction of claim 4’s operative term to include,
`e.g., a single value at which a parameteris limited or maintained(i.e., that is
`neither an upper nor a lower bound to an enclosed range) would be
`unreasonably broad in view ofthese figures, and in view of the term
`“boundary”, which implies an outer border/limit that prevents progress
`beyond that border/limit. These figures are the only figures indicated in the
`Ledenev Patent as showing claim 4’s operative term, and they all show a
`flexible boundary instead of an inflexible, unchanging limit at which a
`parameteris set andleft.
`
`Ex. 2021.
`
`Professor Seymour’s position does not persuade us. First, the Figures are
`
`exemplary. Figure 9 is expressly stated to be “according to one operational
`
`-18-
`
`AMPT-ITC 0043373
`
`

`

`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`embodimentof the invention.” Ex. 2001, 4:55-56. Second, the Specification
`
`expressly states that there can be varying conditions that place varying limits on
`
`the parameters, such as temperature. Specifically:
`
`As shownin FIGS. 7 A and 7B, voltages of operation
`for maximum power point can vary based upon whether
`the solar source is experiencing hot or cold temperature conditions.
`By permitting MPP to be accommodated through
`impedance transformation apart from any voltage constraint,
`embodiments according to the invention may provide expansive
`panel capability. This may even be such that the converter
`is effectively a full photovoltaic temperature voltage operating
`range photovoltaic DC-DC power converter wherebyit
`can operate at MPP voltages as high as that for the MPP ina
`cold temperature of operation as well as the MPP voltagesas
`low as that for the MPP in a hot temperature of operation.
`
`Ex. 2001, 12:35-46.
`
`In other words, the evidence of record does not necessarily support Professor
`
`Seymour’s position that a boundary condition must enclose a specific area. Nor
`
`must it only set one upper limit. As evidenced by the above, the boundary may
`
`also be variable by temperature and have a lower temperature limit, creating a
`
`curved upper bandthat varies by operating condition as seen in Figure 7B’.
`
`A further issue underscores a further weakness of assigning the boundary
`
`condition an area of a plot. The axes of any given plot may not necessarily be
`
`> Other parameters rapidly spring to mind, such as lower voltage limits on
`inverters. See, e.g. Ex. 2007, 3, showing voltage ranges for normal operation of
`PV grid connected systems of 196 V to 253 V.
`
`-19-
`
`AMPT-ITC 0043374
`
`

`

`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`particular operational parameters, they may be day,date, and time of day or
`
`temperature. All of which mightset a “boundary” of enclosed area under
`
`Professor Seymour’s interpretation but nonetheless measure only one operational
`
`parameter. Wetherefore do not accept Ledenev’s overly limiting claim
`
`interpretation that the boundary condition in the claim is a “boundary-type”limit
`
`that encloses an area. It certainly may include that, but wefind it could reasonably
`
`be read more broadly, i.e. as simple as a band (range) or single limit such as
`
`temperature, voltage, or even time.
`
`Professor Seymour’s testimony continues:
`
`43. “during operation ofthe converter to produce power” — The word
`“converting” appearing in the term “boundary condition...converting” of
`claim 4 strongly suggests by itself that the boundary-type limitations are in
`effect (1.e., be limiting someelectrical parameter) during operation of the
`converter to convert input power(i.e., to produce power). In other words,
`whenthe limitation is in effect to limit voltage or current, it is not the case
`that the system shuts downoperation and ceases to convert power. Figs. 7A,
`7B and 9 of the Ledenev Patent, Ex. 2001 (see above), which are
`diagrammatic descriptions of claim 4, confirm this, as there is nothing
`suggesting system shutoff when such limits are acting to limit voltage or
`current; poweris being converted and produced during implementation of
`Ledenev’s boundary. Instead, as is clear from these figures, during
`overvoltage limitation, current can be non-zero (and poweris being
`processed at such non-zero condition), and during overcurrent limitation,
`voltage can be non-zero (and poweris being processed at such non-zero
`condition).
`
`27
`
`Ex. 2021.
`
`-20-
`
`AMPT-ITC 0043375
`
`

`

`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`This paragraphis of limited persuasive value. First, the term “during
`
`operation of the converter to produce power”is, quite simply, not in claim 1 or
`
`claim 4. It is only found in Professor Seymour’s interpretation of the boundary
`
`condition limitation. Second,it is fair to assumethat the origin of the plot, where
`
`the two axes cross, may be any number, including zero.
`
`Consequently, for the multiple reasons noted above, wereject Professor
`
`Seymour’s claim interpretation that imports the above unrecited limitations, and
`
`instead conclude that a boundary condition is a limit set on the operations of the
`
`converter and operating the converter according to that limit.
`
`Wenext analyze Ledenev’s assertion that the Count does notanticipate or
`
`render obvious the subject matter of claim 4. According to Ledenev,nothing in the
`
`Count — includingits high efficiency operation, its multi mode (or buck+boost)
`
`converter, and its maximum powerpoint (MPP) control — explicitly indicates or
`
`inherently requires claim 4’s boundary control limitation. Paper 73, 7. On its
`
`surface, this statement appears to be correct.
`
`Adesttakes issue with this statement, asserting that maximum powerpoint
`
`limitations themselves are a boundary condition. This contention is based upon the
`
`testimony of Marc E. Herniter.° Ex. 1023. Dr. Hernitertestifies that maximum
`
`powerpoint (MPP)“controls the DC-DC converter using the Perturb and Observe
`
`(P&O) method (the claimed ‘photovoltaic boundary condition controlling said
`
`OoOoNDHDWABP|]NY
`OeeeSTSOoOHSNDWBWOBPWHHOYK&S
`
`° We find Dr. Herniter to be qualified to testify as to the technical subject matter of
`this interference. Ex. 1023, 4{§]4—8(h) and Exhibit 1007.
`
`-) |-
`
`AMPT-ITC 0043376
`
`

`

`Interference 106,112 (JTM)— Ledenev v. Adest
`Decision on Motions
`
`photovoltaic DC-DC converter’) to adjust the input voltage that results in the input
`
`voltage, current, and power being boundedto (or within a close range of) the
`
`maximum powerpoint (the claimed ‘boundary condition DC-DC converting said
`
`DC photovoltaic output’).”/d., | 105, citing Ex. 2001 at 7:4-49 (claim 1)..
`
`Welookto the cited portion of the reference:
`
`As one skilled in the art would appreciate, there are numerous
`circuit configurations that may be employedto derive
`MPPinformation. Some may be based on observingshort
`circuit current or open circuit voltage. Anotherclass of solutions
`may be referred to as a Perturb and Observe (P&O)
`circuit. The P&O methods may be used in conjunction with a
`technique referred to as a "hill climb" to derive the MPP. As
`explained below, this MPP can be determined individually
`meaning for each source, for adjacent sources, or for entire
`strings to achieve best operation. Thus a combined system
`embodiment mayutilize individually or multiple or panel
`(understood to include any source level) dedicated maximum
`photovoltaic power point converter functionality control circuitries
`(16).
`
`Ex. 2001, 7:4-17.
`
`Weare not adequately

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