throbber
UNITED STATES INTERNATIONAL TRADE COMMISSION
`Washington, D.C.
`
`
`In the Matter of
`CERTAIN VAPORIZER DEVICES, CARTRIDGES
`USED THEREWITH, AND COMPONENTS
`THEREOF
`
`
`
`
`Inv. No. 337-TA-1368
`
`ORDER NO. 19:
`
`
`
`CONSTRUING DISPUTED CLAIM TERMS
`(March 19, 2024)
`
`I.
`
`BACKGROUND
`
`The Commission instituted this investigation to determine whether certain vaporizer
`
`devices, cartridges used therewith, and components thereof infringe certain claims of U.S. Patent
`
`No. RE49,114; U.S. Patent No. 10,130,123; U.S. Patent No. 10,709,173; U.S. Patent
`
`No. 11,134,722; and U.S. Patent No. 11,606,981. 88 Fed. Reg. 52207 (Aug. 7, 2023). The
`
`complainants are Juul Labs, Inc and VMR Products LLC, collectively JLI. The respondents are
`
`NJOY, LLC, NJOY Holdings, Inc., Altria Group, Inc., Altria Group Distribution Company, and
`
`Altria Client Services LLC, collectively NJOY. The Commission investigative staff is a party to
`
`the investigation.
`
`The parties filed a joint claim construction chart identifying agreed and disputed claim
`
`terms, Joint Chart (EDIS Doc. ID 808018), and filed claim construction briefs. JLI Br. (EDIS Doc.
`
`ID 808809); NJOY Br. (EDIS Doc. ID 808792); Staff Br. (EDIS Doc. ID 808742); JLI Reply
`
`(EDIS Doc. ID 809820); NJOY Reply (EDIS Doc. ID 809816); and Staff Reply (EDIS Doc.
`
`ID 809764). The private parties submitted expert declarations with their initial claim construction
`
`briefs. JLI Br., CMX-002 (Alarcon Decl.) and CMX-0005 (Collins Decl.); and NJOY Br., RMX-
`
`

`

`0004 (Janet Decl.). A claim construction hearing was held. 12/18/2023 Tr. (EDIS Doc.
`
`ID 810933). The private parties filed the demonstrative exhibits they used at the claim construction
`
`hearing. CDMX-0001 (JLI) (EDIS Doc. ID 811385); and RDMX-0001 (NJOY) (EDIS Doc.
`
`ID 811137). After the hearing, the parties filed an amended joint chart of agreed and disputed
`
`terms. Amended Joint Chart (EDIS Doc. ID 810957).
`
`JLI subsequently terminated certain claims from the investigation. Motion No. 1368-011
`
`(EDIS Doc. ID 815544); and Order No. 18 (Mar. 6, 2024) (EDIS Doc. ID 815605). This order
`
`addresses the asserted claims after that termination.
`
`II.
`
`RELEVANT LAW
`
`It is a bedrock principle of patent law that the claims of a patent define the invention to
`
`which the patentee is entitled the right to exclude. Phillips v. AWH Corp., 415 F.3d 1303, 1312
`
`(Fed. Cir. 2005). “[T]here is no magic formula or catechism for conducting claim construction.”
`
`Id. at 1324. Instead, weight may be attached to appropriate sources “in light of the statutes and
`
`policies that inform patent law.” Id.
`
`The terms of a claim are generally given their ordinary and customary meaning, which is
`
`the meaning that the term would have to one of skill in the art at the time of the invention. Id. at
`
`1312–13. The ordinary meaning of a claim term is its meaning to one of skill in the art after reading
`
`the entire patent. Id. at 1321. “There are only two exceptions to this general rule: 1) when a
`
`patentee sets out a definition and acts as his own lexicographer, or 2) when the patentee disavows
`
`the full scope of a claim term either in the specification or during prosecution.” Thorner v. Sony
`
`Computer Ent. Am. LLC, 669 F.3d 1362, 1365 (Fed. Cir. 2012).
`
`The patent specification “is always highly relevant to the claim construction analysis.
`
`Usually, it is dispositive; it is the single best guide to the meaning of a disputed term.” Vitronics
`
`Corp. v. Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996).
`
`2
`
`

`

`In addition to the specification, a court “should also consider the patent’s prosecution
`
`history, if it is in evidence.” Markman v. Westview Instruments, Inc., 52 F.3d 967, 980 (Fed. Cir.
`
`1995), aff’d, 517 U.S. 370 (1996). The prosecution history, which is intrinsic evidence, is “the
`
`complete record of the proceedings before the PTO and includes the prior art cited during the
`
`examination of the patent.” Phillips, 415 F.3d at 1317. “[T]he prosecution history can often inform
`
`the meaning of the claim language by demonstrating how the inventor understood the invention
`
`and whether the inventor limited the invention in the course of prosecution, making the claim scope
`
`narrower than it would otherwise be.” Id. “[B]ecause the prosecution history represents an ongoing
`
`negotiation between the PTO and the applicant, rather than the final product of that negotiation, it
`
`often lacks the clarity of the specification and thus is less useful for claim construction purposes.”
`
`Id.
`
`In some situations, a “court will need to look beyond the patent’s intrinsic evidence and to
`
`consult extrinsic evidence in order to understand, for example, the background science or the
`
`meaning of a term in the relevant art during the relevant time period.” Teva Pharmaceuticals USA,
`
`Inc. v. Sandoz, Inc., 574 U.S. 318, 331 (2015). Extrinsic evidence is “all evidence external to the
`
`patent and prosecution history, including expert and inventor testimony, dictionaries, and learned
`
`treatises.” Markman, 52 F.3d at 980.
`
`While expert testimony can be useful “to ensure that the court’s understanding of the
`
`technical aspects of the patent is consistent with that of a person of skill in the art,” such testimony
`
`is “generated at the time of and for the purpose of litigation and thus can suffer from bias that is
`
`not present in intrinsic evidence.” Phillips, 415 F.3d at 1318. “The effect of that bias can be
`
`exacerbated if the expert is not one of skill in the relevant art or if the expert’s opinion is offered
`
`in a form that is not subject to cross-examination.” Id. Further, while extrinsic evidence may be
`
`3
`
`

`

`useful, it is less reliable than intrinsic evidence, and its consideration “is unlikely to result in a
`
`reliable interpretation of patent claim scope unless considered in the context of the intrinsic
`
`evidence.” Id. at 1319. Where the intrinsic record unambiguously describes the scope of the
`
`patented invention, reliance on extrinsic evidence is improper. See Pitney Bowes, Inc. v. Hewlett-
`
`Packard Co., 182 F.3d 1298, 1308 (Fed. Cir. 1999) (citing Vitronics, 90 F.3d at 1583).
`
`III. LEVEL OF ORDINARY SKILL IN THE ART
`
`JLI contends that for all asserted patents, one of ordinary skill in the art:
`
`would have had a B.S. in mechanical engineering, electrical engineering, or an
`equivalent degree, and either at least two years of experience designing electro-
`mechanical consumer products or an advanced degree in mechanical engineering,
`electrical engineering, or an equivalent field.
`
`JLI Br. at 3 (citing Alarcon Decl. ¶ 26 and Collins Decl. ¶ 25).
`
`NJOY does not address the level of ordinary skill in its briefs. See generally NJOY Br.;
`
`and NJOY Reply. The Staff contends that one of ordinary skill in the art would have “a bachelor’s
`
`degree in mechanical engineering, electrical engineering, chemistry, physics, or a related field, and
`
`three to four years of industry experience.” Staff Br. at 2–3.
`
`The proposals of JLI and the Staff do not appear to materially differ. Nor does any party
`
`contend that the level of ordinary skill in the art affects any of the claim construction issues. For
`
`purposes of claim construction, I adopt JLI’s proposal.
`
`IV. AGREED CONSTRUCTION
`
`The parties agree on the following construction:
`
`Claim Term and Asserted Claims
`sealably separated
`
`’114 patent, claims 43 and 44
`
`Agreed Construction
`separated by a barrier to prevent flooding
`while also allowing liquid to pass from the
`liquid reservoir to the atomizing chamber
`by capillary action of the wick
`
`4
`
`

`

` Amended Joint Chart at 2.
`
`For purposes of this investigation, the agreed construction is adopted.
`
`V.
`
`CONSTRUCTION OF DISPUTED CLAIM TERMS
`
`The parties’ disputed constructions are addressed below.
`
`A.
`
`The ’114 Patent
`
`1.
`
`The ’114 Patent Specification
`
`The ’114 patent is a reissue of U.S. Patent No. 9,596,887, which issued on March 21, 2017,
`
`and is titled “Electronic Cigarette with Liquid Reservoir.” The reissue application was filed on
`
`March 20, 2019, within the two-year window for broadening reissue claims. 35 U.S.C. § 251(d).
`
`The specification states that the “present invention relates to electronic cigarettes” and in particular
`
`to “an electronic cigarette with an internal liquid reservoir.” ’114 patent at 1:15–17. The
`
`specification also states that the “present invention teaches an electronic cigarette apparatus
`
`including an elongated housing that has a mouthpiece with an aerosol outlet, and an atomizer
`
`disposed within an atomizing chamber.” Id. at 1:58–61.
`
`According to the specification, “[t]he atomizer selectively generates an aerosol of the liquid
`
`in response to suction pressure at the aerosol outlet. The atomizing chamber has an air inlet, an
`
`atomizer outlet coupled to the aerosol outlet, and a first wick aperture. A liquid reservoir is
`
`disposed within the elongated housing, which is sealably separated from the atomizing chamber.
`
`A wick disposed through the first wick aperture between the liquid reservoir and the atomizing
`
`chamber and it is configured to transfer the liquid by capillarity from the liquid reservoir to the
`
`atomizer.” Id. at 1:61–2:3.
`
`The ’114 patent describes features of specific embodiments, including one in which “the
`
`atomizer has a tubular form defining an open central passage” and a “refinement to this
`
`embodiment” in which “the wick passes through the open central passage.” Id. at 2:19–22. In
`
`5
`
`

`

`another “specific embodiment,” “the atomizing chamber further includes a second wick aperture,
`
`and the apparatus is arranged such that a first end of the wick passes through the first wick aperture
`
`and a second end of the wick passes through the second wick aperture.” Id. at 2:23–27.
`
`The ’114 patent specification also states:
`
`The present invention advances the art of electronic cigarettes by teaching an
`electronic cigarette that provides a liquid reservoir, which effectively delivers
`liquid at the requisite rates from the reservoir to an atomizer in a [sic] open
`atomizing chamber. This arrangement enables production of aerosol of the liquid
`at desired rates of atomization without excessive liquid transfer during periods of
`non-use. This function is enabled though utilization of a wick aperture through the
`atomizing chamber and a wick disposed between the liquid reservoir and the
`atomizer. The wick enables the transfer of liquid by capillarity in a controlled
`manner without flooding the open atomization chamber.
`
`Id. at 4:1–14.
`
`The specification further discloses that “[i]n a specific embodiment of the foregoing
`
`apparatus, the wick is fabricated as a bundle of heat resistant fibers” and that in a “refinement to
`
`this embodiment, the bundle of heat resistant fibers is fiberglass,” while in another “refinement,”
`
`“the bundle of heat resistant fibers is fabricated from a material selected from; aramid,
`
`fluorocarbon, sulfide, melamine, polyimide, carbon, and glass.” Id. at 2:28–34.
`
`2.
`
`The Disputed Terms of the ’114 Patent
`
`a) Wick
`
`The parties propose:
`
`Term and
`Asserted Claims
`wick
`
`claims 43 and 44
`
`Amended Joint Chart at 2.
`
`JLI’s Construction
`
`Plain and ordinary meaning,
`e.g., any material through which
`liquid may be drawn via
`capillary action
`
`NJOY and Staff’s
`Construction
`Fibrous bundle
`
`6
`
`

`

`The parties dispute whether the term “wick” in the ’114 patent should be construed as “any
`
`material through which liquid may be drawn by capillary action,” as JLI proposes, or whether the
`
`term should be construed as “fibrous bundle,” as NJOY and the Staff propose.
`
`JLI contends that NJOY and the Staff seek to improperly limit the claimed wick to a
`
`specific embodiment, while the specification describes the wick functionally as a material that
`
`draws liquid by capillary action. JLI Br. at 5–6. NJOY contends that “the specification consistently
`
`describes a wick as a fibrous bundle (or a ‘bundle of fibers’), and exclusively depicts the wick as
`
`a fibrous bundle in the drawings.” NJOY Br. at 5. The Staff points to disclosure that “[t]he wick
`
`is a fibrous bundle” as an “express definition of ‘wick’ in the specification.” Staff Br. at 12, citing
`
`’114 patent at 7:44–48; and Staff Br. at 14.
`
`Both NJOY and the Staff point to figures in the patent showing wick 37. Fig. 7 shows:
`
`
`
`’114 patent at Fig. 7; NJOY Br. at 6; and Staff Br. at 12–13 (pointing to Figs. 8–10 and identifying
`
`disclosure with respect to Figs. 11a–11d). NJOY contends that “[a] wick 37 is depicted in Figures
`
`7, 8, 9, 10, and 11d, and in each figure, the ‘wick 37’ is shown as a bundle of fibers. No other
`
`embodiments of a wick are depicted or described.” NJOY Br. at 5-6.
`
`Claims 43 and 44 both recite “a wick in contact with the atomization liquid in the liquid
`
`reservoir through the first wick aperture and the second wick aperture, the wick disposed between
`
`7
`
`

`

`the liquid reservoir and the atomizer.” Nothing in the language of the claims requires (or suggests)
`
`that the “wick” is limited to any particular structure. The question, therefore, is whether the
`
`specification or prosecution history support that the inventor specifically defined wick as a fibrous
`
`bundle.
`
`NJOY and the Staff correctly note that the specification states that “the wick is a fibrous
`
`bundle” and lists example materials of such a wick. Staff Br. at 12 (citing ’114 patent at 7:44–48);
`
`see also NJOY Br. at 5–6. The specification does so, however, in describing Figs. 11a through
`
`11d, which are described as various views of “an illustrative embodiment of the present invention.”
`
`’114 patent at 7:28–32. The same is true with respect to Figs. 7, 9, and 10, which illustrate the
`
`wick 37 similar to what is illustrated in Fig. 11d, and which are each also described as illustrative
`
`embodiments. Id. at 6:3–5, 6:66–7:3, 3:1–3 and 3:7–12; see NJOY Br. at 6. Fig. 8, to the extent it
`
`shows the structure of the wick, is also described as an “illustrative embodiment.” Id. at 6:46–47
`
`The claims of a patent will not be read restrictively unless the patentee has demonstrated a
`
`clear intention to limit the claim scope using “words or expressions of manifest exclusion or
`
`restriction.” Liebel-Flarsheim Co. v. Medrad, Inc., 358 F.3d 898, 906 (Fed. Cir. 2004), quoting
`
`Teleflex, Inc. v. Ficosa N. Am. Corp., 299 F.3d 1313, 1327 (Fed. Cir. 2002). There is no clear
`
`intent here to limit the scope of the claimed “wick.” The specification does not describe the
`
`invention as limited to the wick being a fibrous bundle. Hill-Rom Services, Inc. v. Stryker Corp.,
`
`755 F.3d 1367, 1372 (Fed. Cir. 2014). Instead, the specification states that the figures depicting
`
`the wick as a fibrous bundle are illustrative embodiments of the invention. Id. at 1373.
`
`The Staff further argues that the wick, as described and shown in Figs. 8–10, must have
`
`ends capable of being urged and constrained. Staff Br. at 12. The Staff points to the disclosure at
`
`column 7, lines 14–19, which states that “[t]he housing 12 is engaged with the atomizer assembly
`
`8
`
`

`

`28, which urges the ends of the wick 37 downwardly and constrains them within the annular cavity
`
`39 formed between the interior of the housing 12 and the exterior of the atomizing chamber 38.
`
`The wick 37 is thusly enabled to absorb the liquid (not shown).” Id. That portion of the
`
`specification addresses Figs. 9 and 10, which are described as “an illustrative embodiment of the
`
`present invention.” ’114 patent at 6:66–7:3; see also 3:7–12. In the embodiment of Figs. 9 and 10,
`
`“[t]he wick 37 passes through the atomizer 32 and extend to the outer periphery of the atomizer
`
`assembly.” Id. at 7:3–5. “The housing 12 is engaged with the atomizer assembly 28, which urges
`
`the ends of the wick downwardly and constrains them within the annular cavity 39 formed between
`
`the interior of the housing 12 and the exterior of the chamber 38. The wick 37 is thusly enabled to
`
`absorb the liquid.” Id. at 7:14–19.
`
`The specification separately describes Fig. 8, another “illustrative embodiment,” in which
`
`the “atomizing chamber 38 includes a pair of opposing wick apertures 40 formed therein, which
`
`provide clearance for the wick 37 to pass into the atomizing chamber 38.” Id. at 6:44–47 and 51–
`
`54. In the embodiment in Fig. 8, the “wick 37 passes through the center of the atomizer 32” and
`
`the “atomizing assembly has a pair of semicircular recesses 30 formed therein which align
`
`cooperatively with the wick apertures” such that when the two units are engaged, “[t]his results in
`
`a circular aperture through which the wick passes with a slightly compressive fit.” Id. at 6:56–62.
`
`This arrangement “enables liquid to pass through by capillarity of the wick 37, but prevents the
`
`liquid from flooding the atomizing chamber 38, which would be detrimental or [sic] atomizer
`
`function.” Id. at 6:62–65. In the embodiment described with respect to Fig. 8, there is no disclosure
`
`that the wick is urged downwardly.
`
`As with Figs. 11a through 11d, the specification states that the embodiment of Figs. 9 and
`
`10 and the embodiment of Fig. 8 are “illustrative embodiments of the present invention” and does
`
`9
`
`

`

`not purport to limit the wick in the ’114 patent to a fibrous bundle, as urged by NJOY and the
`
`Staff. ’114 patent at 6:44–47 (Fig. 8) and 6:66–7:5 (Figs. 9 and 10). Moreover, even if the wick
`
`must be capable of being urged downward, constrained, or forming a compressive fit, as asserted
`
`by the Staff, the Staff does not explain why only a fibrous bundle, and not some other structure,
`
`would have that capability.
`
`NJOY contends that JLI’s “construction is purely fiction and divorced from the intrinsic
`
`evidence” but agrees that “[t]here is no dispute that the ‘wick’ draws liquid via capillary action.”
`
`NJOY Br. at 7. NJOY relies on Eon Corp. IP Holdings LLC v. Silver Spring Networks, Inc., 815
`
`F.3d 1314, 1321 (Fed. Cir. 2016) for the proposition that although the claim term “wick” “might
`
`theoretically in the abstract, be given such a broad meaning, [it] cannot be construed that way in
`
`the context of the patent.” Id. In Eon Corp., however, the Federal Circuit considered the meaning
`
`of the claim terms “portable” and “mobile” and concluded, in light of the specification, that this
`
`feature of the invention was consistently described as “the movement of a low-power subscriber
`
`unit across cell boundaries, with good digital synchronous communication contact throughout the
`
`network” and not as “anything that is theoretically capable of being moved,” “which could include
`
`a house, perhaps, but not a mountain.” Eon Corp., 815 F.3d at 1321. As a result, the claims could
`
`not cover structure that was not intended to be moved even if it could be. Id. Unlike in Eon, JLI’s
`
`proposed construction is not “completely untethered to the context of the invention.” Id. Instead,
`
`here, illustrative embodiments describe and show the wick as a fibrous bundle. The specification,
`
`however, does not define or limit the wick to a fibrous bundle. And, as agreed by NJOY, “[t]here
`
`is no dispute that the ‘wick’ draws liquid via capillary action.” NJOY Br. at 7; see also NJOY
`
`Reply at 1–2.
`
`10
`
`

`

`JLI also argues that there “is no evidence that the patentee disclaimed or narrowed the
`
`meaning of ‘wick’ in the prosecution history.” JLI Br. at 6–7. In particular, JLI notes that during
`
`prosecution the applicant did not make arguments distinguishing the prior art based on the structure
`
`of the claimed wick. Id. NJOY does not disagree. NJOY reply at 2–3. Based on the arguments
`
`presented by the parties, I conclude that the prosecution history is not relevant to the construction
`
`of the term “wick.”
`
`Based on the parties’ briefs, the arguments presented at the hearing, and the evidence,
`
`“wick” is construed as having its plain and ordinary meaning. To the extent further clarification is
`
`required, a wick is a material through which liquid may be drawn via capillary action.
`
`b) Wick Aperture
`
`The parties propose:
`
`Term and
`Asserted Claims
`wick aperture
`
`claims 43 and 44
`
`Amended Joint Chart at 2.
`
`JLI’s Construction
`
`Plain and ordinary
`meaning, e.g., an opening
`that allows the wick to
`access a liquid
`
`NJOY and Staff’s
`Construction
`An opening that provides
`clearance for the wick to
`pass through
`
`For “wick aperture,” JLI proposes the plain and ordinary meaning, which it asserts is an
`
`opening that allows the wick to access a liquid, while NJOY and the Staff propose that the “wick
`
`aperture” is an opening that provides clearance for the wick to pass through.
`
`Claims 43 and 44, which were added by reissue, both recite “a wick in contact with the
`
`atomization liquid in the liquid reservoir through the first wick aperture and the second wick
`
`aperture, the wick disposed between the liquid reservoir and the atomizer.” The language of claims
`
`43 and 44 comes directly from the specification, which states:
`
`11
`
`

`

`The present invention advances the art of electronic cigarettes by teaching an
`electronic cigarette that provides a liquid reservoir, which effectively delivers
`liquid at the requisite rates from the reservoir to an atomizer in a [sic] open
`atomizing chamber. This arrangement enables production of aerosol of the liquid
`at desired rates of atomization without excessive liquid transfer during periods of
`non-use. This function is enabled though utilization of a wick aperture through the
`atomizing chamber and a wick disposed between the liquid reservoir and the
`atomizer. The wick enables the transfer of liquid by capillarity in a controlled
`manner without flooding the open atomization chamber.
`
`’114 patent at 4:1–12.
`
`This separate disclosure, addressing “the present invention,” states that there is a wick
`
`aperture through the atomizing chamber and that the wick is disposed between the liquid reservoir
`
`and the atomizer and enables transfer of liquid by capillarity. This disclosure, like the language of
`
`claims 43 and 44, does not state that the wick passes through the wick aperture.
`
`Other portions of the specification state that the wick passes through the wick aperture. In
`
`the “illustrative embodiment” of Fig. 7, “the wick 37 passes through wick apertures in the
`
`atomizing chamber (not shown) on its two ends, and into the annular cavity 39.” Id. at 6:28–31.
`
`“The fluid 44 is stored in the fluid reservoir 43, and is also capable of flowing into the annular
`
`cavity 39 to saturate wick 37.” Id. at 6:23–25. Similarly, in the “illustrative embodiment” of Figs. 9
`
`and 10, the “housing 12 is engaged with the atomizer assembly 28, which urges the ends of the
`
`wick 37 downwardly and constrains them with the annular cavity 39.” “The wick 37 is thusly
`
`enabled to absorb the liquid.” Id. at 7:14–19.
`
`In the “illustrative embodiment” in Fig. 8, the “atomizing chamber 38 includes a pair of
`
`opposing wick apertures 40 formed therein, which provide clearance for the wick 37 to pass into
`
`the atomizing chamber.” Id. at 6:51–54. “The atomizing assembly has a pair of semicircular
`
`recesses 30 formed therein which align cooperatively with the wick apertures 40 in the atomizing
`
`chamber when the two units are engaged. This results in a circular aperture through which the wick
`
`12
`
`

`

`37 passes with a slightly compressive fit. This arrangement enables liquid to pass through by
`
`capillarity of the wick 37 but prevents the liquid from flooding the atomizing chamber 38.” Id. at
`
`6:57–65. Similarly, in the “illustrative embodiment” shown in Figs. 12a–12c, the “atomizing
`
`chamber 38 includes a pair of opposing wick apertures 40 formed therein, which provide clearance
`
`for the wick (not shown) to pass into the atomizing chamber.” Id. at 7:58–61.
`
`The specification thus discloses that in the embodiments shown and described in Figs. 7
`
`and 9, the wick passes through the wick apertures and into the annular cavity 39 to absorb liquid.
`
`In the embodiments shown and described with respect to Figs. 8 and 12, the wick apertures 40
`
`allow the wick to pass into the atomizing chamber 38.
`
`The dispute between the parties is whether what is shown and described with respect to the
`
`illustrative embodiments in Figs. 7–9 and 12a–12c, supporting that the wick passes through the
`
`wick apertures, limits the disclosure at column 4, which states that in the “present invention,”
`
`excessive liquid transfer during periods of non-use is prevented “through utilization of a wick
`
`aperture through the atomizing chamber and wick disposed between the liquid reservoir and the
`
`atomizer.” ’114 patent at 4:1–10. Though not specifically shown in a figure, based on this
`
`disclosure, a wick may be situated between the liquid reservoir and the atomizer without passing
`
`through the aperture. This separately stated disclosure of the “present invention” describes such
`
`an embodiment.
`
`In MBO Labs. v. Becton, Dickinson & Co., the Federal Circuit stated that “patent coverage
`
`is not necessarily limited to inventions that look like the ones in the figures.” 474 F.3d 1323, 1333
`
`(Fed. Cir. 2007). That is true here, where, although illustrative embodiments described with respect
`
`to certain figures disclose that the wick passes through the wick apertures, a separate disclosure
`
`relating to the “present invention” does not state that the wick passes through the aperture. See
`
`13
`
`

`

`also Skedco, Inc. v. Strategic Operations, Inc., 685 Fed. App’x 956, 959 (Fed. Cir. 2017) (“Patents
`
`do not need to include drawings of particular embodiments in order to claim them. For this reason,
`
`a claim is not limited to inventions looking like those in the drawings. This guidance is especially
`
`apt here because the patent refers to the drawings to which StOps points as exemplary
`
`embodiments.”) (citations and internal quotations omitted).
`
`Based on the language of the claims and its supporting disclosure relating to the “present
`
`invention” including a wick aperture and stating that the wick “is disposed between the liquid
`
`reservoir and the atomizer,” which is separate and distinct from the “illustrative embodiments” in
`
`which the wick passes through the wick aperture, I conclude that the claimed “wick aperture” is
`
`not required to be an opening that provides clearance for the wick to pass through, as argued by
`
`NJOY and the Staff.
`
`NJOY also argues that because the claim calls the aperture a “wick aperture,” the wick
`
`must pass through the aperture. NJOY Reply at 4. I disagree. The separate disclosure in column 4
`
`identifies a “wick aperture” but does not require the wick to pass through that aperture, instead
`
`stating that the wick is disposed between the liquid reservoir and the atomizer and that the wick
`
`enables transfer of the liquid. As JLI explained at the hearing, “the fact that it’s called a wick
`
`aperture doesn’t mean that the wick has to pass through it.” The word wick modifies aperture “in
`
`the sense that the wick accesses liquid through that aperture” and there is “not some other
`
`component accessing liquid through the aperture. It’s the wick that’s accessing liquid through the
`
`aperture.” Tr. at 73:4–11.
`
`Based on the parties’ briefs, the arguments presented at the hearing, and the evidence,
`
`“wick aperture” is construed as an aperture through which the wick passes or through which the
`
`wick accesses liquid.
`
`14
`
`

`

`c)
`
`A wick in contact with the atomization liquid in the liquid
`reservoir through the first wick aperture and the second
`wick aperture
`
`The parties propose:
`
`Term and Asserted Claims
`
`a wick in contact
`with the atomization
`liquid in the liquid
`reservoir through the
`first wick aperture
`and the second wick
`aperture
`
`claims 43 and 44
`
`Amended Joint Chart at 2.1
`
`JLI’s
`Construction
`Plain and ordinary
`meaning, e.g., a
`wick in contact
`with the liquid in
`the liquid
`reservoir by way
`of said first wick
`aperture and said
`second wick
`aperture
`
`NJOY’s
`Construction
`Fibrous bundle that
`passes through the
`first wick aperture
`and second wick
`aperture to contact
`the atomization
`liquid in the liquid
`reservoir
`
`Staff’s Construction
`
`Fibrous bundle that
`contacts atomization
`liquid by passing
`through the first wick
`aperture and second
`wick aperture and
`into the liquid
`reservoir
`
`The parties dispute how the claimed “contact” occurs in this claim term.2 While their
`
`phrasing differs slightly, both NJOY and Staff contend that the wick extends through the claimed
`
`apertures and into the liquid reservoir to contact the liquid in the reservoir. NJOY Br. at 10–11;
`
`and Staff Br. at 17. JLI argues that the wick need not pass through the wick aperture to contact
`
`liquid in the liquid reservoir. JLI Br. at 12–13; and JLI Reply at 8–9 (“This is broad enough to
`
`encompass embodiments disclosed in the specification in which the wick passes through the wick
`
`apertures, as well as those in which the wick does not.”).
`
`NJOY contends that “the plain language of the claim requires that the wick contacts the
`
`liquid in the liquid reservoir through the first and second wick apertures.” NJOY Br. at 11
`
`
`1 Because claim 1 has been terminated, this term and the parties’ proposed constructions have
`been changed to correspond to the language of claims 43 and 44.
`
`2 Because I have not adopted NJOY and the Staff’s proposed construction of the term “wick” as
`a fibrous bundle, I do not adopt the first portions of their proposed constructions of this term.
`
`15
`
`

`

`(emphasis in original). According to NJOY, because claims 43 and 44 recite “a wick in contact
`
`with the atomization liquid in the liquid reservoir,” the wick must be “in contact with liquid that
`
`is located in the liquid reservoir.” Id. (emphasis in original). JLI contends that because claims 43
`
`and 44 recite that the wick is “disposed between the liquid reservoir and the atomizer,” the wick
`
`does not need to pass through the wick aperture to contact the liquid in the liquid reservoir. JLI Br.
`
`at 12; and JLI Reply at 9.
`
`As NJOY notes, this portion of claims 43 and 44 recites that the wick is in contact with the
`
`atomization liquid in the liquid reservoir. The claims do not recite that the wick is in contact with
`
`the atomization liquid from the liquid reservoir. To the extent that JLI urges such a construction,
`
`that is inconsistent with the express claim language. Nonetheless, as noted with respect to the term
`
`“wick aperture,” the claim language does not require that the wick pass through the wick aperture
`
`into the liquid reservoir because the claims recite that the wick is disposed between the liquid
`
`reservoir and the atomizer. The express claim language therefore does not require that the wick be
`
`disposed in the liquid reservoir.
`
`NJOY and the Staff point to disclosure in the specification in which the wick is disposed
`
`in the liquid reservoir. NJOY Br. at 11–12, citing ’114 patent at 1:67–2:3, id. at 6:28–31, id. at
`
`6:57–63, and id. at figs. 8–10; and Staff Br. at 17–18. JLI notes the disclosure in column 4, which
`
`states that excessive liquid transfer during periods of non-use is avoided through “utilization of a
`
`wick aperture through the atomizing chamber and a wick disposed between the liquid reservoir
`
`and the atomizer. The wick enables the transfer of liquid by capillarity in a controlled manner
`
`without flooding the open atomization chamber.” JLI Reply at 9; and ’114 patent at 4:1–13. JLI
`
`asserts that the language “a wick disposed between the liquid reservoir and the atomizer” is “broad
`
`enough to encompass embodiments disclosed in the specification in which the wick passes through
`
`16
`
`

`

`the wick apertures, as well as those in which the wick does not.” Id. I agree that the specification
`
`supports embodiments in which the wick does not pass through the wick apertures. As noted,
`
`however, the language of claims 43 and 44 requires that “the wick [is] in contact with the
`
`atomization liquid in the liquid reservoir.”
`
`The Staff and NJOY also argue that during prosecution, the Examiner understood the
`
`claims of the ’114 patent to require “a wick having a first wick end extending out of the atomizing
`
`chamber through the first wick aperture into the liquid reservoir and a second wick end extending
`
`out of the atomizing chamber through the second wick aperture into the liquid reservoir.” Staff Br.
`
`at 16 (citing JMX-0006 at 961–62); and NJOY Br. at 12.
`
`In a September 8, 2021 Office Action, the Examiner stated:
`
`claims 1–10, 12–16 and 22–55 as a

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket