UNITED STATES INTERNATIONAL TRADE COMMISSION
`WASHINGTON, D.C.
`
`Before the Honorable Bryan F. Moore
`Administrative Law Judge
`
`
`In the Matter of
`
`CERTAIN GLASS SUBSTRATES FOR
`LIQUID CRYSTAL DISPLAYS,
`PRODUCTS CONTAINING THE SAME,
`AND METHODS FOR MANUFACTURING
`THE SAME II
`
`
`
`
`
`
`
`Investigation No. 337-TA-1441
`
`
`RESPONDENTS’ IDENTIFICATION OF EXPERT WITNESSES
`
`
`
`Pursuant to Order No. 6, Setting the Procedural Schedule on March 31, 2025, Respondents
`
`Caihong Display Devices Co., Ltd., Hisense USA Corporation, HKC Corporation Ltd., HKC
`
`Overseas Ltd., LG Electronics U.S.A., Inc., TCL China Star Optoelectronics Technology Co., Ltd.,
`
`TTE Technology, Inc., VIZIO, Inc., and Xianyang CaiHong Optoelectronics Technology Co., Ltd.
`
`(collectively, “Respondents”) hereby identify the following experts whom Respondents may call
`
`to offer expert testimony or expert opinions at the hearing in the above-referenced Investigation.
`
`Respondents reserve the right to rely upon testimony from any of the experts identified herein. In
`
`addition to the experts identified below, Respondents reserves their rights to proffer adverse
`
`testimony from any expert identified by Complainant Corning Incorporated (“Corning”) in this
`
`Investigation. Respondents reserve their rights to amend or supplement these disclosures,
`
`including, without limitation, in response to Corning’s identification of expert witnesses and
`
`following discovery. Specifically, Respondents note that Corning has failed to substantively
`
`respond to many of Respondents’ interrogatories or provide contentions regarding invalidity or
`
`noninfringement. Further, Corning has failed to provide key documentation sought via
`
`Respondents’ discovery requests.
`
`1
`
`Respondents’ Identification of Expert Witnesses
`
`

`

`Subject to the above, Respondents identify the following expert witnesses:
`
`I.
`
`Grant S. Henderson, Ph.D.
`
`Dr. Henderson is an expert in the technical matters of this case, including, without
`
`limitation, glass compositions and properties, glass making, and glass testing. Dr. Henderson’s
`
`curriculum vitae, attached hereto as Exhibit A, sets forth his qualifications.
`
`Dr. Henderson may offer opinions and testimony in this Investigation relating to, among
`
`other subjects, the technical background and state of the art relevant to the Asserted Patents; the
`
`scope and construction of claim terms in the Asserted Patents; the invalidity of the Asserted
`
`Patents, including under 35 U.S.C. §§ 102, 103, and 112; the unenforceability of the Asserted
`
`Patents; the alleged invention and priority dates of the Asserted Patents; the design, development,
`
`and operation of the accused and domestic industry products; noninfringement of the Asserted
`
`Patents; non-infringing redesigns or alternatives to the Asserted Patents; and Complainant’s failure
`
`to satisfy the technical prong of the domestic industry requirement with respect to any claim of the
`
`Asserted Patents. Dr. Henderson may also offer opinions and testimony in rebuttal to any other
`
`arguments and assertions relating to the Asserted Patents that Corning or its experts raise in this
`
`Investigation.
`
`II. Michel W. Barsoum, Ph.D.
`
`Dr. Barsoum is an expert in the technical matters of this case, including, without limitation,
`
`glass compositions and properties, glass making, and glass testing. Dr. Barsoum’s curriculum
`
`vitae, attached hereto as Exhibit B, sets forth his qualifications.
`
`Dr. Barsoum may offer opinions and testimony in this Investigation relating to, among
`
`other subjects, the technical background and state of the art relevant to the Asserted Patents; the
`
`scope and construction of claim terms in the Asserted Patents; the invalidity of the Asserted
`
`Patents, including under 35 U.S.C. §§ 102, 103, and 112; the unenforceability of the Asserted
`2
`
`Respondents’ Identification of Expert Witnesses
`
`

`

`Patents; the alleged invention and priority dates of the Asserted Patents; the design, development,
`
`and operation of the accused and domestic industry products; noninfringement of the Asserted
`
`Patents; non-infringing redesigns or alternatives to the Asserted Patents; and Complainant’s failure
`
`to satisfy the technical prong of the domestic industry requirement with respect to any claim of the
`
`Asserted Patents. Dr. Barsoum may also offer opinions and testimony in rebuttal to any other
`
`arguments and assertions relating to the Asserted Patents that Corning or its experts raise in this
`
`Investigation.
`
`III. Edgar Dutra Zanotto, Ph.D.
`
`Dr. Zanotto is an expert in the technical matters of this case, including, without limitation,
`
`glass compositions and properties, glass making, and glass testing. Dr. Zanotto’s curriculum vitae,
`
`attached hereto as Exhibit C, sets forth his qualifications.
`
`Dr. Zanotto may offer opinions and testimony in this Investigation relating to, among other
`
`subjects, the technical background and state of the art relevant to the Asserted Patents; the scope
`
`and construction of claim terms in the Asserted Patents; the invalidity of the Asserted Patents,
`
`including under 35 U.S.C. §§ 102, 103, and 112; the unenforceability of the Asserted Patents; the
`
`alleged invention and priority dates of the Asserted Patents; the design, development, and
`
`operation of the accused and domestic industry products; noninfringement of the Asserted Patents;
`
`non-infringing redesigns or alternatives to the Asserted Patents; and Complainant’s failure to
`
`satisfy the technical prong of the domestic industry requirement with respect to any claim of the
`
`Asserted Patents. Dr. Zanotto may also offer opinions and testimony in rebuttal to any other
`
`arguments and assertions relating to the Asserted Patents that Corning or its experts raise in this
`
`Investigation.
`
`3
`
`Respondents’ Identification of Expert Witnesses
`
`

`

`IV. William M. Carty, Ph.D.
`
`Dr. Carty is an expert in the technical matters of this case, including, without limitation,
`
`glass compositions and properties, glass making, and glass testing. Dr. Carty’s curriculum vitae,
`
`attached hereto as Exhibit D, sets forth his qualifications.
`
`Dr. Carty may offer opinions and testimony in this Investigation relating to, among other
`
`subjects, the technical background and state of the art relevant to the Asserted Patents; the scope
`
`and construction of claim terms in the Asserted Patents; the invalidity of the Asserted Patents,
`
`including under 35 U.S.C. §§ 102, 103, and 112; the unenforceability of the Asserted Patents; the
`
`alleged invention and priority dates of the Asserted Patents; the design, development, and
`
`operation of the accused and domestic industry products; noninfringement of the Asserted Patents;
`
`non-infringing redesigns or alternatives to the Asserted Patents; and Complainant’s failure to
`
`satisfy the technical prong of the domestic industry requirement with respect to any claim of the
`
`Asserted Patents. Dr. Carty may also offer opinions and testimony in rebuttal to any other
`
`arguments and assertions relating to the Asserted Patents that Corning or its experts raise in this
`
`Investigation.
`
`V.
`
`Kurt Humphrey
`
`Mr. Humphrey is an expert in the technical matters of this case, including, without
`
`limitation, glass compositions and properties, glass making, and glass testing. Mr. Humphrey’s
`
`curriculum vitae, attached hereto as Exhibit E, sets forth his qualifications.
`
`Mr. Humphrey may offer opinions and testimony in this Investigation relating to, among
`
`other subjects, the technical background and state of the art relevant to the Asserted Patents; the
`
`scope and construction of claim terms in the Asserted Patents; the invalidity of the Asserted
`
`Patents, including under 35 U.S.C. §§ 102, 103, and 112; the unenforceability of the Asserted
`
`Patents; the alleged invention and priority dates of the Asserted Patents; the design, development,
`4
`
`Respondents’ Identification of Expert Witnesses
`
`

`

`and operation of the accused and domestic industry products; noninfringement of the Asserted
`
`Patents; non-infringing redesigns or alternatives to the Asserted Patents; and Complainant’s failure
`
`to satisfy the technical prong of the domestic industry requirement with respect to any claim of the
`
`Asserted Patents. Mr. Humphrey may also offer opinions and testimony in rebuttal to any other
`
`arguments and assertions relating to the Asserted Patents that Corning or its experts raise in this
`
`Investigation.
`
`VI.
`
`Frank Ernst, Ph.D.
`
`Dr. Ernst is an expert in the technical matters of this case, including, without limitation,
`
`glass compositions and properties, glass making, and glass testing. Dr. Ernst’s curriculum vitae,
`
`attached hereto as Exhibit F, sets forth his qualifications.
`
`Dr. Ernst may offer opinions and testimony in this Investigation relating to, among other
`
`subjects, the technical background and state of the art relevant to the Asserted Patents; the scope
`
`and construction of claim terms in the Asserted Patents; the invalidity of the Asserted Patents,
`
`including under 35 U.S.C. §§ 102, 103, and 112; the unenforceability of the Asserted Patents; the
`
`alleged invention and priority dates of the Asserted Patents; the design, development, and
`
`operation of the accused and domestic industry products; noninfringement of the Asserted Patents;
`
`non-infringing redesigns or alternatives to the Asserted Patents; and Complainant’s failure to
`
`satisfy the technical prong of the domestic industry requirement with respect to any claim of the
`
`Asserted Patents. Dr. Ernst may also offer opinions and testimony in rebuttal to any other
`
`arguments and assertions relating to the Asserted Patents that Corning or its experts raise in this
`
`Investigation.
`
`VII. W. Christopher Bakewell
`
`Mr. Bakewell is an expert in economics and related fields, including financial and
`
`economic issues arising in complex business litigation involving intellectual property and other
`5
`
`Respondents’ Identification of Expert Witnesses
`
`

`

`disputes. Mr. Bakewell’s curriculum vitae, attached hereto as Exhibit G, sets forth his
`
`qualifications.
`
`Mr. Bakewell may offer opinions and/or testimony in this Investigation relating to, among
`
`other subjects, the lack of a domestic industry, Corning’s requested remedies in this Investigation,
`
`bonding, and any other related issues pertinent to Respondents’ defenses and/or Corning’s
`
`contentions for which expert testimony is required or useful. Mr. Bakewell may further offer
`
`opinions and/or testimony related to patent invalidity, including the lack of any secondary
`
`considerations of non-obviousness such as commercial success. Mr. Bakewell may also offer
`
`opinions and testimony in rebuttal to any other arguments and assertions relating to the Asserted
`
`Patents that Corning or its experts raise in this Investigation.
`
`
`
`
`
`
`
`6
`
`Respondents’ Identification of Expert Witnesses
`
`

`

`Date: May 8, 2025
`
`
`
`
`/s/ Stephen R. Smith
`
`
`
`Stephen R. Smith
`Adam Pivovar
`Samuel Whitt
`Matthew Ritter
`Rachel Preston
`Cole Merritt
`Haley Chow
`COOLEY LLP
`1299 Pennsylvania Ave., N.W., Suite 700
`Washington, D.C. 20004
`Telephone: (202) 842-7800
`Facsimile: (202) 842-7899
`
`Adam Gershenson
`COOLEY LLP
`500 Boylston Street, 14th Floor
`Boston, MA 02116
`Telephone: (617) 937-2300
`
`Matthew Brigham
`COOLEY LLP
`3175 Hanover Street
`Palo Alto, CA 94304
`Telephone: (650) 843-5000
`
`Email: Caihong_1441_ITC@cooley.com
`
`Paul F. Brinkman, P.C.
`Karthik Ravishankar
`Alexandra Obiol
`Kirkland & Ellis LLP
`1301 Pennsylvania Avenue, N.W.
`Washington, D.C. 20004
`Telephone: (202) 389-5000
`Facsimile: (202) 389-5200
`
`Russell E. Levine, P.C.
`Christian E. Huehns
`Tiffany Hu
`Kirkland & Ellis LLP
`333 W. Wolf Point Plaza
`Chicago, IL 60654
`Telephone: (312) 862-2000
`
`7
`
`Respondents’ Identification of Expert Witnesses
`
`

`

`
`David A. Levin
`Kirkland & Ellis LLP
`2049 Century Park East
`Los Angeles, CA 90067
`Telephone: (310) 552-4200
`
`Fan Chen
`Yi Zhang
`Kirkland & Ellis LLP
`555 California Street
`San Francisco, CA 94104
`Telephone: (415) 439-1400
`
`Nichole DeJulio
`Kirkland & Ellis LLP
`555 South Flower Street
`Los Angeles, CA 90071
`Telephone: (213) 680-8400
`
`Yun Zhang
`Kirkland & Ellis LLP
`601 Lexington Avenue
`New York, NY 10022
`Telephone: (212) 446-4800
`
`Tiffany M. Knapp
`Kirkland & Ellis LLP
`200 Clarendon Street
`Boston, MA 02116
`Telephone: (617) 385-7500
`
`Email: Caihong-1441-ITC@kirkland.com
`
`
`Counsel for Respondents Caihong Display
`Devices Co., Ltd. and Xianyang CaiHong
`Optoelectronics Technology Co., Ltd.
`
`8
`
`Respondents’ Identification of Expert Witnesses
`
`

`

`
`
`
`
`
`
`/s/ Lisa M. Kattan
`
`
`
`Lisa M. Kattan
`Thomas C. Martin
`Christopher Hong
`Michael Kachmarik
`BAKER BOTTS L.L.P.
`700 K Street, NW
`Washington, DC 20001
`Phone: 202.639.7700
`Facsimile: 202.639.7890
`
`Kurt Pankratz
`Jean Choi
`BAKER BOTTS L.L.P.
`2001 Ross Avenue
`Dallas, Texas 20001
`Phone: 214.953.6500
`Fax: 214.953.6503
`
`Eric J. Faragi
`Zhengmao “Frank” Zhu
`BAKER BOTTS L.L.P.
`30 Rockefeller Plaza
`New York, NY 10012
`Phone: 212.408.2500
`Fax: 212.408.2501
`
`Email: dlbakerbotts1441inv@BakerBotts.com
`
`Counsel for Respondents LG Electronics
`U.S.A., Inc. and VIZIO, Inc.
`
`
`
`
`9
`
`Respondents’ Identification of Expert Witnesses
`
`

`

`
`
`
`
`
`/s/ Deanna Tanner Okun
`
`
`
`Deanna Tanner Okun
`Daniel F. Smith
`Lauren E. Peterson
`POLSINELLI P.C.
`1401 Eye Street N.W., Suite 800
`Washington, D.C. 20005
`Telephone: (202) 783-3300
`
`Email: hkc-1441-itc@polsinelli.com
`
`Shen Wang
`Hao Tan
`Pete Curtin
`Yu Di
`Yue (Alyssa) Yang
`Jacob Skebba
`ARCH & LAKE LLP
`203 N. La Salle Street #2100
`Chicago, IL 60601
`
`Email: hkc-337-ta-1441@archlakelaw.com
`
`Counsel for Respondents HKC Corporation,
`Ltd. and HKC Overseas Ltd.
`
`
`
`10
`
`Respondents’ Identification of Expert Witnesses
`
`

`

`
`
`
`
`
`/s/ Paul C. Goulet
`
`
`
`Paul C. Goulet
`Steven M. Anzalone
`Steven E. Adkins
`Jeffrey Q. Li
`FISHERBROYLES, LLP
`1200 G Street N.W., Suite 800
`Washington, D.C. 20005
`Telephone: (202) 669-9630,
`(301) 968-0800, (202) 669-9630,
`(703) 618-2503
`
`Adam K. Whiting
`FISHERBROYLES, LLP
`228 Hamilton Avenue, Third Floor
`Palo Alto, CA 94301
`Telephone: (650) 275-4869
`
`Kevin D. Jablonski
`FISHERBROYLES, LLP
`701 Fifth Avenue, Suite 4200
`Seattle, WA 98104
`Telephone: (206) 235-8125
`
`Scott Nielson
`FISHERBROYLES, LLP
`222 South Main Street, 5th Floor
`Salt Lake City, UT 84101
`Telephone: (801) 660-4400
`
`Email: Hisense.ITC1441@fisherbroyles.com
`
`Counsel for Respondent Hisense USA
`Corporation
`
`
`
`
`11
`
`Respondents’ Identification of Expert Witnesses
`
`

`

`
`
`
`
`
`/s/ Donald R. McPhail
`
`
`
`Donald R. McPhail
`Eric W. Schweibenz
`John S. Kern
`Alexander B. Englehart
`John F. Presper
`MERCHANT & GOULD P.C.
`1900 Duke Street, Suite 600
`Alexandria, Virginia 22314
`Telephone: (703) 684-2500
`Fax: (612) 332-9081
`
`Paige S. Stradley
`MERCHANT & GOULD P.C.
`1801 California St., Unit 3300
`Denver, CO 80202
`Telephone: (303) 357-1670
`Fax: (612) 332-9081
`
`
`E-Mail: MG-ITC1441@merchantgould.com
`
`
`Counsel for Respondents TCL China Star
`Optoelectronics Technology Co., Ltd. and
`TTE Technology, Inc.
`
`12
`
`Respondents’ Identification of Expert Witnesses
`
`

`

`EXHIBIT A
`EXHIBIT A
`
`

`

`CURRICULUM VITAE
`
`
`PERSONAL
`
`Name: Grant Stephen Henderson
`
`
`
`
`
`Home Address:
`
`577-55a Four Wheel Drive Lane
`Madawaska Valley, Ontario, K0J 1B0
`Canada
`
`
`
`
`
`Work Address:
`
`Department of Earth Sciences
`
`22 Ursula Franklin St
`
`University of Toronto
`Toronto, Ontario M5S 3B1
`Canada
`Work: (416) 978-3022
`
`Fax:
`(416) 978-3938
`
` henders@es.utoronto.ca
`
`2018 Invited visiting Professor, IPGP, Paris, June
`2016 Invited visiting Professor, IPGP, Paris, May
`2015 Fellow Mineralogical society of America
`2014 Invited visiting Professor IPGP, Paris France, May.
`1
`
`
`
`
`
`
`
`
`
`
`
`1977
`1979
`1983
`
`
`
`
`
`
`
`
`
`University of Auckland, New Zealand
`University of Auckland, New Zealand
`University of Western Ontario, Canada
`
`Phone: Home (647) 546 5319
`
`
`
`
`
`E-mail (Home and Work):
`
`
`DEGREES
`
`
`BSc
`MSc (1st)
`PhD
`
`
`MSc thesis title: The Mineral Chemistry of Vivianite, Supervisor: K.A. Rodgers.
`PhD thesis title: An X-ray scattering and Raman spectroscopy study of Fe3+ Ga3+ and Ge4+ substituted
`aluminosilicate glasses. Supervisor: M.E. Fleet.
`
`EMPLOYMENT HISTORY
`
`1/1/2016-31/12/2017
`
`
`
`Acting Chair
`
`
`University of Toronto
`1/7/2015-31/12/2015
`Associate Chair (undergraduate)
`
`
`University of Toronto
`
` 2000
`Cross-appointed to Institute for Environmental Studies
`
`
`
`University of Toronto
`
`
`Associate Chair
`
`
` 1998-2000
`University of Toronto
`
`
`Associate Professor
`
`
`
`1994-Present
`Appointed Research Associate Royal Ontario Museum (ROM)
`
`
`
`
` 1997
`Cross-appointed to Department of Chemistry
`
`
`
`
`
` 1995
`Visiting Research Fellow, University of Auckland
`
`
`
`
`
` 1995-1996
`University of Toronto
`
`
`Assistant Professor
`
`
` 1989-94
`Appointed to Graduate School
`
`
`
`
`
`
` 1989
`Atmospheric Environment Service
`
`Visiting Scientist
`
`
`
` 1987-89
`York University
`
`
`
`Project scientist
`
`
`
` 1985-87
`University of Western Ontario
`
`Post doctoral fellow
`
`
` 1983-1985
`
`HONOURS
`
`
`

`

`2012 Invited visiting Professor, LPCML, Lyon, France, April.
`2010 Invited visiting Professor, IPGP, Paris, France, April-May.
`2009 CNRS Research Director, IMPMC, U of Paris VI/VII, Paris, France, October.-December.
`2007 Invited visiting Professor, IPGP, Paris France, March-May.
`2005 CNRS Research scientist, IMPMC, U of Paris VI/VII, Paris, France, May-September.
`2005 Invited visiting Professor, IPGP, Paris, France, May-June (declined)
`Deans Merit Award 2005, 2000, 1999, 1998, 1996, 1993
`NSERC Visiting Fellowship, Atmospheric Environment Service, 1987-1989
`Special University Scholarship, University of Western Ontario, 1979-1983
`New Zealand Universities Grants Committee Post Graduate Scholarship, 1979
`
`
`PROFESSIONAL AFFILIATIONS AND ACTIVITIES
`
`2019-2021: Guest Editor for RimG (Reviews in Mineralogy and Geochemistry) volume on
`Geological Melts 87, 2022, 800pp.
`2016-2019 Chair, Users executive committee, Canadian Light Source
`2016-2018: Invited to organize special session at IMA, Melbourne, Australia
`2016-2017: Invited to organize special session at 2017 Goldschmidt, Paris, France
`2014-2015: Invited to organize Earth and environmental workshop, Annual users meeting of the
`Canadian Light source, May 6th, 2015, Saskatoon.
`2013-present: Member Users advisory committee Canadian Light Source.
`2010-2015: Organizing committee, Physics of Non-crystalline solids (PNCS) XIV, Niagara Falls,
`New York, September 20-25.
`2013-2014: Invited to organize special session at IMA, Johannesburg, South Africa.
`2010-2014: Guest Editor for new RimG (Reviews in Mineralogy and Geochemistry) volume on
`Spectroscopic methods in Mineralogy and Material Sciences, 78, for publication in 2014
`2010-present: member of ICG (International commission on glass) working group (TC10) glass
`structure
`2010-present, Chair of commission on mineral physics sub commission on glasses and melt
`studies and their applications to geosciences and industry.
`2009-2012: Technical programme committee 2012 Goldschmidt, Montreal.
`2009-2010: Invited to organize special session at Goldschmidt 2010, Knoxville, USA.
`2009-2010: Invited to organize special session at IMA, Budapest, Hungary.
`2008-2010: Guest editor for Elements issue Thermodynamics of Earth Systems, Volume 6
`Number 5, October, 2010.
`2007-present: Associate editor, American Mineralogist
`2007-2010: Member of user advisory committee (UAC) to the director of the Canadian light
`Source
`2008-09: Co-chair of annual users meeting of Canadian Light Source, June 2009, Saskatoon,
`Canada
`2007: Guest Editor for special issue of American Mineralogist on Materials
`2007: Invited to organize special session at IGC (2008), Oslo.
`2007: Invited to organize special session at Goldschmidt (2008), Vancouver.
`2006: Invited to guest edit Elements issue Glasses and Melts: Linking geochemistry and
`materials science. This is an international magazine highlighting state of the art research in
`active areas. First Canadian guest editor.
`2006: Invited to co-chair session at “Frontiers in Mineral Sciences” in Cambridge in 2007. This
`is an international joint meeting of mineralogical societies (France, Britain, US, Canada,
`2
`
`
`
`

`

`EU). Entitled, Amorphous Materials: Properties, structure and durability, Co-convenors,
`Neuville, D.R., Dingwell, D.B.
`2005-2009: Vice Chair and Technical programme chair for 2009 Geological association of
`Canada and Mineralogical association of Canada annual meeting, Joint Assembly 2009.
`2005: Guest Editor Canadian Mineralogist special issue in honour of Professor M. Fleet.
`2005: Organized two day symposium in honour of Professor M. Fleet at 2004 GAC/MAC
`
`annual meeting (Brock University).
`2005: Invited to co-chair a special session at 2006 IMA, Kobe, Japan.
`2004: Local organizing committee of IUCr high pressure commission workshop
`“Crystallography at high pressure”, August 18-21, Saskatoon.
`2001-2004: Member of Mineralogical Society of America (MSA) award committee.
`2000-2002: Invited to organize the MAC shortcourse for GAC/MAC annual meeting in
`Saskatoon 2002 on “Earth, Environmental and Materials Science Applications of
`Synchrotron Radiation.”
`2001: member of CFI advisory workshop on Imaging.
`2000: Visiting scientist, July 13-15, 2000, Bayreuth, Geoinstitut, Bayreuth, Germany.
`1997- present: University of Toronto Trustee on the Board of Trustees of the Canadian Institute
`for Synchrotron Radiation (CISR)
`Currently part of Canada-Italy joint cultural exchange programme involving collaborative
`synchrotron research with E. Paris, U of Camerino, Italy.
`1999-2002: Secretary of Canadian Institute for Synchrotron Radiation (CISR).
`1994-1998: Technical Program Chairman, IMA'98, 17th General Session of the International
`mineralogical Association, Toronto, Canada, August 9-16, 1998.
`1994-1998: MAC councillor and Chairman of the MAC distinguished lecture tour.
`1993: MAC distinguished Lecturer for Atlantic Provinces: Memorial, Dalhousie, New
`Brunswick, and SFX. Lecture Title: Mineralogical applications of AFM.
`Served on Ontario Graduate scholarship (OGS) review committee for earth sciences (3 times;
`once as chair of the committee)
`
`
`Member of the following societies:
`
`Mineralogical Association of Canada (MAC)
`Mineralogical Society of America (MSA)
`American Geophysical Union (AGU)
`Geochemical Society (GS)
`
`
`ACADEMIC HISTORY
`
`Research Endeavours
`
`
`My research is presently focussed on Synchrotron (XAS, XANES, EXAFS, RIXS) and
`spectroscopic (Raman, EELS/ELNES) based studies of glasses and melts of geological and materials
`science interest. In particular, the relationship between physical behaviour and structure in germanate
`glasses, high T and P behaviour of germanate, aluminate and silicate melts and glasses, polyamorphism,
`the application of soft X-ray XANES to amorphous materials (ceramics, glasses and melts), and
`theoretical studies of XANES. A list of current on-going projects and collaborations is given below (*
`PhD student involved).
`
`France:
`
`
`3
`
`

`

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`
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` B K-edge XANES borosilicate glasses: Stability of R7T7, CEA (Marcoule)*,
`IMPMC (Paris)
` He Rydberg states: He speciation in R7T7, CEA (Marcoule)*
` O K-edge XANES of spent fuel rods: O diffusion and crack propagation, CEA
`(Cadarache)*
` Zr/Mg/Ti K and L-edge XANES/EXAFS in ceramics: crystallization of Zr/Mg
`ceramics, R7T7 alteration, CEA, Saint-Gobain/IMPMC (Paris)*
` Ge K-edge EXAFS/XANES/RIXS at High P and T: Polyamorphism, IMPMC
`(Paris)
` First principles calculations of B K-edge and O K-edge XANES: IMPMC
`(Paris)
` B K-edge XANES of Fe-containing borosilicate glasses: Fe Redox state in
`glasses, IPGP (Pairs)*
` High T studies of melts (alkali silicates, germanates, borates, aluminates):
`polyamorphism/glass structure, IPGP (Paris)*, U Lyon, (Lyon).
` O K-edge XANES of glasses and melts: structure, IPGP (Paris), CRMHT
`(Orleans)
` Brillouin spectroscopy and glass structure: High P behaviour, U Lyon (Lyon)*
` Ab-initio simulations of glass structure: Rigidity theory, LPTMC (Paris)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
` Laser induced surface amorphization: photonics, Fraunhofer Institute (Halle)*
` Surface vs bulk glass structure: EELS/XANES, Fraunhofer Institute (Halle)
` Bonding effects on XANES/EELS: structure of TM containing glasses and
`ceramics, Fraunhofer Institute (Halle)*
`
` Alkali germanate/borate glasses: structure, RAL (ISIS), (Didcot)
` Thallium-germanate glass structure: fibre optics, RAL (ISIS), (Didcot)
` P K and L-edge XANES/EXAFS phosphate glasses: biomaterials, synthetic
`bone, U of Kent (Kent)*
`
` High pressure X-ray Raman studies of diopside-anorthite glasses, BLXU-12
`Spring-8
`
`
`
`Germany:
`
`England:
`
`Japan
`
`
`RESEARCH AWARDS
`
`Current awards
`
`NSERC (research) Glasses and melts
`NSERC (research) Glasses and melts
`NSERC (research) Glasses and melts
`NSERC (research) Glasses and melts
`NSERC (research) Glasses and melts
`NSERC (research) Glasses and melts
`
`Previous Awards
`
`NSERC (research) Glasses and melts under extreme conditions
`NSERC (research) Glasses and melts under extreme conditions
`
`4
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`$30,000
`$30,000
`$30,000
`$30,000
`$30,000
`$30,000
`
` 2024
` 2023
` 2022
` 2021
` 2020
` 2019
`
`$30,000
`$30,000
`
` 2018
` 2017
`
`

`

`
`NSERC (research) Glasses and melts under extreme conditions
`
`NSERC (research) Glasses and melts under extreme conditions
`
`NSERC (research) Glasses and melts under extreme conditions
`
`NSERC (research) Synchrotron studies of glasses and melts
`
`NSERC (research) Synchrotron studies of glasses and melts
`
`NSERC (research) Synchrotron studies of glasses and melts
`
`NSERC (research) Synchrotron studies of glasses and melts
`
`NSERC (research) Synchrotron studies of glasses and melts
`
`NSERC (research) Synchrotron studies of glasses and melts
`
`NSERC (research) Synchrotron studies of glasses and melts
`
`NSERC (RTI-Brenan PI) Upgrade of high T/P lab
`
`
`
`NSERC (MFA-T.K. Sham PI) Support of CSRF
`
`
`
`NSERC (MFA-D.F. Crozier PI) Support of PNC-CAT
`
`
`NSERC (MFA-D.F. Crozier PI) Support of PNC-CAT
`
`
`NSERC (MFA-D.F. Crozier PI) Support of PNC-CAT
`
`
`CFI (Co-PI) The Brockhouse sector beamline CLS
`
`
`NSERC (research) Synchrotron studies of glasses and melts
`
`NSERC (MFA-T.K. Sham PI) Support of CSRF
`
`
`
`NSERC (MFA-T.K. Sham PI) Support of CSRF
`
`
`
`NSERC (MFA-T.K. Sham PI) Support of CSRF
`
`
`
`NSERC (MFA-D.F. Crozier PI) Support of PNC-CAT
`
`
`NSERC (MFA-D.F. Crozier PI) Support of PNC-CAT
`
`
`NSERC (MFA-D.F. Crozier PI) Support of PNC-CAT
`
`
`NSERC (MFA-D.F. Crozier PI) Support of PNC-CAT
`
`
`CFI (Co-PI) Soft X-ray beamline CLS
`
`
`
`
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`
`NSERC (MFA-T.K. Sham PI) Support of CSRF
`
`
`
`NSERC (MFA-T.K. Sham PI) Support of CSRF
`
`
`
`NSERC (MFA-T.K. Sham PI) Support of CSRF
`
`
`
`NSERC (MFA-T.K. Sham PI) Support of CSRF
`
`
`
`Canadian Space Agency Microgravity studies
`
`
`
`Canadian Space Agency Microgravity studies
`
`
`
`CFI (C.A. Mims PI) TOF-SIMS
`
`
`
`
`
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`NSERC (major Installation Moskovits PI) Confocal Raman system
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`
`
`5
`
`$30,000
`$30,000
`$30,000
`$35,000
`$35,000
`$35,000
`$35,000
`$35,000
`$35,000
`$25,000
`$21,600
`$300,000
`$195,300
`$195,300
`$195,300
`$11.2M
`$29,900
`$300,000
`$300,000
`$300,000
`$250,000
`$250,000
`$250,000
`$250,000
`$1.7M
`$33,000
`$33,000
`$33,000
`$33,000
`$33,000
`$300,000
`$300,000
`$300,000
`$300,000
`$30,000
`$30,000
`$1.97M
`$32,980
`$32,980
`$31,350
`$232,000
`$28,500
`$28,612
`$28,612
`$28,612
`$22,000
`$22,000
`$22,000
`
` 2016
` 2015
` 2014
` 2012
` 2011
` 2010
` 2009
` 2008
` 2007
` 2006
` 2007
` 2006
` 2008
` 2007
` 2006
` 2006
` 2005
` 2005
` 2004
` 2003
` 2005
` 2004
` 2003
` 2002
` 2004
` 2005
` 2004
` 2003
` 2002
` 2001
` 2002
` 2001
` 2000
` 1999
` 2002
` 2001
` 2000
` 2000
` 1999
` 1998
` 1997
` 1997
` 1996
` 1995
` 1994
` 1993
` 1992
` 1992
`
`

`

` 1990
`$22,000
` 1998
`$36,000
` 1995
`$47,000
` 1995
`$600,000
` 1995
`$600,000
` 1995
`$32,000
` 1991
`$132,667
` 1991
`$8,000
` 1990
`$8,000
`$6,000 1991
`$13,000
` 1989
`$10,000
` 1989
`
`
`
`NSERC (research) AFM and Spectroscopic Studies of Minerals
`NSERC (equipment) AFM upgrade to Nanoscope IIIa controller
`NSERC (equipment) AFM upgrade to multimode head
`
`NSERC (major Installation Ozin PI) DOR-MAS-NMR
`
`NSERC (major Installation Perovic PI) FE-SEM
`
`
`OGS (F.G. Ferris is PI) Microbial precipitation of gold
`
`NSERC (equipment) DI Nanoscope III AFM
`
`
`Atmospheric Environment Service Arctic haze research
`
`Atmospheric Environment Service Arctic haze research
`
`University of Toronto Microscope video system
`
`
`University of Toronto Deltech Furnace
`
`
`
`University of Toronto Connaught Grant
`
`
`
`
`PUBLICATIONS
`
`Refereed Journal Publications
`
`1. Henderson GS, Bancroft GM, Nesbitt, HW, Dean PAW, Cicconi, MR, (2025), The high frequency
`Raman bands of Vitreous SiO2, Physics and chemistry of glasses: European Journal of Glass Science
`and Technology Part B, in press.
`2. Nesbitt HW, Richet P, Bancroft GM, Henderson GS, (2025), Partial Molar Volumes in Highly
`Siliceous Melts and the relationship to liquid immiscibility, American Journal of Science, in press.
`3. Nesbitt HW, Richet P, Henderson GS, Bancroft GM, (2024), Thermal expansion of metal oxides in
`silicate melts: A
`simple
`theoretical analysis, American
`Journal of Science, 324.
`https://doi.org/10.2475/001c.115477
`4. Nesbitt HW, Bancroft GM, Sawyer R., Secco RA, Henderson GS, Valence Band XPS spectra of K
`silicate glasses: Effect of HOMO energies on K, Na and Li leach rates, activation energies and
`reaction mechanism, J Non-Crystalline solids, 637, 123044.
`5. Bancroft GM, Dean PAW, Henderson GS, Nesbitt HW, (2023) New assignments of Raman spectra
`of tetrahedra and the effects of electronegativity. I. P2O10 and Si containing molecules, AIP
`Advances, 13, 12537.
`6. Bancroft GM, Dean PAW, Henderson GS, Nesbitt HW, (2023) New assignments of Raman spectra
`of tetrahedra and the effects of electronegativity. II. Silicate Glasses, AIP Advances, 13, 125216.
`7. Nesbitt HW, Dean PAW, Bancroft GM, Henderson GS, (2022) Effects of electronegativities and
`charge localization on Q2 Raman shifts on alkaline and alkaline earth bearing glasses and metasilicate
`crystals, American Mineralogist, 107, 2044-2053.
`8. Nesbitt HW, Richet, P Bancroft GM, Henderson GS, (2022), Partial Molar Volumes of Metal oxides
`in silicate melts: Effects of coulombic interactions, American Journal of Science 322, 683-704.
`9. Sawyer R, Nesbitt HW, Bancroft, GM, Secco RA, Henderson,GS, (2022), Congruent dissolution of
`Al2O3 in a K-disilicate melt, constraints on the reaction mechanism, J Non-Crystalline Solids, 586,
`121565
`10. Nesbitt HW, Henderson GS, Bancroft GM, Neuville DR, (2021), Spectral resolution and Raman
`cross sections for Q3 and Q2 species in ~40 mol% Na2O glasses, Chem Geol, 562, 120040 (invited).
`11. Moulton BM and Henderson GS (2021), Glasses: Alkali and alkaline-earths silicates, Chapter in
`Encyclopedia of Materials: Technic