UNITED STATES INTERNATIONAL TRADE COMMISSION
`Washington, D.C. 20436
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`Before The Honorable Theodore Essex
`Administrative Law Judge
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`In the Matter of
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`CERTAIN RF CAPABLE INTEGRATED
`CIRCUITS AND PRODUCTS CONTAINING
`THE SAME
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`Inv. No. 337-TA-982
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`COMPLAINANT PARKERVISION, INC.’S REQUEST
`FOR RECEIPT OF EVIDENCE WITHOUT A SPONSOR
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`Pursuant to Order No. 5 and Ground Rule 9.8.12, Complainant ParkerVision, Inc.
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`(“ParkerVision”) respectfully submits this request for the receipt of evidence without a sponsoring
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`witness. ParkerVision requests that certain exhibits on its exhibit lists be received into evidence
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`without a sponsoring witness. A listing of the exhibits subject to this request is provided more fully
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`below. These exhibits fall into the following categories:
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`1. Discovery responses provided by the Respondents in this Investigation;
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`2. Designated deposition transcripts of Respondents’ 30(b)(6) corporate representatives
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`and marked exhibits;
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`3. Designated deposition transcripts of employees at Qualcomm who are under the control
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`of Qualcomm;
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`4. Respondents’ responses to the complaint;
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`5. Stipulations between ParkerVision and each Respondent related to importation and/or
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`inventory; and
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`6. The Asserted Patents and their respective prosecution histories and assignment records;
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`Investigation No. 337-TA-982
`COMPLAINANT PARKERVISION, INC.’S REQUEST FOR RECEIPT OF EVIDENCE WITHOUT A SPONSOR
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`Commission Rule 210.37 provides that “[r]elevant, material, and reliable evidence shall be
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`admitted” into the record. Ground Rule 9.8.12 requires that each exhibit offered into evidence have
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`a “sponsoring witness.” However, the rule makes an exception for exhibits that are “non-
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`controversial” and “appropriate for admission into evidence without a sponsoring witness.” Good
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`cause exists to admit these exhibits into the record without sponsoring witnesses because they are
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`relevant, material, reliable, and non-controversial. See Certain Network Devices, Related Software,
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`& Components Thereof (II) (“Network Devices”), Inv. No. 337-TA-945, Order No. 41 (Oct. 29,
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`2015); Certain Light-Emitting Diode Prods. & Components Thereof, Inv. No. 337-TA- 947, Order
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`No. 34 (Oct. 8, 2015). Moreover, each of the exhibits in categories 1-4 contains statements of party
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`opponents. ParkerVision makes this request in order to streamline the hearing without prejudicing
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`Respondents or the Staff.
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`Specifically, ParkerVision seeks to enter the following categories of exhibits without a
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`sponsoring witness:
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`I. DISCOVERY RESPONSES OF PARTY OPPONENTS
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`ParkerVision seeks to enter Respondents’ responses to ParkerVision’s discovery requests
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`into evidence without a sponsoring witness, consistent with the Commission Rules. ParkerVision
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`will submit to the ALJ the proposed exhibits contained in Appendix A, which contain Respondents’
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`complete responses to ParkerVision’s discovery requests. Each of the proposed exhibits is a true
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`and accurate copy of Respondents’ discovery responses and has been prepared by or at the direction
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`of counsel, as laid out in the attached declaration of Daniel B. Weinger. Respondents’ responses to
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`interrogatories are standard, required submissions by a litigant in any Section 337 investigation and
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`contain information relevant and material to all issues in this investigation, such as infringement,
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`validity, remedy, and bond. These documents constitute party admissions, and bear the signature of
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`Investigation No. 337-TA-982
`COMPLAINANT PARKERVISION, INC.’S REQUEST FOR RECEIPT OF EVIDENCE WITHOUT A SPONSOR
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`Respondents’ counsel, demonstrating their authenticity. Moreover, pursuant to the Commission
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`Rules, these discovery responses are admissible as evidence. See 19 C.F.R. § 210.29(a).
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`Accordingly, Respondents’ discovery responses are reliable and non-controversial, and are
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`appropriate for admission without a sponsoring witness.
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`II. DESIGNATED DEPOSITION TRANSCRIPTS OF PARTY OPPONENTS’ 30(B)(6)
`CORPORATE REPRESENTATIVES AND MARKED EXHIBITS
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`The designated portions of the deposition transcripts of Respondents’ 30(b)(6) corporate
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`representatives contained in Appendix B, along with certain exhibits discussed in those excerpts are
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`properly admissible without a sponsoring witness and good cause exists to admit these exhibits into
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`evidence. Each of the proposed exhibits is a true and accurate copy of the final deposition
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`transcripts of Respondents’ corporate witnesses with designated testimony highlighted and has been
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`prepared by or at the direction of counsel, as laid out in the attached declaration of Daniel B.
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`Weinger. The designated testimony is properly admissible against Respondents under Commission
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`Rule 210.28(h)(2), which allows for the deposition of a party, such as Qualcomm, Apple, LG, and
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`Samsung, be “used by an adverse party for any purpose.” The witnesses at these depositions gave
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`their testimony under oath, and Respondents’ counsel was present at each of the depositions and the
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`witnesses had the opportunity to review and correct any errors in the deposition transcripts. Thus,
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`the designated transcripts and accompanying exhibits are material and reliable and should be
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`admitted into evidence without a sponsor. The parties have already exchanged designations on July
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`20, July 25, and July 27.
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`III. DESIGNATED DEPOSITION TRANSCRIPTS OF EMPLOYEES AT QUALCOMM
`WHO ARE UNDER THE CONTROL OF QUALCOMM
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`The designated portions of the deposition transcripts of certain Qualcomm engineering
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`employees contained in Appendix C, along with certain exhibits discussed in those excerpts, are
`Investigation No. 337-TA-982
`COMPLAINANT PARKERVISION, INC.’S REQUEST FOR RECEIPT OF EVIDENCE WITHOUT A SPONSOR
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`properly admissible without a sponsoring witness and good cause exists to admit these exhibits into
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`evidence. Each of the proposed exhibits is a true and accurate copy of the final deposition
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`transcripts of Respondents’ corporate witnesses with designated testimony highlighted and has been
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`prepared by or at the direction of counsel, as laid out in the attached declaration of Daniel B.
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`Weinger. The designated testimony is properly admissible against Respondents under Commission
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`Rule 210.28(h)(2), which allows for the deposition of a party, such as Qualcomm, be “used by an
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`adverse party for any purpose.” The Qualcomm engineering employees are under the control of
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`Qualcomm, as recognized by Ground Rule 4.6.3 (“Hearing subpoenas for witnesses within a
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`party’s control, e.g. an employee, are generally not issued.”). As such, the depositions contain
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`statements of a party opponent and are properly admissible against Respondents under Commission
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`Rule 210.28(h)(2). The witnesses at these depositions gave their testimony under oath, and
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`Qualcomm’s counsel was present at each of the depositions and the witnesses had the opportunity
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`to review and correct any errors in the deposition transcripts. Thus, the designated transcripts and
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`accompanying exhibits are material and reliable and should be admitted into evidence without a
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`sponsor. The parties have already exchanged designations on July 20, July 25, and July 27.
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`IV. RESPONDENTS’ RESPONSES TO THE COMPLAINT
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`ParkerVision request that copies of Respondents’ Responses to the Complaint and exhibits
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`thereto be received into evidence without a sponsoring witness. These documents are relevant,
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`material, reliable, and non-controversial, and are therefore appropriate for receipt into evidence
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`without a sponsoring witness. Respondents’ Responses to the Complaint and any exhibits attached
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`thereto are standard, required submissions by a respondent in any Section 337 investigation, and are
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`thus relevant and material. See 19 C.F.R. § 210.13(b). Further, the documents have already been
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`verified, demonstrating their reliability and that they are non-controversial. Moreover, these
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`Investigation No. 337-TA-982
`COMPLAINANT PARKERVISION, INC.’S REQUEST FOR RECEIPT OF EVIDENCE WITHOUT A SPONSOR
`4
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`documents are already part of the record under Commission Rule 210.38(a). Accordingly,
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`Respondents seek to have the following exhibits received into evidence without a sponsoring
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`witness:
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`CX-1365C LG Respondents Response to ParkerVision, Inc.'s Complaint and Commissions’ Notice
`of Investigation
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`CX-1367
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`Qualcomm Incorporated's Response to ParkerVision, Inc.'s Complaint and
`Commissions’ Notice of Investigation
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`CX-1368C Exhibit 2 to Qualcomm Incorporated's Response to ParkerVision, Inc.'s Complaint and
`Commissions’ Notice of Investigation
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`CX-1373C Apple's Response to ParkerVision, Inc.'s Complaint and Commission's Notice of
`Investigation (with Appendix A)
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`V.
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`STIPULATIONS BETWEEN PARKERVISION AND EACH RESPONDENT
`RELATED TO IMPORTATION AND/OR INVENTORY
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`ParkerVision requests that copies of the importation and/or inventory stipulations between
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`ParkerVision and each Respondent be received into evidence without a sponsoring witness. The
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`inventory and importation stipulations listed below are the result of negotiations between
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`ParkerVision and each Respondent related to importation and domestic inventory, and were entered
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`into in order to avoid burdening parties with discovery into non-controversial issues of fact. These
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`stipulations contain admissions by Respondents of importation and domestic inventory of the
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`Accused Products, are relevant, material, reliable, and non-controversial, and are therefore
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`appropriate for receipt into evidence without a sponsoring witness. The following exhibits fall into
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`this category:
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`JX-1432C Joint Stipulation regarding Inventory and Importation (ParkerVision/Apple)
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`JX-1433C Joint Stipulation regarding Inventory and Importation (ParkerVision/LG) - 5/19/16
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`Investigation No. 337-TA-982
`COMPLAINANT PARKERVISION, INC.’S REQUEST FOR RECEIPT OF EVIDENCE WITHOUT A SPONSOR
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`JX-1434C Joint Stipulation regarding Inventory and Importation (ParkerVision/LG) - 6/2/16
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`JX-1435C Joint Stipulation regarding Importation (ParkerVision/Qualcomm)
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`VI. THE ASSERTED PATENTS AND THEIR RESPECTIVE ASSIGNMENT
`RECORDS
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`The Asserted Patents and their prosecution histories should be received at the hearing
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`without a sponsoring witness. These documents are non-controversial public records and are
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`appropriate for receipt into evidence because they are relevant, material, and reliable. These
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`documents are relevant, material, and of importance to all issues being litigated, including issues of
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`infringement, invalidity, enforceability, and domestic industry. Proper foundation for the proposed
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`exhibits is laid out in the attached declaration of Daniel B. Weinger. Permitting introduction of
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`these documents without a sponsoring witness conserves time and resources at the hearing. Insofar
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`as the authenticity of these documents is not in doubt given their origin, these documents are
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`appropriate for receipt into evidence without a sponsoring witness. Further, the Asserted Patents
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`and prosecution histories are already part of the Commission record pursuant to Commission Rule
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`210.38(a). Accordingly, receiving these documents into evidence without a sponsoring witness is
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`consistent with Commission Rules, non-prejudicial to any party, and necessary to create a more
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`complete record in this investigation. Due to their length, a list of the exhibits that fall into this
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`category is attached as Appendix D.
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`VII. CONCLUSION
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`For the reasons stated above, ParkerVision respectfully requests that the exhibits described
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`and identified above be admitted into evidence without a sponsoring witness.
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`Investigation No. 337-TA-982
`COMPLAINANT PARKERVISION, INC.’S REQUEST FOR RECEIPT OF EVIDENCE WITHOUT A SPONSOR
`6
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`Dated: July 29, 2016
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`Respectfully Submitted,
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`/s/ Daniel B. Weinger
`Michael J. McNamara
`Michael T. Renaud
`James M. Wodarski
`William A. Meunier
`Michael C. Newman
`Kristina R. Cary
`Daniel B. Weinger
`Patrick T. Driscoll
`Serge Subach
`Matthew A. Karambelas
`MINTZ, LEVIN, COHN, FERRIS,
`GLOVSKY AND POPEO, P.C.
`One Financial Center
`Boston, MA 02111
`Phone: (617) 542-6000
`Fax: (617) 542-2241
`ParkerVisionITC@mintz.com
`
`Aarti Shah
`MINTZ, LEVIN, COHN, FERRIS,
`GLOVSKY AND POPEO, P.C.
`701 Pennsylvania Ave. NW, Suite 900
`Washington, DC 20004
`Phone: (202) 434-7300
`Fax: (202) 434-7400
`
`Counsel for Complainant
`ParkerVision, Inc.
`
`Investigation No. 337-TA-982
`COMPLAINANT PARKERVISION, INC.’S REQUEST FOR RECEIPT OF EVIDENCE WITHOUT A SPONSOR
`7
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`

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`Appendix A
`
`Discovery Responses of Party Opponents:
`
`Exhibit No.
`
`Description
`
`
`
`
`
`CX-1296C
`
`2016-02-12 LG's Responses and Objections to ParkerVision's First
`Interrogatories (1-51)
`
`CX-1297C
`
`2016-02-12 LG's Responses and Objections to ParkerVision's First
`Interrogatories Appendix A
`
`CX-1298C
`
`2016-02-12 Qualcomm's Responses and Objections to ParkerVision's First Set
`Interrogatories (1-52)
`
`CX-1300
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`2016-02-12 Apple's Responses and Objections to ParkerVision's First Set
`Interrogatories (1-51)
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`CX-1301
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`2016-02-12 Apple's Responses to ParkerVision's First Set of RFPs (1-83)
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`CX-1302
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`2016-02-12 LG's Objections and Responses to ParkerVision's First RFPs (1-83)
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`CX-1303
`
`2016-02-12 Qualcomm's Response to ParkerVision's First Set of RFPs (1-89)
`
`CX-1305C
`
`2016-02-18 Qualcomm's Response to ParkerVision's Second Set
`Interrogatories (Nos. 53-56)
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`CX-1306
`
`2016-02-18 Qualcomm's Response to ParkerVision's Second Set RFPs (Nos.
`90-98)
`
`CX-1309C
`
`2016-03-04 Qualcomm's First Supplemental Response ParkerVision's First Set
`Interrogatories (1-52)
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`CX-1311
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`2016-03-11 Apple's Supplemental Responses to ParkerVision's First Set of
`RFPs
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`APPENDIX A
`
`

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`Exhibit No.
`
`Description
`
`CX-1313C
`
`2016-03-30 Apple's Responses to ParkerVision's Second Set of Interrogatories
`(52-54)
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`CX-1314C
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`2016-03-30 LG's Response to ParkerVision's Second Interrogatories (52-54)
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`CX-1315C
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`2016-03-30 Qualcomm's Response to ParkerVision's Third Interrogatories (57-
`58)
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`CX-1316
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`2016-03-30 Apple's Response to ParkerVision's Second Set of RFPs (84-87)
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`CX-1317
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`2016-03-30 LG's Response to ParkerVision's Second RFPs (84-87)
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`CX-1318
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`2016-03-30 Qualcomm's Response to ParkerVision's Third RFP (99-102)
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`CX-1321C
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`2016-03-31 Apple's Second Supplemental Responses to ParkerVision's First
`Interrogatories (Nos. 1, 2, 10, 45, 46)
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`CX-1323
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`2016-04-08 Qualcomm's Responses to ParkerVision's Fourth RFP (103-104)
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`CX-1326C
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`2016-04-25 Apple's Restricted Response to Interrogatory 2
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`CX-1327C
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`2016-04-26 Qualcomm's Second Supplemental Response to ParkerVision's
`First Set of Interrogatories (Nos. 1-52)
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`CX-1328C
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`2016-04-29 Apple's Fourth Supplemental Response to ParkerVision's First Set
`of Interrogatories (Nos. 11, 13, 35-44)
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`CX-1329C
`
`2016-04-29 LG's First Supplemental Response to ParkerVision's First
`Interrogatories (Nos. 1-51)
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`CX-1330C
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`2016-04-29 LG's First Supplemental Response to ParkerVision's Second
`Interrogatories (Nos. 52-54)
`
`APPENDIX A
`2
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`Exhibit No.
`
`Description
`
`CX-1331C
`
`2016-04-29 Qualcomm's Third Supplemental Response to ParkerVision's First
`Set of Interrogatories (1-52)
`
`CX-1333C
`
`2016-05-03 CORRECTED Apple's Supplemental Responses to ParkerVision's
`First Set of Interrogatories (Nos. 11, 13, 35-44)
`
`CX-1334C
`
`2016-05-12 Apple's Restricted Third Supplemental Response to Interrogatory
`No 10
`
`CX-1335C
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`2016-05-13 Appendix A to LG's Second Supplemental Response to
`ParkerVision's First Interrogatories
`
`CX-1336C
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`2016-05-13 Appendix B to LG's Second Supplemental Response to
`ParkerVision's First Interrogatories
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`CX-1337C
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`2016-05-13 Apple Inc.’s Supplemental Objections and Response to
`ParkerVision’s First Set of Interrogatories (17-20, 26-28, 30, 33, 35, 44)
`
`CX-1341C
`
`2016-05-23 Qualcomm's Responses to ParkerVision's First Requests for
`Admission (Nos. 1-278)
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`CX-1342C
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`2016-05-31 Qualcomm's Response to ParkerVision's Fourth Set of
`Interrogatories (Nos. 59-62)
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`CX-1344C
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`2016-06-01 Apple's Supplemental Responses to ParkerVision's First
`Interrogatories (Nos. 16, 32, 35, 44)
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`CX-1345C
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`2016-06-01 LG's Third Supplemental Response to ParkerVision's First
`Interrogatories (1-51)
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`CX-1347C
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`2016-06-01 Qualcomm's First Supplemental Response to ParkerVision's Third
`Set of Interrogatories (Nos. 57-58)
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`CX-1374
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`2016-02-24 Apple's letter to Lisa R. Barton re: citation and transcription errors
`in its Response to ParkerVision's Complaint
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`CX-1375
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`2016-02-24 Apple's letter to Lisa R. Barton with Verification of Michael Jaynes
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`
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`APPENDIX A
`3
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`Appendix B
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`Designated Deposition Transcripts and Marked Exhibits of 30(b)(6) Representatives:
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`Description
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`Bates Start
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`Bates End
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`Deposition
`Exhibit
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`N/A
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`N/A
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`N/A
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`N/A
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`1 MISTRI
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`2 MISTRI
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`APPENDIX B
`
`Exhibit
`No.
`CX-1376C Deposition Transcript of
`Afshad Mistri
`CX-1377C Deposition Transcript of
`Michael Jaynes
`CX-1378C Deposition Transcript of
`Maria Yantz
`CX-1379C Deposition Transcript of
`Youngju Kim
`CX-1380C Deposition Transcript of
`William Noellert
`CX-1381C Deposition Transcript of
`James Jaffee (day 1)
`Deposition Transcript of
`James Jaffee (day 1) -
`Schematic Conf.
`CX-1383C Deposition Transcript of
`James Jaffee (day 2)
`Deposition Transcript of
`James Jaffee (day 2) -
`Schematic Conf.
`CX-1385C Deposition Transcript of
`Jim Tran
`CX-1394C Deposition Transcript of
`Aaron Schafer
`CX-1399C Deposition Transcript of
`Sagar Mathur
`CX-1408C Deposition Transcript of
`Sean Diaz
`CX-1407C Deposition Transcript of
`Alok Shah
`Complainant ParkerVision
`Inc.'s First Notice of
`Deposition to Respondent
`Apple, Inc.
`Proposed Respondent Apple
`Inc.'s Public Interest
`Statement
`
`CX-
`1382SC
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`CX-
`1384SC
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`CX-1411
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`CX-1412
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`Exhibit
`No.
`CX-1413
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`CX-1414
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`Apple Inc.'s Response to
`ParkerVision, Inc.'s
`Complaint and Notice of
`Investigation
`App Store Review
`Guidelines - Apple
`Developer
`CX-1415C Condensed transcript of
`deposition of Apple's
`corporate representatives,
`Afshad Mistri
`CX-1416C Apple in Heathcare
`Presentation
`CX-1417C OhioHealth Presentation
`
`CX-1419
`
`CX-1418C The iPad as Mobile Device
`or CT Display and
`Interpretation: Diagnostic
`Accuracy for Identification
`of Pulmonary Embolism
`Complainant ParkerVision
`Inc.'s First Notice of
`Deposition to Respondent
`Apple, Inc.
`CX-1420C Respondent Apple, Inc.'s
`Supplemental Objections
`and Responses to
`Complainant ParkerVision,
`Inc.'s First Set of
`Interrogatories (Nos. 1, 2,
`10, 45, 46)
`CX-1421C Apple, Inc. U.S. Inventory
`as of the end of Q1FY2016
`CX-1422C Respondent Apple, Inc.'s
`Objections and Responses
`to Complainant
`ParkerVision, Inc.'s First
`Set of Interrogatories (Nos.
`1,-5, 9, 14-16, 21-26, 29,
`31, 32, 34, 47-51)
`CX-1423C Apple Inc., Non-Inventory
`Apple U.S. Imports
`
`Description
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`Bates Start
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`Bates End
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`N/A
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`N/A
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`Deposition
`Exhibit
`3 MISTRI
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`PV-ITC-0066854
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`PV-ITC-0066882
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`4 MISTRI
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`APL-PV-ITC-
`01701131
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`APL-PV-ITC-
`01701201
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`5 MISTRI
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`APL-PV-ITC-
`00147673
`APL-PV-ITC-
`00148600
`APL-PV-ITC-
`00148903
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`APL-PV-ITC-
`00147824
`APL-PV-ITC-
`00148648
`APL-PV-ITC-
`00148909
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`N/A
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`N/A
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`N/A
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`N/A
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`6 MISTRI
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`7 MISTRI
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`8 MISTRI
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`1 JAYNES
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`2 JAYNES
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`APL-PV-ITC-
`00146122
`N/A
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`APL-PV-ITC-
`00146123
`N/A
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`3 JAYNES
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`4 JAYNES
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`APL-PV-ITC-
`00129182
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`APL-PV-ITC-
`00129185
`
`5 JAYNES
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`APPENDIX B
`2
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`

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`Description
`
`Exhibit
`No.
`CX-1424C Confidential Appendix A to
`Apple's Response to the
`Complaint and Notice of
`Investigation
`CX-1425C Apple Inc., U.S. iPad Units
`and Revenue
`[REDACTED] Product
`Brief
`[REDACTED] Product
`Brief
`CX-1428C HHCD 2016 Plan
`
`CX-1426C
`
`CX-1427C
`
`CX-1429C Android Market Overview -
`Apple Market Research &
`Analysis CY10 - Q2
`CX-1430C Smartphone Buyers - Apple
`Market Research &
`Analysis CY15 - Q1
`(January, February, March
`2015)
`CX-1431C Pricing for Manufacturing
`
`CX-1432C Pricing for Manufacturing
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`CX-1433C Pricing for Manufacturing
`
`CX-1434C
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`[REDACTED] RFP
`Responses and Next Steps
`CX-1435C Rolls and Responsibilities
`
`CX-1438
`
`CX-1437C Department of Home Land
`Security U.S. Customs and
`Border Protection - Entry
`Summary
`Apple Q2'16 Earnings
`Conference Call: Full
`Transcript
`Complainant ParkerVision's
`First Notice of Deposition
`to Responent Qualcomm,
`Incorporated
`
`CX-1439
`
`Bates Start
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`Bates End
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`N/A
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`N/A
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`Deposition
`Exhibit
`6 JAYNES
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`APL-PV-ITC-
`00203396
`APL-PV-ITC-
`00129148
`APL-PV-ITC-
`00129116
`APL-PV-ITC-
`00203403
`APL-PV-ITC-
`00143528
`
`APL-PV-ITC-
`00143729
`
`APL-PV-ITC-
`00204672
`APL-PV-ITC-
`00204772
`APL-PV-ITC-
`00204706
`APL-PV-ITC-
`00203647
`APL-PV-ITC-
`00203485
`APL-PV-ITC-
`01701130
`
`N/A
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`
`
`7 JAYNES
`
`8 JAYNES
`
`9 JAYNES
`
`10 JAYNES
`
`11 JAYNES
`
`12 JAYNES
`
`13 JAYNES
`
`14 JAYNES
`
`15 JAYNES
`
`16 JAYNES
`
`17 JAYNES
`
`19 JAYNES
`
`20 JAYNES
`
`1 YANTZ
`
`APL-PV-ITC-
`00203389
`APL-PV-ITC-
`00129136
`APL-PV-ITC-
`00129109
`APL-PV-ITC-
`00203399
`APL-PV-ITC-
`00143424
`
`APL-PV-ITC-
`00143622
`
`APL-PV-ITC-
`00204672
`APL-PV-ITC-
`00204741
`APL-PV-ITC-
`00204706
`APL-PV-ITC-
`00203612
`APL-PV-ITC-
`00203460
`APL-PV-ITC-
`01701129
`
`N/A
`
`
`
`APPENDIX B
`3
`
`

`
`Description
`
`Exhibit
`No.
`CX-1440C Qualcomm's Fourth
`Supplemental Response to
`ParkerVision's First Set of
`Interrogatories (Nos. 1-52)
`[No. 29 Removed]
`CX-1441C Tab 1, QCT Worldwide
`Revenue Finance
`CX-1442C Tab 2, QCT Worldwide
`Units Finance
`CX-1443C Tab 1, QCT Worldwide
`Unit Sales
`CX-1444C Tab 2, QCT Worldwide
`Revenue-Sales
`CX-1445C Tab 1, QCT U.S. Revenue-
`Sales
`CX-1446C Tab 2, QCT U.S. Units-
`Sales
`CX-1447C Tab 1, U.S. Revenue
`
`CX-1448C QCT Finance Data
`(Worldwide) Q2FY2014 -
`Q1FY2016
`CX-1449C Tab 2, U.S. Units
`
`
`
`QCPVII00677186
`
`QCPVII00677186
`
`QCPVII00677187
`
`QCPVII00677187
`
`QCPVII00677188
`
`QCPVII00677188
`
`QPVITC01247397
`
`QPVITC01247398
`
`QPVITC01247397
`
`CX-1450C Tab 3, Worldwide Revenue QPVITC01247397
`
`CX-1451C Tab 4, Worldwid Units
`
`QPVITC01247397
`
`CX-1452C
`
`Inventory by Item Report
`
`
`
`Bates Start
`
`Bates End
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Deposition
`Exhibit
`2 YANTZ
`
`3 YANTZ
`
`4 YANTZ
`
`5 YANTZ
`
`6 YANTZ
`
`7 YANTZ
`
`8 YANTZ
`
`9 YANTZ
`
`10 YANTZ
`
`11 YANTZ
`
`12 YANTZ
`
`13 YANTZ
`
`14 YANTZ
`
`CX-1453C Atheros Non-Exclusive
`Technology License
`Agreement
`CX-1454C Samsung's Second
`Supplemental Response to
`ParkerVision's First Set of
`Interrogatories (Nos. 1, 2, 4,
`6, 8, 46, 50-51)
`ParkerVision's First Notice
`of Deposition to Samsung
`CX-1456C QCT Chipset Product
`Roadmaps
`
`CX-1455
`
`QCPV007417394
`
`QCPV007417407
`
`15 YANTZ
`
`
`
`
`
`
`
`
`
`1 KIM
`
`2 KIM
`
`SAMSUNG0055567 SAMSUNG0055675 3 KIM
`
`APPENDIX B
`4
`
`

`
`Description
`
`Exhibit
`No.
`CX-1457C WFR1620 Wafer-level RF
`Receiver - Device
`Specification
`CX-1458C MSM8929 - Device
`Specification
`CX-1459C MSM8274/MSM8274AB,
`MSM8674/MSM8674AB,
`and
`MSM8974/MSM8974AB -
`Device Specification
`CX-1460C WTR39xx Wafer-level RF
`Transceiver - Device
`Specification
`CX-1461C WTR4905/WTR4605
`Wafer-level RF Transceiver
`- Device Specification
`CX-1462C Design Guidelines/Training
`Slides:
`MSM8996/MSM8996SG
`Digital Baseband
`CX-1463C MSM8996/APQ8096/MSM
`8996SG/APQ8096SG -
`Device Specification
`CX-1464C MSM8274/MSM8674/MS
`M8974 Chipset Design
`Guidelines
`CX-1465C Design Guidelines/Training
`Slides: MSM8996 Chipset
`Introduction
`CX-1466C Design Guidelines/Traning
`Slides: MSM8916 RF
`Design Guidelines
`CX-1467C Chipset Design Guidelines -
`Digital Baseband:
`MDM8225 and
`MDM9x25(M)
`CX-1468C MSM8216/MSM8616/MS
`M8916 - Device
`Specification
`CX-1469C MDM9235M/MDM9635M
`- Device Specification
`
`Bates Start
`
`Bates End
`
`SAMSUNG-
`982ITC0081050
`
`SAMSUNG-
`982ITC0081098
`
`SAMSUNG-
`982ITC0081099
`SAMSUNG-
`982ITC0081213
`
`SAMSUNG-
`982ITC0081212
`SAMSUNG-
`982ITC0081368
`
`SAMSUNG-
`982ITC0081369
`
`SAMSUNG-
`982ITC0081449
`
`SAMSUNG-
`982ITC0081450
`
`SAMSUNG-
`982ITC0081530
`
`SAMSUNG-
`982ITC0081531
`
`SAMSUNG-
`982ITC0081693
`
`SAMSUNG-
`982ITC0081694
`
`SAMSUNG-
`982ITC0081833
`
`SAMSUNG-
`982ITC0081834
`
`SAMSUNG-
`982ITC0081897
`
`SAMSUNG-
`982ITC0081898
`
`SAMSUNG-
`982ITC0081991
`
`SAMSUNG-
`982ITC0081992
`
`SAMSUNG-
`982ITC0082043
`
`SAMSUNG-
`982ITC0082044
`
`SAMSUNG-
`982ITC0082203
`
`SAMSUNG-
`982ITC0082204
`
`SAMSUNG-
`982ITC0082320
`
`SAMSUNG-
`982ITC0002321
`
`SAMSUNG-
`982ITC0082420
`
`Deposition
`Exhibit
`4 KIM
`
`5 KIM
`
`6 KIM
`
`7 KIM
`
`8 KIM
`
`9 KIM
`
`10 KIM
`
`11 KIM
`
`12 KIM
`
`13 KIM
`
`14 KIM
`
`15 KIM
`
`16 KIM
`
`APPENDIX B
`5
`
`

`
`Exhibit
`No.
`CX-1470C Design Guidelines/Traning
`Slides: WTR1625L RF
`Transceiver and WFR1620
`RF Receiver
`CX-1471C Design Guidelines:
`MDM9x35M and
`MDM9x30 Chipset -
`Architecture and Digital
`Baseband
`CX-1472C Design Guidelines/Training
`Slides:
`WTR4905/WTR4605 RF
`Transceiver
`CX-1473C Design Guidelines/Training
`Slides:
`MSM8x26/MSM8x28/MS
`M8926/MSM8928 Chipset
`Introduction
`CX-1474C WTR1625/WTR1625L
`Wafer-level RF Transceiver
`- Device Specification
`CX-1475C MDM8225M/MDM9225M/
`MDM9225M-
`1/MDM9625M/MDM9625
`M-1 - Device Specification
`CX-1476C WTR3925/WTR3905/WTR
`3900 RF Transceiver
`CX-1477C MSM8926/MSM8928 -
`Device Specification
`Complainant ParkerVision
`Inc.'s First Notice of
`Deposition to Respondent
`Apple, Inc.
`CX-1479C Respondent Apple Inc.'s
`Supplemental Objections
`and Responses to
`Complainant ParkerVision,
`Inc.'s First Set of
`Interrogatories (Nos. 1, 2,
`10, 35)
`[REDACTED]
`
`CX-1478
`
`CX-1480C
`
`Description
`
`Bates Start
`
`Bates End
`
`SAMSUNG-
`982ITC0082421
`
`SAMSUNG-
`982ITC0082541
`
`Deposition
`Exhibit
`17 KIM
`
`SAMSUNG-
`982ITC0082542
`
`SAMSUNG-
`982ITC0082730
`
`18 KIM
`
`SAMSUNG-
`982ITC0082731
`
`SAMSUNG-
`982ITC0082879
`
`19 KIM
`
`SAMSUNG-
`982ITC0082880
`
`SAMSUNG-
`982ITC0082960
`
`20 KIM
`
`SAMSUNG-
`982ITC0082961
`
`SAMSUNG-
`982ITC0083051
`
`SAMSUNG-
`982ITC0083052
`
`SAMSUNG-
`982ITC0083156
`
`SAMSUNG-
`982ITC0083157
`SAMSUNG-
`982ITC0083362
`
`
`SAMSUNG-
`982ITC0083361
`SAMSUNG-
`982ITC0083485
`
`
`21 KIM
`
`22 KIM
`
`23 KIM
`
`24 KIM
`
`1 NOELLERT
`
`
`
`
`
`2 NOELLERT
`
`APL-PV-ITC-
`00145577
`
`APL-PV-ITC-
`00145656
`
`3 NOELLERT
`
`APPENDIX B
`6
`
`

`
`Bates Start
`
`Bates End
`
`Exhibit
`No.
`CX-1481C
`
`Description
`
`[REDACTED]
`
`CX-1482C
`
`[REDACTED]
`
`CX-1483C LTE 6.6.2.1 FDD -
`Spectrum Emission Mask
`
`CX-1484C Qualcomm Summary
`
`APL-PV-ITC-
`00025438
`
`APL-PV-ITC-
`00025823
`
`APL-PV-ITC-
`01643207
`
`APL-PV-ITC-
`01797538
`
`
`
`CX-1485C Respondent Apple's
`Supplemental Objections
`and Responses to
`Complainant ParkerVision
`Inc.'s First Set of
`Interrogatories for
`Interrogatory (No. 2)
`CX-1486C Presentation, [REDACTED] APL-PV-ITC-
`01797316
`
`APL-PV-ITC-
`00025492
`
`APL-PV-ITC-
`00025877
`
`APL-PV-ITC-
`01643247
`
`APL-PV-ITC-
`01797544
`
`
`
`APL-PV-ITC-
`01797358
`
`APL-PV-ITC-
`00145949
`
`
`
`
`
`
`
`Deposition
`Exhibit
`4 NOELLERT
`
`5 NOELLERT
`
`6 NOELLERT
`
`7 NOELLERT
`
`8 NOELLERT
`
`9 NOELLERT
`
`10 NOELLERT
`
`11 NOELLERT
`
`1 JAFFEE
`
`2 JAFFEE
`
`APL-PV-ITC-
`00145890
`
`APL-PV-ITC-
`01332887
`
`
`
`
`
`CX-1487C
`
`[REDACTED]
`
`CX-1489
`
`CX-1488C Travel and support
`document relating to
`prototype build
`ParkerVision's First Notice
`of Deposition to Qualcomm
`CX-1490C Qualcomm's Fourth
`Supplemental Response to
`ParkerVision's First Set of
`Interrogatories (Nos. 1-52)
`CX-1491C WTR3925 (Lepton) RX
`Downcoverter and Phase
`Shift Block, LLDR
`U.S. Patent No.: 8,422,975
`CX-1492
`CX-1493C WTR1625/WTR1625L
`Wafer-level RF
`Transceiver: Device
`Specification
`CX-1494C Acknowledgement:
`WTR1625 PRX HB/MB/LB
`LO PATH, MLDR
`
`QPVITC00677964 QPVITC00678104
`
`3 JAFFEE
`
`
`QCPVII00685595
`
`
`QCPVII00685687
`
`4 JAFFEE
`5 JAFFEE
`
`QCPVII00039757
`
`QCPVII00039862
`
`6 JAFFEE
`
`APPENDIX B
`7
`
`

`
`Description
`
`Exhibit
`No.
`CX-1495C WTR3925 (Lepton) Rx
`BBF (NB), MLDR
`CX-1496C WTR3925 (Lepton) Rx
`BBF (NB) HLDR
`CX-1497C WTR3925 (Lepton) Rx SE
`BBF, LLDR
`CX-1498C WTR1625/WFR1620 Bench
`HLTR: High Level Test
`Review
`CX-1499C WTR625, Tx Signal Path
`Top Level LLDR
`CX-1500C Acknowledgement:
`WTR1625 (Flying
`Dutchman) TX Synthesizer,
`MLDR
`CX-1501C WTR39xx Wafer-level RF
`Transceiver - Device
`Specification
`CX-1502C WTR3925 (LEPTON) TX
`HLDR
`CX-1503C XLS Spreadsheet
`
`CX-1504C HLDR, 28nm-RF TXDAC
`for WTR5975
`CX-1505C HLDR, WTR3925 (Lepton)
`TX
`CX-1506C WTR5975 & QLNA Combo
`Bench, Low Level Test
`Review
`CX-1507C WTR5975 (Hubble) TX HB
`Signal Path, LLDR
`CX-1508C Qualcomm's Fourth
`Supplemental Response to
`ParkerVision's First Set of
`Interrogatories (Nos. 1-52)
`CX-1509C Sum of Revenue - U.S.
`Revenue
`CX-1510C Sum of Shipped Qty - U.S.
`Units
`CX-1511C Sum of Revenue -
`Worldwide Revenue
`CX-1512C Sum of Shipped Qty -
`Worldwide Units
`
`Bates Start
`
`Bates End
`
`QPVITC00678209 QPVITC00678362
`
`Deposition
`Exhibit
`7 JAFFEE
`
`QPVITC00672495 QPVITC00672661
`
`8 JAFFEE
`
`QPVITC00673538 QPVITC00673751
`
`9 JAFFEE
`
`QCPVII01040810
`
`QCPVII01041046
`
`10 JAFFEE
`
`QCPVII00699539
`
`QCPVII00699620
`
`11 JAFFEE
`
`QCPVII00685876
`
`QCPVII00686061
`
`12 JAFFEE
`
`QCPVII00004868
`
`QCPVII00004949
`
`13 JAFFEE
`
`QCPVII00898150
`
`QCPVII00898398
`
`14 JAFFEE
`
`QPVITC01252833
`
`
`
`15 JAFFEE
`
`QPVITC01229731 QPVITC01229887
`
`16 JAFFEE
`
`QCPVII00421610
`
`QCPVII00421861
`
`17 JAFFEE
`
`QPVITC00863543 QPVITC00863982
`
`18 JAFFEE
`
`QPVITC00013452 QPVITC00013535
`
`19 JAFFEE
`
`
`
`
`
`
`
`
`
`
`
`
`
`QPVITC01247397
`
`QPVITC01247397
`
`QPVITC01247397
`
`QPVITC01247397
`
`APPENDIX B
`8
`
`1 TRAN
`
`2 TRAN
`
`3 TRAN
`
`4 TRAN
`
`5 TRAN
`
`

`
`Description
`
`Exhibit
`No.
`CX-1513C Component Supply
`Agreement
`CX-1514C Strategic Inventive
`Agreement
`CX-1515C Spark Preliminary
`Intergation Plan
`CX-1516C Chipset Purchase and
`Incentive Agreement
`CX-1517C Qualcomm Incorporated
`Accounting Memo
`CX-1518C Development Agreemnt
`
`CX-1525
`
`CX-1519C Memorandum of
`Understanding
`ParkerVision's First Notice
`of Deposition to LG
`CX-1526C LG's Second Supplemental
`Response to ParkerVision's
`First Set of Interrogatories
`(Nos. 1-51)
`CX-1527C Appendix A
`
`CX-1528C Design Guidelines/Training
`Slides: WTR1625L RF
`Transceiver and WFR1620
`RF Receiver
`CX-1529C WTR1625/WTR1625L
`Wafer-level RF
`Transceiver: Device
`Specification
`CX-1530C WFR1620 Wafer-level RF
`Receiver - Device
`Specification
`CX-1531C MSM8926/MSM8928 -
`Device Specification
`(Advance Information)
`CX-1532C MSM8274/MSM8274B,
`MSM8674/MSM8674AB,
`and
`MSM8974/MSM8974AB -
`Device Specification
`
`Bates Start
`
`Bates End
`
`QCPV007356276
`
`QCPV007356291
`
`Deposition
`Exhibit
`6 TRAN
`
`QCPV007251751
`
`QCPV007251756
`
`7 TRAN
`
`QCPV007251670
`
`QCPV007251697
`
`8 TRAN
`
`QCPV007355966
`
`QCPV007355972
`
`9 TRAN
`
`QCPV0073551 09
`
`QCPV007355111
`
`10 TRAN
`
`QCPV007355973
`
`QCPV007355975
`
`11 TRAN
`
`QCPV007372232
`
`QCPV007372239
`
`12 TRAN
`
`
`
`
`
`
`
`
`
`
`
`
`
`ITC_982_LGE_001
`37897
`
`ITC_982_LGE_001
`38016
`
`1 LIM
`
`2 LIM
`
`3 LIM
`
`4 LIM
`
`ITC_982_LGE_001
`37804
`
`ITC_982_LGE_001
`37896
`
`5 LIM
`
`ITC_982_LGE_001
`37299
`
`ITC_982_LGE_001
`37347
`
`ITC_982_LGE_001
`28870
`
`ITC_982_LGE_001
`28984
`
`ITC_982_LGE_001
`35943
`
`ITC_982_LGE_001
`36098
`
`6 LIM
`
`7 LIM
`
`8 LIM
`
`APPENDIX B
`9
`
`

`
`Description
`
`Exhibit
`No.
`CX-1533C Design Guidelines/Training
`Slides:
`WTR3925/WTR3905/WTR
`3900 RF Transceiver
`CX-1534C WTR3925/WTR3905/WTR
`3900 Wafer-level RF
`Transceiver - Devie
`Specification (Advance
`Information)
`CX-1535C MSM8994 - Device
`Specification (Advance
`Information)
`CX-1536C Design Guidelines - Digital
`Baseband: MSM8992
`CX-1537C MSM8996/APQ8096/MSM
`8996Pro/APQ8096Pro -
`Device Specification
`CX-1538C C/Y70 Document
`
`CX-1539
`
`CX-1572
`
`CX-1573
`
`LG G4 Stylus - Full phone
`specification
`CX-1540C SWOT: LG Electronics,
`Mobile Devices, Worldwide
`Complainant ParkerVision,
`Inc.'s First Notice of
`Deposition to Respondent
`Apple, Inc.
`Apple, Inc.'s Response to
`ParkerVision, Inc.'s
`Complaint and Notice of
`Investigation
`CX-1574C Respondent Apple, Inc.'s
`Supplemental Objections
`and
`Responses to Complainant
`ParkerVision, Inc.'s First
`Set of Interrogatories (Nos.
`17-20, 26-28, 30, 33, 35,
`44)
`CX-1575C Presentation entitled
`"Android Market
`Overview"
`
`Bates Start
`
`Bates End
`
`ITC_982_LGE_001
`38098
`
`ITC_982_LGE_001
`38277
`
`Deposition
`Exhibit
`9 LIM
`
`ITC_982_LGE_001
`38017
`
`ITC_982_LGE_001
`38097
`
`10 LIM
`
`ITC_982_LGE_001
`35378
`
`ITC_982_LGE_001
`35495
`
`11 LIM
`
`ITC_982_LGE_001
`29437
`ITC_982_LGE_001
`36443
`
`ITC_982_LGE_001
`29681
`ITC_982_LGE_001
`36580
`
`ITC_982_LGE_000
`68373
`PVITC0068872
`
`ITC_982_LGE_000
`68445
`PVITC0068873
`
`ITC_982_