`
`
`EXHIBIT C
`
`EXHIBIT C
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 1 of 78
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 1 of 78
`
`
`
`
`
`DEFENDANT CREE, INC.’S EXHIBIT LIST
`Defendant Cree, Inc. (“Cree”) identifies the following items that it expects
`to (“E”) or may (“M”) present at trial. By listing these items herein, Cree does
`not admit their relevance or admissibility in this proceeding, and Cree reserves
`the right to object to the admission of any of these items, or at least parts
`thereof. Cree further notes that some of the items listed herein contain highly
`confidential or otherwise protected information that has been subject to a
`Protective Order through the discovery process and, if such items are proffered,
`may require attention from the Court with respect to redacting or otherwise
`addressing such information. Cree reserves the right to present any item
`identified on the Exhibit List of Optolum, Inc. (“OptoLum”), whether or not OptoLum
`offers the item at trial. Cree also expressly reserves the right to offer or
`otherwise use at trial any document or other exhibit filed as or attached to a
`pleading or paper in this matter, any document or other exhibit discovered or
`disclosed after the date of these disclosures, and any document or exhibit
`necessary to rebut or respond to any evidence offered by OptoLum.
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 2 of 78
`
`
`
`Description
`
`Exhibit
`Number
`DX-0001 Certified Copy of U.S. Patent No. 6,220,722 (Begemann)
`DX-0002 Certified Copy of U.S. Patent No. 6,682,211 (English)
`DX-0003 Certified Copy of U.S. Patent No. 6,425,678 (Verdes)
`DX-0004 Certified Copy of U.S. Patent No. 6,848,819 (Arndt)
`DX-0005 Certified Copy of U.S. Patent No. 4,296,539 (Asami)
`DX-0006 Certified Copy of U.S. Patent No. 5,949,347 (Wu)
`DX-0007 Certified Copy of U.S. Patent No. 6,525,668 (Petrick)
`DX-0008 Certified Copy of U.S. Patent No. 6,561,690 (Balestriero)
`DX-0009 Certified Copy of U.S. Patent No. 6,715,900 (Zhang)
`DX-0010 Certified Copy of U.S. Patent No. 2002/0122309 (Abdelhafez)
`DX-0011 Certified Copy of U.S. Patent No. 6,634,770 (Cao ’770)
`DX-0012 Certified Copy of U.S. Patent No. 5,806,965 (Deese)
`DX-0013 Certified Copy of U.S. Patent No. 7,148,452 (Peterson)
`DX-0014 Certified Copy of U.S. Patent No. 6,799,864 (Bohler)
`DX-0015 Certified Copy of U.S. Patent No. 6,335,548 (Roberts)
`DX-0016 Certified Copy of U.S. Patent No. 6,465,961 (Cao ’961)
`DX-0017 Certified Copy of U.S. Patent No. 6,879,263 (Pederson)
`DX-0018 Certified Copy of U.S. Patent No. 6,461,008 (Pederson)
`DX-0019 Certified Copy of U.S. Patent No. 8,591,062 (Husell)
`DX-0020 Certified File History for 10/984,366 (’028 Patent)
`DX-0021 Certified File History for 10/430,732 (’303 Patent)
`DX-0022 Certified File History for 10/430,696 (Dry US 2004/0141326)
`DX-0023 Certified File History for 11/116,962 (Dry US 2005/0258439)
`DX-0024 Certified File History for 11/116,119 (Dry US 2005/0269581)
`DX-0025 Certified File History for 11/116,966 (Dry US 2005/0258440)
`DX-0026 Certified File History for 10/984,367 (Dry US 7,288,796)
`DX-0027 Certified File History for 10/631,027 (Dry US 10,631,027)
`- 2 -
`
`
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 3 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`M
`M
`M
`M
`M
`M
`
`
`
`Exhibit
`Description
`Number
`DX-0028 Certified File History for 10/156,810 (Dry US 6,573,536)
`DX-0029 Certified File History for 09/425,792 (Roberts US 6,441,943)
`DX-0030 Certified File History for 09/426,795 (Roberts US 6,335,548)
`DX-0031 Certified File History for 11/048,676 (Roberts US
`2005/0133810)
`DX-0032 CREEAZ_00538824-844
`DX-0033 CREEAZ_01234451-462
`DX-0034 CREEAZ_1234531-538
`DX-0035 CREEAZ_01234539-543
`DX-0036 CREEAZ_01234544-548
`DX-0037 CREEAZ_01234549-553
`DX-0038 CREEAZ_01234565-582
`DX-0039 CREEAZ_01234583-597
`DX-0040 CREEAZ_00538544-564
`DX-0041 CREEAZ_00538565-583
`DX-0042 CREEAZ_00538584-617
`DX-0043 CREEAZ_00538618-632
`DX-0044 CREEAZ_00538697-710
`DX-0045 CREEAZ_01237335-352
`DX-0046 CREEAZ_01237353-354
`DX-0047 CREEAZ_01237355-357
`DX-0048 CREEAZ_01237358-379
`DX-0049 CREEAZ_01237380-395
`DX-0050 CREEAZ_01237396-418
`DX-0051 CREEAZ_01237419-439
`DX-0052 CREEAZ_01925895-912
`DX-0053 CREEAZ_01237034-048
`
`
`
`- 3 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 4 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`M
`M
`M
`M
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`
`
`Description
`
`Exhibit
`Number
`DX-0054 CREEAZ_01237049-096
`DX-0055 CREEAZ_01237097-121
`DX-0056 CREEAZ_01237122-146
`DX-0057 CREEAZ_01237147
`DX-0058 CREEAZ_01237148-165
`DX-0059 CREEAZ_01237166-185
`DX-0060 CREEAZ_01237306-313
`DX-0061 CREEAZ_01237186-209
`DX-0062 CREEAZ_01237049-096
`DX-0063 CREEAZ_00379203-266
`DX-0064 CREEAZ_00404903 (Young Deposition Exhibit 1)
`DX-0065 CREEAZ_00404904 (Young Deposition Exhibit 2)
`DX-0066 CREEAZ_00404908 (Young Deposition Exhibit 3)
`DX-0067 CREEAZ_00379277 (Young Deposition Exhibit 4)
`DX-0068 CREEAZ_00404906 (Young Deposition Exhibit 6)
`DX-0069 CREEAZ_00352433 (Young Deposition Exhibit 7)
`DX-0070 https://www.cree.com/about/history-and-milestones
`DX-0071 CREEAZ_00080291-311
`DX-0072 CREEAZ_00100570-571
`DX-0073 CREEAZ_00126708-751
`DX-0074 CREEAZ_00266105-107
`DX-0075 CREEAZ_00268482-483
`DX-0076 CREEAZ_00401046-047
`DX-0077 CREEAZ_00401052
`DX-0078 CREEAZ_00027641
`DX-0079 CREEAZ_00027675-676
`DX-0080 CREEAZ_00027681-682
`
`
`
`- 4 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 5 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`
`
`Description
`
`Exhibit
`Number
`DX-0081 CREEAZ_00027795
`DX-0082 CREEAZ_00016122-124
`DX-0083 CREEAZ_00268092
`DX-0084 CREEAZ_00378053-056
`DX-0085 CREEAZ_00363564-565
`DX-0086 CREEAZ_00381728
`DX-0087 CREEAZ_00376877-878
`DX-0088 CREEAZ_00376635-636
`DX-0089 CREEAZ_00002275
`DX-0090 CREEAZ_00025259-260
`DX-0091 CREEAZ_00026984-985
`DX-0092 CREEAZ_00276794-796
`DX-0093 CREEAZ_00268869-870
`DX-0094 CREEAZ_00276799
`DX-0095 CREEAZ_00268991
`DX-0096 CREEAZ_00400992
`DX-0097 CREEAZ_00400963-964
`DX-0098 CREEAZ_00401045-052
`DX-0099 CREEAZ_00401058-059
`DX-0100 CREEAZ_00401119-120
`DX-0101 CREEAZ_00275316-353
`DX-0102 CREEAZ_00401121
`DX-0103 CREEAZ_00379433
`DX-0104 CREEAZ_00379478-081
`DX-0105 CREEAZ_00379486-490
`DX-0106 CREEAZ_00401128-132
`DX-0107 CREEAZ_00279120
`
`
`
`- 5 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 6 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`
`
`Description
`
`Exhibit
`Number
`DX-0108 CREEAZ_00401135
`DX-0109 CREEAZ_00401138
`DX-0110 CREEAZ_00401159-162
`DX-0111 CREEAZ_00270488-489
`DX-0112 CREEAZ_00277172
`DX-0113 CREEAZ_00401511-512
`DX-0114 CREEAZ_00270888
`DX-0116 CREEAZ_00380195
`DX-0117 CREEAZ_00401569-570
`DX-0118 CREEAZ_00401573
`DX-0119 CREEAZ_00401577
`DX-0120 CREEAZ_00401339
`DX-0121 CREEAZ_00401340
`DX-0122 CREEAZ_00401578
`DX-0123 CREEAZ_00401580
`DX-0124 CREEAZ_00401581
`DX-0125 CREEAZ_00401589
`DX-0126 CREEAZ_00401372
`DX-0127 CREEAZ_00264642-662
`DX-0128 CREEAZ_00265478-500
`DX-0129 CREEAZ_00382102-127
`DX-0130 CREEAZ_00272562-563
`DX-0131 CREEAZ_00272572
`DX-0132 CREEAZ_00402070-071
`DX-0133 CREEAZ_00382128
`DX-0134 CREEAZ_00382176-192
`DX-0135 CREEAZ_00265276-294
`
`
`
`- 6 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 7 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`
`
`Description
`
`Exhibit
`Number
`DX-0136 CREEAZ_00387061-069
`DX-0137 CREEAZ_00322058-074
`DX-0138 CREEAZ_00395384-413
`DX-0139 CREEAZ_00270488-489
`DX-0140 CREEAZ_00271595-596
`DX-0141 CREEAZ_00004670
`DX-0142 CREEAZ_00111883-887
`DX-0143 CREEAZ_00127690-747
`DX-0144 CREEAZ_00101218-255
`DX-0145 CREEAZ_00100568-569
`DX-0146 CREEAZ_00090624-628
`DX-0147 CREEAZ_00112050-051
`DX-0148 CREEAZ_00268508-509
`DX-0149 CREEAZ_00409216
`DX-0150 CREEAZ_00268657-658
`DX-0151 CREEAZ_00376805-808
`DX-0152 CREEAZ_00377223
`DX-0153 CREEAZ_00411164-176
`DX-0154 CREEAZ_00377737
`DX-0155 CREEAZ_00377253-254
`DX-0156 CREEAZ_00269028-033
`DX-0157 CREEAZ_00276814-820
`DX-0158 CREEAZ_00407591
`DX-0159 CREEAZ_00024697
`DX-0160 CREEAZ_00024843-883
`DX-0161 CREEAZ_00377486-489
`DX-0162 CREEAZ_00278486-512
`
`
`
`- 7 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 8 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`
`
`Description
`
`Exhibit
`Number
`DX-0163 CREEAZ_00386581
`DX-0164 CREEAZ_00278619-626
`DX-0165 CREEAZ_00386566-573
`DX-0166 CREEAZ_00269646
`DX-0167 CREEAZ_00377738
`DX-0168 CREEAZ_00328978-980
`DX-0169 CREEAZ_00407288-301
`DX-0171 CREEAZ_00401081
`DX-0172 CREEAZ_00269819
`DX-0173 CREEAZ_00379451
`DX-0174 CREEAZ_00355155-157
`DX-0175 CREEAZ_00379509-517
`DX-0176 CREEAZ_00381503-505
`DX-0177 CREEAZ_00270064
`DX-0178 CREEAZ_00270078
`DX-0179 CREEAZ_00277009
`DX-0180 CREEAZ_00277668-669
`DX-0181 CREEAZ_00379723-726
`DX-0182 CREEAZ_00277061-062
`DX-0183 CREEAZ_00316903-906
`DX-0184 CREEAZ_00270341-342
`DX-0185 CREEAZ_00384128-129
`DX-0186 CREEAZ_00355240-247
`DX-0187 CREEAZ_00267161
`DX-0188 CREEAZ_00270606
`DX-0189 CREEAZ_00270609
`DX-0190 CREEAZ_00270773
`
`
`
`- 8 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 9 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`
`
`Description
`
`Exhibit
`Number
`DX-0191 CREEAZ_00081271-274
`DX-0192 CREEAZ_00384304-309
`DX-0193 CREEAZ_00380184
`DX-0194 CREEAZ_00271387
`DX-0195 CREEAZ_00277359-360
`DX-0197 CREEAZ_00277366
`DX-0198 CREEAZ_00271401-402
`DX-0199 CREEAZ_00277377
`DX-0200 CREEAZ_00380205
`DX-0201 CREEAZ_00277417-418
`DX-0203 CREEAZ_00361581
`DX-0204 CREEAZ_00380253
`DX-0205 CREEAZ_00380254
`DX-0206 CREEAZ_00380255
`DX-0207 CREEAZ_00277427
`DX-0208 CREEAZ_00277431
`DX-0209 CREEAZ_00277450
`DX-0210 CREEAZ_00277451
`DX-0211 CREEAZ_00277455-456
`DX-0212 CREEAZ_00302298
`DX-0214 CREEAZ_00272108
`DX-0215 CREEAZ_00277667-669
`DX-0216 CREEAZ_00318269-270
`DX-0217 CREEAZ_00380296
`DX-0218 CREEAZ_00380244
`DX-0219 U.S. Patent No. 7,213,940
`DX-0220 CREEAZ_00090624-628
`
`
`
`- 9 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 10 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`
`
`Description
`
`Exhibit
`Number
`DX-0221 CREEAZ_00404902
`DX-0222 CREEAZ_00112064-065
`DX-0223 CREEAZ_00111825-832
`DX-0224 CREEAZ_00377129-130
`DX-0225 CREEAZ_00268652
`DX-0226 CREEAZ_00268722-723
`DX-0227 CREEAZ_00409165
`DX-0228 CREEAZ_00409164
`DX-0229 CREEAZ_00276772-773
`DX-0230 CREEAZ_00363400-402
`DX-0231 CREEAZ_00386481-524
`DX-0232 CREEAZ_00376649
`DX-0233 CREEAZ_00378378-379
`DX-0234 CREEAZ_00378383-384
`DX-0235 CREEAZ_00080291-311
`DX-0236 CREEAZ_00379310-311
`DX-0237 CREEAZ_00269877-878
`DX-0238 CREEAZ_00269927-928
`DX-0239 CREEAZ_00379477
`DX-0240 CREEAZ_00270025
`DX-0241 CREEAZ_00381512-513
`DX-0242 CREEAZ_00270311-312
`DX-0243 CREEAZ_00270605
`DX-0244 CREEAZ_00270665
`DX-0245 CREEAZ_00270681
`DX-0247 CREEAZ_00401220-221
`DX-0248 CREEAZ_00381561
`
`
`
`- 10 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 11 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`
`
`Description
`
`Exhibit
`Number
`DX-0250 CREEAZ_00271404-405
`DX-0251 CREEAZ_00401569-570
`DX-0252 CREEAZ_00277420
`DX-0253 CREEAZ_00277421
`DX-0254 CREEAZ_00271603-605
`DX-0255 CREEAZ_00381576-577
`DX-0256 CREEAZ_00380300
`DX-0257 CREEAZ_00380301
`DX-0258 CREEAZ_00401323-324
`DX-0259 CREEAZ_00401366
`DX-0260 CREEAZ_00381596
`DX-0261 CREEAZ_00401383-385
`DX-0262 CREEAZ_00271836-837
`DX-0263 CREEAZ_00351949-977
`DX-0264 CREEAZ_00272561
`DX-0265 CREEAZ_00361186
`DX-0266 CREEAZ_00401429
`DX-0267 CREEAZ_00317009
`DX-0268 CREEAZ_00016100
`DX-0269 CREEAZ_00016112
`DX-0270 CREEAZ_00268482-483
`DX-0271 CREEAZ_00316740-741
`DX-0272 CREEAZ_00166774-791
`DX-0273 CREEAZ_00270577-578
`DX-0274 CREEAZ_00016945-947
`DX-0275 CREEAZ_00016948-955
`DX-0276 CREEAZ_00020347-348
`
`
`
`- 11 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 12 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`
`
`Description
`
`Exhibit
`Number
`DX-0278 CREEAZ_00016966-967
`DX-0280 CREEAZ_00380272
`DX-0281 CREEAZ_00017279
`DX-0282 CREEAZ_00017280
`DX-0283 CREEAZ_00271561
`DX-0284 CREEAZ_00271597
`DX-0285 CREEAZ_00271598-599
`DX-0286 CREEAZ_00016151
`DX-0287 CREEAZ_00016152
`DX-0288 CREEAZ_00401883-896
`DX-0289 CREEAZ_00402203-205
`DX-0290 CREEAZ_00402263-359
`DX-0291 CREEAZ_00020347-348
`DX-0292 CREEAZ_00386525
`DX-0293 CREEAZ_00384608-613
`DX-0294 CREEAZ_00386527-533
`DX-0295 CREEAZ_00386535-565
`DX-0296 CREEAZ_00386647-657
`DX-0297 CREEAZ_00325082
`DX-0298 CREEAZ_00386595-598
`DX-0299 CREEAZ_00316811
`DX-0300 CREEAZ_00385022-025
`DX-0302 CREEAZ_00316948
`DX-0303 CREEAZ_00316957-959
`DX-0304 CREEAZ_00316960-963
`DX-0305 CREEAZ_00316967-971
`DX-0306 CREEAZ_00316979
`
`
`
`- 12 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 13 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`M
`M
`M
`M
`M
`M
`M
`M
`M
`M
`M
`M
`M
`M
`
`
`
`Description
`
`Exhibit
`Number
`DX-0307 CREEAZ_00385026
`DX-0308 CREEAZ_00380197
`DX-0309 CREEAZ_00385122
`DX-0310 CREEAZ_00384416
`DX-0312 CREEAZ_00355363-366
`DX-0313 CREEAZ_00386172-175
`DX-0314 CREEAZ_00386049-056
`DX-0315 CREEAZ_00386006
`DX-0316 CREEAZ_00386123-131
`DX-0317 Eric Bretschneider CV
`DX-0318 The Nernst Lamp Instruction Book, Nernst Lamp Company, Second
`Edition, 1903 (Bretschneider Invalidity Exhibit A-5)
`DX-0319 US3353115 Maiman (Bretschneider Invalidity Exhibit A-6)
`DX-0320 Gage et al., Optoelectronics Application Manual, Hewlett-
`Packard Company, 1977 (Bretschneider Invalidity Exhibit A-7)
`DX-0321 The Optoelectronics Data Book, Texas Instruments Incorporated,
`Fourth Edition, 1977 (Bretschneider Invalidity Exhibit A-8)
`DX-0322 Monochromatic Hex Specification (2001-107), Norlux
`Corporation, 2002 (Bretschneider Invalidity Exhibit A-9)
`DX-0323 Advertisement, The Wall Street Journal, May 4, 1974
`(Bretschneider Invalidity Exhibit A-10)
`DX-0324 M. George Craford, LEDs Challenge the Incandescents, IEEE,
`September 1992 (Bretschneider Invalidity Exhibit A-11)
`DX-0325 US5688042 Patent Madadi (Bretschneider Invalidity Exhibit A-
`12)
`
`Expects
`to (E) or
`May (M)
`Offer
`M
`M
`M
`M
`M
`M
`M
`M
`M
`E
`M
`M
`
`M
`M
`M
`M
`M
`M
`
`
`
`- 13 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 14 of 78
`
`
`
`Exhibit
`Description
`Number
`DX-0326 CREEAZ_00353262 (Bretschneider Invalidity Exhibit A-13
`US6220722 Begemann)
`DX-0327 Roland Haitz et al., The Case for a National Research Program
`on Semiconductor Lighting, Sandia National Laboratories, July
`2000 (Bretschneider Invalidity Exhibit A-14)
`DX-0328 Ellison, Thermal Computations for Electronic Equipment, Van
`Nostrand Reinhold Company, 1982 (Bretschneider Invalidity
`Exhibit A-15)
`DX-0329 Stringfellow & Craford, High Brightness Light Emitting Diodes,
`Academic Press, Volume 48, 1997 (Bretschneider Invalidity
`Exhibit A-16)
`DX-0330 Distributor Products Catalog Number 103 A, Wakefield
`Engineering, Inc. (Bretschneider Invalidity Exhibit A-17)
`DX-0331 Bennett and Myers, Momentum, Heat, and Mass Transfer, McGraw-
`Hill, Inc., Third Edition, 1982 (Bretschneider Invalidity
`Exhibit A-18)
`DX-0332 Kays & Crawford, Convective Heat and Mass Transfer, McGraw-
`Hill, Inc., Third Edition, 1993 (Bretschneider Invalidity
`Exhibit A-19)
`DX-0333 Simons, Simplified Formula for Estimating Natural Convection
`Heat Transfer Coefficient on a Flat Plate, Electronics
`Cooling, August 1, 2001 (Bretschneider Invalidity Exhibit A-
`20)
`DX-0334 US5278432 Patent Ignatius (Bretschneider Invalidity Exhibit A-
`21)
`DX-0335 US6880952 Patent Kiraly (Bretschneider Invalidity Exhibit A-
`22)
`
`
`
`- 14 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 15 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`M
`M
`
`M
`
`M
`
`M
`M
`
`M
`
`M
`
`M
`M
`
`
`
`Expects
`to (E) or
`Exhibit
`Description
`May (M)
`Number
`Offer
`DX-0336 US5728090 Patent Martin (Bretschneider Invalidity Exhibit A-
`M
`23)
`DX-0337 Rea, Lighting Handbook, Rensselaer Polytechnic Institute,
`M
`Eighth Edition, 1995 (Bretschneider Invalidity Exhibit A-24)
`DX-0338 US6682211 Patent English (Bretschneider Invalidity Exhibit A-
`E
`25)
`DX-0339 US6425678 Patent Verdes (Bretschneider Invalidity Exhibit A-
`E
`26)
`DX-0340 US6848819 Patent Arndt (Bretschneider Invalidity Exhibit A-27) E
`DX-0341 US6461008 Pederson 008 (Bretschneider Invalidity Exhibit A-28) E
`DX-0342 US20020122309 Abdelhafez (Bretschneider Invalidity Exhibit A-
`E
`29)
`DX-0343 US6634770 Cao (Bretschneider Invalidity Exhibit A-30)
`E
`DX-0344 US6715900 Zhang (Bretschneider Invalidity Exhibit A-31)
`E
`DX-0345 Minkina and Dudzik, Infrared Thermography: Errors and
`M
`Uncertainties, John Wiley & Sons, Ltd., 2009, Appendix B
`(Bretschneider Invalidity Exhibit A-34)
`DX-0346 Lide, CRC Handbook of Chemistry and Physics, CRC Press, Inc.,
`72nd Edition, 1991 (Bretschneider Invalidity Exhibit A-35)
`DX-0347 Kish et al., Very high-efficiency semiconductor wafer-bonded
`transparent-substrate (AlxGa1-x)0.5In0.5P/GaP light emitting
`diodes, Applied Physics Letters 64, 1994 (Bretschneider
`Invalidity Exhibit A-36)
`DX-0348 Lingard et al., CALiPER Benchmark Report, U.S. Department of
`Energy, November 2008 (Bretschneider Invalidity Exhibit A-37)
`DX-0349 US6879263 Pederson (Bretschneider Invalidity Exhibit A-38)
`
`M
`E
`
`M
`M
`
`
`
`- 15 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 16 of 78
`
`
`
`Exhibit
`Description
`Number
`DX-0350 FAA Advisory Circular on Specification for Obstruction
`Lighting Equipment (Bretschneider Invalidity Exhibit A-39)
`DX-0351 Parker, McGraw-Hill Dictionary of Scientific and Technical
`Terms, McGraw-Hill, Inc., 5th Edition, 1994, p. 2079
`(Bretschneider Invalidity Exhibit A-43)
`DX-0352 Technical Data SnapLED 150 LEDs, LumiLeds, 2000 (Bretschneider
`Invalidity Exhibit A-44)
`DX-0353 US5806965 Deese (Bretschneider Invalidity Exhibit A-49)
`DX-0354 GB2366610A Shaffer (Bretschneider Invalidity Exhibit A-50)
`DX-0355 US7204608 Beeman (Bretschneider Invalidity Exhibit A-51)
`DX-0356 US7093958 Coushaine (Bretschneider Invalidity Exhibit A-52)
`DX-0357 US20030038291A1 Cao (Bretschneider Invalidity Exhibit A-53)
`DX-0358 US5698866 Doiron (Bretschneider Invalidity Exhibit A-59)
`DX-0359 US6871993 Hecht (Bretschneider Invalidity Exhibit A-60)
`DX-0360 US6799864 Bohler (Bretschneider Invalidity Exhibit A-61)
`DX-0361 Compound Semiconductor-Norlux Hex Announcement June 2001
`(Bretschneider Invalidity Exhibit A-62)
`DX-0362 EDNmag August 2001-LEDs Move From Indication to Illumination
`(Bretschneider Invalidity Exhibit A-63)
`DX-0363 Shark OTLWHTA 9-4-66E Data Sheet (Bretschneider Invalidity
`Exhibit A-64)
`DX-0364 US6441943 (Bretschneider Invalidity Exhibit A-66)
`DX-0365 US6335548 NPL Documents (Bretschneider Invalidity Exhibit A-
`68)
`DX-0366 US6335548 (Bretschneider Invalidity Exhibit A-69)
`DX-0367 Shark OTLXXXA-5-10-66-E Data Sheet (Bretschneider Invalidity
`Exhibit A-71)
`
`
`
`- 16 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 17 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`M
`M
`
`M
`M
`M
`M
`M
`M
`M
`M
`E
`E
`E
`E
`M
`M
`M
`E
`
`
`
`Exhibit
`Description
`Number
`DX-0368 US6465961 Cao (Bretschneider Invalidity Exhibit A-72)
`DX-0369 JEDEC Publication No 95 (Bretschneider Invalidity Exhibit A-
`73)
`DX-0370 Opto Technology Shark Data Sheet Wayback Machine Snapshot
`(Bretschneider Invalidity Exhibit A-74)
`DX-0371 Summary of ’303 patent invalidity over Begemann and English
`(obviousness) (Bretschneider Invalidity Exhibit B-1)
`DX-0372 Summary of ’028 patent invalidity over Begemann and English
`(obviousness) (Bretschneider Invalidity Exhibit B-2)
`DX-0373 Summary of ’303 patent invalidity over Begemann, English, and
`Verdes (obviousness) (Bretschneider Invalidity Exhibit B-3)
`DX-0374 Summary of ’028 patent invalidity over Begemann, English, and
`Verdes (obviousness) (Bretschneider Invalidity Exhibit B-4)
`DX-0375 Summary of ’303 patent invalidity over English (anticipation)
`(Bretschneider Invalidity Exhibit B-5)
`DX-0376 Summary of ’028 patent invalidity over English (anticipation)
`(Bretschneider Invalidity Exhibit B-6)
`DX-0377 Summary of ’303 patent invalidity over Abdelhafez
`(anticipation) (Bretschneider Invalidity Exhibit B-7)
`DX-0378 Summary of ’303 patent invalidity over Abdelhafez
`(obviousness) (Bretschneider Invalidity Exhibit B-8)
`DX-0379 Summary of ’028 patent invalidity over Abdelhafez
`(obviousness) (Bretschneider Invalidity Exhibit B-9)
`DX-0380 Summary of ’303 patent invalidity over Zhang (anticipation)
`(Bretschneider Invalidity Exhibit B-10)
`DX-0381 Summary of ’028 patent invalidity over Zhang (anticipation)
`(Bretschneider Invalidity Exhibit B-11)
`- 17 -
`
`
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 18 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`
`
`Exhibit
`Description
`Number
`DX-0382 Summary of ’303 patent invalidity over Arndt and Pederson
`(obviousness) (Bretschneider Invalidity Exhibit B-12)
`DX-0383 Summary of ’028 patent invalidity over Arndt and Pederson
`(obviousness) (Bretschneider Invalidity Exhibit B-13)
`DX-0384 Summary of ’303 patent invalidity over Zhang and Cao
`(obviousness) (Bretschneider Invalidity Exhibit B-14)
`DX-0385 Summary of ’028 patent invalidity over Zhang and Cao
`(obviousness) (Bretschneider Invalidity Exhibit B-15)
`DX-0386 Summary of ’303 patent invalidity over Cao and Zhang
`(obviousness) (Bretschneider Invalidity Exhibit B-16)
`DX-0387 Summary of ’028 patent invalidity over Cao and Zhang
`(obviousness) (Bretschneider Invalidity Exhibit B-17)
`DX-0388 Summary of ’303 patent invalidity over Arndt, Bohler, and
`Pederson (obviousness) (Bretschneider Invalidity Exhibit B-18)
`DX-0389 Summary of ’028 patent invalidity over Arndt, Bohler, and
`Pederson (obviousness) (Bretschneider Invalidity Exhibit B-19)
`DX-0390 Summary of ’303 patent invalidity over Begemann and English +
`Multi-Chip Packages (obviousness) (Bretschneider Invalidity
`Exhibit B-20)
`DX-0391 Summary of ’028 patent invalidity over Begemann and English +
`Multi-Chip Packages (obviousness) (Bretschneider Invalidity
`Exhibit B-21 )
`DX-0392 Summary of ’303 patent invalidity over Begemann, English, and
`Verdes + Multi-Chip Packages (obviousness) (Bretschneider
`Invalidity Exhibit B-22)
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`E
`
`E
`
`
`
`- 18 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 19 of 78
`
`
`
`Exhibit
`Description
`Number
`DX-0393 Summary of ’028 patent invalidity over Begemann, English, and
`Verdes + Multi-Chip Packages (obviousness) (Bretschneider
`Invalidity Exhibit B-23)
`DX-0394 Summary of ’303 patent invalidity over English + Multi-Chip
`Packages (anticipation) (Bretschneider Invalidity Exhibit B-
`24)
`DX-0395 Summary of ’028 patent invalidity over English + Multi-Chip
`Packages (anticipation) (Bretschneider Invalidity Exhibit B-
`25)
`DX-0396 Summary of ’303 patent invalidity over Abdelhafez + Multi-Chip
`Packages (anticipation) (Bretschneider Invalidity Exhibit B-
`26)
`DX-0397 Summary of ’303 patent invalidity over Abdelhafez + Multi-Chip
`Packages (obviousness) (Bretschneider Invalidity Exhibit B-27)
`DX-0398 Summary of ’028 patent invalidity over Abdelhafez + Multi-Chip
`Packages (obviousness) (Bretschneider Invalidity Exhibit B-28)
`DX-0399 Summary of ’303 patent invalidity over Zhang + Multi-Chip
`Packages (anticipation) (Bretschneider Invalidity Exhibit B-
`29)
`DX-0400 Summary of ’028 patent invalidity over Zhang + Multi-Chip
`Packages (anticipation) (Bretschneider Invalidity Exhibit B-
`30)
`DX-0401 Summary of ’303 patent invalidity over Arndt and Pederson +
`Multi-Chip Packages (obviousness) (Bretschneider Invalidity
`Exhibit B-31)
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`
`E
`
`E
`
`E
`
`E
`E
`E
`
`E
`
`E
`
`
`
`- 19 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 20 of 78
`
`
`
`Exhibit
`Description
`Number
`DX-0402 Summary of ’028 patent invalidity over Arndt and Pederson +
`Multi-Chip Packages (obviousness) (Bretschneider Invalidity
`Exhibit B-32)
`DX-0403 Summary of ’303 patent invalidity over Zhang and Cao + Multi-
`Chip Packages (obviousness) (Bretschneider Invalidity Exhibit
`B-33)
`DX-0404 Summary of ’028 patent invalidity over Zhang and Cao + Multi-
`Chip Packages (obviousness) (Bretschneider Invalidity Exhibit
`B-34)
`DX-0405 Summary of ’303 patent invalidity over Cao and Zhang + Multi-
`Chip Packages (obviousness) (Bretschneider Invalidity Exhibit
`B-35)
`DX-0406 Summary of ’028 patent invalidity over Cao and Zhang + Multi-
`Chip Packages (obviousness) (Bretschneider Invalidity Exhibit
`B-36)
`DX-0407 Summary of ’303 patent invalidity over Arndt, Bohler, and
`Pederson + Multi-Chip Packages (obviousness) (Bretschneider
`Invalidity Exhibit B-37)
`DX-0408 Summary of ’028 patent invalidity over Arndt, Bohler, and
`Pederson + Multi-Chip Packages (obviousness) (Bretschneider
`Invalidity Exhibit B-38)
`DX-0409 Summary of Eric Bretschneider’s Begemann Thermal Analysis.xlsm
`(Bretschneider Invalidity Exhibit C-2)
`DX-0410 Summary of Eric Bretschneider’s Begemann Thermal Analysis with
`Fins.xlsm (Bretschneider Invalidity Exhibit C-4)
`DX-0411 Summary of Eric Bretschneider’s Arndt Thermal Analysis LED
`leads.xlsm (from Bretschneider Invalidity Exhibit C-6)
`- 20 -
`
`
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 21 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`
`E
`
`E
`
`E
`
`E
`
`E
`
`E
`
`E
`E
`E
`
`
`
`Exhibit
`Description
`Number
`DX-0412 Summary of Eric Bretschneider’s Arndt Thermal Analysis.xlsm
`(from Bretschneider Invalidity Exhibit C-6)
`DX-0413 Summary of Eric Bretschneider’s Arndt + Bohler Thermal
`Analysis (Bretschneider Invalidity Exhibit C-7)
`DX-0414 Photopic Response Curve
`DX-0415 Equivalence Between Radiometric And Photometric Parameters
`DX-0416 Packaging Formats For General Semiconductor Devices
`DX-0417 Summary of Eric Bretschneider’s Information For LED
`Performance
`DX-0418 Summary of Eric Bretschneider’s Tracepro View Factor
`Calculations
`DX-0419 Summary of Eric Bretschneider’s List Of Heat Transfer Modes
`DX-0420 Summary of Eric Bretschneider’s Fraction Of Heat Dissipated By
`Air Inside The Gear Column Changed With Air Flow Velocity
`DX-0421 Summary of Eric Bretschneider’s Heat Dissipation As A Function
`Of The Velocity Of Air Flow Inside The Gear Column
`DX-0422 Summary of Eric Bretschneider’s Higher Flux Condition
`Tetrahedron Operating Temperature
`DX-0423 Summary of Eric Bretschneider’s Tetrahedron Temperatures
`Versus Air Velocity Inside The Gear Column For Different
`Amounts Of Added Cooling-Fin Surface Area
`DX-0424 Summary of Eric Bretschneider’s Heat Dissipation For Different
`Modes Of Heat Dissipation As A Function Of Air Velocity In The
`Gear Column
`DX-0425 Summary of Eric Bretschneider’s Evaluation Of The Benefits Of
`The Lead Structure Of The SnapLED 150
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`E
`M
`M
`M
`M
`M
`M
`M
`M
`M
`M
`
`M
`
`M
`
`
`
`- 21 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 22 of 78
`
`
`
`Exhibit
`Description
`Number
`DX-0426 Summary of Eric Bretschneider’s Arndt Configurations: Heat
`Dissipation Effects
`DX-0427 File Designated as CREEAZ_00017648-98 in Bretschneider Non-
`Infringement Exhibit A-25
`DX-0428 File Designated as CREEAZ_00392024 in Bretschneider Non-
`Infringement Exhibit A-26
`DX-0429 File Designated as CREEAZ_00391655 in Bretschneider Non-
`Infringement Exhibit A-27
`DX-0430 File Designated as CREEAZ_00738386 in Bretschneider Non-
`Infringement Exhibit B-1: LAA000844G
`DX-0431 File Designated as CREE_08578575 in Bretschneider Non-
`Infringement Exhibit B-1
`DX-0432 File Designated as CREE_08578577 in Bretschneider Non-
`Infringement Exhibit B-1
`DX-0433 File Designated as CREE_08578578 in Bretschneider Non-
`Infringement Exhibit B-1
`DX-0434 File Designated as CREE_08578584 in Bretschneider Non-
`Infringement Exhibit B-1
`DX-0435 File Designated as CREE_08578585 in Bretschneider Non-
`Infringement Exhibit B-1
`DX-0436 File Designated as CREE_08578586 in Bretschneider Non-
`Infringement Exhibit B-1
`DX-0437 File Designated as CREE_08578490 in Bretschneider Non-
`Infringement Exhibit B-1
`DX-0438 File Designated as CREE_08578535 in Bretschneider Non-
`Infringement Exhibit B-1
`
`
`
`- 22 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 23 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`M
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`
`
`Exhibit
`Description
`Number
`DX-0439 File Designated as CREE_08578538 in Bretschneider Non-
`Infringement Exhibit B-1
`DX-0440 File Designated as CREE_08578543 in Bretschneider Non-
`Infringement Exhibit B-1
`DX-0441 File Designated as CREE_08578554 in Bretschneider Non-
`Infringement Exhibit B-1
`DX-0442 File Designated as CREE_08578555 in Bretschneider Non-
`Infringement Exhibit B-1
`DX-0443 File Designated as CREEAZ_01220493 in Bretschneider Non-
`Infringement Exhibit B-2: LAA001356A
`DX-0444 File Designated as CREEAZ_01219909 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0445 File Designated as CREEAZ_01214185 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0446 File Designated as CREEAZ_01216337 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0447 File Designated as CREEAZ_01216536 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0448 File Designated as CREEAZ_01214186 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0449 File Designated as CREEAZ_01216412 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0450 File Designated as CREEAZ_01216359 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0451 File Designated as CREEAZ_01216352 in Bretschneider Non-
`Infringement Exhibit B-2
`
`
`
`- 23 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 24 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`
`
`Exhibit
`Description
`Number
`DX-0452 File Designated as CREEAZ_01216535 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0453 File Designated as CREEAZ_01216366 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0454 File Designated as CREEAZ_01216431 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0455 File Designated as CREEAZ_01214310 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0456 File Designated as CREEAZ_01214459 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0457 File Designated as CREEAZ_01214440 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0458 File Designated as CREEAZ_01215493 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0459 File Designated as CREEAZ_01214798 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0460 File Designated as CREEAZ_01214307 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0461 File Designated as CREEAZ_01214308 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0462 File Designated as CREEAZ_01214309 in Bretschneider Non-
`Infringement Exhibit B-2
`DX-0463 File Designated as CREEAZ_00949555 in Bretschneider Non-
`Infringement Exhibit B-3: laa001103D
`DX-0464 File Designated as CREEAZ_00944716 in Bretschneider Non-
`Infringement Exhibit B-3
`
`
`
`- 24 -
`
`Case 1:17-cv-00687-WO-JLW Document 319 Filed 10/25/21 Page 25 of 78
`
`Expects
`to (E) or
`May (M)
`Offer
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`E
`
`
`
`Exhibit
`Description
`Number
`DX-0465 File Designated as CREEAZ_00944717 in Bretschneider Non-
`Infringement Exhibit B-3
`DX-0466 File Designated as CREEAZ_00945136 in Bretschneider Non-
`Infringement Exhibit B-3
`DX-0467 File Designated as CREEAZ_00948506 in Bretschneider Non-
`Infringement Exhibit B-3
`DX-0468 File Designated as CREEAZ_00945160 in Bretschneider Non-
`Infringement Exhibit B-3
`DX-0469 File Designated as CREEAZ_00944687 in Bretschneider Non-
`Infringement Exhibit B-3
`DX-0470 File Designated as CREEAZ_00944686 in Bretschneider Non-
`Infringement Exhibit B-3
`DX-0471 File Designated as CREEAZ_00944688 in Bretschneider Non-
`Infringement Exhibit B-3
`DX-0472 File Designated as CREEAZ_00945840 in Bretschneider Non-
`Infringement Exhibit B-3
`DX-0473 File Designated as CREEAZ_00941175 in Bretschneider Non-
`Infringement Exhibit B-3
`DX-0474 File Designated as CREEAZ_00945811 in Bretschn
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