Trials@uspto.gov Paper No. 16
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`571-272-7822
`Date Entered: October 14, 2015
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`ACXIOM CORPORATION, et al.
`Petitioner,
`
`v.
`
`PHOENIX LICENSING, LLC,
`Patent Owner.
`
`____________
` Case CBM2015-00134 Patent 8,234,184 B21
`Case CBM2015-00135 Patent 6,999,938 B1
`Case CBM2015-00136 Patent 7,856,375 B2
`Case CBM2015-00137 Patent 7,890,366 B2
`Case CBM2015-00138 Patent 8,738,435 B2
`Case CBM2015-00139 Patent 7,860,744 B2
`Case CBM2015-00140 Patent 5,987,434
`____________
`
`
`Before STACEY G. WHITE, PETER P. CHEN, ROBERT J. WEINSCHENK, and
`ROBERT A. POLLOCK, Administrative Patent Judges.
`
`WHITE, Administrative Patent Judge.
`
`
`
`ORDER TO CLARIFY MOTIONS TO TERMINATE
`Conduct of the Proceeding
`37 C.F.R. § 42.5
`
`
`1 This order addresses a similar issue in the seven cases. Therefore, we exercise
`discretion to issue one order to be filed in each case. The parties, however, are not
`authorized to use this style of heading in subsequent papers.
`
`

`
`CBM2015-00134 Patent 8,234,184 B2 CBM2015-00135 Patent 6,999,938 B1
`CBM2015-00136 Patent 7,856,375 B2 CBM2015-00137 Patent 7,890,366 B2
`CBM2015-00138 Patent 8,738,435 B2 CBM2015-00139 Patent 7,860,744 B2
`CBM2015-00140 Patent 5,987,434
`
`
`Pursuant to authorization by the Board, Patent Owner and Petitioner Gerber
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`Life Insurance (“Gerber”) filed a joint motion requesting termination of
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`CBM2015-00134 (Paper 11), CBM2015-00135 (Paper 11), CBM2015-00136
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`(Paper 12), CBM2015-00137 (Paper 10), CBM2015-00138 (Paper 10), CBM2015-
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`00139 (Paper 10), and CBM2015-00140 (Paper 11) with respect to Gerber.2
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`Under 35 U.S.C. § 327(a), applicable to post-grant review proceedings for
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`review of the patentability of covered business method patents, a proceeding shall
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`be terminated with respect to any petitioner upon the joint request of the petitioner
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`and the patent owner, unless the Office has decided the merits of the proceeding
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`before the request for termination is filed. These matters are in the preliminary
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`stage. Patent Owner Preliminary Responses were filed September 11, 2015, and
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`September 15, 2015. Decisions whether to institute trial have not been issued in
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`any of the cases. Thus, these proceedings with respect to Gerber are at a stage
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`eligible for termination.
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`Under 35 U.S.C. § 327(b), any agreement or understanding between the
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`Patent Owner and a Petitioner, including any collateral agreements referred to in
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`such agreement or understanding, made in connection with, or in contemplation of,
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`the termination of the proceeding shall be in writing, and a true copy of such
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`agreement or understanding shall be filed in the Office.
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`The parties filed a brief termination agreement that does not describe any
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`terms of the parties’ agreement. Ex. 2002. Gerber and Patent Owner do not
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`represent that they have filed a true copy of all agreements between the parties as
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`required by 35 U.S.C. § 327.
`
`
`2 The Motions and supporting documents are identical in each case. Thus, for ease
`of reference we will refer to the filings in CBM2015-00134.
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`
`
`2
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`

`
`CBM2015-00134 Patent 8,234,184 B2 CBM2015-00135 Patent 6,999,938 B1
`CBM2015-00136 Patent 7,856,375 B2 CBM2015-00137 Patent 7,890,366 B2
`CBM2015-00138 Patent 8,738,435 B2 CBM2015-00139 Patent 7,860,744 B2
`CBM2015-00140 Patent 5,987,434
`
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`Within FIVE BUSINESS DAYS of this Order, Gerber and Patent Owner are
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`required to file a Joint Statement addressing whether any agreements exist, other
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`than Ex. 2002, resolving the patentability disputes in CBM2015-00134,
`
`CBM2015-00135, CBM2015-00136, CBM2015-00137, CBM2015-00138,
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`CBM2015-00139, and CBM2015-00140, and if any such agreements exist, to
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`submit a true copy of all such agreements with the Joint Statement. Any such
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`agreements may be filed with a request that they be treated as business confidential
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`information under 37 C.F.R. § 42.74(c).
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`If Gerber and Patent Owner assert that no such agreements exist, Gerber and
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`Patent Owner must jointly certify in writing that there are no other written or oral
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`agreements or understandings between them made in connection with, or in
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`contemplation of, the termination of patentability disputes in CBM2015-00134,
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`CBM2015-00135, CBM2015-00136, CBM2015-00137, CBM2015-00138,
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`CBM2015-00139, and CBM2015-00140 or the challenge to the patentability of
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`U.S. Patent Nos. 8,234,184 B2; 6,999,938 B1; 7,856,375 B2; 7,890,366 B2;
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`8,738,435 B2; 7,860,744 B2; or 5,987,434.
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`The Joint Certification should be in the following form.
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`JOINT CERTIFICATION
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`The parties hereby jointly certify that there are no other written or oral
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`agreements or understandings, including any collateral agreements, between them,
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`including but not limited to licenses, covenants not to sue, confidentiality
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`agreements, payment agreements, or other agreements of any kind that have been
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`made in connection with or in contemplation of the termination of Gerber Life
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`Insurance Company from Cases CBM2015-00134, CBM2015-00135, CBM2015-
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`00136, CBM2015-00137, CBM2015-00138, CBM2015-00139, and CBM2015-
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`
`
`3
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`

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`CBM2015-00134 Patent 8,234,184 B2 CBM2015-00135 Patent 6,999,938 B1
`CBM2015-00136 Patent 7,856,375 B2 CBM2015-00137 Patent 7,890,366 B2
`CBM2015-00138 Patent 8,738,435 B2 CBM2015-00139 Patent 7,860,744 B2
`CBM2015-00140 Patent 5,987,434
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`00140 pending before the Patent Trial and Appeal Board or in regards to any
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`challenge to the patentability of U.S. Patent Nos. 8,234,184 B2; 6,999,938 B1;
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`7,856,375 B2; 7,890,366 B2; 8,738,435 B2; 7,860,744 B2; or 5,987,434. The
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`entire agreement between the Gerber and Patent Owner related to termination of
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`Gerber from CBM2015-00134, CBM2015-00135, CBM2015-00136, CBM2015-
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`00137, CBM2015-00138, CBM2015-00139, and CBM2015-00140 is
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`memorialized in Exhibit 2002 filed in CBM2015-00134, CBM2015-00135,
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`CBM2015-00136, CBM2015-00137, CBM2015-00138, CBM2015-00139, and
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`CBM2015-00140.
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`Accordingly, it is:
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`ORDER
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`ORDERED that Gerber and Patent Owner shall file with the Board within
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`FIVE BUSINESS DAYS of this Order a Joint Statement addressing whether any
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`agreements exist, other than Ex. 2002, resolving the patentability dispute in
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`CBM2015-00134, CBM2015-00135, CBM2015-00136, CBM2015-00137,
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`CBM2015-00138, CBM2015-00139, and CBM2015-00140, and if any such
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`agreements exist, to submit a true copy of all such agreements with the Joint
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`Statement;
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`FURTHER ORDERED that, in accordance with 35 U.S.C. § 327 and
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`37 C.F.R. § 42.74, Gerber and Patent Owner are authorized to file a Joint Request
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`that any agreements submitted with the Joint Statement be treated as business
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`confidential; and
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`FURTHER ORDERED, that if no such agreements exist, Gerber and Patent
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`Owner shall file with the Board within FIVE BUSINESS DAYS of this Order a
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`Joint Certification so stating in the form provided in this Order.
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`
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`4
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`

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`CBM2015-00134 Patent 8,234,184 B2 CBM2015-00135 Patent 6,999,938 B1
`CBM2015-00136 Patent 7,856,375 B2 CBM2015-00137 Patent 7,890,366 B2
`CBM2015-00138 Patent 8,738,435 B2 CBM2015-00139 Patent 7,860,744 B2
`CBM2015-00140 Patent 5,987,434
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`The Parties are reminded of the Duty of Candor that applies in proceedings
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`before the Office. 37 C.F.R. § 42.11.
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`5
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`
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`PETITIONER:
`
`Walter Renner
`axf@fr.com
`
`Roberto Devoto
`CBM38784-0006CP1@fr.com
`
`Matthew Jakubowski
`CBM38784-0006CP1@fr.com
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`
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`PATENT OWNER:
`
`Shawn Diedtrich
`shawn@prudenslaw.com
`
`Louis Hoffman
`louis@valuablepatents.com
`
`John Love
`jlove@tumeyllp.com