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`EXHIBIT 1009
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`
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`Case 1:13-cv-01635-LPS Document 172 Filed 09/23/14 Page 1 of 12 PageID #: 8395
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`IN THE UNITED STATES DISTRICT COURT
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`FOR THE DISTRICT OF DELAWARE
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`INTELLECTUAL VENTURES II LLC,
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`Plaintiff,
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`v.
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`Civil Action No. 13-cv-1635-LPS
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`JURY TRIAL DEMANDED
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`NEXTEL OPERATIONS, INC.; SPRINT
`SPECTRUM L.P.; BOOST MOBILE,
`LLC; AND VIRGIN MOBILE USA, L.P.,
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`Defendants.
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`THIRD AMENDED COMPLAINT
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`Pursuant to the Court’s Order dated March 26, 2013 (Dkt. 59), Plaintiff Intellectual
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`Ventures II LLC, for its Third Amended Complaint against Defendants Nextel Operations, Inc.
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`and Sprint Spectrum L.P. (d/b/a/ Sprint PCS), Boost Mobile, LLC and Virgin Mobile USA, L.P.
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`(collectively, “Sprint”) hereby alleges as follows:
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`PARTIES
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`1.
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`Intellectual Ventures II is a Delaware limited liability company with its principal
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`place of business located in Bellevue, Washington.
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`2.
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`Defendant Nextel Operations, Inc. (“Nextel”) is a corporation organized and
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`existing under the laws of Delaware with its principal place of business at 6200 Sprint Parkway,
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`Overland Park, Kansas 66251.
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`Sprint Exhibit 1009, p. 1
`Petition for CBM Review of Patent No. 5,339,352
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`
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`Case 1:13-cv-01635-LPS Document 172 Filed 09/23/14 Page 2 of 12 PageID #: 8396
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`3.
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`Defendant Sprint Spectrum L.P. d/b/a/ Sprint PCS (“Sprint PCS”) is a Delaware
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`limited partnership with its principal place of business at 6200 Sprint Parkway, Overland Park,
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`Kansas 66251.
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`4.
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`Defendant Boost Mobile, LLC is a Delaware limited liability company with its
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`principal place of business at 6200 Sprint Pkwy, Overland Park, KS 66251.
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`5.
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`Defendant Virgin Mobile USA, L.P. is a Delaware limited partnership with its
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`principal place of business at 6200 Sprint Pkwy, Overland Park, KS 66251.
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`NATURE OF THE ACTION
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`6.
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`This is a civil action for the infringement of U.S. Patent No. 6,115,737 and U.S.
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`Patent No. 5,339,352 (collectively, the “Patents-in-Suit”) under the Patent Laws of the United
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`States, 35 U.S.C. § 1 et seq.
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`JURISDICTION AND VENUE
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`7.
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`This Court has jurisdiction over the subject matter of this action pursuant to 28
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`U.S.C. §§ 1331 and 1338(a) because this action arises under the patent laws of the United States,
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`including 35 U.S.C. § 271 et seq.
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`8.
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`This Court has personal jurisdiction over Sprint because it has committed acts of
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`infringement in this District in violation of 35 U.S.C. § 271, and has placed infringing products
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`into the stream of commerce with the knowledge and/or understanding that such products are
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`used and sold in this District. These acts have caused and continue to cause injury to Intellectual
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`Ventures II within the District. Sprint derives substantial revenue from the sale of infringing
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`services and products distributed within the District, and/or expects or should reasonably expect
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`its actions to have consequences within the District, and derives substantial revenue from
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`interstate and international commerce.
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`2
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`Sprint Exhibit 1009, p. 2
`Petition for CBM Review of Patent No. 5,339,352
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`
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`Case 1:13-cv-01635-LPS Document 172 Filed 09/23/14 Page 3 of 12 PageID #: 8397
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`9.
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`Sprint maintains places of business within the District from which it sells
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`products or services to residents of the District. Additionally, Sprint provides
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`telecommunications services to customers through base stations, switching equipment, and other
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`components of their telecommunications networks, which are located in the District.
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`10.
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`Further, Defendants are subject to this Court's jurisdiction by virtue of their
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`incorporation in Delaware and their availing themselves of the laws and protections of this
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`District
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`11.
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`Venue is proper in this District pursuant to 28 U.S.C. §§ 1391 and 1400(b).
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`THE PATENTS-IN-SUIT
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`12.
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`13.
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`Paragraphs 1-9 are reincorporated by reference as if fully set forth herein.
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`On September 5, 2000, United States Patent No. 6,115,737 (“the ’737 Patent”),
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`titled “System And Method For Accessing Customer Contact Services Over A Network,” was
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`duly and lawfully issued by the United States Patent and Trademark Office (“PTO”). The ’737
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`Patent is attached hereto as Exhibit F.
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`14.
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`Intellectual Ventures II owns all substantial right, title, and interest in the ’737
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`Patent, and holds the right to sue and recover damages for infringement thereof, including past
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`infringement.
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`15.
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`On August 16, 1994, United States Patent No. 5,339,352 (“the ’352 Patent”),
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`titled “Directory Assistance Call Completion Via Mobile Systems,” was duly and lawfully issued
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`by the PTO. The ’352 Patent is attached hereto as Exhibit G.
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`16.
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`Intellectual Ventures II owns all substantial right, title, and interest in the ’352
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`Patent, and holds the right to sue and recover damages for infringement thereof, including past
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`infringement.
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`3
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`Sprint Exhibit 1009, p. 3
`Petition for CBM Review of Patent No. 5,339,352
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`
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`Case 1:13-cv-01635-LPS Document 172 Filed 09/23/14 Page 4 of 12 PageID #: 8398
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`FACTUAL BACKGROUND
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`Intellectual Ventures
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`17.
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`Intellectual Ventures Management, LLC (“Intellectual Ventures”) was founded in
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`2000. Since its founding, Intellectual Ventures has been deeply involved in the business of
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`invention. Intellectual Ventures creates inventions and files patent applications for those
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`inventions; collaborates with others to develop and patent inventions; and acquires and licenses
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`patents from individual inventors, universities, and other institutions. A significant aspect of
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`Intellectual Ventures’ business is managing Intellectual Ventures II.
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`18.
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`Intellectual Ventures’ business includes purchasing important inventions from
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`individual inventors and institutions and then licensing the inventions to those who need them.
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`Through this business, Intellectual Ventures allows inventors to reap a financial reward from
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`their innovations, a frequently difficult task for individual inventors. To date, Intellectual
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`Ventures has built a portfolio of more than 35,000 assets and more than 3,000 of those patents
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`and patent applications are the result of Intellectual Ventures’ own invention efforts, both in-
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`house and with Intellectual Ventures’ inventor network. Intellectual Ventures has paid
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`individual inventors more than $400 million for their inventions. Intellectual Ventures, in turn,
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`has earned more than $2 billion by licensing these patents to some of the world’s most
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`innovative and successful technology companies who continue to use them to make computer
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`equipment, software, semiconductor devices, consumer products, and a host of other products.
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`19.
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`Intellectual Ventures also develops its own inventions. Intellectual Ventures has a
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`staff of scientists and engineers who develop ideas in a broad range of fields, including
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`agriculture, computer hardware, life sciences, medical devices, semiconductors, and software.
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`Intellectual Ventures has invested millions of dollars developing such ideas and has filed
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`hundreds of patent applications on its inventions every year, making it one of the top patent filers
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`4
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`Sprint Exhibit 1009, p. 4
`Petition for CBM Review of Patent No. 5,339,352
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`Case 1:13-cv-01635-LPS Document 172 Filed 09/23/14 Page 5 of 12 PageID #: 8399
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`in the world. Intellectual Ventures also has invested in laboratory facilities to assist with the
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`development and testing of new ideas.
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`20.
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`Intellectual Ventures also develops inventions by collaborating with inventors and
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`research institutions around the world. For example, Intellectual Ventures has developed
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`inventions by selecting a technical challenge, requesting proposals for inventions to solve the
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`challenge from inventors and institutions, selecting the most promising ideas, rewarding the
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`inventors and institutions for their contributions, and filing patent applications on the ideas.
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`Intellectual Ventures has invested millions of dollars in this way and has created a network of
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`more than 3000 inventors worldwide.
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`The National Telecommunications Network
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`21.
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`Defendants are in the business of selling and offering for sale mobile phones and
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`wireless phone services to customers throughout the United States, including the state of
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`Delaware.
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`22.
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`Other wireless service carriers and related entities offer similar products and
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`services, including AT&T Mobility LLC (d/b/a AT&T Mobility), AT&T Mobility II LLC (d/b/a
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`AT&T Mobility), New Cingular Wireless Services, Inc. (d/b/a AT&T Mobility) (AT&T
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`Mobility LLC, AT&T Mobility II LLC, and New Cingular Wireless Services, Inc. collectively,
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`“AT&T Mobility”), SBC Internet Services, Inc. (d/b/a AT&T Entertainment Services, AT&T
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`Internet Services, and Pacific Bell Internet Services), Wayport, Inc., (d/b/a AT&T Wi-Fi
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`Services) (AT&T Mobility, SBC Internet Services, Inc., and Wayport, Inc. collectively,
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`“AT&T”); T-Mobile USA, Inc. (“T-Mobile”); United States Cellular Corporation, and
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`Telephone and Data Systems, Inc., (United States Cellular Corporation and Telephone and Data
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`5
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`Sprint Exhibit 1009, p. 5
`Petition for CBM Review of Patent No. 5,339,352
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`
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`Case 1:13-cv-01635-LPS Document 172 Filed 09/23/14 Page 6 of 12 PageID #: 8400
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`Systems, Inc., collectively “U.S. Cellular”). As used herein, “Carriers” will refer to AT&T
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`Mobility, T-Mobile, Sprint, and U.S. Cellular.
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`23.
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`Collectively, the Carriers have created an integrated national network for the
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`provision of wireless telecommunication services to their customers. Through bilateral
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`agreements, participation in standard bodies and cooperation in the adoption of compatible
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`technology, the Carriers have created a national telecommunications network allowing customers
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`of each Carrier to communicate with each other over a vast wireless network. The national
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`wireless network is, in effect, one giant data communications network, from which each of the
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`Carriers gains significant advantage and revenue.
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`24.
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`The Carriers have entered into a series of inter-carrier agreements through which
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`they act as the agents for each other, and are contractually obligated to each other, in connection
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`with the provision of wireless telecommunication services and have jointly created an infringing
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`system. By way of example:
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`25.
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`AT&T Wireless, Cingular Wireless (on information and belief, entities which
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`became AT&T Mobility), Nextel, Sprint PCS, T-Mobile, and U.S. Cellular agreed to create a
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`system for the transfer of MMS messages through a national inter-carrier system. An MMS
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`message is a multimedia message, containing a picture, video or multimedia attachment, and
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`which can be sent from a mobile phone to another mobile phone, and there are billions of such
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`messages sent each year.
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`26.
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`CTIA-The Wireless Association® is an international nonprofit membership
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`organization that has represented the wireless communications industry since 1984. See
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`http://www.ctia.org/aboutCTIA/. Pursuant to guidelines agreed to by the Carriers, they created
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`a system to enable the transfer of “phone number addressed mobile-to-mobile MMS messages
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`6
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`Sprint Exhibit 1009, p. 6
`Petition for CBM Review of Patent No. 5,339,352
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`Case 1:13-cv-01635-LPS Document 172 Filed 09/23/14 Page 7 of 12 PageID #: 8401
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`across participating wireless carrier networks in the U.S.” Inter-Carrier MMS Messaging
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`Guidelines, Feature Set & Interfaces, Revision: 1.0, Date: October 21, 2004 (attached as
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`Exhibit P) at p.6.
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`27.
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`As stated in the Inter-Carrier MMS Messaging Guidelines: “The purpose of
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`MMS Interoperability is to ensure that carriers can pass mobile originated Multimedia Messages
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`(MMS) across participating carriers’ networks. The group’s objective is to identify and define
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`the involved interfaces, and to agree upon a common feature set that will be supported by all
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`participating carriers.” Id.
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`28.
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`On July 7, 2005, T-Mobile USA Inc., Cingular Wireless L.L.C., and Sprint PCS
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`announced that their networks were now MMS interoperable. “T-Mobile USA Inc. users can
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`exchange pictures and video clips with subscribers of both Cingular Wireless L.L.C. and Sprint
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`PCS, the three carriers announced.” See T-Mobile USA, Cingular make MMS interoperability
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`announcements, located at http://www.rcrwireless.com/article/20050707/sub/t-mobile-usa-
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`cingular-make-mms-interoperability-announcements/ (attached as Exhibit Q).
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`29.
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`In a press release on July 7, 2005 T-Mobile explained further the agreement with
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`Sprint: “It's called Multimedia Messaging Services (MMS) interoperability. It allows T-Mobile
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`and Sprint customers to send and receive picture messages across carriers.” See T-Mobile USA
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`and Sprint Make it a Snap for Customers to Share Pictures and Text Messages - Sprint and T-
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`Mobile Customers can use Wireless Phones to Exchange Picture Messages, T-Mobile press
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`release, July 7, 2005, located at http://newsroom.t-mobile.com/articles/t-mobile-Sprint-MMS
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`(attached as Exhibit R).
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`30.
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`Upon information and belief, AT&T Mobility has agreed with the other Carriers
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`to deliver their MMS messages to AT&T Mobility’s customers pursuant to the CTIA Guidelines.
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`7
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`Sprint Exhibit 1009, p. 7
`Petition for CBM Review of Patent No. 5,339,352
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`
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`Case 1:13-cv-01635-LPS Document 172 Filed 09/23/14 Page 8 of 12 PageID #: 8402
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`31.
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`Upon information and belief, U.S. Cellular has agreed with the other Carriers to
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`deliver their MMS messages to U.S. Cellular’s customers pursuant to the CTIA Guidelines.
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`32.
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`The Carriers act as agents for each other, and are contractually obligated to each
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`other, in the transmission of inter-carrier MMS messages. Each wireless carrier thus facilitates
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`and encourages the others to engage in infringing acts in relation to the transfer of MMS
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`messages.
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`33.
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`Upon information and belief, the Carriers transfer traffic between each other,
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`thereby acting as agents for the completion of calls pursuant to their contractual obligations in
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`their roaming agreements. In particular, upon information and belief, starting at least as early as
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`April 2003, T-Mobile and AT&T Mobility entered into one or more roaming agreement which
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`allow T-Mobile wireless customers to complete calls through the AT&T Mobility’s network, and
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`AT&T Mobility customers to complete calls through the T-Mobile wireless network. Each
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`wireless carrier which completes calls for the other acts as an agent for the other, and fulfills
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`their contractual obligations, in completing the calls.
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`34.
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`Upon information and belief, the Carriers share amongst each other phone
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`numbers and identification information which allows them to identify whether a call originating
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`in one carrier’s network is to be completed in another carrier’s network and routing information
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`which allows the smooth transfer of calls, SMS text messages and MMS messages between
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`networks. Carriers update this information on a regular basis to insure the smooth transfer of
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`calls between carriers.
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`35.
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`Upon information and belief, the Carriers have agreed bilaterally or through
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`participation in standards bodies to use Intellectual Ventures’ patented technology in violation of
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`Intellectual Ventures’ patent rights.
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`8
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`Sprint Exhibit 1009, p. 8
`Petition for CBM Review of Patent No. 5,339,352
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`
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`Case 1:13-cv-01635-LPS Document 172 Filed 09/23/14 Page 9 of 12 PageID #: 8403
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`COUNT I
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`(Infringement of the ’352 Patent)
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`36.
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`37.
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`Paragraphs 1-33 are incorporated by reference as if fully restated herein.
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`Sprint has infringed the ’352 Patent, literally and/or under the doctrine of
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`equivalents, by using or performing one or more of the method claims without authority and in
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`violation of 35 U.S.C. § 271(a). Among the infringing services is Sprint’s 411 service for
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`wireless carriers.
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`38.
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`Intellectual Ventures II has suffered damage as a result of Sprint’s infringement
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`of the ’352 Patent.
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`COUNT II
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`(Infringement of the ’737 Patent)
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`39.
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`40.
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`Paragraphs 1-36 are incorporated by reference as if fully restated herein.
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`Sprint, either alone or in conjunction with others, has infringed the ’737 Patent,
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`literally and/or under the doctrine of equivalents, by using or performing one or more of the
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`method claims without authority and in violation of 35 U.S.C. § 271(a). Among the infringing
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`services is Sprint’s customer website, which enables customers to make changes to their service
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`plans and/or personal information over the Internet.
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`41.
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`Sprint infringes the ’737 Patent alone through the operation and functionality of
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`its website, through which its customers can make changes to their service plans and/or personal
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`information over the Internet. Alternatively, Sprint and its customers, who use Sprint’s website
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`to make changes to their service plans and/or personal information over the Internet, jointly
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`infringe the ’737 Patent. Sprint exercises control and direction over the entire performance of
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`9
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`Sprint Exhibit 1009, p. 9
`Petition for CBM Review of Patent No. 5,339,352
`
`
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`Case 1:13-cv-01635-LPS Document 172 Filed 09/23/14 Page 10 of 12 PageID #: 8404
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`the claimed method such that the performance of every step is controlled by Sprint, who acts as a
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`master-mind.
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`42.
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`By way of non-limiting example, when a Sprint customer accesses his or her
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`account online, Sprint infringes the ’737 Patent. Sprint induces its subscribers to perform one or
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`more steps of the claimed method to access and/or modify customer-specific information, and
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`Sprint performs the remaining steps of the method.
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`43.
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`Intellectual Ventures II has suffered damage as a result of Sprint’s infringement of
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`the ’737 Patent.
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`PRAYER FOR RELIEF
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`WHEREFORE, Intellectual Ventures II respectfully requests the following relief:
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`a)
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`b)
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`c)
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`d)
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`A judgment that U.S. Patent Nos. 6,115,737 and 5,339,352 are valid and
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`enforceable.
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`A judgment that Sprint has infringed the ’737 Patent;
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`A judgment that Sprint has infringed the ’352 Patent;
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`An order enjoining Sprint and its officers, agents, servants and employees,
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`privies, and all persons in active concert or participation with it, from further
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`infringement of said patents;
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`e)
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`A judgment that Intellectual Ventures II be awarded all appropriate damages
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`under 35 U.S.C. § 284 for Sprint’s past infringement, and any continuing or future
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`infringement of the Patents-in-Suit, up until the date such judgment is entered,
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`including pre and post judgment interest, costs, and disbursements as justified
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`under 35 U.S.C. § 284 and, if necessary to adequately compensate Intellectual
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`Ventures II for Sprint’s infringement, an accounting:
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`10
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`Sprint Exhibit 1009, p. 10
`Petition for CBM Review of Patent No. 5,339,352
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`
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`Case 1:13-cv-01635-LPS Document 172 Filed 09/23/14 Page 11 of 12 PageID #: 8405
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`i)
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`that this case be declared exceptional within the meaning of 35 U.S.C.
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`§ 285 and that Intellectual Ventures II be awarded its reasonable
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`attorneys’ fees that it incurs in prosecuting this action;
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`ii)
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`that Intellectual Ventures II be awarded costs, and expenses that it incurs
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`in prosecuting this action; and
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`iii)
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`that Intellectual Ventures II be awarded such further relief at law or in
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`equity as the Court deems just and proper.
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`11
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`Sprint Exhibit 1009, p. 11
`Petition for CBM Review of Patent No. 5,339,352
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`
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`Case 1:13-cv-01635-LPS Document 172 Filed 09/23/14 Page 12 of 12 PageID #: 8406
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`DEMAND FOR JURY TRIAL
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`DATED: September 23, 2014
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`
`
`
`
`OF COUNSEL:
`Martin J. Black -- LEAD ATTORNEY
`martin.black@dechert.com
`DECHERT LLP
`Cira Centre 2929 Arch Street
`Philadelphia, PA 19104
`(215) 994-4000
`
`Jeffrey B. Plies
`jeffrey.plies@dechert.com
`DECHERT LLP
`300 W. 6th Street
`Suite 2010
`Austin, TX 78701
`(512) 394-3000
`
`Stephen J. Akerley
`stephen.akerley@dechert.com
`Justin F. Boyce
`justin.boyce@dechert.com
`DECHERT LLP
`2440 W. El Camino Real Suite 700
`Mountain View, CA 94040-1499
`(650) 813-4800
`
`Intellectual Ventures II hereby demands trial by jury on all claims and issues so triable.
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`Respectfully submitted,
`
`FARNAN LLP
`
`
`By: /s/ Brian E. Farnan
`Joseph J. Farnan, III (Bar No. 3945)
`Brian E. Farnan (Bar No. 4089)
`919 North Market Street, 12th Floor
`Wilmington, Delaware 19801
`(302) 777-0300
`(302) 777-0301 (Fax)
`bfarnan@farnanlaw.com
`
`
`
`
`
`
`
`Counsel for Plaintiff Intellectual Ventures II LLC
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`12
`
`Sprint Exhibit 1009, p. 12
`Petition for CBM Review of Patent No. 5,339,352