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`U.S. PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`GARMIN INTERNATIONAL, INC. et al,
` Petitioner
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`v.
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`PATENT OF CUOZZO SPEED TECHNOLOGIES, LLC,
`Patent Owner
`__________
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`Case IPR2012-00001
`Patent 6,778,074
`__________
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`Final Hearing Held: August 16, 2013
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`Before JAMESON LEE, MICHAEL P. TIERNEY, and JOSIAH C.
`COCKS, Administrative Patent Judges.
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`ON BEHALF OF PETITIONER:
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`JENNIFER C. BAILEY, ESQ.
`of: Hovey Williams, LLP
`10801 Mastin Boulevard
`Suite 1000
`84 Corporate Woods
`Overland Park, Kansas 66210
`(913) 647-9050
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`IPR2012-00001
`Patent 6,778,074
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`JASON R. MUDD, ESQ.
`of: Erise IP, P.A.
`6201 College Boulevard
`Suite 300
`Overland Park, Kansas 66211
`(913) 777-5614
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`ON BEHALF OF THE PATENT OWNER:
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`The above-titled matter came for final hearing on Friday, August
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`16, 2013, commencing at 1:00 p.m. at the U.S. Patent and Trademark
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`JOHN R. KASHA, ESQ.
`of: Kasha Law, LLC
`14532 Dufief Mill Road
`North Potomac, Maryland 20878
`(703) 867-1886
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`CABRACH CONNOR, ESQ.
`of: Taylor Dunham, LLP
`301 Congress Avenue
`Suite 1050
`Austin, Texas 78701
`(512) 473-2257
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`IPR2012-00001
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`P-R-O-C-E-E-D-I-N-G-S
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`(1:00 p.m.)
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`JUDGE LEE: Good afternoon. This is the final hearing
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`for the first-filed inter partes review Garmin International versus Cuozzo
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`Speed Technologies. It is Case Number IPR2012-00001.
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`Representing Garmin International is lead attorney Jennifer
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`Bailey. Would you like to introduce your colleague?
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`MS. BAILEY: Your Honor, my name is Jennifer Bailey.
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`My co-counsel is Jason Mudd.
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`JUDGE LEE: Thank you. And representing Cuozzo
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`Technologies should be either Mr. Kasha or Mr. Connor.
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`MR. KASHA: My name is John Kasha and my
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`co-counsel is Mr. Cabrach Connor.
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`JUDGE LEE: Thank you. Welcome to the Board.
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`I believe
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`the parties understand
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`the sequence of
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`presentation. It would be the petitioner coming up first and then patent
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`owner, back to the petitioner, and ending again with the patent owner.
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`If you have any preliminary questions you would like to
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`MR. KASHA: No, Your Honor.
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`MS. BAILEY: No, Your Honor.
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`JUDGE LEE: Thank you.
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`Any time you are ready. Mr. Kasha, are you presenting?
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`MR. MUDD: The petitioner will speaking first, Your
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`Honor. I will be speaking first on that.
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`JUDGE LEE: Thank you.
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`MR. MUDD: The petitioner would like to reserve 30
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`minutes for rebuttal, may it please the board.
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`Good afternoon, Your Honors. I am Jason Mudd on
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`behalf of petitioner, Garmin International. I will be speaking first for
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`Garmin on the issue of claim construction. My co-counsel, Ms. Bailey,
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`will be speaking second as to unpatentability.
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`Garmin requested institution of this inter partes review of
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`the 074 patent, based on the overly broad manner in which Cuozzo has
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`asserted its patent against Garmin and others in District Court.
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`As Garmin's petition demonstrated, the prior art was replete
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`with speed limit displays that used a single electronic display that served
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`as both a speedometer and a colored speed indicator. But as the Board
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`noted, in its decision instituting this review, the invention actually
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`described and claimed in the patent used a separate colored display that
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`is integrally attached to a separate speedometer.
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`JUDGE LEE: Excuse me, counsel. I just want to
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`interrupt for a second. We do have people listening in on an audio line.
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` So if you are referring to a demonstrative exhibit, we would like you to
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`identify the page number. And we would like the people listening in to
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`know that a copy of the demonstratives is located and accessible on the
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`Board's website right below the dial-in number information, so they
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`could follow along.
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`I'm sorry for the interruption.
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`MR. MUDD: That's fine, Your Honor. Yes, thank you.
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`And I will do my best to state the slide numbers. I may need reminders
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`throughout but I will try very hard to do that.
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`As the Board noted in its decision instituting this IPR, and
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`we are looking currently at slide DX3, the invention actually described
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`and claimed in the patent uses as a separate colored display that is
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`integrally attached to a separate speedometer. As such, the Board
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`construed the term integrally attached as requiring that the speedometer
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`and colored display be separate components that retain their separate
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`identities, when attached to each other.
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`As a result, the Board focused the scope of this review.
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`Garmin agrees with the Board's construction and asks that it be affirmed
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`over Cuozzo's request that it be broadened to encompass a single display
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`that is, itself, both the speedometer and the colored display.
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`As shown on slide DX4, the Board construed the term
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`integrally attached specifically as requiring that the speedometer and
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`colored display be discrete parts physically joined together as a unit
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`without each part using its own separate identity. That is, in the
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`combined unit, the colored display is still the colored display and the
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`speedometer is still the speedometer. And specifically when applying
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`this construction, the Board found that this construction did not cover
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`the case of a single electronic display that was itself both the
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`The Board's construction is correct for three simple
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`reasons. First, the claim language itself; second, the specification; and
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`third, the file history.
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`Turning first on DX5 to the claim language itself and
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`looking specifically at independent claim 10, the claim plainly recites
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`here, speedometer
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`integrally attached
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`Obviously, for two things to be integrally attached to each other, they
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`must still somehow be separate things, even though they are joined.
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`Otherwise, the word attached would have no meaning and would be let
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`out of the claim entirely, which is precisely what Cuozzo asks this Board
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`The plain claim
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`language does not recite
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`speedometer is displayed graphically on colored display, nor does it
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`recite merely an integrated speedometer and colored display. Instead, it
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`recites a separate speedometer and colored display that are attached to
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`each other.
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`The specification is consistent with the plain claim
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`language. Really, the specification only discloses a stable core
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`embodiment and discloses a couple variations on that embodiment.
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`Figure 1, as shown on slide DX6, illustrates this
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`embodiment. We have a speedometer and a separate colored display.
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`The colored display 18 is disclosed as a red plastic filter that is a
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`separate component than the rest of the speedometers, including the
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`plastic backplate 14 and the speed denoting marking 16 painted on the
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`backplate.
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`The specification in the figures exclusively depict separate
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`components that are attached to each other. The specification never
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`describes an embodiment in which a speedometer and colored display
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`are merged into a single electronic display.
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`Indeed, for the invention to operate as described in the
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`patent, they must be separate components that retain their own identities
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`because the colored display rotates independently of the speedometer. I
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`highlight the different regions of the speedometer to show which speed
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`readings on the speedometer are above the speed limit, those highlighted
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`in red here in Figure 1, and those below, which the patent says are
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`highlighted in white. Thus, as the vehicle travels and goes to new
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`locations and the speed limit for that location changes, the colored
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`display is adjusted to continuously update the delineation of which speed
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`readings are in excess of the speed limit.
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`JUDGE LEE: Counsel, does the specification disclose
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`any other embodiment besides this one?
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`MR. MUDD: Well, that is an interesting question, Your
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`Honor, because the only variations on this embodiment that the
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`specification even hints at are a circumstance in which the colored
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`display 18, instead of being a red plastic filter, might instead be an LCD.
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`relate to that variation. And I can turn to those briefly.
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`In these two places of the specification, it says although a
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`red filter disc -- and I am looking at slide DX8. Although a red filter
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`disc has been described, it should be appreciated that the colored display
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`could also take the form of an LCD. And again, it says below that you
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`could use a colored filter or a liquid crystal display.
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`specification that describe an LCD, they are talking about subbing in an
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`LCD for the colored display. It never describes subbing in an LCD for
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`the speedometer and it certainly never describes, instead of having two
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`separate components, having a single display that serves the purposes of
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`both.
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`JUDGE LEE: I see. What does that mean, though? What
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`does it mean when you substitute a liquid crystal display for a piece of
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`plastic?
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`MR. MUDD: And you are asking what would that
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`JUDGE LEE: I'm just reading the text you produced. I
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`am wondering what that would mean.
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`MR. MUDD: In Garmin's viewpoint, what it means is that
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`if you took, for example, Figure 1 and replaced the red plastic filter with
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`an LCD, you would have a conventional speedometer with an LCD
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`screen attached behind it, in order to highlight different portions of the
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`speedometer.
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`JUDGE LEE: Well, before you get into what the other
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`side wants it to mean, what do you think it means?
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`MR. MUDD: Garmin believes that the LCD disclosures
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`are referring to the situation where you replace the red plastic filter that
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`is colored display 18, with an LCD, and the rest of the speedometer stays
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`JUDGE LEE: Yes, but you wouldn't be rotating the LCD
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`MR. MUDD: Yes.
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`JUDGE LEE: So I am just wondering what do those few
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`lines mean when they say you can substitute an LCD for the colored
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`display plate?
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`MR. MUDD: Yes, that is correct. And that is an
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`argument that Cuozzo has raised and they suggest it would be
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`meaningless to rotate the entire display itself but of course you can
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`easily simply, instead of physically rotating something, you simply draw
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`different parts of the display red.
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`So in other words, rather than having a red plastic disc, you
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`have a red graphical display and you simply change the appearance of
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`that red graphical display to highlight different parts of the speedometer.
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`JUDGE LEE: I see. This is just -- you are conjuring
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`what it might be but it is never disclosed in the specifications.
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`MR. MUDD: Yes, that is correct, Your Honor. And in
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`addition to the specification, the file history as well confirms the Board's
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`construction. Because as the Board correctly noted in its order, paper
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`15 on page eight, when the patent owner added the integrally attached
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`term via amendment, the patent owner relied on separate components as
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`providing written description support for the term. That is, when the
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`patent owner made this amendment, the patent owner referred to Figure
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`1 and referred to the description in the specification which describes the
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`speedometer and colored display as being physically separate
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`components that are attached to each other.
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`Despite
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`construction, Cuozzo asked that the Board's construction be broadened
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`to be, instead, joined or combined to work as a complete unit. And
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`Cuozzo says that this construction would encompass a single electronic
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`display that operates as both the speedometer and the colored display.
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`JUDGE TIERNEY: Counsel, could you stop there? You
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`construction but please explain how that construction up there joined or
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`combined to work as a complete unit is distinguishable from the Board's
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`construction.
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`MR. MUDD: Sure, and that is a very good question
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`because Cuozzo purports to say that this would encompass their single
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`electronic display and by that, what they want the patent to cover. But
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`honestly, when I read that joined or combined work as a complete unit is
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`still implicit in even Cuozzo's construction is that you have discrete parts
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`that are brought together.
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`So Cuozzo, I think, is intending to read out the requirement
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`of separate parts that are brought together that pertain to identity. But I
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`think even inherent in their own construction is a tacit admission that
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`you are bringing together two separate parts that have different
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`JUDGE TIERNEY: When they are putting on a response
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`on page six, they also defined the word integrally as meaning essential to
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`completeness constituent formed as a unit with another part. Under
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`their definition of integrally and under the definition of attached, how is
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`that distinct from our definition that we proposed and the decision has
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`MR. MUDD: Well I think how it is distinct is in what
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`JUDGE TIERNEY: I understand that they may have a
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`different effect but is their definition distinct from that which we have
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`already proposed?
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`MR. MUDD: I believe it is because they say it is, Your
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`Honor. And I think if the Board were to adopt Cuozzo's construction,
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`does cover a single electronic display that serves the purpose of both.
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`So you are exactly right. And Cuozzo has actually raised
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`that definition of the term integrally and suggested the Board's
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`construction ignores that definition and somehow reads out the integral
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`requirement.
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`But if you look at the Board's construction, it talks about
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`bringing them together as a unit. That is, the integral aspect of
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`integrally attached is that they are brought together as a unit, but they,
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`nonetheless, retain their own identity because they are attached to each
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`And as we will see, even as their own expert admits, it
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`There are three primary points that Cuozzo alleges that the
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`the construction should be revised.
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`First, as we discussed just a moment ago, they point to the
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`spec, including in these two portions, does it describe a single LCD
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`embodiment where you have the colored display and speedometer being
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`merged into one.
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`Second, the argument they make is a claim differentiation
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`argument and they point to dependent claims 12 and 18. Dependent
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`claim 12 depends on claim 10 and it recites, where inset colored display
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`is a liquid crystal display. Claim 18 separately, entirely apart from
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`claim 12 with an independent dependency from claim 10, 18 does not
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`depend from 12. It depends from 10. And it says, wherein said
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`speedometer comprises a liquid crystal display. Cuozzo suggests that
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`when you look at these two dependent claims together, that under the
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`doctrine of claim differentiation, claim 10 must necessarily be broad
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`enough to encompass a single electronic display in which the colored
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`display and speedometer are both on that display. But these two
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`dependent claims do not dictate that result because they are entirely
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`separate from each other. Nothing about these claims says that the
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`speedometer and colored display are somehow merged and no longer
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`separate and attached to each other.
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`JUDGE TIERNEY: Let's stop there. I have a question.
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`Did they ever have an embodiment where the colored display is a liquid
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`crystal display and the speedometer is also a liquid crystal display?
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`MR. MUDD: That is also a very good question, Your
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`Honor. Unfortunately, the patent applicant didn't do us any favors in
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`that regard. The only thing approaching the fleeting reference that the
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`speedometer somehow could potentially be liquid crystal displays and
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`claim 18 they are not.
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`In the written description, there is no support, no disclosure
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`where you have a graphical speedometer that is purely an LCD. There
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`is no disclosure in that regard.
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`The only thing approaching a disclosure like that is claim
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`18. And as you stated in the briefing, we think that you have to rewrite
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`this claim language to be the speedometer is an LCD, rather than a
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`speedometer comprises an LCD. If you compare those two claims, you
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`can see it says colored display is an LCD in claim 12; 18 it says
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`speedometer comprises.
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`But regardless, even if the Board were to say well, claim 18
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`is an original claim. Perhaps that is a disclosure of an LCD
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`speedometer. It doesn't change the fact that the claim language requires
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`that the two components be integrally attached to each other. So even
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`in that situation, even if you assume that they've disclosed through claim
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`18 an LCD speedometer, the claim still required that the two
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`components be attached to each other.
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`And again, using my imagination, going beyond what the
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`patent teaches, you could imagine having two separate displays, two
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`separate display elements of where you would have the colored display
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`and speedometer being attached to each other.
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`Now we have some art that is somewhat similar in the
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`Nagoshi reference. So even in that situation, even if you had an LCD
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`speedometer as Your Honor suggested, it doesn't change the fact they
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`must be separate components attached to each other.
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`JUDGE LEE: Counsel, if I hear you correctly, what you
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`are saying is even according to 18, the speedometer has to comprise an
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`LCD. That is not necessarily the one that is in claim 12, which is the
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`colored display.
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`MR. MUDD: Yes, that is correct, Your Honor, yes.
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`JUDGE LEE: Thank you.
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`MR. MUDD: Then moving to the third primary point that
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`Cuozzo suggests that the Board's construction had not considered. And
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`that is, they have introduced into the record expert testimony. They
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`submitted an expert declaration from Dr. Morris. But actually if you
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`look at Dr. Morris' declaration, it only serves to further confirm the
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`Board's construction because Dr. Morris' opinions are that he believes an
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`embodiment where you have a single LCD speedometer and colored
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`display merged together is implied by the patent and that it would be
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`natural for a person of ordinary skill in the art to create such an
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`embodiment upon reading the rest of the disclosure.
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` Well, those statements are tacit admissions that there is no
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`express support or disclosure for such an embodiment in the patent and
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`that he is imagining things and adding things to the patent to try to
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`support this argument.
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`And when pressed on cross-examination, he made some
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`telling admissions. When asked whether the term integrally attached
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`had an accepted meaning in the art, Dr. Morris had to admit that it is not
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`a common term of art in software and that, in fact, a hardware person
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`would use the term attached to refer to physically attaching things and a
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`software person wouldn't intend to use this word.
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`And when asked, so it is somewhat unnatural to refer to
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`two things displayed on a common display as attached, he would say
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`yes, in the art I would say it is uncommon. And this is on DX10.
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`But then when I posed the question to him, you yourself,
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`sir, as a person of ordinary skill in the art, would you, on DX11, would
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`you ever use the term attached to refer to the relationship between two
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`items that are graphically displayed on the same display? He said I
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`don't think I would. I would much prefer one of the other terms that I
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`had mentioned, overlay, combined, juxtaposed.
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`So even their own expert's testimony serves to further
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`confirm the Board's construction.
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`JUDGE LEE: So why is it that you don't have any
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`rebuttal expert testimony?
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`MR. MUDD: Your Honor, we didn't need any rebuttal
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`expert testimony because we had their expert who said exactly what I
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`would imagine any expert would when interpreting the term integrally
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`attached.
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`And Garmin, therefore, requests that the Board affirm its
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`construction. And if there are no further questions, I will turn it over to
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`Ms. Bailey.
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`JUDGE LEE: Perhaps just one more. So you agree with
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`the Board's construction of the term but why is it that your petition didn't
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`offer a construction and, in particular, didn't offer the Board's
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`construction?
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`MR. MUDD: Your Honor, we filed the petition relying
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`on the apparent construction that Cuozzo was relying on to assert
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`infringement in District Court. As the Board noted in its order, Garmin
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`didn't take a position on that construction being correct. Garmin just
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`said here is the construction they are using. We are going to use that
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`construction. And we did not advocate for that construction. We
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`agreed with the construction that the Board arrived at.
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`JUDGE LEE: Does it really matter? If you say that the
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`patent owner's construction is simply broader, that is not going to allow
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`them to escape the art. Right? If it is simply broader, it would just
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`cover more.
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`MR. MUDD: That is correct but Garmin's interest is in
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`the Board arriving at the correct broadest reasonable construction. We
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`believe the Board has done that.
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`And you are correct that Cuozzo is advocating for a
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`construction that would encompass more art and is contrary to its
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`interest in this proceeding.
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`JUDGE LEE: So do we even need to do claim
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`construction in the final decision?
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`MR. MUDD: Yes.
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`JUDGE LEE: You know the other party is arguing a
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`broader interpretation than the Board's, which in no instance would kick
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`out any item of prior art.
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`MR. MUDD: Yes, we believe it is important because in
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`the order initiating this proceeding, the Board used that construction to
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`narrow the scope of this proceeding and exclude, in many grounds of
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`rejection, that Garmin had advanced and excluded some of the prior art
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`references that utilize a single electronic display for both elements. So
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`Garmin believes that it is important for the Board to affirm its
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`construction.
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`JUDGE LEE: What would happen if we were to change
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`our construction in the final determination? What, in your view, should
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`happen with the grounds that we did not initiate?
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`MR. MUDD: Yes, Your Honor. Well, Garmin believes
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`that the additional grounds, all the grounds advanced originally, should
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`be brought into the proceeding, as Ms. Bailey will be addressing during
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`her portion, under Cuozzo's proposed broader construction. In fact, the
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`prior art analysis becomes almost trivial. The Aumayer reference
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`IPR2012-00001
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`becomes a clear, anticipatory reference and the obvious analysis also
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`becomes trivial.
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`JUDGE LEE: Thank you.
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`MR. MUDD: Thank you, Your Honors.
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`JUDGE COCKS: Counsel, I actually have one question.
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`Do I understand correctly that if we adopt Cuozzo's interpretation, that is
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`damaging to their case? Is that a fair characterization?
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`MR. MUDD: In terms of the -- so, I think Cuozzo
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`believes that it would aid its infringement case in District Court.
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`JUDGE COCKS: But from your standpoint.
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`MR. MUDD: In the proceeding, yes, it would be
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`damaging to the prior art case.
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`JUDGE COCKS: Okay, thank you.
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`MR. MUDD: Thank you, Your Honor.
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`MS. BAILEY: May it please the Board? Thank you,
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`Your Honors.
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`My co-counsel has explained why this Board's non-final
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`construction is the correct construction. I want to discuss why, under
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`either construction, the present claims under review are unpatentable.
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`And before we jump into an unpatentability analysis limitation
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`by limitation, let's quickly go over the two constructions and what they
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`would cover.
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`23
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`So the Board's construction requires two separate elements:
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`24
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`a colored display and a speedometer. And those elements must be
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`joined together but retain their separate identity.
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`IPR2012-00001
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`So what is an example of that? An example of that is a
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`colored display that is physically secured to the glass cover of a
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`speedometer.
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` And
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`that speedometer could be a conventional
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`4
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`speedometer or that speedometer could be the glass cover of an LCD
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`5
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`that is graphically representing a speedometer.
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`6
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`In contrast, Cuozzo's construction purports to cover the
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`single electronic display, such as an LCD, where that single electronic
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`display itself, both graphically displays the speedometer and the colored
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`display.
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`10
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`Referring to DX14 now, we have taken figures from each
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`of the prior art references that are under review. And as you can see,
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`the idea of putting a speed limit indicator on the glass cover of a
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`13
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`speedometer is well-known in the art. Wendt teaches that with its
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`rotatable pointer. Evans has a red-colored plate. Nagoshi has its
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`concentric band of green, red, and LCDs. And then Aumayer and
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`Tegethoff have the LCD that graphically represents the red tick mark.
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`17
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`And each of these establish that the problem of indicating a speed limit
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`was well-recognized in the art and that the various solutions were also
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`known.
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`All right, so let's go through our unpatentability analysis.
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`21
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`And what I am going to do is break it down into under the Board's
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`22
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`construction and under Cuozzo's construction. Now I am going to leave
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`23
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`Cuozzo's construction to later because it is very short and it is very
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`24
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`straightforward.
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`IPR2012-00001
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`Under the Board's construction -- and actually let me back
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`up. Under either construction, the claims have four general limitations.
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`We have the GPS that determines the speed limit of the vehicle -- or the
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`4
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`speed limit at the vehicle's current location. We have the display
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`5
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`controller that controls the colored display. We have continuously
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`6
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`updating of the colored display to indicate the speed limit at the current
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`7
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`location of the vehicle. And fourth, we have the rotatable colored
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`display itself.
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`And so I am going to take those four general limitations, go
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`10
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`through where they are in the art and I am going to start from the bottom
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`11
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`up with the claim. And I am going to start with the rotatable colored
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`display.
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`So looking at DX15, Wendt is from the 1950s and it
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`14
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`discloses a conventional speedometer having a rotatable pointer
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`15
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`mounted on the glass cover of the speedometer. And Wendt says, as
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`16
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`one of its objectives, that it is a speed limit indicator, which is quickly
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`17
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`attachable to the glass cover of a speedometer. And as you can see, it is
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`18
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`attached to the glass cover of the speedometer, via a suction cup
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`19
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`mounting unit.
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`20
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`So Wendt, when we are talking about our fourth limitation
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`21
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`of rotatable colored display, teaches two of those features. It is
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`rotatable and it is a display but it is not colored.
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`23
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`Referring to DX16, Evans' disc. Evans discloses a
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`red-colored plate that is secured to the front cover of a conventional
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`IPR2012-00001
`Patent 6,778,074
`
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`speedometer. And you can see, the plate is red. It has some width
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`2
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`about it. It covers an entire region of speed readings in that red.
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`3
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`Now Wendt does note, as this Board decided, that Evans is
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`4
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`affixed to the glass cover. However, Evans recognizes that speed limits
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`5
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`change and that those speed limits -- and that the plate can be adjustable
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`6
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`for changes in the speed limits.
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`7
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`So we are trying to get our rotatable colored display in the
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`8
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`art. And so we have Wendt with its rotatable pointer and we have
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`9
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`Evans with its colored plate. And it would be obvious to one of
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`10
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`ordinary skill in the art to sub in the pointer for Wendt with the plate of
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`11
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`Evans. That is a simple substitution that yields the predictable result.
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`JUDGE COCKS: Counsel?
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`MS. BAILEY: Yes.
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`JUDGE COCKS: Did the claims require that the colored
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`display be rotatable?
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`16
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`MS. BAILEY: That is an interesting question.
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`So claim 17 requires that the rotatable display be -- or that
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`18
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`the colored display be rotatable. Claim 10 states that the colored
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`19
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`display is