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Trials@uspto.gov
`Tel: 571-272-7822
`
`
`
`
`
`Paper 20
`Entered: October 29, 2013
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_______________
`
`VEEAM SOFTWARE CORPORATION
`Petitioner
`
`v.
`
`SYMANTEC CORPORATION
`Patent Owner
`____________
`
`Case IPR2013-00141 (Patent 6,931,558)
`Case IPR2013-00142 (Patent 6,931,558)
`Case IPR2013-00143 (Patent 7,191,299)
` Case IPR2013-00150 (Patent 7,093,086)1
`____________
`
`Before THOMAS L. GIANNETTI, SCOTT E. KAMHOLZ, and
`TRENTON A. WARD, Administrative Patent Judges.
`
`GIANNETTI, Administrative Patent Judge.
`
`
`ORDER
`Conduct of the Proceeding
`37 C.F.R. § 42.5
`
`
`
`
`1 This paper addresses issues that are identical in the listed cases. We exercise our
`discretion to issue a single paper to be filed in each case. The parties are not
`authorized to use this style heading for any subsequent papers.
`
`

`

`Case IPR2013-00141 (Patent 6,931,558)
`Case IPR2013-00142 (Patent 6,931,558)
`Case IPR2013-00143 (Patent 7,191,299)
`Case IPR2013-00150 (Patent 7,093,086)
`
`
`
`At the request of counsel for Patent Owner, the Board held a telephone
`
`
`
`conference in these cases on October 28, 2013. The participants were counsel for
`
`the parties, including attorneys Gordon and Richetti, and Administrative Patent
`
`Judges Ward, Kamholz, and Giannetti.
`
`
`
`1. Motion to Amend
`
`
`
`Patent Owner intends to file a contingent motion to amend in each of the
`
`proceedings. Patent Owner is familiar with the requirements for such motions set
`
`forth in the Idle Free decision (Idle Free v. Bergstrom, IPR2012-00027, Paper 26),
`
`including the presumption of a one-for-one claim substitution. The motions will
`
`accompany the Patent Owner’s responses to the petitions.
`
`
`
`2. Motion to Compel
`
`
`
`In IPR2013-00150, Petitioner requested authorization to file a motion to
`
`compel deposition testimony from a non-party, VMware, Inc. The motion is
`
`necessitated, according to Petitioner, by the inability of the parties to reach
`
`agreement on the date by which a particular VMware software manual (Ex. 1005)
`
`being relied on by Petitioner became publicly accessible. The manual bears a
`
`copyright notice date of 2001, and is similar (but not identical) to another VMware
`
`manual (Ex. 1006) whose status as prior art is not challenged by Patent Owner.
`
`
`
`After discussing the matter with the parties, the Board authorized filing of
`
`the motion to compel. Petitioner was requested to address the applicable Garmin
`
`factors (see Garmin v. Cuozzo, IPR2012-00026, Paper 26), with special attention to
`
`2
`
`
`

`

`Case IPR2013-00141 (Patent 6,931,558)
`Case IPR2013-00142 (Patent 6,931,558)
`Case IPR2013-00143 (Patent 7,191,299)
`Case IPR2013-00150 (Patent 7,093,086)
`
`
`
`factor 3, concerning ability to obtain the information without need of additional
`
`discovery. Petitioner’s motion should explain why the VMware manual (Ex. 1006)
`
`that is not challenged is not sufficient for its purposes.
`
`
`
`
`
`In view of the foregoing, it is hereby
`
`ORDERED that Patent Owner has complied with its duty under 37 C.F.R.
`
`§ 42.121 to confer with the Board before filing a motion to amend;
`
`
`
`FURTHER ORDERED that Petitioner is authorized to file a motion to
`
`compel the deposition of VMware for the limited purpose of proving whether
`
`Exhibit 1005 became accessible to the public prior to March 28, 2002, the earliest
`
`priority date relied on by Patent Owner;
`
`
`
`FURTHER ORDERED that the motion to compel will be filed no later than
`
`Friday, November 1, 2013; Patent Owner’s opposition no later than Friday,
`
`November 8, 2013; and that no reply is authorized at this time;
`
`
`
`FURTHER ORDERED that in addition to the other Garmin factors,
`
`Petitioner’s motion will address the question of why the other VMware manual
`
`(Ex. 1006) is not sufficient;
`
`
`
`FURTHER ORDERED that in its opposition to the motion, Patent Owner
`
`will specifically set forth the respects in which the proffered evidence of public
`
`accessibility of the challenged manual (Ex. 1005) is insufficient;
`
`
`
`FURTHER ORDERED that after these briefs have been exchanged, and by
`
`no later than November 15, 2013, the parties shall meet and confer (in person or by
`
`telephone) in a good faith attempt to resolve this issue without the need for
`
`3
`
`
`

`

`Case IPR2013-00141 (Patent 6,931,558)
`Case IPR2013-00142 (Patent 6,931,558)
`Case IPR2013-00143 (Patent 7,191,299)
`Case IPR2013-00150 (Patent 7,093,086)
`
`
`
`additional discovery, and shall advise the Board promptly, in a joint email, of the
`
`result.
`
`
`
`For PETITIONER:
`
`Lori A. Gordon
`Michael Q. Lee
`Byron L. Pickard
`STERNE, KESSLER, GOLDSTEIN
`& FOX PLLC
`lgordon-PTAB@skgf.com
`mlee-PTAB@skgf.com
`bpickard-ptab@skgf.com
`
`For PATENT OWNER:
`
`Joseph J. Richetti
`Lawrence G. Kurland
`BRYAN CAVE LLP
`joe.richetti@bryancave.com
`lgkurland@bryancave.com
`
`
`4
`
`
`

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