`Tel: 571-272-7822
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`Paper 20
`Entered: October 29, 2013
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`_______________
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`VEEAM SOFTWARE CORPORATION
`Petitioner
`
`v.
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`SYMANTEC CORPORATION
`Patent Owner
`____________
`
`Case IPR2013-00141 (Patent 6,931,558)
`Case IPR2013-00142 (Patent 6,931,558)
`Case IPR2013-00143 (Patent 7,191,299)
` Case IPR2013-00150 (Patent 7,093,086)1
`____________
`
`Before THOMAS L. GIANNETTI, SCOTT E. KAMHOLZ, and
`TRENTON A. WARD, Administrative Patent Judges.
`
`GIANNETTI, Administrative Patent Judge.
`
`
`ORDER
`Conduct of the Proceeding
`37 C.F.R. § 42.5
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`
`
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`1 This paper addresses issues that are identical in the listed cases. We exercise our
`discretion to issue a single paper to be filed in each case. The parties are not
`authorized to use this style heading for any subsequent papers.
`
`
`
`Case IPR2013-00141 (Patent 6,931,558)
`Case IPR2013-00142 (Patent 6,931,558)
`Case IPR2013-00143 (Patent 7,191,299)
`Case IPR2013-00150 (Patent 7,093,086)
`
`
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`At the request of counsel for Patent Owner, the Board held a telephone
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`
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`conference in these cases on October 28, 2013. The participants were counsel for
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`the parties, including attorneys Gordon and Richetti, and Administrative Patent
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`Judges Ward, Kamholz, and Giannetti.
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`
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`1. Motion to Amend
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`
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`Patent Owner intends to file a contingent motion to amend in each of the
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`proceedings. Patent Owner is familiar with the requirements for such motions set
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`forth in the Idle Free decision (Idle Free v. Bergstrom, IPR2012-00027, Paper 26),
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`including the presumption of a one-for-one claim substitution. The motions will
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`accompany the Patent Owner’s responses to the petitions.
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`
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`2. Motion to Compel
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`
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`In IPR2013-00150, Petitioner requested authorization to file a motion to
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`compel deposition testimony from a non-party, VMware, Inc. The motion is
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`necessitated, according to Petitioner, by the inability of the parties to reach
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`agreement on the date by which a particular VMware software manual (Ex. 1005)
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`being relied on by Petitioner became publicly accessible. The manual bears a
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`copyright notice date of 2001, and is similar (but not identical) to another VMware
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`manual (Ex. 1006) whose status as prior art is not challenged by Patent Owner.
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`
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`After discussing the matter with the parties, the Board authorized filing of
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`the motion to compel. Petitioner was requested to address the applicable Garmin
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`factors (see Garmin v. Cuozzo, IPR2012-00026, Paper 26), with special attention to
`
`2
`
`
`
`
`Case IPR2013-00141 (Patent 6,931,558)
`Case IPR2013-00142 (Patent 6,931,558)
`Case IPR2013-00143 (Patent 7,191,299)
`Case IPR2013-00150 (Patent 7,093,086)
`
`
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`factor 3, concerning ability to obtain the information without need of additional
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`discovery. Petitioner’s motion should explain why the VMware manual (Ex. 1006)
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`that is not challenged is not sufficient for its purposes.
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`
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`In view of the foregoing, it is hereby
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`ORDERED that Patent Owner has complied with its duty under 37 C.F.R.
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`§ 42.121 to confer with the Board before filing a motion to amend;
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`
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`FURTHER ORDERED that Petitioner is authorized to file a motion to
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`compel the deposition of VMware for the limited purpose of proving whether
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`Exhibit 1005 became accessible to the public prior to March 28, 2002, the earliest
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`priority date relied on by Patent Owner;
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`
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`FURTHER ORDERED that the motion to compel will be filed no later than
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`Friday, November 1, 2013; Patent Owner’s opposition no later than Friday,
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`November 8, 2013; and that no reply is authorized at this time;
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`
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`FURTHER ORDERED that in addition to the other Garmin factors,
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`Petitioner’s motion will address the question of why the other VMware manual
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`(Ex. 1006) is not sufficient;
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`
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`FURTHER ORDERED that in its opposition to the motion, Patent Owner
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`will specifically set forth the respects in which the proffered evidence of public
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`accessibility of the challenged manual (Ex. 1005) is insufficient;
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`FURTHER ORDERED that after these briefs have been exchanged, and by
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`no later than November 15, 2013, the parties shall meet and confer (in person or by
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`telephone) in a good faith attempt to resolve this issue without the need for
`
`3
`
`
`
`
`Case IPR2013-00141 (Patent 6,931,558)
`Case IPR2013-00142 (Patent 6,931,558)
`Case IPR2013-00143 (Patent 7,191,299)
`Case IPR2013-00150 (Patent 7,093,086)
`
`
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`additional discovery, and shall advise the Board promptly, in a joint email, of the
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`result.
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`
`
`For PETITIONER:
`
`Lori A. Gordon
`Michael Q. Lee
`Byron L. Pickard
`STERNE, KESSLER, GOLDSTEIN
`& FOX PLLC
`lgordon-PTAB@skgf.com
`mlee-PTAB@skgf.com
`bpickard-ptab@skgf.com
`
`For PATENT OWNER:
`
`Joseph J. Richetti
`Lawrence G. Kurland
`BRYAN CAVE LLP
`joe.richetti@bryancave.com
`lgkurland@bryancave.com
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`
`4
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`