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` Paper 19
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`Entered: November 19, 2013
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`
`MICROSOFT CORPORATION
`Petitioner,
`
`v.
`
`SURFCAST, INC.
`Patent Owner.
`
`
`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`
`
`Before MICHAEL P. TIERNEY, JONI Y. CHANG, and
`MATTHEW R. CLEMENTS, Administrative Patent Judges.
`
`CLEMENTS, Administrative Patent Judge.
`
`
`DECISION
`Institution of Inter Partes Review
`37 C.F.R. § 42.108
`
`
`
`
`
`
`
`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`
`I.
`INTRODUCTION
`Microsoft Corporation (“Microsoft”) filed four petitions requesting inter
`partes review of claims 1-52 of U.S. Patent No. 6,724,403 B1 (Ex. 1001, “the ’403
`patent”). The patent owner, SurfCast, Inc. (“SurfCast”), filed a preliminary
`response in each of the four proceedings:
`
`Case No.
`
`Claims
`
`IPR2013-00292 1-13, 15-21
`IPR2013-00293
`
`IPR2013-00294
`
`
`22-45
`
`IPR2013-00295
`
`
`46-52
`1-3, 5-8, 11-17, 19-
`22, 25, 27, 28, 30,
`32, 34, 37-40, 43-
`47, 50-52
`To administer the proceedings more efficiently, we exercise our authority
`under 35 U.S.C. § 315(d) to consolidate the four proceedings and conduct the
`proceedings as one trial for the reasons discussed below.
`We have jurisdiction under 35 U.S.C. § 314. The standard for instituting an
`inter partes review is set forth in 35 U.S.C. § 314(a), which provides as follows:
`THRESHOLD.—The Director may not authorize an inter partes
`review to be instituted unless the Director determines that the
`information presented in the petition filed under section 311 and any
`response filed under section 313 shows that there is a reasonable
`likelihood that the petitioner would prevail with respect to at least 1 of
`the claims challenged in the petition.
`
`Petition
`Paper No.
`Paper 6
`(“292 Pet.”)
`Paper 5
`(“293 Pet.”)
`Paper 4
`(“294 Pet.”)
`
`Preliminary
`Response Paper No.
`Paper 18
`(“292 Prelim. Resp.”)
`Paper 13
`(“293 Prelim. Resp.”)
`Paper 13
`(“294 Prelim. Resp.”)
`
`Paper 3
`(“295 Pet.”)
`
`Paper 13
`(“295 Prelim. Resp.”)
`
`2
`
`
`
`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`
`Upon consideration of the petitions and SurfCast’s preliminary responses,
`we determine that the information presented by Microsoft establishes that there is a
`reasonable likelihood that Microsoft would prevail in showing unpatentability of
`claims 1-52 of the ’403 patent. Accordingly, pursuant to 35 U.S.C. § 314, we
`institute an inter partes review for claims 1-52 of the ’403 patent.
`
`A. Related Proceedings
`Microsoft indicates that the ’403 patent is involved in co-pending litigation
`captioned SurfCast, Inc. v. Microsoft Corp., No. 2:12-cv-00333 (D. Me), filed
`October 30, 2012. Pet. 1-2.1
`
`B. The ’403 Patent
`The subject matter of the ’403 patent relates to a graphical user interface that
`organizes content from a variety of information sources into a grid of tiles, each of
`which can refresh its content independently of the others. Ex. 1001, Abstract. As
`described in the “Background of the Invention,” at the time of the invention,
`display technologies lacked a user interface capable of presenting any type of
`information in a consistent manner and in such a way that all open channels could
`indicate their activity on a continual basis. Ex. 1001, 4:24-31. In response to this
`need, the ’403 patent describes a graphical user interface comprising a grid of tiles
`that resides on the user’s computer desktop. Id. at 4:37-38. The grid of tiles
`provides a uniform graphical environment in which a user can access, operate,
`
`1 For the purpose of clarity and expediency, IPR2013-00292 is representative. All
`citations to “Pet.” are to IPR2013-00292, unless otherwise noted. All citations to
`“Ex.” are to exhibits to IPR2013-00292, unless otherwise noted.
`3
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`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`and/or control multiple data sources on electronic devices. Id. at 4:37-41. Figure 1
`illustrates an embodiment of the graphical user interface, and is reproduced below:
`
`
`
`C. Exemplary Claims
`Of the challenged claims, claims 1, 22, and 46 are independent claims.
`Claims 2-9 and 11-21 depend from claim 1; claim 10 depends from claim 9.
`Claims 23-41 and 43-45 depend from claim 22; claim 42 depends from claim 41.
`Claims 47, 48, and 50-52 depend from claim 46; claim 49 depends from claim 48.
`Claims 1 and 22 are representative and are reproduced below:
`
`1. A method executed by a device under the control of a program,
`said device including a memory for storing said program, said method
`comprising:
`
`4
`
`
`
`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`
`selecting a plurality of information sources;
`partitioning a visual display of the device into an array of tiles,
`wherein each tile in said array of tiles is associated with an
`information source in said plurality of information sources;
`assigning a first refresh rate to a first tile of said array of tiles
`and a second refresh rate to a second tile of said array of tiles;
`updating information from a first information source in said
`plurality of information sources presented to said first tile in
`accordance with said first refresh rate; and
`simultaneously updating information from a second information
`source in said plurality of information sources presented to said
`second tile in accordance with said second refresh rate.
`22. An electronic readable memory to direct an electronic device to
`function in a specified manner, comprising:
`a first set of instructions to control simultaneous
`communication with a plurality of information sources;
`a second set of instructions to arrange a display into an array of
`
`tiles;
`
`a third set of instructions to associate a first information source
`of said plurality of information sources to a first tile of said array of
`tiles and a second information source of said plurality of information
`sources to a second tile of said array of tiles;
`a fourth set of instructions to retrieve information from said
`first information source in accordance with a first retrieval rate and
`retrieve information from said second information source in
`accordance with a second retrieval rate; and
`a fifth set of instructions to present information to said first tile
`in accordance with said first retrieval rate and present information to
`said second tile in accordance with said second retrieval rate.
`
`5
`
`
`
`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`
`D. Prior Art Relied Upon
`Microsoft relies on the following prior art references, as well as the
`
`declaration of David R. Karger (Ex. 1003):
`Chen
`US 5,432,932
`Miller
`US 5,550,968
`DorEl
`US 5,721,951
`Farber
`US 5,819,284
`Jambhekar
`US 5,848,356
`Crawford
`US 5,901,228
`Duhault (“Duhault I”) US 6,118,493
`
`July 11, 1995 Ex. 1015
`Aug. 27, 1996 Ex. 1027
`Feb. 24, 1998 Ex. 1025
`Oct. 6, 1998
`Ex. 1016
`Dec. 8, 1998
`Ex. 1031
`May 4, 1999
`Ex. 1029
`Sept. 12, 2000 Ex. 1013
`
`Haddock
`Brown
`
`US 6,104,700
`US 6,278,448
`
`Aug. 15, 2000 Ex. 1024
`Aug. 21, 2001 Ex. 1030
`
`Duhault (“Duhault II”) US 6,456,334 B1 Sept. 24, 2002 Ex. 1014
`
`Duperrouzel
`MSIE Kit
`
`US 6,832,355 B1 Dec. 14, 2004 Ex. 1011
`Microsoft
`Oct. 1998
`Exs. 1006,
`Internet Explorer
`1007, 1008,
`Resource Kit,
`1009, 1010
`Microsoft Press
`(1998)
`
`E. The Alleged Grounds of Unpatentability
`Microsoft alleges that the challenged claims are unpatentable based on the
`following grounds:
`
`
`6
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`
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`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`
`Reference[s]
`Duhault I
`
`Basis
`§ 102
`
`Duhault I and Miller
`Duhault I and Brown
`Duhault II
`
`Chen
`
`Chen
`Chen and Haddock
`Chen and MSIE Kit
`Chen and Crawford
`Chen and DorEl
`Chen and Duhault I
`Chen and Miller
`Chen and Brown
`Farber
`Farber and MSIE Kit
`Farber and Jambhekar
`MSIE Kit
`
`§ 103
`§ 103
`§ 102
`
`§ 102
`
`§ 103
`§ 103
`§ 103
`§ 103
`§ 103
`§ 103
`§ 103
`§ 103
`§ 102
`§ 103
`§ 103
`§ 102
`
`MSIE Kit and Duperrouzel § 103
`
`7
`
`Claims challenged
`1, 3-5, 7-13, 18, 19, 21-24,
`26, 27, 30-33, 35-37, 40-43,
`46-50
`29
`38
`1-13, 17-28, 30-33, 35-37,
`39-43, 46-50
`1-3, 6-13, 19, 22, 23, 27,
`30, 39-43, 46-50
`21, 34
`4, 31
`15, 16, 29, 44, 45, 51, 52
`15, 16, 44, 45, 51, 52
`18, 26
`24, 33
`29
`38
`1, 17, 20, 22, 25, 28
`1, 17, 20, 22, 25, 28
`17, 25
`1-3, 5-8, 11, 12, 14-16, 19,
`21, 22, 27, 30, 32, 34, 37-
`40, 43-47, 50-52
`2, 11, 15, 16, 43-45, 50-52
`
`
`
`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`
`§ 103
`MSIE Kit and Dunhault I
`MSIE Kit and Dunhault II § 103
`MSIE Kit and Brown
`§ 103
`MSIE Kit and Jambhekar
`§ 103
`Duperrouzel
`§ 102
`
`Duperrouzel and Duhault I § 103
`Duperrouzel and Brown
`§ 103
`Duperrouzel and Farber
`§ 103
`Duperrouzel and
`§ 103
`Jambhekar
`
`5, 32
`5, 32
`17, 20, 25, 28
`17, 25
`1-3, 5-8, 12-14, 19, 21, 22,
`27, 30, 32, 34, 37-40, 46,
`47
`5, 32
`17, 20, 25, 28
`17, 25
`17, 25
`
`II. ANALYSIS
`
`A. Claim Construction
`In an inter partes review, claim terms in an unexpired patent are interpreted
`according to their broadest reasonable construction in light of the specification of
`the patent in which they appear. 37 C.F.R. § 42.100(b); Office Patent Trial
`Practice Guide, 77 Fed. Reg. 48756, 48766 (Aug. 14, 2012). Also, claim terms are
`given their ordinary and customary meaning, as would be understood by one of
`ordinary skill in the art in the context of the entire disclosure. In re Translogic
`Tech., Inc., 504 F.3d 1249, 1257 (Fed. Cir. 2007).
`Microsoft and SurfCast identify twenty-two claim terms for construction.
`292 Pet. 5-20; 293 Pet. 5-19; 294 Pet. 4-15; 295 Pet. 5-19; 292 Prelim. Resp. 9-37;
`293 Prelim. Resp. 9-30; 294 Prelim. Resp. 9-28; 295 Prelim. Resp. 9-38.
`
`8
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`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`
`For this decision, we make explicit the construction of thirteen of those
`terms that we determine necessary to decide on whether to institute a review. The
`resolution of the other nine terms is not necessary to this decision.
`1. “tile” (claims 1-5, 9, 12, 13, 15, 16, 22, 25-30, 32-38, 41, 44, 45, 46, 48, 51,
`52)
`Microsoft’s Proposal
`a visual element (including a
`window or icon) that occupies
`less than the entire display, and
`may contain active areas or
`control elements (Pet. 6-9)
`
`SurfCast’s Proposal
`a graphical representation of an
`associated information source
`capable of displaying refreshed
`content, the graphical
`representation being persistent,
`and selectable to provide access
`to underlying information of the
`associated information source
`(Prelim. Resp. 10-17)
`On this record, we determine that the broadest reasonable interpretation for
`“tile” in the context of the specification of the ’403 patent is “a graphical user
`interface element whose content may be refreshed and that, when selected,
`provides access to an information source.”
`SurfCast contends that “tile” has a special meaning within the context of the
`’403 patent. Prelim. Resp. 10. The ’403 patent explains that “[a] tile is associated
`with a program, file or datastream, in the same way that an icon and a window
`are.” Ex. 1001, 8:57-58. However, a “tile” is unlike “existing elements of
`graphical user interfaces,” particularly icons and windows. Id. at 7:62-64. “A tile
`presents content from any information source.” Id. at 7:64-65. “Tiles are
`selectable and live.” Id. at 9:25. With respect to being “selectable,” the ’403
`patent explains that “[w]hen a tile is selected, whether by mouse click or otherwise,
`9
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`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
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`the tile instantly provides the user with access to the underlying information.” Id.
`at 9:25-27. With respect to being “live,” the ’403 patent explains that “[t]he tiles
`are live in that each contains real-time or near-real-time information.” Id. at 9:32-
`33; see also id. at 8:36-38 (“A tile is different from an icon because it provides a
`real-time or near-real time view of the underlying information in that it contains
`continually refreshed content.”). The content presented in a “tile” can be
`refreshed, e.g., once per day. Id. at 12:56-58 (describing a tile containing
`infrequently updated HTML data from the Internet to refresh at a certain time each
`day). Alternatively, the content presented in a “tile” can be refreshed multiple
`times per second. Id. at 12:58-65 (“At the other extreme, a user might configure an
`active tile to display a television channel at a refresh rate of 29 frames per second,
`while at the same time configuring inactive tiles to display different channels at a
`refresh rate of once every five seconds. In this way, a user could monitor many
`channels until program content of interest appeared in one of the tiles without the
`burden of actively refreshing each tile.”).
`Microsoft’s contention that “tile” be interpreted to cover an “icon” is
`overbroad. An icon, unlike a “tile,” is not refreshed. Id. at 8:36-38. Microsoft’s
`contention that “tile” be interpreted to cover a “window” is not as problematic.
`The ’403 patent does not draw the same distinction between a “tile” and a window,
`stating only that “a tile will typically be smaller in size, allowing the user to view
`multiple files simultaneously if desired.” Id. at 8:38-41 (emphasis added). The
`’403 patent also states that “[a] tile . . . does not necessarily have the large number
`of active areas associated with windows such as title bar, menu bar and scroll
`bars.” Id. at 8:42-45 (emphasis added). These distinctions suggest that some
`10
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`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`embodiments of a “tile” may be the same size as a window or may have the active
`areas associated with windows. As a result, on this record, we agree that the
`broadest reasonable interpretation of “tile” encompasses a window.
`SurfCast’s contention that “tile” be construed to require “being persistent” is
`overbroad. Prelim. Resp. 12-13. SurfCast’s reliance on column 15 of the
`specification improperly attempts to import a limitation from what the
`specification describes as merely a “preferred embodiment.” Ex. 1001, 14:27.
`SurfCast’s reliance on the use of “resides” at column 4, lines 37 to 38, also is
`unavailing because it is unclear in that sentence whether “resides” modifies the
`“tiles” or the “grid.”
`2. “array of tiles” (claims 1-3, 9, 13, 15, 16, 22, 25-29, 32, 35, 36, 38, 41, 44,
`45, 46, 48, 51, 52)
`
`Microsoft’s Proposal
`
`any arrangement on a display of
`one or more tiles (Pet. 9-10)
`
`SurfCast’s Proposal
`multiple tiles displayed in an
`orderly fashion
`(Prelim. Resp. 17-19)
`On this record, we determine that the broadest reasonable interpretation for
`“array of tiles” in the context of the specification of the ’403 patent is “an ordered
`set of two or more tiles.”
`The ’403 patent does not define explicitly “array of tiles.” Outside of the
`Summary of Invention and the Claims, that phrase is used only twice. In one
`instance, the ’403 patent refers to tile 406 as displaying “a further array of tiles that
`may be displayed in full by expanding tile 406 to occupy the full area of the
`display.” Ex. 1001, 9:8-10. In the other instance, the ’403 patent describes a tile
`being “partitioned into a further array of tiles” by using the grid configuration
`11
`
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`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`wizard. Id. at 13:59-60. Nevertheless, we agree with SurfCast that the term “array
`of tiles” as used in the specification of the ’403 patent connotes order. Prelim.
`Resp. 17-18; see, e.g., Ex. 2001 (“[a]n orderly, often imposing arrangement” and
`“a rectangular arrangement of quantities in rows and columns, as in a matrix”).
`Claims 3, 8, 12, 13, 30, and 40 further define limitations of the array of tiles.
`While we agree with Microsoft that the limitations of the dependent claims 3, 8,
`12, 13, 30, and 40 should not be imported into the term “array of tiles,” Microsoft’s
`proposal to interpret the term to mean “any arrangement” would read out any
`requirement of order.
`In addition, Microsoft’s contention that an “array of tiles” can include only
`one tile is overbroad. Claim 1 requires “a first tile” and “a second tile.” Thus, the
`recited “array of tiles” must have at least the recited first and second tiles. The
`’403 patent’s description of an embodiment in which a “grid” can contain only one
`tile does not compel a different result. The “array” recited in claim 1 is broader
`than the “grid” recited in claim 12. An array may “comprise[] a grid,” as required
`by claim 12, and nevertheless include at least two tiles if, for example, the array
`comprised more than one grid.
`3. “partitioning a visual display of the device into an array of tiles” (claim 1) /
`“arrange a display into an array of tiles” (claims 22, 46)
`Microsoft’s Proposal
`SurfCast’s Proposal
`a presentation of two or more
`dividing some or all of a display
`tiles within a portion or region
`into a non-overlapping array of
`of the display, including within a
`tiles (Prelim. Resp. 19-22)
`window (Pet. 11-12)
`
`12
`
`
`
`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`
`On this record, we determine that the broadest reasonable interpretation for
`“partitioning a visual display of the device into an array of tiles” in the context of
`the specification of the ’403 patent is “dividing a display or window into two or
`more tiles.”
`The parties do not dispute that the partitioning may be within only “some” or
`“a portion or region” of a display. The parties’ sole dispute is whether the tiles
`may be overlapping. SurfCast contends that Microsoft’s proposed interpretation
`improperly encompasses a display of tiles in which the tiles overlap. Prelim. Resp.
`19-22. SurfCast argues that the requirement in claims 3 and 30 that the tiles be
`“non-overlapping” does not compel claims 1 and 22 to encompass overlapping
`tiles because claims 3 and 30 include other additional limitations. Prelim. Resp.
`20-21. SurfCast also notes that there are no embodiments of overlapping tiles in
`the specification or drawings of the ’403 patent. Id. While we acknowledge that
`no embodiments of overlapping tiles are disclosed in the ’403 patent, we also do
`not find any affirmative disclaimer of overlapping tiles. In one of two instances
`addressing overlap, the ’403 patent states that tiles “may”—not must—“be
`displayed simultaneously without overlapping with one another in the way that
`windows necessarily do.” Ex. 1001, 8:46-49. In the other instance, the ’403
`patent’s disclosure that “the tiles are not permitted to overlap” refers only to “a
`preferred embodiment.” Id. at 11:63-12:6. Neither disclosure precludes an
`embodiment in which tiles overlap. As a result, we decline to import this
`limitation into the construction of the claim phrase.
`
`13
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`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`
`SurfCast’s Proposal
`criteria for updating
`(Prelim. Resp. 29-31)
`
`4. “refresh rate” (claims 1, 4, 6, 7, 10, 11) / “retrieval rate” (claims 22, 31, 33,
`39, 42, 43, 46, 49, 50)
`Microsoft’s Proposal
`a recurring time interval at
`which information displayed in a
`tile is refreshed or retrieved
`(Pet. 12-13)
`On this record, we determine that the broadest reasonable interpretation for
`“[refresh/retrieval] rate” in the context of the specification of the ’403 patent is “a
`recurring time interval at which information displayed in a tile is refreshed or
`retrieved.”
`The ’403 patent states “[i]n a preferred embodiment, according to priorities
`that may be applied to individual tiles on a tile-by-tile basis if desired, the grid
`manages the refresh rate of each tile in the grid.” Ex. 1001, 12:50-53. As
`examples of the grid managing the “refresh rate of each tile,” the ’403 patent
`describes configuring “tiles containing infrequently updated HTML data from the
`Internet to refresh at a certain time each day,” or configuring “an active tile to
`display a television channel at a refresh rate of 29 frames per second, while at the
`same time configuring inactive tiles to display different channels at a refresh rate
`of once every five seconds.” Id. at 12:56-62. Thus, Microsoft’s proposed
`construction is consistent with the specification of the ’403 patent.
`SurfCast contends that Microsoft’s proposal (1) improperly excludes the
`embodiment in which a tile is configured “to refresh only when the underlying data
`is written to the local hard drive” and (2) is inconsistent with the plain and ordinary
`meaning of “rate.” Prelim. Resp. 29-31 (quoting Ex. 1001, 12:54-56). As an
`
`14
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`IPR2013-00294, and IPR2013-00295
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`
`initial matter, Microsoft’s proposal does not exclude embodiments in which
`underlying data is written to the local hard drive at a recurring time interval.
`Moreover, a claim need not be construed to encompass every disclosed
`embodiment when the claim language is clearly limited to one or more
`embodiments. TIP Systems, LLC v. Phillips & Brooks/Gladwin, Inc., 529 F.3d
`1364, 1373 (Fed. Cir. 2008) (citing PSN Ill., LLC v. Ivoclar Vivadent, Inc., 525
`F.3d 1159, 1167 (Fed. Cir. 2008)). In addition, we are not persuaded by the
`extrinsic evidence cited by SurfCast. Although SurfCast has cited a dictionary
`defines “rate” in a manner not based on time, the example following the
`definition—“a rate of speed of 60 miles an hour”—is based on time. Ex. 2001. At
`best, this evidence is ambiguous as to whether a person of ordinary skill in the art
`would understand “rate” to imply time. On this record, we decline to construe
`“[refresh/retrieval] rate” to encompass “criteria for updating” other than time.
`5. “simultaneously updating information from a second information source . . .
`in accordance with said second refresh rate” (claim 1) / “control
`simultaneous communication with a plurality of information sources”
`(claims 22 and 46)
`Microsoft’s Proposal
`[No proposal]
`
`SurfCast’s Proposal
`performing the repetitive process
`of updating information presented
`to the second tile and waiting for
`the next time at which the update
`is to occur as set by the refresh
`rate assigned to the second tile at
`the same time or nearly the same
`time as said updating information
`from said first information source
`(Prelim. Resp. 32-35)
`15
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`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
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`
`Microsoft does not assert a different interpretation but contends that
`SurfCast’s proposal would “encompass two processes (e.g., two refresh processes
`associated with two different tiles) that overlap at any point during their
`execution.” Pet. 14. We adopt SurfCast’s proposed construction because it is
`consistent with the ordinary meaning of the claim phrase and the specification of
`the ’403 patent.
`6. “user-defined array size” (claim 2)
`SurfCast’s Proposal
`Microsoft’s Proposal
`the number and arrangement of
`an amount of space determined
`tile positions in the array as
`to be necessary to present a user-
`specified by the user (Prelim.
`defined number of tiles in a
`Resp. 22-23)
`display (Pet. 13)
`On this record, we determine that the broadest reasonable interpretation for
`“user-defined array size” in the context of the specification of the ’403 patent is
`“the number and arrangement of tiles to display, as specified by the user.”
`The ’403 patent states that “a user may specify a presentation of the grid,
`consisting of its dimensions, (i.e., the number of tiles to display and their
`arrangement).” Ex. 1001, 11:9-11. Microsoft’s additional citations (Pet. 13, citing
`Ex. 1001, 14:4-14 and 13:28-30) provide no support for its proposed “amount of
`space determined to be necessary to present.” Similarly, the specification provides
`no support for SurfCast’s proposed tile “positions.”
`
`16
`
`
`
`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`
`7. “assigning said first [second] refresh rate in accordance with a first [second]
`priority value of a first [second] information source associated with said first
`[second] tile” (claim 4) / “assign said first retrieval rate and said second
`retrieval rate in accordance with a predetermined priority scheme (claim 31)
`Microsoft’s Proposal
`SurfCast’s Proposal
`the refresh rate is assigned to a
`(i) either a user or a device
`tile based on a priority scheme
`defining a priority value, and (ii)
`such that a tile’s refresh rate is
`assigning refresh rates by any
`higher than the refresh rates of
`manner of reference to the
`other tiles that have lower
`priority value (Pet. 15)
`priority values (Prelim.
`Resp. 35-36)
`On this record, we determine that the broadest reasonable interpretation for
`“assigning said first [second] refresh rate . . . in accordance with a first [second]
`priority value of a first [second] information source associated with said first
`[second] tile” in the context of the specification of the ’403 patent is “assigning
`said first [second] refresh rate . . . in accordance with a first [second] priority
`value of said first [second] tile.”
`Although the claim phrase refers to the “priority value of a first [second]
`information source,” the ’403 patent describes a tile—not an information source—
`as having a priority. Ex. 1001, 12:50-52 (“according to priorities that may be
`applied to individual tiles on a tile by tile basis if desired”) (emphasis added),
`13:10-11 (“[T]he address of each tile, its priority and its refresh rate are stored by
`the grid program.”) (emphasis added); 13:14-15 (“The priority of a tile may be
`used to determine its refresh rate in one embodiment of the present invention.”)
`(emphasis added). Microsoft’s proposed interpretation imports a step of defining a
`priority value. SurfCast’s proposed interpretation imports a requirement that a tile
`17
`
`
`
`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`with a higher priority is assigned a higher refresh rate than a tile with a lower
`priority. Neither proposed limitation is required by the claim language or the
`specification of the ’403 patent.
`8. “wherein at least one attribute of each tile in said array of tiles is assigned
`uniformly” (claim 9) / “uniformly assigning at least one attribute of each tile
`in said array of tiles” (claim 41 and 48)
`Microsoft’s Proposal
`SurfCast’s Proposal
`assigning the same value of an
`assigning one value to at least
`attribute to each tile in the array
`one attribute in each tile in an
`(Prelim. Resp. 25)
`array, including by assigning a
`default value for an attribute of a
`tile that is created or displayed
`(Pet. 16)
`On the record before us at this stage of the proceeding, we determine that the
`broadest reasonable interpretation for “wherein at least one attribute of each tile in
`said array of tiles is assigned uniformly” (claim 9) in the context of the
`specification of the ’403 patent encompasses “assigning the same value of an
`attribute to each tile in the array” (Prelim. Resp. 25).
`The ’403 patent describes examples of an attribute of a tile, such as its size,
`position, priority, and refresh rate. Ex. 1001, 13:7-19, 21-23 (referring to attributes
`in Figs. 5 and 12). The parties dispute whether “uniformly” modifies “assigned” or
`“attribute.” Under Microsoft’s proposed interpretation, what is being assigned
`need not be the same value, or even the same attribute, as long as the way it is
`assigned is uniform (e.g., by default). However, the ’403 patent does not describe
`explicitly how values would be assigned uniformly. Under SurfCast’s proposed
`interpretation, each tile must be assigned the same value for the same attribute.
`
`18
`
`
`
`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`While this interpretation is problematic for some attributes—e.g., if each tile were
`assigned the same position, the tiles in the array would overlap—other attributes
`are described as having the same value. For example, in one embodiment, the tiles
`have the same size. Id. at 11:63-12:4. In another embodiment, the tiles have the
`same refresh rate. Id. at 12:36-48. As a result, we adopt SurfCasts’s proposed
`interpretation.
`9. “grid” (claim 12)
`Microsoft’s Proposal
`any presentation of tiles in a
`row and column orientation
`(Pet. 17)
`
`SurfCast’s Proposal
`a regular layout of rows and
`columns where a single tile may
`occupy more than one row and/or
`column (Prelim. Resp. 25-26)
`On this record, we determine that the broadest reasonable interpretation for
`“grid” in the context of the specification of the ’403 patent is “any presentation of
`tiles in a row and column orientation.” The ’403 patent describes embodiments in
`which a single tile occupies more than one row and/or column. See, e.g., Ex. 1001,
`Fig. 9 (tiles 802-1-2), 12:13-19. Microsoft’s proposed interpretation encompasses
`such embodiments in fewer words.
`10. “wherein each of said tiles occupies a fixed position on said grid” (claim
`12)
`Microsoft’s Proposal
`presenting a tile in a specific cell
`within a row and column of a
`grid, and does not require the tile
`to remain in the identical
`location on the display (Pet. 17)
`
`SurfCast’s Proposal
`wherein each tile occupies a
`particular position in the regular
`layout of rows and columns
`(Prelim. Resp. 27-29)
`
`19
`
`
`
`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`
`On this record, we determine that the broadest reasonable interpretation for
`“wherein each of said tiles occupies a fixed position on said grid” (claim 12) in the
`context of the specification of the ’403 patent is “each tile occupies a particular
`cell or a particular plurality of cells of said grid.”
`Outside of the claims, the ’403 patent does not use the word “fixed” with
`respect to a tile’s position on the grid. As noted above, the ’403 patent describes
`embodiments in which a single tile occupies more than one row and/or column.
`See, e.g., Ex. 1001, Fig. 9 (tiles 802-1-2), 12:13-19. Microsoft’s proposed
`interpretation is unduly narrow because it excludes embodiments in which a tile
`occupies more than one cell. SurfCast’s proposed interpretation is unduly broad
`because it does not limit the “position” occupied by a tile to one or more specific
`cells. SurfCast does not dispute that a tile need not occupy a fixed position on the
`display, as long as the position is fixed with respect to the grid. Prelim. Resp. 28.
`11. “tile . . . has a fixed size that is equal to a unit tile size, or a multiple
`thereof” (claim 13)
`Microsoft’s Proposal
`[No proposal]
`
`SurfCast’s Proposal
`a single tile has a size that may
`occupy more than one row
`and/or column in an array of
`rows and columns (Prelim.
`Resp. 26-27)
`Because SurfCast’s proposed interpretation of the claim phrase is consistent
`with the ordinary meaning of the claim terms and the specification of the ’403
`patent, we adopt SurfCast’s proposed construction.
`
`20
`
`
`
`Cases IPR2013-00292, IPR2013-00293,
`IPR2013-00294, and IPR2013-00295
`Patent 6,724,403
`
`
`12. “storing said array of tiles on a second device” (claims 15 and 51) / “storing
`said array of tiles on a second electronic device” (claim 44)
`Microsoft’s Proposal
`SurfCast’s Proposal
`transmitting to, and saving on, a
`storing information about the
`second device, a specification of
`tile, e.g., attributes of the tiles,
`an array of tiles that includes, for
`layout of the array, size of the
`each tile, its position in the
`array, grid configurations,
`array, its refresh rate, and its
`passwords, and other user-
`assigned information source
`specific contents related to the
`(Prelim. Resp. 36-37)
`array of tiles such as refresh
`rates, on a device that does not
`perform the steps of claim 1
`(Pet. 19)
`On the record before us, we determine that the broadest reasonable
`interpretation for “storing said array of tiles on a second device” (claims 15 and
`51) i