throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`
`GARMIN INTERNATIONAL, INC. ET AL.
`Petitioner
`
`v.
`
`Patent of CUOZZO SPEED TECHNOLOGIES LLC
`Patent Owner
`
`____________
`
`Case IPR: To Be Assigned
`
`Patent 6,778,074
`
`____________
`
`PETITION FOR INTER PARTES REVIEW UNDER 37 C.F.R. § 42.100
`
`
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`

`

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`TABLE OF CONTENTS
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`I.  MANDATORY NOTICES UNDER 37 C.F.R. § 42.8(a)(1) ................................................. 1
`
`
`Real Party-In-Interest Under 37 C.F.R. § 42.8(b)(1) ................................................... 1
`
`
`
`
`
`A. 
`
`B. 
`
`C. 
`
`Related Matters Under 37 C.F.R. § 42.8(b)(2) ............................................................ 1
`
`Lead and Back-Up Counsel Under 37 C.F.R. § 42.8(b)(3) and Service Information
`Under 37 C.F.R. § 42.8(b)(4) ...................................................................................... 2
`
`
`II.  REQUIREMENTS FOR INTER PARTES REVIEW UNDER 37 C.F.R. §§ 42.104 ............. 3
`
`
`A. 
`
`Certification of Grounds for Standing Under 37 C.F.R. § 42.104(a) .......................... 3
`
`B. 
`
`Identification of Challenge Under 37 C.F.R. § 42.104(b) and Relief Requested ........ 3
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`1. 
`
`2. 
`
`3. 
`
` Claims for Which Inter Partes Review Is Requested Under
`37 C.F.R. § 42.104(b)(1) ............................................................................................. 4
`
` Identification of the Specific Art and Statutory Ground(s) on Which the Challenge
`Is Based Under 37 C.F.R. § 42.104(b)(2) .................................................................... 4
`
` How the Challenged Claim(s) Are to Be Construed Under
`37 C.F.R. § 42.104(b)(3) ............................................................................................. 7
`
`4.  How the Construed Claim(s) Are Unpatentable Under 37 C.F.R. § 42.104(b)(4) ..... 10
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`III.  SUMMARY OF THE ’074 PATENT .................................................................................. 11
`
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`5.  Supporting Evidence Under 37 C.F.R. § 42.104(b)(5) ............................................... 11
`
`A. 
`
`Description of the Alleged Invention of the ’074 Patent ........................................... 11
`
`B. 
`
`Summary of the Prosecution History of the ’074 Patent ........................................... 12
`
`
`IV.  THERE IS A REASONABLE LIKELIHOOD THAT AT LEAST ONE CLAIM OF
`THE ’074 PATENT IS UNPATENTABLE UNDER 37 C.F.R. § 42.104(b)(4) ................. 14
`
`
`V.  DETAILED EXPLANATION UNDER 37 C.F.R. §§ 42.104(b) ......................................... 17
`
`
`A. 
`
`Claim 1 (Independent) ............................................................................................... 17
`
`i
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`

`

`B. 
`
`C. 
`
`D. 
`
`E. 
`
`F. 
`
`G. 
`
`H. 
`
`I. 
`
`J. 
`
`K. 
`
`L. 
`
`M. 
`
`N. 
`
`O. 
`
`P. 
`
`Q. 
`
`R. 
`
`S. 
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`Claim 2 (Dependent) .................................................................................................. 29
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`Claim 3 (Dependent) .................................................................................................. 31
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`Claim 4 (Dependent) .................................................................................................. 34
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`Claim 5 (Dependent) .................................................................................................. 35
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`Claim 6 (Dependent) .................................................................................................. 36
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`Claim 7 (Dependent) .................................................................................................. 37
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`Claim 8 (Dependent) .................................................................................................. 38
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`Claim 9 (Dependent) .................................................................................................. 41
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`Claim 10 (Independent) ............................................................................................. 41
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`Claim 11 (Dependent) ................................................................................................ 47
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`Claim 12 (Dependent) ................................................................................................ 49
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`Claim 13 (Dependent) ................................................................................................ 49
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`Claim 14 (Dependent) ................................................................................................ 51
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`Claim 15 (Dependent) ................................................................................................ 51
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`Claim 16 (Dependent) ................................................................................................ 52
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`Claim 17 (Dependent) ................................................................................................ 53
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`Claim 18 (Dependent) ................................................................................................ 54
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`Claim 19 (Dependent) ................................................................................................ 55
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`T. 
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`Claim 20 (Independent) ............................................................................................. 55
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`VI.  CONCLUSION ..................................................................................................................... 60 
`
`
`
`
`
`
`ii
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`

`

`On behalf of Garmin International, Inc. (“Garmin”) and in accordance with
`
`35 U.S.C. § 311 and 37 C.F.R. § 42.100, inter partes review is respectfully
`
`requested for claims 1-20 of U.S. Patent No. 6,778,074 (“the ’074 Patent”) (Ex.
`
`1101).
`
`I. MANDATORY NOTICES UNDER 37 C.F.R. § 42.8(a)(1)
`
`As set forth below and pursuant to 37 C.F.R. § 42.8(a)(1), the following
`
`mandatory notices are provided as part of this Petition.
`
`A. Real Party-In-Interest Under 37 C.F.R. § 42.8(b)(1)
`
`Garmin International, Inc. and Garmin USA, Inc. are the real parties-in-
`
`interest for Petitioner.
`
`B. Related Matters Under 37 C.F.R. § 42.8(b)(2)
`
`The ’074 Patent is presently the subject of a patent infringement lawsuit
`
`brought by the assignee, Cuozzo Speed Technologies LLC, against Garmin
`
`International, Inc. and Garmin USA, Inc. and captioned Cuozzo Speed
`
`Technologies LLC v. Garmin International Inc. et al., USDC District of New
`
`Jersey, Case No.: 2:12-cv-03623-CCC-JAD. Garmin also identifies the following
`
`judicial proceedings that may affect, or be affected by, a decision in this
`
`proceeding: (1) Cuozzo Speed Technologies LLC v. General Motors Company,
`
`USDC District of New Jersey, Case No.: 2:12-cv-03624-CCC-JAD; (2) Cuozzo
`
`
`
`1
`
`

`

`Speed Technologies LLC v. JVC Americas Corporation, USDC District of New
`
`Jersey, Case No.: 2:12-cv-03625-CCC-JAD; and (3) Cuozzo Speed Technologies
`
`LLC v. TomTom, Inc. et al., USDC District of New Jersey, Case No.: 2:12-cv-
`
`03626-CCC-JAD.
`
`Garmin further advises that it filed a Request for Inter Partes Review of the
`
`’074 Patent on September 16, 2012, which is now pending as IPR2012-00001 and
`
`in which claims 10, 14, and 17 of the ’074 Patent are under review.
`
`C. Lead and Back-Up Counsel Under 37 C.F.R. § 42.8(b)(3) and
`Service Information Under 37 C.F.R. § 42.8(b)(4)
`
`Pursuant to 37 C.F.R. §§ 42.8(b)(3) and 42.10(a), Garmin provides the
`
`
`
`following designation of counsel and service information:
`
`Lead Counsel
`Jennifer C. Bailey (Reg. No. 52,583)
`jcb@hoveywilliams.com
`Postal and Hand-Delivery Address:
`HOVEY WILLIAMS LLP
`10801 Mastin Blvd., Suite 1000
`84 Corporate Woods
`Overland Park, Kansas 66210
`Telephone: (913) 647-9050
`Fax: (913) 647-9057
`
`Pursuant to 37 C.F.R. § 42.10(b), a Power of Attorney accompanies this
`
`Back-Up Counsel
`Jason R. Mudd (Reg. No. 57,700)
`Jason.Mudd@EriseIP.com
`Postal and Hand-Delivery Address:
`ERISE IP, P.A.
`6201 College Blvd., Suite 300
`Overland Park, Kansas 66211
`Telephone: (913) 777-5600
`Fax: (913) 777-5601
`
`
`
`
`
`Petition.
`
`
`
`2
`
`

`

`II. REQUIREMENTS FOR INTER PARTES REVIEW UNDER 37 C.F.R.
`§§ 42.104
`
`As set forth below and pursuant to 37 C.F.R. § 42.104, each requirement for
`
`
`
`inter partes review of the ’074 Patent is satisfied.
`
`A. Certification of Grounds for Standing Under 37 C.F.R. § 42.104(a)
`
`Petitioner hereby certifies that the ’074 Patent is available for inter partes
`
`review and that the Petitioner is not barred or estopped from requesting inter partes
`
`review challenging the claims of the ’074 Patent on the grounds identified herein.
`
`More particularly, Petitioner certifies that: (1) Petitioner is not the owner of the
`
`’074 Patent; (2) Petitioner has not filed a civil action challenging the validity of a
`
`claim of the ’074 Patent; (3) this Petition is filed less than one year after the date
`
`on which the Petitioner, the Petitioner’s real party-in-interest, or a privy of the
`
`Petitioner was served with a complaint alleging infringement of the ’074 Patent;
`
`(4) the estoppel provisions of 35 U.S.C. § 315(e)(1) do not prohibit this inter
`
`partes review; and (5) this Petition is filed after the date of termination of any post-
`
`grant review of the ’074 Patent.
`
`B.
`
`Identification of Challenge Under 37 C.F.R. § 42.104(b) and Relief
`Requested
`
`The precise relief requested by Garmin is that claims 1-20 of the ’074 Patent
`
`
`
`are found unpatentable.
`
`
`
`3
`
`

`

`1.
`
`Claims for Which Inter Partes Review Is Requested Under 37
`C.F.R. § 42.104(b)(1)
`
`Garmin requests inter partes review of claims 1-20 of U.S. Patent No.
`
`6,778,074.
`
`2.
`
`Identification of the Specific Art and Statutory Ground(s) on
`Which the Challenge Is Based Under 37 C.F.R. § 42.104(b)(2)
`
`Inter partes review of the ’074 Patent is requested in view of the following
`
`
`
`references: (1) Japanese Patent Application JP H05-067294 to Nagoshi (Ex. 1103)
`
`published March 19, 1993, and prior art under § 102(b); (2) PCT Application No.
`
`WO 01/28804 A1 to Hauler (Ex. 1106) published April 26, 2001, and prior art
`
`under § 102(e); (3) U.S. Patent No. 5,485,161 to Vaughn (Ex. 1108) issued January
`
`16, 1996, and prior art under § 102(b); (4) German Patent No. DE 197 55 470 A1
`
`to Tegethoff (Ex. 1110) issued September 24, 1998, and prior art under § 102(b);
`
`(5) U.S. Patent No. 3,980,041 to Evans (Ex. 1112) issued September 14, 1976, and
`
`prior art under § 102(b); (6) U.S. Patent No. 2,711,153 to Wendt (Ex. 1113) issued
`
`June 21, 1955, and prior art under § 102(b); and (7) U.S. Patent No. 6,522,381 to
`
`Brandt (Ex. 1114) issued February 18, 2003, and prior art under § 102(e). Vaughn
`
`was cited on the front face of the ’074 Patent but was not applied as the basis for a
`
`rejection.
`
`
`
`
`
`4
`
`

`

`Claim
`No.
`1
`1
`1
`
`1
`
`2
`
`2
`
`2
`3
`
`3
`
`4
`4
`5
`5
`6
`6
`7
`7
`8
`8
`9
`9
`10
`10
`11
`11
`12
`
`Proposed Statutory Rejections
`for the ’074 Patent
`Claim 1 is anticipated under § 102(b) by Nagoshi
`Claim 1 is anticipated under § 102(e) by Hauler
`Claim 1 is obvious under § 103(a) over Tegethoff in view of Vaughn
`and further in view of Evans and Wendt (applying the Board’s
`construction)
`Claim 1 is obvious under § 103(a) over Tegethoff in view of Vaughn
`(applying Cuozzo’s construction)
`Claim 2 is obvious under § 103(a) over Nagoshi in view of Vaughn
`(applying the Board’s construction)
`Claim 2 is obvious under § 103(a) over Nagoshi in view of Vaughn and
`further in view of Tegethoff (applying Cuozzo’s construction)
`Claim 2 is anticipated under § 102(e) by Hauler
`Claim 3 is obvious under § 103(a) over Nagoshi in view of Evans and
`further in view of Wendt and Hauler
`Claim 3 is obvious under § 103(a) over Hauler in view of Evans and
`further in view of Wendt
`Claim 4 is obvious under § 103(a) over Nagoshi in view of Evans
`Claim 4 is anticipated under § 102(e) by Hauler
`Claim 5 is obvious under § 103(a) over Nagoshi in view of Evans
`Claim 5 is anticipated under § 102(e) by Hauler
`Claim 6 is obvious under § 103(a) over Nagoshi in view of Tegethoff
`Claim 6 is anticipated under § 102(e) by Hauler
`Claim 7 is anticipated under § 102(b) by Nagoshi
`Claim 7 is anticipated under § 102(e) by Hauler
`Claim 8 is obvious under § 103(a) over Nagoshi in view of Vaughn
`Claim 8 is obvious under § 103(a) over Hauler in view of Vaughn
`Claim 9 is anticipated under § 102(b) by Nagoshi
`Claim 9 is anticipated under § 102(e) by Hauler
`Claim 10 is anticipated under § 102(b) by Nagoshi
`Claim 10 is obvious under § 103(a) over Hauler in view of Vaughn
`Claim 11 is obvious under § 103(a) over Nagoshi in view of Vaughn
`Claim 11 is obvious under § 103(a) over Hauler in view of Vaughn
`Claim 12 is obvious under § 103(a) over Nagoshi in view of Vaughn
`(applying the Board’s construction)
`
`
`
`5
`
`

`

`Claim
`No.
`12
`
`12
`13
`
`13
`
`13
`14
`
`14
`
`15
`
`15
`
`16
`
`16
`
`17
`
`17
`
`18
`18
`19
`19
`20
`20
`20
`
`20
`
`Proposed Statutory Rejections
`for the ’074 Patent
`Claim 12 is obvious under § 103(a) over Nagoshi in view of Vaughn
`and further in view of Tegethoff (applying Cuozzo’s construction)
`Claim 12 is obvious under § 103(a) over Hauler in view of Vaughn
`Claim 13 is obvious under § 103(a) over Nagoshi in view of Vaughn
`(applying the Board’s construction)
`Claim 13 is obvious under § 103(a) over Nagoshi in view of Vaughn
`and further in view of Tegethoff (applying Cuozzo’s construction)
`Claim 13 is obvious under § 103(a) over Hauler in View of Vaughn
`Claim 14 is obvious under § 103(a) over Nagoshi in view of Evans and
`further in view of Wendt and Hauler
`Claim 14 is obvious under § 103(a) over Hauler in view of Vaughn and
`further in view of Evans and Wendt
`Claim 15 is obvious under § 103(a) over Nagoshi in view of Evans
`further in view of Wendt and Hauler
`Claim 15 is obvious under § 103(a) over Hauler in view of Vaughn and
`further in view of Evans and Wendt
`Claim 16 is obvious under § 103(a) over Nagoshi in view of Evans and
`further in view of Wendt and Hauler
`Claim 16 is obvious under § 103(a) over Hauler in view of Vaughn and
`Evans and further in view of Evans and Wendt
`Claim 17 is obvious under § 103(a) over Nagoshi in view of Evans and
`further in view of Wendt and Hauler
`Claim 17 is obvious under § 103(a) over Hauler in view of Vaughn and
`further in view of Evans and Wendt
`Claim 18 is obvious under § 103(a) over Nagoshi in view of Tegethoff
`Claim 18 is obvious under § 103(a) over Hauler in view of Vaughn
`Claim 19 is anticipated under § 102(b) by Nagoshi
`Claim 19 is obvious under § 103(a) over Hauler in view of Vaughn
`Claim 20 is obvious under § 103(a) over Nagoshi in view of Vaughn
`Claim 20 is obvious under § 103(a) over Hauler in view of Vaughn
`Claim 20 is obvious under § 103(a) over Tegethoff in view of Vaughn
`and further in view of Nagoshi, Evans, and Wendt (applying the Board’s
`construction)
`Claim 20 is obvious under § 103(a) over Tegethoff in view of Vaughn
`and further in view of Nagoshi (applying Cuozzo’s construction)
`
`
`
`6
`
`

`

`Garmin also submits that because each dependent claim includes all of the
`
`features of the claims on which it depends, each of the proposed rejections for a
`
`dependent claim is also applicable to any preceding claim. Thus, for example,
`
`because claim 2 is obvious over Nagoshi in view of Vaughn and claim 2 depends
`
`from claim 1, claim 1 is also obvious over Nagoshi in view of Vaughn.
`
`3. How the Challenged Claim(s) Are to Be Construed Under 37
`C.F.R. § 42.104(b)(3)
`
`Garmin submits that “integrally attached,” as recited in claims 1 and 10 and
`
`via incorporation by reference in claim 20, should be construed as “two elements
`
`being discrete parts physically joined together as a unit without each part losing its
`
`own separate identity.” This is the Board’s construction from IPR2012-00001
`
`(“IPR1”). (IPR1, Paper 15 at 8.) Cuozzo has proffered “integrally attached” means
`
`the speedometer and colored display are “joined or combined to work as a
`
`complete unit.” (IPR1, Paper 31 at 3.) Of note is that Cuozzo is attempting to have
`
`a construction that covers an electronic embodiment of a single electronic display
`
`that itself serves as both the speedometer and the colored display. However,
`
`Cuozzo’s construction renders the claims of the ’074 Patent unpatentable. In fact,
`
`and has been repeatedly submitted by Garmin in IPR1, revising the Board’s
`
`construction to adopt Cuozzo’s proposed construction in IPR1 would present a
`
`great injustice to Garmin. The Board rejected the initiation of most of IPR1’s
`7
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`
`
`

`

`proposed rejections based on the Board’s construction. Should the Board again
`
`reject a construction that covers an electronic embodiment for institution of this
`
`IPR and then adopt a construction that covers an electronic embodiment for a final
`
`construction, Garmin is unfairly and significantly prejudiced. Thus, Garmin
`
`respectfully requests the Board determine institution of this IPR based on a
`
`construction that ultimately is the final construction.
`
`Garmin submits the Board’s construction is correct. Claim 10 of the ’074
`
`Patent does not merely recite an “integrated” speedometer and colored display, as
`
`Cuozzo’s construction proposes. Rather, claim 10 recites a speedometer “integrally
`
`attached” to a colored display, meaning that each of these two components has a
`
`separate identity. Cuozzo’s construction reads out the requirement that the
`
`components be “attached.” Further, if they were merged into a single, indivisible
`
`electronic display, as proposed by Cuozzo, the claimed colored display being
`
`“adjusted independently of the speedometer” would be meaningless.
`
`Second, the ’074 Patent consistently describes the colored display and
`
`speedometer as separate components that are attached. (IPR1, Paper 15 at 8; Ex.
`
`1101 at 5:9–12.) Cuozzo proffers in IPR1 that the two components can be
`
`“integrated” because the specification discusses a speedometer that “has” a colored
`
`display. (IPR, Paper 31 at 3–4 (citing Ex. 1101 at 5:8–10).) But this disclosure is
`
`
`
`8
`
`

`

`entirely consistent with a speedometer that has an attached colored display and
`
`never suggests that the two components are merged into a single, indivisible
`
`electronic display. Indeed, the specification never once discloses a single electronic
`
`display that itself operates as both a speedometer and a colored display.
`
`Third, importantly, when Cuozzo amended the claims to add the “integrally
`
`attached” requirement, he cited to these very same portions of the specification that
`
`describe the speedometer and colored display as separate and discrete elements.
`
`(IPR1, Paper 15 at 8 (citing Ex. 1101 at 7:23–25).) Indeed, Cuozzo concedes in
`
`IPR1 that this disclosure describes the components “as separate and discrete
`
`elements.” (IPR1, Paper 31 at 6.) This is further evidence that Cuozzo’s proposed
`
`construction from IPR1 of “joined or combined to work as a complete unit” is
`
`incomplete and overbroad, because it captures only the “integrally” aspect of the
`
`limitation and reads out the “attached” requirement. The Board’s construction
`
`properly requires that each part retain its own separate identity.
`
`Cuozzo’s reliance in IPR1 on claim differentiation also fails. (IPR1, Paper
`
`31 at 9–13.) Cuozzo and its expert, Dr. Morris, rely on dependent claims 12 and 18
`
`to argue that the ’074 Patent discloses an “electronic embodiment” of the invention
`
`in which a single electronic display operates as both a speedometer and a colored
`
`display. (IPR1, Paper 31 at 5; IPR1, Ex. 2002 at ¶¶ 23, 28, 29 (opining that
`
`
`
`9
`
`

`

`electronic embodiment is “implie[d]” and it would be “natural” to combine both on
`
`a single LCD).) Garmin respectfully disagrees. Claim 18 does not depend from
`
`claim 12 and thus does not disclose that the speedometer comprises the same LCD
`
`that is the colored display in claim 12. And notably, while claim 12 recites that the
`
`colored display “is” an LCD, claim 18 uses different language, namely that the
`
`speedometer “comprises” an LCD.1 This means the speedometer includes, but is
`
`not limited to, an LCD. CIAS, Inc. v. Alliance Gaming Corp., 504 F.3d 1356, 1360
`
`(Fed. Cir. 2007) (“In the patent claim context the term ‘comprising’ is well
`
`understood to mean ‘including but not limited to.’”). This claim language is
`
`entirely consistent with the Board’s construction and the specification in which the
`
`speedometer can be integrally attached to an LCD but nonetheless remains a
`
`separate component that retains its own identity and is not itself an LCD.
`
`4. How the Construed Claim(s) Are Unpatentable Under 37
`C.F.R. § 42.104(b)(4)
`
`An explanation of how construed claims 1-20 of the ’074 Patent are
`
`unpatentable under
`
`the statutory grounds
`
`identified above,
`
`including
`
`the
`
`
`1 An exemplary embodiment where the speedometer “comprises” the LCD and the
`colored display “is” the LCD is the LCD sitting behind a mechanical speedometer
`needle and the LCD displaying the speed scale and changing colors as the speed
`limit changes, such as taught by Hauler. (Ex. 1106 at 6, ¶ 3.)
`10
`
`
`
`

`

`identification of where each element of the claim is found in the prior art patents or
`
`printed publications, is provided in Section V, below, in the form of claims charts.
`
`5.
`
`Supporting Evidence Under 37 C.F.R. § 42.104(b)(5)
`
`The exhibit numbers of the supporting evidence relied upon to support the
`
`
`
`challenge and the relevance of the evidence to the challenge raised, including
`
`identifying specific portions of the evidence that support the challenge, are
`
`provided in Section V, below, in the form of claim charts. An Appendix of
`
`Exhibits identifying the exhibits is also attached, including Affidavits attesting to
`
`the accuracy of certain translations, pursuant to 37 C.F.R. § 42.63(b).
`
`III. SUMMARY OF THE ’074 PATENT
`
`A. Description of the Alleged Invention of the ’074 Patent
`
`The ’074 Patent discloses a speed limit indicator for determining the speed
`
`
`
`of a vehicle, the speed limit corresponding to the vehicle’s current location, and
`
`displaying the speed and speed limit to the driver. (Ex. 1101, Abstract.) A
`
`speedometer 12 mounted on a dashboard 26 displays the speed limit 10. (Ex. 1101
`
`at 5:6-9.) The speedometer 12 has a backplate 14, speed denoting markings 16
`
`painted on the backplate 14, a needle 20 rotatably mounted in the center of
`
`backplate 14, and “a colored display 18 made of a red plastic filter.” (Ex. 1101 at
`
`5:9-11.)
`
`
`
`11
`
`

`

`
`
`To obtain speed limit information, uploading unit 38 “uploads current data
`
`to a regional speed limit database 40.” (Ex. 1101 at 5:25-26.) A global positioning
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`receiver 22 determines the vehicle location and “identifies the relevant speed limit
`
`from the database for that location.” (Ex. 1101 at 5:27-29.) The GPS receiver
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`“compares the vehicle’s speed and the relevant speed limit 44, and uses a tone
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`generator 46 to generate a tone in the event that the vehicle’s speed exceeds the
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`relevant speed limit.” (Ex. 1101 at 5:29-33.)
`
`
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`The colored display 8 is adjusted via a control unit “so that the speeds above
`
`the legal speed limit are displayed in red 50 while the legal speeds are displayed in
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`white 52. This is accomplished by the control unit rotating the red filter disc 54 to
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`the appropriate degree.” (Ex. 1101 at 5:35-39.) Thus, the red-colored filter 18
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`rotates according to the uploaded speed limit information. The ’074 Patent further
`
`briefly states that “the colored display herein described could also take the form of
`
`a liquid crystal display.” (Ex. 1101 at 6:12-14.)
`
`B.
`
`Summary of the Prosecution History of the ’074 Patent
`
`The ’074 Patent was filed March 18, 2002, and issued August 17, 2004, with
`
`
`
`20 claims, of which claims 1, 10, and 20 are independent. The ’074 Patent as filed
`
`included claims 1-20, of which claims 1, 11, and 20 were independent.
`
`
`
`12
`
`

`

`
`
`A non-final Office Action was mailed on October 3, 2003, and rejected
`
`claims 1-3, 7-14, 18, 19, and 20 under 35 U.S.C. § 102(e) as being anticipated by
`
`U.S. Patent No. 6,515,696 to Awada (“Awada”); claims 3, 4, 7, 14, 15, and 18
`
`under 35 U.S.C. § 103(a) as being obvious over Awada; and claims 5, 6, 16, and
`
`17 under 35 U.S.C. § 103(a) as being obvious over Awada in view of U.S. Patent
`
`No. 4,935,850 to Smith, Jr. (“Smith”). Responsive to the non-final Office Action,
`
`an Amendment was filed on November 9, 2003, that contained a formatting error.
`
`On January 9, 2004, a supplemental amendment (the “Corrected Amendment”)
`
`was filed that amended claims 1, 3-12, and 14-20, canceled claims 2 and 13, and
`
`added claims 21 and 22. (Ex. 1115 at 2-5.) The Patent Owner argued that amended
`
`independent claim 1 was not anticipated by Awada because:
`
`Awada (6,515,596) lacks a speedometer integrally attached to the
`speed limit display (column 2, lines 40-42 and Figs. 1 and 4-6). The
`vehicle’s driver is forced to look in two separate locations and then
`mentally compare the speed limit with his vehicle’s speed to
`determine how close he is to speeding if he is not already doing so
`sufficiently to activate the light and/or tone. This significant
`complexity could be distracting to the driver, thereby increasing the
`risk of an accident. In contrast, the present invention provides an
`integrated display allowing the driver to immediately ascertain both
`his speed and its relation to the prevailing speed limit.
`
`
`
`
`
`13
`
`

`

`Id. at 6 (emphases added.) Thus, the Patent Owner overcame Awada by arguing
`
`that the speed limit and the current speed were displayed, such that the driver does
`
`not have to look in two different places on the dashboard and further so the driver
`
`can see how close he is to speeding (i.e., the relative difference between the speed
`
`and the speed limit).
`
`
`
`The Patent Owner further commented on the independent adjustment of the
`
`colored display with respect to the speedometer. In arguing over Smith, the Patent
`
`Owner noted that Smith’s interrupter plate “rotates in conjunction with the
`
`speedometer needle axis,” whereas “the colored display of the present invention
`
`adjusts independently of the speedometer by rotation of a colored filter by the
`
`display controller.” Id. at 7.
`
`
`
`A Notice of Allowance dated February 18, 2004, was mailed in response to
`
`the Corrected Amendment and identified claims 1, 3-12, and 14-22 as allowable.
`
`No comments on allowance were provided by the Examiner. The ’074 Patent
`
`issued on August 17, 2004.
`
`IV. THERE IS A REASONABLE LIKELIHOOD THAT AT LEAST ONE
`CLAIM OF THE ’074 PATENT IS UNPATENTABLE UNDER 37
`C.F.R. § 42.104(b)(4)
`
`As specifically set forth in the below claims charts, the proposed rejections
`
`
`
`cite art that anticipates or renders obvious at least one claim of the ’074 Patent. For
`
`
`
`14
`
`

`

`example, Nagoshi discloses a speed limit indicator comprising a band of green and
`
`red LEDs concentrically mounted about a speedometer dial. Applying the Board’s
`
`construction from IPR1, there is a reasonable likelihood that Nagoshi alone renders
`
`independent claims 1 and 10 unpatentable, as the colored LEDs and speedometer
`
`are discrete elements physically joined together as a unit. Moreover, neither the
`
`speedometer nor the colored concentric band of LEDs lose their separate identity—
`
`the LEDs retain their identity as a colored band to indicate whether a speed is
`
`below or above the speed limit, and the speedometer retains its identity as a speed-
`
`disclosing device. However, the two components are joined together to display to a
`
`driver of a vehicle the speed, the speed limit, and the relation of the speed to the
`
`speed limit.
`
`
`
`Hauler, also fully discussed below, discloses two separate embodiments of a
`
`speed limit indicator, namely a fully-electronic embodiment where both the speed
`
`limit and the speed are graphically displayed on an LCD, and an electromechanical
`
`embodiment where a mechanical, motor-actuated speedometer needle is integrally
`
`attached and mounted with an LCD. Thus, Hauler discloses embodiments that
`
`satisfy either of the Board’s or Cuozzo’s construction.
`
`
`
`As set forth below, regardless of the final construction adopted by the Board,
`
`the art discloses a speedometer “integrally attached” with a colored display for
`
`
`
`15
`
`

`

`indicating to a driver speed readings in excess of a speed limit at the vehicle’s
`
`current location. Moreover, the art even discloses the key feature that resulted in
`
`allowance of the ’074 Patent, namely displaying vehicle speed and its proximal
`
`relationship to the speed limit so that the driver can “immediately ascertain both
`
`his speed and its relation to the prevailing speed limit” without having to perform a
`
`mental comparison. (Ex. 1115 at 6). For example, both Nagoshi and Hauler
`
`disclose colored displays that allow the driver to see the relationship of the current
`
`vehicle speed to the speed limit, i.e., how near the current vehicle speed is to the
`
`speed limit.
`
`
`
`Garmin also even cites art that discloses a colored display that is a red
`
`plastic filter, i.e., the same embodiment disclosed in the ’074 Patent. In particular,
`
`the combination of Evans and Wendt teaches a rotatable colored plate for
`
`indicating the speed limit. As established below, it would have been obvious to one
`
`of ordinary skill in the art to mount the rotatable colored plate to the glass cover of
`
`either of a conventional analog vehicle speedometer or the glass cover of an LCD
`
`that is graphically representing the speedometer dial.
`
`
`
`In sum, Garmin cites below a variety of prior art references that teaches or in
`
`combination renders obvious the claimed speed limit indicator and regardless of
`
`any final constructions that may cover an electrical, a mechanical, or an
`
`
`
`16
`
`

`

`electromechanical embodiment. As such, there is a reasonable likelihood that at
`
`least one claim of the ’074 Patent, regardless of the final claim construction, is
`
`unpatentable.
`
`V. DETAILED EXPLANATION UNDER 37 C.F.R. §§ 42.104(b)
`
`A. Claim 1 (Independent)
`
`
`Anticipated By Nagoshi (Ex. 1103)
`A speed limit indicator comprising:
`Nagoshi discloses a “vehicle speed limit warning device.” (Title, ¶ 0006.) The
`stated “Purpose” of Nagoshi’s invention is “to make the driver aware of the
`speed limit of the road, no matter what road is being driven.” (Summary, p. 1.)
`a colored display to delineate which speed readings are in violation of the
`speed limit at a vehicle's current location;
`Nagoshi discloses a “display apparatus 13 [that] displays the speed limit
`information acquired from said microcomputer 12.” (¶¶ 0014–0015.) The speed
`limit information is “of the road where the driver is driving at present by means
`of the coordinates information of the current vehicle location from the navigation
`system 11 . . . .” (Summary, p. 1; see also ¶¶ 0006, 0012, 0014.)
`
`Nagoshi’s display apparatus is a colored display. In particular, the display
`apparatus 13 displays the speed readings in green or red depending on whether
`the speed reading is below or above a speed limit. (¶ 0016.) Nagoshi teaches that
`the speed limit information can be both alphanumerically displayed as part of the
`speedometer, and further that “the driver is informed of the speed limit of the
`road currently being driven by the display green LEDs of the velocities below the
`speed limit on the outer side of the speedometer, and the velocities above the
`speed limit in red.” (¶ 0016; Fig. 5.) Thus, as shown in Fig. 5 below, for speeds
`below the speed limit of 40 km/h, a concentric region of LEDs surrounding the
`speed denoting markings of 40 km/h and below are colored green, and a region
`of LEDs surrounding the speed denoting markings above 40 km/h are colored
`red.
`
`
`
`17
`
`

`

`
`
`Nagoshi thus discloses a colored display, namely the green and red LEDs, and
`the colored LEDs delineate the speed readings in violation of the speed limit at
`the vehicle’s current location.
`
`Garmin notes that in ¶ 0016, Nagoshi references Fig. 4, which illustrates lead
`lines for “green” and “red” but that does not expressly show the green region
`shaded below 40 km/h, as it is in Fig. 5. One of ordinary skill in the art (OSA)
`would understand that the teaching of ¶ 0016 in combination with Fig. 5
`illustrates that any speeds below 40 km/h are in green, and any speeds above 40
`km/h are in red, with 40 km/h being the speed limit.
`a speedometer integrally attached to said colored display;
`Nagosh

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