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Trials@uspto.gov
`Tel: 571-272-7822
`
`
`
`Paper 14
` Entered: October 31, 2014
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`NOVEN PHARMACEUTICALS, INC.,
`Petitioner,
`
`v.
`
`NOVARTIS AG AND LTS LOHMANN THERAPIE-SYSTEME AG,
`Patent Owners.
`____________
`
`Case IPR2014-00549 (Patent 6,316,023 B1)
` Case IPR2014-00550 (Patent 6,335,031 B1)1
`_____________
`
`
`Before FRANCISCO C. PRATS, ERICA A. FRANKLIN, and
`SCOTT E. KAMHOLZ, Administrative Patent Judges.
`
`FRANKLIN, Administrative Patent Judge.
`
`
`
`INITIAL CONFERENCE SUMMARY
`Conduct of the Proceeding
`37 C.F.R. § 42.5
`
`
`1 This decision addresses issues that are identical in the two cases. We,
`therefore, exercise our discretion to issue one order to be filed in each case.
`The parties are not authorized to use this style heading for any papers.
`
`
`
`
`

`

`IPR2014-00549 (Patent 6,316,023 B1)
`IPR2014-00550 (Patent 6,335,031 B1)
`
`
`The initial conference call for this case was held on October 30, 2014,
`
`between Mr. Steven J. Lee, Mr. Michael K. Levy, counsel for Petitioner,
`
`Noven Pharmaceuticals, Inc.; Mr. Raymond R. Mandra, Mr. Nicholas N.
`
`Kallas, counsel for Patent Owner, Novartis AG and LTS Lohmann Therapie-
`
`Systeme AG; and Administrative Patent Judges Prats, Franklin, and
`
`Kamholz. Petitioner and Patent Owner each filed a List of Proposed
`
`Motions (Papers 12 and 13)2.
`
`The following matters were discussed during the call.
`
`Scheduling Order
`
`Both parties confirmed that they have stipulated to modify DUE
`
`DATES 1-3 of the Scheduling Order. The parties are reminded that a
`
`stipulation is not effective until a notice of it is filed with the Board.
`
`Related Cases
`
`The parties were reminded of their obligation to update their
`
`mandatory notices within twenty-one (21) days of any change in the
`
`information provided therein, including changes in the status of co-pending
`
`litigation. See 37 C.F.R. § 42.8(a)(3).
`
`
`
`
`
`Pro Hac Vice Motion
`
`Patent Owner anticipates filing a motion for pro hac vice admission of
`
`Ms. Charlotte C. Jacobsen. We reminded the parties that such motion is
`
`authorized in the Notice of Filing Date Accorded to the Petition (Paper 4).
`
`Such motion shall be filed in accordance with the “Order -- Authorizing
`
`Motion for Pro Hac Vice Admission” in Case IPR2013-00639, Paper 7, a
`
`copy of which is available on the Board Web site under “Representative
`
`Orders, Decisions, and Notices.” The parties are advised that under 37
`
`
`2 Paper numbers cited in this Order relate to each case.
`2
`
`
`
`

`

`IPR2014-00549 (Patent 6,316,023 B1)
`IPR2014-00550 (Patent 6,335,031 B1)
`
`C.F.R. § 42.10(c), recognition of counsel pro hac vice requires a showing of
`
`good cause. We also advised Patent Owner to indicate in the motion
`
`whether Petitioner opposes the motion. Petitioner was advised that a party
`
`seeking to oppose a motion for pro hac vice admission must file its
`
`opposition no later than one week after the filing of the underlying motion.
`
`Protective Order
`
`We noted that a protective order has not been entered in these
`
`proceedings. Petitioner and Patent Owner indicated that they may seek entry
`
`of a protective order. If the parties file a motion to seal, and no protective
`
`order has been entered, a protective order must accompany the motion as an
`
`exhibit. The panel recommended the default protective order in the Office
`
`Trial Practice Guide. 77 Fed. Reg. 48,756, Appendix B (Aug. 14, 2012). If
`
`the parties choose to deviate from the default protective order, we suggested
`
`that the parties schedule a conference with the Board for guidance.
`
`Moreover, if the parties deviate from the default protective order, the
`
`modifications should be indicated in “redline” when the modified default
`
`protective order is submitted to the Board.
`
`Motion to Seal
`
`We reminded the parties that the Board has a strong interest in the
`
`public availability of the proceedings. Any motion to seal must be narrowly
`
`tailored to the confidential information. The parties are encouraged to
`
`stipulate to facts or use other means to present the evidence without the need
`
`for a motion to seal. The parties are reminded that information subject to a
`
`protective order will become public if identified in a final written decision in
`
`this proceeding, and that a motion to expunge the information will not
`
`necessarily prevail over the public interest in maintaining a complete and
`
`
`
`3
`
`

`

`IPR2014-00549 (Patent 6,316,023 B1)
`IPR2014-00550 (Patent 6,335,031 B1)
`
`understandable file history. See Office Patent Trial Practice Guide, 77 Fed.
`
`Reg. 48,756, 48,761 (Aug. 14, 2012). Board authorization is not required
`
`before the filing of a motion to seal.
`
`Motion to Amend
`
`In Patent Owner’s List of Proposed Motions, Patent Owner stated that
`
`it does not intend to request to file a motion to amend the challenged claims
`
`of the patents at issue in these proceedings.
`
`
`
`
`
`Remaining Motions
`
`The parties confirmed that the remaining motions included in their
`
`respective lists of proposed motions are not intended to be filed imminently
`
`and do not require Board attention at this time. The parties are reminded
`
`that, except as otherwise provided in the Rules, Board authorization is
`
`required before filing a motion. 37 C.F.R. § 42.20(b). The party seeking to
`
`file a motion should request a conference to obtain authorization to file the
`
`motion.
`
`
`
`
`
`Responses to Objections to Evidence
`
`Petitioner sought guidance regarding responding to Patent Owner’s
`
`objections to evidence. As provided by 37 C.F.R. § 42.64(b)(2), the party
`
`relying on evidence to which an objection is served timely may respond to
`
`the objection by serving supplemental evidence within ten business days of
`
`service of the objection. If the parties agree that the supplemental evidence
`
`cures the alleged defect in the evidence, the parties are directed to seek
`
`authorization to file a motion to correct the relevant exhibit(s) or paper(s). If
`
`an objection is not resolved, the party who timely served the objection may
`
`file a motion to exclude evidence to preserve the objection no later than
`
`DUE DATE 4. See 37 C.F.R. § 42.64(c).
`
`
`
`4
`
`

`

`IPR2014-00549 (Patent 6,316,023 B1)
`IPR2014-00550 (Patent 6,335,031 B1)
`
`PETITIONER:
`
`Steven J. Lee
`Michael K. Levy
`KENYON & KENYON LLP
`slee@kenyon.com
`mlevy@kenyon.com
`
`PATENT OWNER:
`
`Raymond R. Mandra
`Nicholas N. Kallas
`FITZPATRICK, CELLA, HARPER & SCINTO
`rmandra@fchs.com
`ExelonPatchIPR@fchs.com
`
`
`
`
`5
`
`

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