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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`MERCEDES-BENZ USA, LLC,
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`
`Petitioner
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`
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`Patent No. 6,738,697
`Issue Date: May 18, 2004
`Title: TELEMATICS SYSTEM FOR VEHICLE
`DIAGNOSTICS
`
`
`DECLARATION OF DAVID A. MCNAMARA
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`Case No. IPR2014-00645
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`1
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`Mercedes-Benz USA, LLC, Petitioner - Ex. 1006
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`I, David McNamara, hereby state and declare as follows:
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`1.
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`I have been engaged by Mercedes-Benz USA, LLC (MBUSA) to
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`review U.S. Patent No. 6,738,697 (the ’697 patent) and opine on whether the
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`claims of the ’697 patent are anticipated or rendered obvious by one or more of the
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`following prior art references:
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`a.
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`b.
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`c.
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`d.
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`U.S. Patent No. 5,157,610 to Asano (“Asano”) (Ex. 1002);
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`Fry, “Diesel Locomotive Reliability Improvements by System
`Monitoring,” Proceedings of the Institution of Mechanical
`Engineers, Part F: Journal of Rail and Rapid Transit, Vol. 209,
`Jan. 1, 1995 (“Fry”) (Ex. 1003);
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`U.S. Patent No. 4,897,642 to DiLullo (“DiLullo”) (Ex. 1004);
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`U.S. Patent No. 5,311,197 to Sorden (“Sorden”) (Ex. 1005).
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`2.
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`As is explained in detail in this declaration, it is my opinion that:
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`a.
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`b.
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`c.
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`d.
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`e.
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`f.
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`Asano anticipates claims 1, 2, 10, 18, 21, 26, 27, 32, and 61 of
`the ‘697 patent;
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`Fry anticipates claims 1, 2, 6, 10, 19, 20, 21, 22, 32, 40, and 61
`of the ‘697 patent;
`
`DiLullo anticipates claims 1, 2, 5, 10, 18, 19, 21, 26, 27, 32, 40,
`and 61 of the ‘697 patent;
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`Sorden anticipates claims 1, 2, 6, 10, 19, 20, 21, 22, 32, 40, and
`61 of the ‘697 patent;
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`Claims 5, 18, 26, and 27 are obvious over Fry in view of Asano
`or DiLullo;
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`Claims 6, 19, 20, 22, and 40 are obvious over Asano or DiLullo
`in view of Fry.
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`
`
`2
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`
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`I.
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`QUALIFICATIONS
`3. My full curriculum vitae is attached hereto as Exhibit A.
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`4.
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`I am currently a consultant for McNamara Technology Solutions LLC
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`and work with clients in active safety (e.g., mmWave radar based systems),
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`automotive electrical/electronics architecture, automotive wireless technology and
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`driving automation.
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`5. As shown in my curriculum vitae, I have devoted my career to the
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`field of automotive electronics. I earned my Bachelor of Science degree in
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`Electrical Engineering from the University of Michigan in 1973 and my Master of
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`Engineering degree in Solid State Physics from the University of Florida in 1976.
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`6. Further, as shown in my curriculum vitae, I have professional and
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`academic experience in the field of automotive electronics and transportation
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`systems acquired over a career spanning 37 years. In particular, during this period,
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`I have worked and otherwise interacted with professionals and students of various
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`experience and expertise levels in the automotive electronics field. Yet,
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`throughout, my primary focus has related to identifying, demonstrating, testing,
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`and manufacturing new automotive and transportation systems embodied in
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`complex hardware and software products. For example, I have been involved in
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`the development and integration of various motor vehicle technologies, such as:
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`embedded vehicle controllers; sensors technologies (e,g, radars, cameras and
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`3
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`ultrasonics) and actuators (e.g. airbag, wiper/seat motors, and door lock
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`mechanisms) as key elements in an engine, chassis and body systems;
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`diagnostic/maintenance algorithms; multiplex (or buses) to reduce wiring, provide
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`a test/diagnostic capability, and to provide control for new convenience features
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`(e.g., power seat controls); and user interface hardware and software to implement
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`voice-driven features/technology, audio systems, digital media and wireless
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`communications.
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`7.
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`In the mid-1990s, I was Ford’s advanced design manager for
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`evaluating new collision mitigation sensing technologies and developing new
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`systems for high-volume manufacturer. The design group that I lead, working with
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`Jaguar, developed mmW scanning radars for Adaptive Cruise Control Systems
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`launched on the 2000 MY Jaguar XKE. Also during this period I worked on lane
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`departure, camera based systems with Volvo and ultrasonic sensors based systems
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`for the 2000 MY Windstar as a parking aid system. The 1998 SAE Convergence
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`paper that I co-authored titled Automotive Obstacle Detection Systems: A Survey
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`of Design Requirements & Vehicle Integration Issues, describes aspects of this
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`development.
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`8.
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`I also have conducted extensive research on motor vehicle interfaces
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`to permit the safe and easy integration of new electronic devices within a motor
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`vehicle environment. I have also worked on vehicle diagnostic systems that
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`4
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`monitor a wide range of vehicle parameters and estimate useful component life,
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`commonly called prognostics. More specifically, I have worked on modifying
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`existing vehicle diagnostic systems to add the capability of predicting component
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`life and providing the data to engineers who are managing fleets of hydrogen-
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`fueled vehicles from a remote base station. I have also worked on new vehicle-to-
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`infrastructure communications for the U.S. Department of Transportation in
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`providing “vehicle situation” data based on the 802.11p and SAE J2735
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`specifications. This new capability, called V2I, provides the Department of
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`Transportation with real-time information about both the vehicle and road
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`conditions.
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`9.
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`I also am an active member of the Society of Automotive Engineers
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`(SAE) and the Institute of Electrical and Electronics Engineers (IEEE), and I have
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`been an invited speaker to various conferences, including the Telematics Update
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`Events (www.telematicsupdate.com). I am a member and have facilitated
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`meetings for the Connected Vehicle Trade Association, an organization of
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`companies providing connectivity solutions for vehicle safety, mobility and
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`diagnostics. I participate in annual “Insurance Telematics” conferences concerning
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`recent developments in vehicle diagnostics, such as new monitoring approaches as
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`applied to vehicle performance and driver behavior.
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`5
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`10.
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`I periodically publish reports on observed trends in automotive
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`electronics, and I also co-authored an invited paper for the Proceedings of the
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`IEEE. I have contributed articles to the Intelligent Transport System (ITS)
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`International Magazine (www.itsiternational.com). I also moderated an industry
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`panel on diagnostics and prognostics at the 2014 Consumer Electronics Show
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`(CES). I report on consumer trends and sensor technology impacting the
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`automotive industry as part of my annual CES report, which has been published
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`since 2007. I am also a member of the Consumer Electronics Association and have
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`been a panelist at their annual Industry Forum representing automotive industry
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`viewpoints.
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`11.
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`I am a named inventor on five U.S. patents (U.S. Patent No.
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`4,377,851; U.S. Patent No. 4,446,447; U.S. Patent No. 5,060,156; U.S. Patent No.
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`5,003,801; and U.S. Patent No. 6,175,803) that resulted from the development of
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`products for high-volume production. Of these, U.S. Patent No. 4,377,851 and
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`U.S. Patent No. 4,446,447 relate to pressure sensors used in Ford vehicles, and
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`U.S. Patent No. 5,060,156 relates to the oil change detection system used by Ford
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`in high-volume production for several years.
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`12.
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`I am being compensated at a rate of $200 per hour for my work on
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`this matter. Although I am being compensated for my time in preparing this
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`6
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`declaration, the opinions herein are my own. I have no stake in the outcome of this
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`proceeding.
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`II. OVERVIEW OF THE ’697 PATENT
`A. The Claimed Invention
`13. The ’697 patent, entitled “Telematics System for Vehicle
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`Diagnostics,” was issued to David S. Breed on May 18, 2004. The ’697 patent
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`identifies itself as a continuation-in-part of numerous other applications, the
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`earliest of which (U.S. App. No. 08/476,077) was filed June 7, 1995 and issued as
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`U.S. Patent No. 5,809,437.
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`14. The ’697 patent generally relates to an on-board system and method
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`for diagnosing the state of a vehicle or the state of a component of the vehicle and
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`automatically transmitting diagnostic information to a remote facility over a
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`wireless communications network. (See, e.g., Ex. 1001 at Abstract; col. 1:37-42.)
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`15. According to the ’697 patent, diagnosing the “state of the vehicle”
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`means diagnosing “the condition of the vehicle with respect to its stability and
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`proper running and operating condition.” (Ex. 1001 at col. 10: 29-32.) For
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`example, a diagnosis may indicate that the vehicle is experiencing “excessive
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`angular inclination,” “a crash,” or “skidding.” (Id. at col. 10: 32-41; see also id. at
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`col. 14: 35-42.) A diagnosis of the state of a component of the vehicle may
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`indicate that the component is “operating abnormally.”
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`7
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`16. The ’697 patent provides examples of components that can be
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`monitored and diagnosed by the diagnostic system. These components include, for
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`example:
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`[E]ngine; transmission; brakes and associated brake assembly; tires;
`wheel; steering wheel and steering column assembly; water pump;
`alternator; shock absorber; wheel mounting assembly; radiator;
`battery; oil pump; fuel pump; air conditioner compressor; differential
`gear; exhaust system; fan belts; engine valves; steering assembly;
`vehicle suspension including shock absorbers; vehicle wiring system;
`and engine cooling fan assembly.
`
`
`(Ex. 1001 at col. 30:58 – col. 31:23.)
`
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`17. According to the ’697 patent, in some cases the system can employ a
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`processor and sensors. (Id. at col. 13: 8-14.) A variety of different types of
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`sensors are listed, including:
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`[A]irbag crash sensor; accelerometer; microphone; camera; antenna,
`capacitance sensor or other electromagnetic wave sensor; stress or
`strain sensor; pressure sensor; weight sensor; magnetic field sensor;
`coolant thermometer; oil pressure sensor; oil level sensor; air flow
`meter; voltmeter; ammeter; humidity sensor; engine knock sensor;
`oil turbidity sensor; throttle position sensor; steering wheel torque
`sensor; wheel speed sensor; tachometer; speedometer; other velocity
`sensors; other position or displacement sensors; oxygen sensor; yaw,
`pitch and roll angular sensors; clock; odometer; power steering
`pressure sensor; pollution sensor; fuel gauge; cabin thermometer;
`transmission fluid level sensor; gyroscopes or other angular rate
`sensors including yaw, pitch and roll rate sensors; coolant level
`sensor; transmission fluid turbidity sensor; brake pressure sensor;
`tire pressure sensor; tire temperature sensor, and coolant pressure
`sensor.
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`
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`(Ex. 1001 at col. 31:24 – col. 32:11.)
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`8
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`18. As noted above, the ’697 patent also teaches automatic transmission
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`of diagnostic information using a wireless communication system, such as a
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`“cellular telephone system” or “satellite.” (Id. at col. 13: 35-43.) According to the
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`’697 patent, the information is transmitted to a remote location, which could
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`include a “repair facility” or “emergency response station.” (Id. at col. 1: 53-60.)
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`19. The ’697 patent also notes that a display or warning device could be
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`used to provide vehicle occupants with information regarding the diagnosis. (Ex.
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`1001 at col. 13: 25-34; col. 14: 39- 44; col. 38: 51-59; col. 41: 9-19; col. 53: 23-27;
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`col. 82:64 – col. 83:1; Fig. 8.)
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`20. Additionally, the system can further include a location determining
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`system, including a GPS based system. This allows vehicle location information to
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`be transmitted to the remote facility along with the diagnostic information. (Id. at
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`col. 13: 54-58.)
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`21. As noted above, I have also reviewed the prosecution history of the
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`’697 patent.
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`B. Challenged Claims
`22. The ’697 patent includes 62 claims. Claims 1 and 21 are independent.
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`23.
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`I understand that claims 1, 2, 5, 6, 10, 18-22, 26, 27, 32, 40, and 61
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`are at issue in this proceeding. For convenience, these claims are reproduced
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`below:
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`9
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`1. A vehicle, comprising:
`a diagnostic system arranged on the vehicle to diagnose the state
`of the vehicle or the state of a component of the vehicle and
`generate an output indicative or representative thereof; and
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`a communications device coupled to said diagnostic system and
`arranged to automatically establish a communications channel
`between the vehicle and a remote facility without manual
`intervention and wirelessly
`transmit
`the output of said
`diagnostic system to the remote facility.
`
`2. The vehicle of claim 1, wherein said diagnostic system comprises a
`plurality of vehicle sensors mounted on the vehicle, each of said
`sensors providing a measurement related to a state of said sensor
`or a measurement related to a state of the mounting location and a
`processor coupled to said sensors and arranged to receive data
`from said sensors and process the data to generate the output
`indicative or representative of the state of the vehicle or the state
`of a component of the vehicle.
`
`5. The vehicle of claim 1, further comprising a display arranged in
`the vehicle in a position to be visible from the passenger
`compartment, said display being coupled to said diagnostic system
`and arranged to display the diagnosis of the state of the vehicle or
`the state of a component of the vehicle.
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`6. The vehicle of claim 1, wherein said communications device
`comprises a cellular telephone system including an antenna.
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`10. The vehicle of claim 1, wherein said diagnostic system comprises
`a plurality of sensors mounted at different locations on the
`vehicle, each of said sensors providing a measurement related to a
`state of said sensor or a measurement related to a state of the
`mounting location and a processor coupled to said sensor systems
`and arranged to diagnose the state of the vehicle or the state of the
`component of the vehicle based on the measurements of said
`sensors.
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`10
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`18. The vehicle of claim 1, further comprising a warning device
`coupled to said diagnostic system for relaying a warning to an
`occupant of the vehicle relating to the state of the vehicle or the
`state of the component of the vehicle as diagnosed by said
`diagnostic system.
`
`19. The vehicle of claim 1, further comprising a location determining
`system for determining
`the
`location of
`the vehicle, said
`communications device being coupled
`to
`said
`location
`determining system and arranged to transmit the determined
`location of the vehicle to the remote facility.
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`20. The vehicle of claim 19, wherein said location determining
`system uses GPS technology.
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`21. A method for monitoring a vehicle, comprising the steps of:
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`diagnosing the state of the vehicle or the state of a component of
`the vehicle by means of a diagnostic system arranged on the
`vehicle;
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`generating an output indicative or representative of the diagnosed
`state of the vehicle or the diagnosed state of the component of
`the vehicle; and
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`transmitting the output indicative or representative of the
`diagnosed state of the vehicle or the diagnosed state of the
`component of the vehicle from the vehicle to a remote
`location.
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`22. The vehicle of claim 21, wherein the step of transmitting the
`output to a remote location comprises the step of arranging a
`communications device comprising a cellular telephone system
`including an antenna on the vehicle.
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`26. The method of claim 21, further comprising the steps of:
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`arranging a display in the vehicle in a position to be visible from
`the passenger compartment; and
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`11
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`displaying the state of the vehicle or the state of a component of
`the vehicle on the display.
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`27. The method of claim 21, further comprising the step of relaying a
`warning to an occupant of the vehicle relating to the state of the
`vehicle.
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`32. The method of claim 21, wherein the step of diagnosing the state
`of the vehicle or the state of the component of the vehicle
`comprises the steps of mounting a plurality of sensors on the
`vehicle, measuring a state of each sensor or a state of the
`mounting location of each sensor and diagnosing the state of the
`vehicle or the state of a component of the vehicle based on the
`measurements of the state of the sensors or the state of the
`mounting locations of the sensors.
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`40. The method of claim 21, further comprising the steps of:
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`determining the location of the vehicle; and transmitting the
`determined location of the vehicle to the remote location in
`conjunction with the output.
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`61. The method of claim 21, wherein the step of transmitting the
`output
`to
`the emote [sic] facility comprises
`the step of
`automatically establishing a communications channel between the
`vehicle and the remote facility without manual intervention to
`thereby enable the output to be transmitted from the vehicle to the
`remote facility.
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`C. Claim Construction
`24.
`I have been informed that, in evaluating whether elements of the
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`above claims are anticipated or obvious based on prior art, I should construe the
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`claim terms to have the “broadest reasonable construction in light of the
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`specification” of the ’697 patent. I have also been informed that the words of the
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`
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`12
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`claim should be given their plain meaning unless it is inconsistent with the
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`specification. I have adhered to these standards in conducting my analysis.
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`25.
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`I understand that the following terms have previously been construed
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`by the Patent Trial and Appeal Board (the “Board”) in connect with prior inter
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`partes review proceedings concerning the ’697 patent:
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`Claim term
`“component”
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`Board Construction
`“a part or an assembly of parts, less than the whole” (412
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`(claims 1, 21)
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`Decision at 8; 413 Decision at 7)
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`“sensor system”
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`Does not require express construction, but “includes each
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`(claim 10)
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`of the sensors particularly identified in the specification of
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`the ‘697 patent.” (412 Decision at 10; 413 Decision at 9-
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`10)
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`“sensor”
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`Does not require express construction, but “includes each
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`(claims 2,10,32)
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`of the sensors particularly identified in the specification of
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`the ‘697 patent” (412 Decision at 12; 413 Decision at 11)
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`“diagnose of the
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`“diagnosis of the condition of the vehicle with respect to its
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`state of the vehicle”
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`stability and proper running and operating condition” (412
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`(claims 1, 21)
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`Decision at 12-13; 413 Decision at 12)
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`13
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`“display”
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`“a screen for showing information, as opposed to a warning
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`(claim 5)
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`lamp” (412 Decision at 13; 413 Decision at 13)
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`III. LEVEL OF ORDINARY SKILL IN THE ART
`26.
`In my opinion, in June of 1995, a person of ordinary skill in the art
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`with respect to the technology disclosed by the ’697 patent would have at least a
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`Bachelor of Science degree in Electrical Engineering, Mechanical Engineering, or
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`another technical field, as well as at least two years of work experience in
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`connection with automobile electronics and telematics.
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`27. As is apparent from the qualifications set forth in Section I of this
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`declaration, I am a person of at least ordinary skill in the art with respect to the
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`’697 patent. I have conducted my analysis of the ’697 patent from the perspective
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`of one of ordinary skill in the art at the time of the invention, which I have
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`assumed is June 1995. I understand, however, that the effective filing date for
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`certain claims of the ’697 patent (claims 19, 20, and 40) is June 19, 2002.
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`IV. ANALYSIS AND OPINION
`A.
`Summary
`28.
`
`In my opinion, claims 1, 2, 5, 6, 10, 18-22, 26, 27, 32, 40, and 61 of
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`the ’697 patent are either anticipated by or obvious in light of prior art.
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`14
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`29.
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`I understand that a patent claim is anticipated when a single piece of
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`prior art describes every element of the claimed invention, either expressly or
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`inherently, arranged in the same way as in the claim.
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`30.
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`I understand that a patent claim is obvious if the subject matter of the
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`claim as a whole would have been obvious to a person of ordinary skill in the art as
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`of the time of the invention. Unlike anticipation, I understand that obviousness
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`may be shown by considering more than one item of prior art. I have been
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`informed that objective indicia of non-obviousness, sometimes referred to as
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`“secondary considerations,” should be considered when assessing obviousness,
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`including: (1) commercial success; (2) long felt but unresolved needs; (3) copying
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`of the invention by others in the field; (4) initial expressions of disbelief by experts
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`in the field; (5) failure of others to solve the problem that the inventor solved; and
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`(6) unexpected results.
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`B. Anticipation by U.S. Patent No. 5,157,610 to Asano
`31.
`In my opinion, Asano anticipates claims 1, 2, 10, 18, 21, 26, 27, 32,
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`and 61 of the ’697 Patent.
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`32. Asano, which was issued on October 20, 1992, discloses a two stage
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`diagnostic system for monitoring vehicle operating conditions. The first stage
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`involves an initial diagnosis being made at the vehicle. The second stage involves
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`a more thorough diagnosis being made at a remote location, such as a dealer. (Ex.
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`15
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`1003 at Abstract; col. 2:7-14.) The various components of the Asano system are
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`depicted in Figure 1:
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`(1) Asano discloses all the elements of claim 1
`33. Claim 1 of the ’697 patent has two limitations: [a] “a diagnostic
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`system arranged on the vehicle to diagnose the state of the vehicle or the state of a
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`component of the vehicle and generate an output indicative or representative
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`thereof”; and [b] “a communications device coupled to said diagnostic system and
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`arranged to automatically establish a communications channel between the vehicle
`16
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`and a remote facility without manual intervention and wirelessly transmit the
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`output of said diagnostic system to the remote facility.” Asano discloses both of
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`these elements.
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`(a) Asano discloses an on-board “diagnostic
`system”
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`34. Asano discloses a “vehicle mounted station” that “detect[s] operating
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`conditions” of the vehicle. (Ex. 1003 at col. 2:25-30.) Asano monitors and can
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`control various vehicle components, including the “engine, transmission, steering,
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`suspension” and “fuel injector.” (Id. at col. 1:62-65; see also id. at col. 3:59-66;
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`col. 5: 41-43.) Asano also has multiple sensors (“detecting means”) which can
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`“detect at least one of water temperature, air flow ratio air fuel quantity, battery
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`voltage, throttle valve opening angle, engine speed, transmission gear position and
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`suspension setting.” (Id. at col. 2:25-30; see also id. at col. 2:12-15).
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`35. Asano also discloses a “vehicle mounted computer 105,” that includes
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`a “CPU 7.” (Ex. 1003 at col 3:10-11; col. 6:14-17; col. 6:43-47.) As shown in
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`Figure 1 (reproduced above) and Figure 2 (shown below), the computer receives
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`signals from the various sensors, including those associated with the engine,
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`suspension, transmission, and fuel injector. (Id. at col. 6:14-47; Figure 2.)
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`17
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`36. The computer users the sensor information to perform “a basic
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`abnormal diagnosis” and generate an abnormality code based on the diagnosis.
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`(Ex. 1003 at col. 8:65-9:14; Fig. 6.) For example, columns 8-9 provide an example
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`of how Asano’s system monitors and diagnoses the performance of a specific
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`component – the fuel injector (id. at col. 8:65 – col. 9:6):
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`The vehicle-mounted computer carries out time-sharing
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`computations of the injection pulse width for the injector and
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`ignition timing in real time. For this, computations for a failure
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`18
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`diagnosis are made in the intervals of these computations and
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`only a basic diagnosis [is] made. This embodiment is based on
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`the concept of having the vehicle-mounted computer make a
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`basic abnormal diagnosis and transmit the data to the host
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`computer.
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`37. Figure 6 illustrates that this initial diagnosis of components, such as
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`the fuel injector, occurs on the “vehicle side” before the resultant abnormality code
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`is then sent to a remote facility.
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`19
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`(b) Asano discloses a “communications device”
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`38. Asano also discloses a communications device that is coupled to the
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`“vehicle mounted station” and automatically sends diagnostic information to a
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`remote facility upon determining that a component of the vehicle is operating
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`abnormally.
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`39.
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` More specifically, Asano discloses that “the vehicle mounted station
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`is arranged to detect an abnormality and to transmit data indicative thereof to said
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`base station.” (Ex. 1003 at col 3:10-13.) The “base station” or “host computer”
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`may be located at a dealership. (Id. at col. 5: 38; col. 5:62; col. 7:25-27; col. 8:15.)
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`The transmission of data may occur through a “wireless” “radio link” that connects
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`the vehicle to the “host computer.” (Id. at col. 5:45-53; Fig. 1 (showing
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`transmitter/receiver; Fig. 6 (showing transmission of abnormality code).)
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`40. Figure 6, reproduced above, illustrates that the transmission occurs
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`automatically when the system determines that an abnormality exists in one of the
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`monitored components. (Id. at Fig. 6; see also id. at col. 9:15-18 (“When an
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`abnormality exists, the abnormal code is transmitted to the host computer on the
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`dealer side through the transmitter-receivers 5 and 11.”); col. 2:36-37 (noting that
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`transmission happens at “times of occurrence of predetermined conditions”).)
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`41. As noted above, the “abnormality code” that is transmitted to the base
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`station concerns a particular component that is operating abnormally, such as the
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`20
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`fuel injector. (Ex. 1003 at col. 8:65 – col. 9:6.) The abnormality code identifies
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`the component and provides data “indicative” of the “basic” diagnosis performed
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`on-board the vehicle. (Id.; col 3:10-13.)
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`(2) Asano discloses all the elements of claim 2
`42. Claim 2 of the ’697 patent depends on claim 1 and further requires “a
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`plurality of vehicle sensors mounted on the vehicle, each of said sensors providing
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`a measurement related to a state of said sensor or a measurement related to a state
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`of the mounting location.” Asano discloses this element. Asano’s system utilizes
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`multiple “sensors” to “sense … operating conditions” of vehicle components. (Ex.
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`1002 at col. 6:20-33; see also id. at col. 2:12-14; col. 6:15-35.)
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`43. Claim 2 additionally requires “a processor coupled to said sensors and
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`arranged to receive data from said sensors and process the data to generate the
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`output indicative or representative of the state of the vehicle or the state of a
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`component of the vehicle.” Asano also discloses this element. Asano describes a
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`“vehicle mounted station” that “detect[s] operating conditions of the vehicle” (Ex.
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`1002 at col. 2:12-15) and determines if an “abnormality” exists (id. at col. 3:10-
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`11). This “vehicle mounted station” receives input from “detecting means,” such as
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`“sensors.” (Id. at col. 2: 25-30; col. 6:20-33.) Asano’s “vehicle mounted station”
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`includes a “computer 105 on the vehicle side” with a “CPU 7.” (Id. at col. 6:14-
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`18.) One of ordinary skill in the art would have understood that a “CPU” (central
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`21
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`processing unit) is a processor. After receiving the sensor signals, the vehicle-
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`mounted computer makes “a basic abnormal diagnosis” and outputs an “abnormal
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`code” if a component failure is detected. (Id. at col. 8: 65 – col. 9:18.)
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`(3) Asano discloses all the elements of claim 10
`44. Claim 10 of the ’697 patent depends on claim 1 and further requires
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`(i) “a plurality of sensors mounted at different locations on the vehicle, each of said
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`sensors providing a measurement related to a state of said sensor or a measurement
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`related to a state of the mounting location”; and (ii) “a processor coupled to said
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`sensor systems and arranged to diagnose the state of the vehicle or the state of the
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`component of the vehicle based on the measurements of said sensors.” Asano
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`discloses these elements for the same reasons I set forth in connection with claim
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`2, above.
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`(4) Asano discloses all the elements of claim 18
`45. Claim 18 of the ’697 patent depends on claim 1 and further requires
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`“a warning device coupled to said diagnostic system for relaying a warning to an
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`occupant of the vehicle relating to the state of the vehicle or the state of the
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`component of the vehicle as diagnosed by said diagnostic system.” In my opinion,
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`Asano discloses this element for the same reasons I described above in connection
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`with claim 5, above.
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`(5) Asano discloses all the elements of claim 21
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`22
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`46. Claim 21 is an independent method claim that is comprised of steps
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`that generally track the limitations of independent apparatus claim 1. Specifically,
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`claim 21 has three elements: [a] “diagnosing the state of the vehicle or the state of
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`a component of the vehicle by means of a diagnostic system arranged on the
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`vehicle”; [b] “generating an output indicative or representative of the diagnosed
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`state of the vehicle or the diagnosed state of the component of the vehicle”; and [c]
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`“transmitting the output indicative or representative of the diagnosed state of the
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`vehicle or the diagnosed state of the component of the vehicle from the vehicle to a
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`remote location.”
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`47. For the reasons already set forth above, Asano discloses each of the
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`elements of claim 21. Asano discloses an on-board diagnostic system that receives
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`data from various sensors, diagnoses whether an abnormal condition exists, and
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`outputs an abnormality code representative of the abnormal condition. (See
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`Section IV.B.(1).(a).) Asano also discloses a communications device that
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`transmits diagnostic information, including the abnormality code output, to a
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`remote facility. (See Section IV.B.(1).(b).)
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`(6) Asano discloses all the elements of claim 26
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`
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`48. Claim 26 of the ’697 patent depends on claim 21 and further requires
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`“arranging a display in the vehicle in a position to be visible from the passenger
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`compartment; and displaying the state of the vehicle or the state of a component of
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`23
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`
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`
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`the vehicle on the display.” Asano discloses this element for the same reasons set
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`forth in connection with claim 5, above.
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`(7) Asano discloses all the elements of claim 27
`49. Claim 27 of the ’697 patent depends on claim 21 and further requires
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`“relaying a warning to an occupant of the vehicle relating to the state of the
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`vehicle.” Asano discloses this element for the same reasons set forth in connection
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`with claims 5 and 18, above.
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`(8) Asano discloses all the elements of claim 32
`50. Claim 32 of the ’697 patent depends on claim 21 and further requires
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`(i) “mounting a plurality of sensors on the vehicle, measuring a state of each sensor
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`or a state of the mounting location of each sensor”; and (ii) “diagnosing the state of
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`the vehicle or the state of a component of the vehicle based on the measurements
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`of the state of the sensors or the state of the mounting locations of the sensors.”
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`Asano discloses these elements for the same reasons set forth in connection with
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`claim 2, above.
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`(9) Asano discloses all the elements of claim 61
`51. Claim 61 of the ’697 patent depends on claim 21 and further requires
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`“automatically establishing a communications channel between the vehicle and the
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`remote facility without manual intervention to thereby enable the output to be
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`transmitted from the vehicle to the remote facility.” Asano discloses this element
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`
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`24
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`for the same reasons I described above in connection with the “communications
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`device” element of claim 1.
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`C. Anticipation by Fry, “Diesel Locomotive Reliability
`Improvements by System Monitoring”
`52. Fry, entitled “Diesel Locomotive Reliability Improvements by System
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`Monitoring,” was published as part of the Proceedings of the Institution of
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`Mechanical Engineers (Part F) in the Journal of Rail and Rapid Transit, Volume
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`209, on January 1, 1995. As a result, I understand that Fry is prior art to the ’697
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`patent because it was published prior to the earliest application to which the ‘697
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`claims priority.
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`29. Fry generally relates to a train with an on-board diagnostic system that
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`includes “a computer that continuously monitors the condition of the vehicle
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`through sensors at key points.” (Ex. 1003 at Abstract.) Although Fry relates to a
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`train, rather than an automobile, a person of skill in the a