`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
` ____________
`
`
`PARROT S.A. and PARROT, INC.
`Petitioners
`
`v.
`
`DRONE TECHNOLOGIES, INC.
`Patent Owner
`____________
`
`
`Case IPR2014-00732
`Patent 8,106,748
`____________
`
`
`
`
` PATENT OWNER’S MOTION TO EXCLUDE DECLARATION OF DR.
`RAFFAELLO D’ANDREA [EXHIBIT 1011]
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`
`Exhibit No.
`
`EXHIBIT LIST
`
`
`Description
`
`1001
`1002
`1003
`1004
`1005
`1006
`1007
`1008
`1009
`1010
`1011
`
`U.S. Patent 8,106,748
`U.S. Patent 5,043,646
`French Patent No. 2789765
`Certified Translation of French Patent No. 2789765
`U.S. Publication No. 2006/0144994
`Exhibit Intentionally Left Blank
`U.S. Patent No. 7,219,861
`U.S. Patent No. 6,751,529
`U.S. Patent No. 7,145,551
`U.S. Publication No. 2004/263479
`Declaration of Dr. Raffaello D’Andrea (Attachments
`A-C)
`1011, Att. A U.S. Patent No. 613,809 to Tesla (“Tesla”)
`1011, Att. B U.S. Patent No. 3,101,569 to Giardina (“Giardina”)
`1011, Att. C U.S. Patent No. 8,072,417 (“Jouanet”)
`1011
`Corrected Declaration of Dr. Raffaello D’Andrea
`(corrected)
`1012
`1013
`1014
`1015
`2001
`
`2002
`
`2003
`2004
`2005
`
`2006
`2007
`2008
`2009
`2010
`
`
`Date
`Filed
`5/6/2014
`5/6/2014
`5/6/2014
`5/6/2014
`5/6/2014
`n/a
`5/6/2014
`5/6/2014
`5/6/2014
`5/6/2014
`5/6/2014
`
`5/6/2014
`5/6/2014
`5/6/2014
`2/9/2015
`
`5/6/2014
`2/9/2015
`2/9/2015
`2/9/2015
`Not filed
`
`Not filed
`
`Claim Chart
`Declaration of Deborah Skolaski
`Declaration of James Hopenfeld
`Declaration of Dr. Raffaello D’Andrea
`D’Andrea Deposition Exhibit – Declaration Signature
`Page, ‘071
`D’Andrea Deposition Exhibit – Appendix A, Materials
`Considered by Dr. Raffaello D’Andrea
`Not filed
`D’Andrea Deposition Exhibit – Smith Patent
`D’Andrea Deposition Exhibit – Potiron Patent, French Not filed
`D’Andrea Deposition Exhibit – Translations
`Not filed
`Certification
`D’Andrea Deposition Exhibit – Declaration, ‘071
`D’Andrea Deposition Exhibit – Lee Patent, ‘071
`D’Andrea Deposition Exhibit – Bathiche Patent
`D’Andrea Deposition Exhibit – Declaration, ‘748
`D’Andrea Deposition Exhibit – Parrot Exhibits 1011
`
`Not filed
`Not filed
`Not filed
`Not filed
`Not filed
`
`1
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`2011
`2012
`2013
`2014
`2015
`
`and 1010
`D’Andrea Deposition Exhibit – Lee Patent, ‘748
`Transcript of Dr. Raffaello D’Andrea Deposition
`Declaration of Robert Sturges
`T. Terry email to Board, dated 1/28/2015
`January 22, 2015 Objection Letter
`
`
`
`
`Not filed
`2/11/2015
`2/11/2015
`2/16/2015
`5/27/2015
`
`2
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`Table of Contents
`I. REQUEST FOR RELIEF ................................................................................ 1
`
`II. INTRODUCTION ........................................................................................... 1
`
`III.
`
`IMPORTANCE OF STRICT COMPLIANCE ............................................. 2
`
`IV. EVIDENCE OF DR. D’ANDREA’S LACK OF SIGNATURE AND LACK
`OF KNOWLEDGE OF THE CONTENT OF THE DECLARATION ................... 4
`
`A. Failure to Answer Two Direct Questions Posed by the Board ....................... 4
`
`B. Petitioners Claim of Original Copies ............................................................ 5
`
`1. Altered Email String .................................................................................. 6
`
`2. Inconsistencies with Dr. D’Andrea’s Standard Practice ............................. 7
`
`3. Curative Statement is Legally Unreliable ................................................... 7
`
`C. Petitioners’ Inconsistent Declarations ........................................................... 8
`
`D. The Missing April 30, 2014 Declaration ....................................................... 8
`
`E. The Nameless Paralegal that Purportedly Made the Clerical Error ................ 9
`
`F. D’Andrea’s Signature ..................................................................................10
`
`G. The Location of the Signature Page .............................................................10
`
`H. Failure to Deny and Failure to Produce ........................................................11
`
`V. EXHIBIT 1011 IS ATTORNEY ARGUMENT, NOT DR. D’ANDREA’S
`DECLARATION. .................................................................................................11
`
`VI. CONCLUSION ...........................................................................................14
`
`
`
`3
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`I.
`
`REQUEST FOR RELIEF
`
`Pursuant to 37 C.F.R. § 42.64(c), Drone Technologies, Inc. (hereinafter
`
`“Drone Technologies” or “Patent Owner”) moves to exclude the declaration of Dr.
`
`Raffaello D’Andrea [Exhibit 1011] as being inadmissible and not competent
`
`evidence. Drone Technologies became aware of the inadmissibility of Exhibit
`
`1011 on three different occasions and notified the Petitioners accordingly.
`
`First, the lack of signature page for Exhibit 1011 was raised during the
`
`deposition of Dr. D’Andrea. Then, when Drone Technologies received Dr.
`
`D’Andrea’s finalized deposition transcript on January 22, 2015, it notified
`
`Petitioners of the issues and the bases for objection in a letter to Petitioners’ lead
`
`counsel. See attached Exhibit 2015. Finally, Drone Technologies became aware
`
`of additional bases for the inadmissibility of Exhibit 1011 when Petitioners filed a
`
`motion to correct Exhibit 1011 on February 9, 2015. Paper No. 14. Patent Owner
`
`objected to the admissibility of Exhibit 1011 on February 16, 2015 in its opposition
`
`to that motion. Paper No. 15.
`
`II.
`
`INTRODUCTION
`
`When filing the petition in this case, Petitioners submitted a declaration from
`
`Dr. D’Andrea that was not properly signed, as required by rules 42.6, 42.2, 1.68,
`
`and 1.4 of Title 37. When that was discovered during the deposition of Dr.
`
`1
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`D’Andrea, the expert declarant stated that he: (i) did not know whether he signed
`
`the declaration; and (2) could not produce the original signature page. Ex. 2012,
`
`p.71, ll.15-17; p.73, ll.9-10; p.80, ll.9-12.
`
`After this Honorable Board instituted the trial based, in part, on the defective
`
`declaration, Petitioners argued that the lack of a signature resulted from a clerical
`
`error. It did not. In fact, Petitioners’ evidence of an alleged clerical error actually
`
`demonstrates that Exhibit 1011 is fatally defective.
`
`III.
`
`IMPORTANCE OF STRICT COMPLIANCE
`
`Rules 42.6, 42.2, 1.68, and 1.4 require: (i) that declarations be signed by the
`
`declarant; and (ii) that the declarant knows and understand the contents of the
`
`declaration so that the declarant can verify the truthfulness of the statements. The
`
`only way the declarant can make that verification is by having knowledge of what
`
`is stated in the declaration. This knowledge must be obtained by reading and
`
`reviewing the declaration to be signed. The integrity of the IPR process depends
`
`upon strict compliance with both the signature and knowledge requirements for
`
`expert declarations submitted to this Honorable Board.
`
`The importance of strict compliance with the signature and knowledge
`
`requirements cannot be overstated. The PTAB does not consider attorney
`
`argument as evidence, it is merely unsupported argument. See In re De Blauwe,
`
`2
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`736 F.2d 699, 705 (Fed. Cir. 1984); see also MPEP 716.01(c) (citing In re Schulze,
`
`346 F.2d 600, 602 (CCPA 1965) (the arguments of counsel cannot take the place
`
`of evidence in the record)). On the other hand, this Honorable Board must
`
`consider the proper declaration of an independent expert. See MPEP 716.02(g)
`
`(“The reason for requiring evidence in declaration or affidavit form is to obtain the
`
`assurances that any statements or representations made are correct, as provided by
`
`35 U.S.C. 25 and 18 U.S.C. 1001.”). Permitting a publication to substitute for
`
`expert testimony would circumvent the guarantees built into the statute. Ex parte
`
`Gray, 10 USPQ2d 1922, 1928 (Bd. Pat. App. & Inter. 1989)).
`
`To preserve these distinctions, a clear demarcation must exist between
`
`attorney argument and expert declarations. That division requires that an expert
`
`sign an evidentiary declaration with full and complete knowledge of its contents—
`
`otherwise, the expert’s signature will fail to verify the truthfulness of the
`
`statements contained in the declaration. In such an instance, this Honorable Board
`
`can no longer rely on the declaration as evidence of record.
`
`The importance of having an expert declaration is reflected in Petitioners’
`
`heavy reliance on Exhibit 1011 in its Petition (Paper No. 1). For example,
`
`Petitioners rely on Exhibit 1011 for: (1) a description of the state of the art (Paper
`
`No. 1 at pp.9-12); (2) an explanation of the meaning of the prior art (id. at pp.18-
`
`25); (3) explaining the teachings of U.S. Patent 8,106,748 (id. at pp.12-14); and (4)
`
`3
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`claim construction (id. at pp.17-18). All of those issues are vitally important to this
`
`Honorable Board’s decision to institute and render a final decision. Indeed, this
`
`Honorable Board cited to and relied upon Exhibit 1011 in its decision to institute
`
`the proceedings. Paper No. 8 at p.12.
`
`IV. EVIDENCE OF DR. D’ANDREA’S LACK OF SIGNATURE AND
`LACK OF KNOWLEDGE OF THE CONTENT OF THE
`DECLARATION
`
`A.
`
`Failure to Answer Two Direct Questions Posed by the Board
`
`During a February 2, 2015 conference call when Petitioners requested
`
`permission to file its Motion to Correct Exhibit 1011, this Honorable Board posed
`
`two simple questions to Petitioners: (1) Where are Dr. D’Andrea’s original
`
`signature pages?; and (2) Did Dr. D’Andrea confirm his declaration during his
`
`deposition? Petitioners have failed to answer either question.
`
`
`
`If a proper declaration was prepared and signed by Dr. D’Andrea, Petitioners
`
`could have easily answered these two questions. Petitioners should have been able
`
`to provide the original signatures as required by Rule 1.4—they have not. If Dr.
`
`D’Andrea had reviewed his declaration before signing it, then he would have been
`
`able to confirm his declaration during his deposition—he could not.
`
`4
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`Regarding the first question, this Honorable Board is thus left with Dr.
`
`D’Andrea’s testimony that (1) he did “not have a specific recollection of signing
`
`the declaration,” (2) that “[i]t may be that it never happened,” and (3) that he did
`
`not know where the original signature pages were. Ex. 2012, p.71, ll.15-17; p.73,
`
`ll.9-10; p.80, ll.9-12. As to the second question, Dr. D’Andrea never confirmed or
`
`adopted Exhibit 1011 during redirect examination during his deposition. Id. at
`
`322.
`
`Even if Petitioners were unable to answer the Board’s questions, a simple
`
`explanation should have been provided. Instead, these two questions remain
`
`stubbornly unanswered without explanation.1
`
`B.
`
`Petitioners Claim of Original Copies
`
`Dr. D’Andrea’s curative declaration signed on February 9, 2015 states that
`
`what is attached as Attachment A is “a true and correct copy” of his April 30, 2014
`
`1 The failure to answer these questions should be construed against Petitioners
`because they failed to do so previously. Any attempt to answer them at this point
`would prejudice Patent Owner as it would not have a chance to object. Any new
`evidence provided by Petitioners regarding these questions should be considered
`sham evidence that should not be considered. See Margo v. Weiss, 213 F.3d 55,
`63 (2d Cir. 2000); Rohrbough v. Wyeth Labs. Inc., 916 F.2d 970, 976 (4th Cir.
`1990); Martin v. Merrell Dow Pharms., Inc., 851 F.2d 703, 705 (3d Cir. 1988)
`(holding that contradictory affidavits should be disregarded as “shams” or
`“competing affidavits).
`
`5
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`email (Ex. 1015, ¶ 4) enclosing the executed signature pages. Numerous
`
`inconsistencies suggest that this cannot be the case.
`
`1.
`
`Altered Email String
`
`Petitioners altered the email string that purportedly authenticates the original
`
`signature page sent by Dr. D’Andrea and have not explained why or how the email
`
`was manipulated. Instead, the changes to the email and the reasons for the changes
`
`have been concealed. The alterations include: (i) the “To” and “Cc” fields in Dr.
`
`D’Andrea’s 5:33 AM email have been removed (although they are present in the
`
`preceding 6:26 AM email); (ii) the timestamps suggest that Dr. D’Andrea’s 5:33
`
`AM response was sent earlier than the 6:26 AM request of the same day; and (iii)
`
`Dr. D’Andrea apparently has no record of the email, as Attachment A was printed
`
`by Houston-based paralegal, Ms. Skolaski. Id. To date, Petitioners offer no
`
`explanation or clarification on any of these points.2
`
`2 Mr. Hopenfeld’s declaration is no better (Ex. 1014). He also attests to
`attaching “a true and correct copy” of the email in question (id., ¶ 5), but no such
`email is attached.
`
`6
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`2.
`
`Inconsistencies with Dr. D’Andrea’s Standard Practice
`
`When working with hardcopies, Dr. D’Andrea’s standard practice in Zurich
`
`is to use off-white, A4 paper.3 Consistent with his practice, Dr. D’Andrea printed
`
`his curative declaration (Ex. 1015) on off-white, A4-size paper (indicated by the
`
`shading and whiter margins) and initialed each page in the bottom right-hand
`
`corner. Id. If Petitioner contends that the signature page in Ex. 1015 is a copy of
`
`the original (albeit missing) signature page for Ex. 1011, why are there no artifacts
`
`(e.g., off-white body and whiter margins) indicating that it was printed and signed
`
`on Dr. D’Andrea’s off-white, A4 paper? And why are there no initials in the lower
`
`right-hand corner of the petition declaration (Ex. 1011) as there are with his
`
`curative declaration (Ex. 1015)?
`
`3.
`
`Curative Statement is Legally Unreliable
`
`Dr. D’Andrea’s curative declaration submitted to authenticate the original
`
`pages states that “I scanned and emailed my signature pages to Petitioner’s counsel
`
`on or about April 30, 2014” (emphasis added). If the aforementioned altered
`
`email string was in fact an authentic email string, Dr. D’Andrea should have been
`
`able to definitively confirm that April 30, 2014 was the actual date of the email.
`
`Instead, he hedges his bets with “on or about.”
`
`3 When Dr. D’Andrea looked at his petition declaration that was filed on
`standard paper during his deposition, he noted: “It’s just funny to see it in a
`different sized paper and color.” Ex. 2012, p.176, ll.4-5.
`
`7
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`This Honorable Board has previously found that this type of statement to be
`
`legally unreliable. See Handi Quilter, Inc. v. Bernina Int’l AG, IPR2013-00364
`
`(Paper 39 at 13) (“Also, in his statement, Mr. Koerner does not state that he
`
`prepared the document on September 29, 2002. He says he prepared it ‘on or
`
`before September 29, 2002.’ Thus, according to Mr. Koerner, the date appearing
`
`on his document was not necessarily the date the document was created or last
`
`modified.” (citation omitted)). In summary, Dr. D’Andrea’s qualified statement is
`
`legally insufficient to remedy the substantial issues with Exhibit 1011.
`
`C.
`
`Petitioners’ Inconsistent Declarations
`
`Ms. Skolaski knew of the missing signature page “in January before Dr.
`
`D’Andrea’s deposition.” Ex. 1013, ¶ 6. Mr. Hopenfeld (lead counsel) learned
`
`about it “during” the January 8, 2015 deposition (Ex. 1014, ¶ 6) and Ms. Terry
`
`(backup counsel) told this Board in writing and orally that Petitioner did not know
`
`about the errors until “after Patent Owner sent Petitioner a letter dated January 22,
`
`2015.” Ex. 2014. Beyond these inconsistencies, Petitioners fail to explain why the
`
`issue was not brought to the Board’s attention immediately. After all, the Board
`
`instituted trial based, at least in part, on Dr. D’Andrea’s unsigned declaration.
`
`D. The Missing April 30, 2014 Declaration
`
`Dr. D’Andrea also testified that Ms. Terry typed the declarations while in
`
`Zurich and returned to the U.S. with his “incomplete” declarations on her laptop.
`
`8
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`Ex. 2012, p.67, l.12 – p.69, l.15, and p.293, ll.2-5. While the declarations
`
`remained in her control until filing, Ms. Terry did not offer a declaration as to the
`
`contents of the signed and filed declarations; nor did Petitioners attach the April
`
`30, 2014 version that would permit comparison between what was allegedly signed
`
`and what was filed six days later. Ex. 1011. Importantly, if there are material
`
`differences, then the declaration is inadmissible. See United States v. Mathies, 350
`
`F.2d 963 (3d Cir. 1965).
`
`It should also be noted that Dr. D’Andrea’s curative declaration (Ex. 1015)
`
`only attempts to establish that he executed the signature pages. Dr. D’Andrea does
`
`not state that he reviewed the attachment to the April 30, 2014 email or that he
`
`compared that attachment with what was filed. Dr. D’Andrea cannot make these
`
`assertions, because his email acknowledges that he did not “go over the
`
`documents” prior to executing the signature pages. Ex. 1015, Attach. A.
`
`E.
`
`The Nameless Paralegal that Purportedly Made the Clerical
`Error
`
`The Petitioners blame their purported clerical error on an unnamed
`
`paralegal. In an attempt resolve this issue, Patent Owner’s counsel reached out to
`
`Petitioners’ lead counsel requesting the name and contact information of the
`
`unnamed paralegal so that Patent Owner could inquire about the circumstances
`
`surrounding the purported clerical error. Petitioners refused to provide the
`
`9
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`information, protested any attempt by Patent Owner to identify and contact the
`
`unnamed paralegal, and threatened potential repercussions if Patent Owner
`
`contacted the paralegal. Certainly, information from the unnamed paralegal would
`
`have assisted in determining whether or not a clerical error occurred.
`
`F.
`
`D’Andrea’s Signature
`
`Dr. D’Andrea’s April 30, 2014 email explained that he did not “go over the
`
`documents” prior to signing them and that he assumed Petitioners’ counsel would
`
`“personally ensure that the documents are ready to go.” Ex. 1015, Attach. A. This
`
`email establishes that: (i) Dr. D’Andrea did not sign Exhibit 1011, as filed; (ii) Dr.
`
`D’Andrea did not have knowledge of what was in the declaration sent to him on
`
`April 30, 2014; and (iii) that Dr. D’Andrea anticipated that Petitioners’ counsel
`
`would alter the declaration prior to it being filed.
`
`G. The Location of the Signature Page
`
`Even the location of the signature page is consistent with the fact that Dr.
`
`D’Andrea executed a signature page without knowledge of the content of the
`
`declaration and that the declaration was altered after his signature. The signature
`
`page is the first page of Exhibit 1011, located immediately after the cover sheet.
`
`This is an odd location for the signature a page, which typically appears at the end
`
`of the declaration, so that the declarant reads the entire declaration and then signs
`
`it. One benefit to placing the signature page in the front is that it may be treated as
`
`10
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`an independent document to be attached to whatever declaration is finalized by
`
`counsel without changing the page numbering or requiring a new signature after
`
`alteration.
`
`H.
`
`Failure to Deny and Failure to Produce
`
`Petitioners failed to take even one line in Petitioners’ Reply In Support of
`
`Motion to Correct (Paper No. 17) to deny that Exhibit 1011 was altered after Dr.
`
`D’Andrea provided the executed signature page or to deny that the email string
`
`attached to Dr. D’Andrea’s curative declaration (Ex. 1015) was altered. In
`
`addition, Petitioners failed to provide the declaration sent to Dr. D’Andrea on April
`
`30, 2014 for comparison to Exhibit 1011 and failed to produce the actual true and
`
`original email from Dr. D’Andrea to show what was altered. The failure to
`
`answer these questions and provide the documents should be construed against
`
`Petitioners.
`
`V. EXHIBIT 1011 IS ATTORNEY ARGUMENT, NOT DR.
`D’ANDREA’S DECLARATION.
`
`As discussed above, Exhibit 1011 is an altered declaration that was not
`
`reviewed or signed by the declarant when submitted to the USPTO. A careful
`
`review of Exhibit 1011 further demonstrates that it is merely attorney argument,
`
`rather than an independent expert opinion from Dr. D’Andrea.
`
`11
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`Large portions of Exhibit 1011 may be found verbatim in the petition for
`
`institution of inter partes review of the ’748 patent (Paper No. 1). For example,
`
`paragraph 81 of Exhibit 1011 includes the typographical error, “For substantially
`
`the same reasons that a person or ordinary skill in the art. . .” Ex. 1011 (emphasis
`
`added). The very same typographical error is found on page 23 of the petition.
`
`Paper No. 1 (“For substantially the same reasons a person or ordinary skill in the
`
`art. . .”) (emphasis added). The replication of such a typographical error could not
`
`occur by chance.
`
`This is not the only example of direct copying between Exhibit 1011 and the
`
`petition. In fact, the two documents are largely carbon copies of one another.5 The
`
`most reasonable explanation for this replication is that Exhibit 1011 is not Dr.
`
`D’Andrea’s considered expert opinion, but is rather thinly disguised attorney
`
`argument bearing the false imprimatur of an expert’s signature.
`
`4
`It is not clear whether Exhibit 1011 was copied into the petition, whether the
`petition was copied into Exhibit 1011, or whether the language was copied from an
`earlier document, e.g., an opinion of counsel.
`5
`See, e.g., ¶ 50 of Ex. 1011 (p.13, Paper No. 1); ¶ 56 of Ex. 1011 (pp.13-14 of
`Paper No. 1); ¶ 66 of Ex. 1011 (pp.19-20, Paper No. 1); ¶ 77 of Ex. 1011 (pp.20-21
`of Paper No. 1); ¶ 79 of Ex. 1011 (pp.22-23, Paper No. 1); ¶ 80 of Ex. 1011 (p.23
`of Paper No. 1).
`6
`Exhibit 1011 includes a declaration of 48 pages and a claim chart of 26
`pages. The parallel declaration exhibit in the ‘730 proceeding (Ex. 1010 in the
`‘730 proceeding) is 37 pages with an accompanying claim chart of 21 pages. Dr.
`D’Andrea claims to have completed this monumental task (which included
`
`12
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`When confronted with a similar dilemma, a federal court appropriately
`
`recognized counsel’s ghost writing of an expert report and struck it from evidence.
`
`Numatics, Inc. v. Balluff, Inc., No. 13-11049 (E.D. Mich. Dec. 16, 2014). The
`
`court noted that “[t]he prose is indistinguishable down to the punctuation, leading
`
`to only one possible conclusion: the report was ghost-written by [the party’s]
`
`attorneys as a legal brief disguised (thinly) as an expert disclosure.” Id., slip op. at
`
`11. The court reached what it termed the “inescapable” conclusion that the expert
`
`was “nothing more than a ‘highly qualified puppet’ and the opinions in his report
`
`do not reflect his own reasoned views of the case.” Id., slip op. at 12 (citations
`
`omitted). For these reasons, the court struck Mr. Justice’s report under Federal
`
`Rule of Evidence 702 as not being an expert opinion. Id.
`
`The parallels to the present circumstances with Exhibit 1011 are striking. Dr.
`
`D’Andrea spent merely forty hours reviewing the prior art, the challenged patents,
`
`drafting two expert reports (totaling 85 pages) and two claims charts (totaling 47
`
`pages), and finalizing the same. See supra n.6. The prose in Exhibit 1011 is
`
`“indistinguishable down to the punctuation” from much of the text of the petition.
`
`Just as with the Justice declaration in Numatics, Exhibit 1011 reflects not the
`
`reviewing the patents, their prosecution histories, and the prior art) in 40 hours of
`work. Ex. 2012, p.15, ll.3-7; p.15, ll.10-15. Patent Owner submits that a more
`reasonable explanation is that Dr. D’Andrea reviewed and approved Petitioners’
`counsel’s work product.
`
`13
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`“reasoned views” of Dr. D’Andrea, but rather the legal ghost writing of
`
`Petitioners’ counsel. For this reason, Exhibit 1011 should be excluded as evidence
`
`in the present case.
`
`VI. CONCLUSION
`
`The evidence as whole reveals that the Exhibit 1011 is fatally defective and
`
`inadmissible. As filed, Exhibit 1011 was not signed by Dr. D’Andrea. The
`
`declaration sent to Dr. D’Andrea on April 30, 2014 was subsequently altered by
`
`counsel to generate Exhibit 1011. Therefore, the April 30, 2014 signature page
`
`could not have been appropriately appended to Exhibit 1011.
`
`Dr. D’Andrea’s deposition testimony is consistent with the proposition that
`
`he did not know what he signed. Dr. D’Andrea did not have a specific recollection
`
`of signing his declaration, because he did not sign a declaration – only a signature
`
`page. Even if Dr. D’Andrea did sign a signature page to be used with a
`
`Declaration on April 30, 2014, that signature page did not make it into the record.
`
`If the document mailed to Dr. D’Andrea on April 30, 2014 had remained
`
`unaltered by counsel and the proper signature page had been attached, Exhibit
`
`1011 is still ineffective as a declaration. Dr. D’Andrea did not read that document
`
`and, thus, did not have knowledge of its specific content, which violates rule 1.68.
`
`14
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`(Dr. D’Andrea didn’t “go over the documents” prior to signing Ex. 1015, Attach.
`
`A).
`
`Based on the above, Exhibit 1011 should be excluded as evidence in this
`
`proceeding.
`
`
`
`
`
`Date of Deposit: May 27, 2015
`
`Respectfully submitted,
`
`/James G. Dilmore /
`Gene Tabachnick; Reg. No. 33,801
`James Dilmore; Reg. No. 51,618
`BECK & THOMAS, P.C.
`Pittsburgh, PA 15216-1808
`(412) 343-9700
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`15
`
`
`
`Patent Owner’s Motion to Exclude
`Case IPR2014-00732
`
`CERTIFICATE OF SERVICE
`
`
`
`Pursuant to 37 C.F.R. § 42.6, the undersigned certifies that on May 27,
`
`2015, a copy of the foregoing document was served by email upon the following:
`
`James E. Hopenfeld (hopenfeld@oshaliang.com)
`Tammy J. Terry (terry@oshaliang.com)
`
`
`
`and via FedEx:
`
`James E. Hopenfeld
`Tammy J. Terry
`Osha Liang LLP
`909 Fannin Street, Suite 3500
`Houston, Texas 77010
`
`/James G. Dilmore/
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`16
`
`