Plan Review
`
`COLEMAN CABLE, INC. 401(K) PLAN | 337770-01
`Reporting Period Ending December 31, 2014
`
`Renee Graham
`Great-West Trust Company, LLC
`608-225-7460
`renee.graham@greatwest.com
`
`Jiawei et al. Exhibit 1025 Page 1
`
`
`
`COLEMAN CABLE, INC. 401(K) PLAN | 337770-01
`Reporting Period Ending December 31, 2014
`
`Renee Graham
`Great-West Trust Company, LLC
`608-225-7460
`renee.graham@greatwest.com
`
`Jiawei et al. Exhibit 1025 Page 1
`
`
`
`Table of Contents
`
`Executive Summary
`
`Plan Assets
`
`Asset Allocation
`
`Plan Utilization
`
`Participant Details
`
`Contribution Analysis
`
`Distributions
`
`Loans
`
`Web Site & KeyTalk® Utilization
`
`Reality Investing® Advisory Services
`
`Services Offered
`
`Glossary of Terms
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 2
`
`Jiawei et al. Exhibit 1025 Page 2
`
`
`
`Executive Summary
`
`Plan Assets
`
`Plan Asset Balance
`
`Account Reduction Loan Balance
`
`Total Plan Asset Balance
`
`Cash Flow
`
`Contributions
`
`Distributions
`
`Net Cash Flow
`
`As of 12/31/2012
`
`As of 12/31/2013
`
`As of 12/31/2014
`
`01/01/2012
` to
`12/31/2012
`
`01/01/2013
` to
`12/31/2013
`
`01/01/2014
` to
`12/31/2014
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 3
`
`Jiawei et al. Exhibit 1025 Page 3
`
`
`
`Executive Summary
`
`Participants
`
`Eligible Employees
`
`Participants Contributing
`
`Active Participants with Balances
`
`Terminated Participants with Balances
`
`Participants with Loan Balance
`
`Plan Utilization
`Cash Flow
`
`Participation Rate
`
`12/31/2012
`
`12/31/2013
`
`12/31/2014
`
`12/31/2012
`
`12/31/2013
`
`12/31/2014
`
`Average Participant Paycheck Contribution Percentage Rate*
`
`Average Participant Paycheck Contribution Dollar Amount**
`
`Average Participant Contribution Amount***
`
`Average Participant Balance
`
`Investment Options in Plan with a Balance
`
`*If your plan only allows participant paycheck elections by amount, this will reflect 0%.
`**If your plan only allows participant paycheck elections by percent, this will reflect $0.
`***Average of total contributions during the reporting period.
`
`Figures provided represent plan information as of the reporting date listed. Please refer to the Glossary of Terms for a description of each figure's calculation.
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`For Plan Sponsor and Advisor Use Only
`
`
`
`Page 4
`
`Jiawei et al. Exhibit 1025 Page 4
`
`
`
`Plan Assets
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 5
`
`Jiawei et al. Exhibit 1025 Page 5
`
`
`
`
`
`Asset Allocation
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 6
`
`Jiawei et al. Exhibit 1025 Page 6
`
`
`
`
`
`Asset Allocation
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 7
`
`Jiawei et al. Exhibit 1025 Page 7
`
`
`
`Asset Allocation by Age (As of 12/31/2014)
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 8
`
`Jiawei et al. Exhibit 1025 Page 8
`
`
`
`Plan Utilization
`
`Your plan's participation rates by age are shown here. Your plan's participation rate equals the total number of participants making
`regular contributions divided by the total number of eligible employees.
`
`12/31/2012
`
`12/31/2013
`
`12/31/2014
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 9
`
`Jiawei et al. Exhibit 1025 Page 9
`
`
`
`Plan Utilization
`
`Your plan's average participant contribution amount by age is shown here. Your plan's average participant contribution amount
`equals the total amount of contributions divided by the total number of contributing participants.
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 10
`
`Jiawei et al. Exhibit 1025 Page 10
`
`
`
`Participant Details
`
`Your plan's average participant balance and the average number of investment options held by your plan participants are shown
`here.
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 11
`
`Jiawei et al. Exhibit 1025 Page 11
`
`
`
`Participant Details
`
`Here is a breakdown of your plan's average participant balance by age, by year.
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 12
`
`Jiawei et al. Exhibit 1025 Page 12
`
`
`
`Contributions
`
`Your plan's contribution amounts by money type are shown here.
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 13
`
`Jiawei et al. Exhibit 1025 Page 13
`
`
`
`
`
`Contribution Analysis
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 14
`
`Jiawei et al. Exhibit 1025 Page 14
`
`
`
`
`
`Contribution Analysis
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 15
`
`Jiawei et al. Exhibit 1025 Page 15
`
`
`
`Distributions
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 16
`
`Jiawei et al. Exhibit 1025 Page 16
`
`
`
`Loans
`
`Here is a breakdown of your plan's total outstanding loan balance, newly issued loans and loans that have defaulted during each
`period. The number of plan participants with loans and the average loan balance are also shown.
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 17
`
`Jiawei et al. Exhibit 1025 Page 17
`
`
`
`
`
`Web Site
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 18
`
`Jiawei et al. Exhibit 1025 Page 18
`
`
`
`
`
`KeyTalk®
`
`Jiawei et al. Exhibit 1025 Page 19
`
`
`
`Reality Investing® Advisory Services
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 20
`
`Jiawei et al. Exhibit 1025 Page 20
`
`
`
`Services Offered
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 21
`
`Jiawei et al. Exhibit 1025 Page 21
`
`
`
`Glossary of Terms
`Term
`
`Account Reduction Loan Balance
`
`Description
`
`The total amount of all active, outstanding loans held by plan participants. Loans
`that have been offset or deemed as a distribution are not included.
`
`Active Participants with Balances
`
`Plan participants who are actively employed and have a balance.
`
`Contributions
`
`Defaulted Loan
`
`Distributions
`
`Eligible Employees
`
`Funds in Plan with a Balance
`
`Amounts deposited for all money types, both regular payroll and single rollovers.
`Assets that are added to the plan during conversion to our recordkeeping system
`are not included.
`
`A loan that is not current on all loan assessments, which are due by the prior
`quarter-end; when this occurs, the loan will default as of the next quarter-end. The
`outstanding amount with accrued interest as of the default date will be tax-reported
`for the calendar year in which it defaulted.
`
`All full and partial withdrawals for every disbursement reason and tax reason code.
`In this report, the five most common distribution types are illustrated individually;
`any other types are combined into the “Other” category.
`
`Employees who have met age and service requirements and are actively
`employed. The count is based upon employee information that has been
`transmitted to or input by the plan on the recordkeeping system.
`
`Count of funds or investment options within the plan’s fund lineup that have
`balances greater than $0.01 are included. This includes any employer stock
`awaiting purchase and self-directed brokerage products, as applicable.
`
`Loan Balance (Average)
`
`The average of all outstanding loan balances in the plan. This includes defaulted
`loan balances, but does not include offset or deemed loan balances.
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 22
`
`Jiawei et al. Exhibit 1025 Page 22
`
`
`
`Glossary of Terms
`Term
`
`Net Cash Flow
`
`Description
`
`The plan’s total contributions less total distributions. Forfeited amounts and loan
`balances are not included in this calculation.
`
`Participant Balance (Average)
`
`The average balance of all actively employed and terminated plan participants.
`Only participant balances that are $0.01 or greater are included. This balance
`does not include any outstanding loan amounts.
`
`Participant Contribution Amount
`(Average)
`
`The total amount of plan contributions for all money types divided by the number
`of contributing participants, both currently employed or employed during the
`reporting period.
`
`Participant Paycheck Contribution
`Dollar Amount (Average)
`
`For plans that utilize our deferral recordkeeping services, this is the average
`amount of all dollar amount deferrals that have been established by actively
`employed participants for any held employee money types during the reporting
`period. Only participant deferral amounts that are greater than $0.01 are included.
`
`Participant Paycheck Contribution
`Percentage Rate (Average)
`
`For plans that utilize our deferral recordkeeping services, this is the average rate
`of all percentage deferrals that have been established by actively employed
`participants for any held employee money types during the reporting period. Only
`participant deferral amounts that are greater than 1% are included.
`
`Participants Contributing
`
`The number of actively employed plan participants who have regular payroll
`contributions during the reporting period.
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 23
`
`Jiawei et al. Exhibit 1025 Page 23
`
`
`
`Glossary of Terms
`Term
`
`Participants with Loan Balance
`
`Participation Rate
`
`Payments to Self
`
`Plan Asset Balance
`
`Rollovers
`
`Terminated Participants with
`Balances
`
`Total Participating
`
`Description
`
`The number of individual plan participants who have an outstanding loan balance.
`This includes participants with defaulted loans, but does not include participants
`with offset or deemed loans.
`
`The percentage of the eligible employees participating in the plan; this figure is
`derived by dividing the total number of contributing participants by the total number
`of eligible employees. The rate is based upon participant information that is
`transmitted to or input by the plan on the recordkeeping system.
`
`A distribution that is taken for any qualifying reason in which the distribution
`proceeds are made payable directly to the participant.
`
`A rollup of all contributions and deposit types, transfers in / out, interest and
`dividends, change in value, fees and withdrawals, and forfeiture assets.
`
`A distribution that is taken for a qualifying reason in which the distribution
`proceeds are rolled over into an eligible plan, traditional IRA or Roth IRA.
`
`Plan participants who are no longer employed, but have a balance.
`
`The number of eligible participants actively contributing to and participating in the
`plan. The rate is based upon participant information that is transmitted to or input
`by the plan on the recordkeeping system.
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 24
`
`Jiawei et al. Exhibit 1025 Page 24
`
`
`
`Glossary of Terms
`Term
`
`Total Plan Asset Balance
`
`Description
`
`A rollup of all contributions and deposit types, transfers in / out, interest and
`dividends, changes in value, fees and withdrawals, and forfeiture assets plus the
`total amount of all active, outstanding participant loans.
`
`Transfers
`
`A distribution that is taken for a qualifying reason in which the proceeds are
`disbursed as a permissible plan transfer.
`
`Empower Retirement™ refers to the products and services offered in the retirement markets by Great -West Life & Annuity Insurance Company (GWL&A), Corporate
`Headquarters: Greenwood Village, CO; Great-West Life & Annuity Insurance Company of New York, Home Office: White Plains, NY; and their subsidiaries and affiliates .
`The trademarks, logos, service marks, and design elements used are owned by GWL&A.
`
`Managed Account, Guidance and Advice services are offered by Advised Assets Group, LLC (AAG), a federally registered investment adviser and wholly owned subsidiary
`of Great-West Life & Annuity Insurance Company. More information can be found at www.adviserinfo.sec.gov.
`
` Coleman Cable, Inc. 401(k) Plan
`337770-01
`Reporting Period Ending December 31, 2014
`
`
`
`For Plan Sponsor and Advisor Use Only
`
`Page 25
`
`03/2015
`
`Jiawei et al. Exhibit 1025 Page 25
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