ERIC-1008
`Ericsson v IV
`Page 1 of 160
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`

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`Case 1:l3—cv-01652-UNA Document 3 Filed 10/04/13 Page 2 of 2 PagelD #: 334
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`Intellectual Ventures I
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`Intellectual Ventures I
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`Intellectual Ventures I
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`Intellectual Ventures I
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`Intellectual Ventures II
`Intellectual Ventures II
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`Intellectual Ventures II
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`Intellectual Ventures II
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`Intellectual Ventures II
`Intellectual Ventures II
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`Intellectual Ventures II
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`ERIC-1008 I Page 2 of 160
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`ERIC-1008 / Page 2 of 160
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`Case 1:13-cv-01649—UNA Document 3 Filed 10/04/13 Page 1 of 2 PagelD #: 336
`A0 120 (Rev. 08/10
`
` To
`
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`District of Delaware
`on the following
`El Trademarks or
`[ZP-atents.
`[:1 the patent action involves 35 U.S.C . § 292.):
`
`(
`
`DOCKET NO.
`
`PLAINTIFF
`
`DATE FILED
`10/4/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`District of Delaware
`
`Intellectual Ventures l LLC and
`Intellectual Ventures ll LLC
`
`AT&T Mobility LLC, AT&T Mobility II LLC, New Cingular
`Wireless Services. inc-
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`.
`.
`.
`HOLDER OF PAT LNT OR TRADEMARK
`
`2
`
`DATE INCLUDED
`
`In the above—entit1ed case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`
`_
`
`El Amendment
`%’;T$R‘:5)};’:/Egg
`
`D Answer
`[3 Cross Bill
`D Other Pleading
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`TR§gE§E&{gRNO
`
`In the above——entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4-—Case file copy
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`ERIC-1008 I Page 3 of 160
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`ERIC-1008 / Page 3 of 160
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`

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`Case 1:13-cv—O1649—UNA Document 3 Filed 10/04/13 Page 2 of 2 PagelD #: 337
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`mteuecmalventuresx
`Imenectualventuresx
`mteuecmaxvemuresx
`xnteuectualvemuresx
`Imeuecmaxn
`meuecwaxn
`xmeuecmalu
`mtenectualu
`mtenlectualvemuresn
`Imenecmalu
`rmeuectualn
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`ERIC-1008 I Page 4 of 160
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`ERIC-1008 / Page 4 of 160
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`

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`Case 1:13-cv—O1654-UNA Document 3 Filed 10/04/13 Page 1 of 2 PagelD #: 333
`A0 120 Rev. 08/10
`
` Mail Stop 3
`
`TO:
`
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1 l 16 you are hereby advised that a court action has been
`filed in the U.S. District Court
`District of Delaware
`on the following
`
`D Trademarks or
`
`!ZPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`10/4/2013
`
`U.S. DISTRICT COURT
`
`District of Delaware
`
`Intellectual Ventures I LLC and
`
`T-Mobile USA, Inc. and T-Mobile US, Inc.
`
`PLAINTIFF
`
`DEFENDANT
`
`Intellectual Ventures II LLC
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trade1nark(s) have been included:
`INCLUDED BY
`
`
`
`
`
`.I.R]l:’gg:;4T‘iE&RNO
`
`El Amendment
`
`E] Answer
`
`I] Cross Bill
`
`El Other Pleading
`
`DO‘?{T,ERCl’z\FD1;’J‘VEE1'£
`
`HOLDER or PATENT OR TRADEMARK
`
`1—
`
`—
`——
`
`In the above~entitled case, the following decision has been rendered or judgement issued:
`DECISION/IUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—l7pon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2——Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`ERIC-1008 I Page 5 of 160
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`ERIC-1008 / Page 5 of 160
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`

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`Case 1:13-cv—O1654—UNA Document 3 Filed 10/04/13 Page 2 of 2 Page|D #: 334
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`%?£:‘:‘;:’;5f£§E
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`ERIC-1008 I Page 6 of 160
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`ERIC-1008 / Page 6 of 160
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`

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`Case 1:13-cv-01655-UNA Document 3 Filed 10/04/13 Page 1 of 2 Page|D #: 333
`
`A0 120 (Rev. 08/10)
`
` TO
`
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or l5 U.S.C. § ll 16 you are hereby advised that a court action has been
`filed in the U.S. District Court
`District Of Delaware
`on the following
`E] Trademarks or
`IZPatents.
`( E] the patent action involves 35 U.S.C. 292.):
`
`DOCKET NO.
`
`PLAINTIFF
`
`Intellectual Ventures I LLC and
`Intellectual Ventures ll LLC
`
`
`
`DATE FILED
`10/4/2013
`
`U.S. DISTRICT COURT
`
`District of Delaware
`
`DEFENDANT
`
`United States Cellular Corporation
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`,.
`.
`HOLDER 01- PATENI OR TRADEMARK
`
`1 See Attached Sheet
`
`_—
`——
`—_
`_—
`
`DATE INCLUDED
`
`INCLUDED BY
`
`In the aboVe—entitled case, the following patent(s)/ trademark(s) have been included:
`
`[:l Amendment
`
`E] Answer
`
`[:1 Cross Bill
`
`El Other Pleading
`
`HOLDER or PATENT OR TRADEMARK
`%’:{T$R(3fD};‘1‘VI/SE1:
`TRj:’l;£1IE4“/LTIKERNO
`_—
`_—
`——
`——
`_—
`
`
`
`
`
`In the above——entit1ed case, the following decision has been rendered or judgement issued:
`DECISION/IUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy ]—I.'pon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2-[Tpon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`ERIC-1008 I Page 7 of 160
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`ERIC-1008 / Page 7 of 160
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`

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`Case 1:13-cv—01655—UNA Document 3 Filed 10/04/13 Page 2 of 2 Page|D #: 334
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`PATENT OR
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`
`
`DATE OF PATENT
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`10/5/1999
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`ERIC-1008 I Page 8 of 160
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`ERIC-1008 / Page 8 of 160
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`

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`Case 1:13—cv—O1650-UNA Document 3 Filed 10/04/13 Page 1 of 2 PagelD #: 333
`A0 120 (Rev. 08/10
`
` Mail Stop 8
`
`TO:
`
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § lll6 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`
`District of Delaware
`
`on the following
`
`I] Trademarks or
`
`IZI’atents.
`
`( [:I the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`PLAINTIFF
`
`DATE FILED
`10/4/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`District of Delaware
`
`Intellectual Ventures I LLC and
`Intellectual Ventures ll LLC
`
`Leap Wireless International, Inc. and
`Cricket Communications, Inc.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`.
`HOLDER OF PATEN I OR TRADEMARK
`
`5
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`
`
`1
`
`I:| Answer
`[:I Cross Bill
`C] Other Pleading
`E] Amendment
`HOLDER OF PATENT OR TRADEMARK
`1?)"RT1F?R(3xFD};3‘l‘\/{$11
`TR[':’l;g'/11‘/?§RNO
`—‘—
`——
`_—
`_—
`——
`
`In the above~«3ntitled case, the following decision has been rendered orjudgement issued:
`DECISION/IUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—lJpon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2———Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`ERIC-1008 I Page 9 of 160
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`ERIC-1008 / Page 9 of 160
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`

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`Case 1:13—cv—01650-UNA Document 3 Filed 10/04/13 Page 2 of 2 PageID #: 334
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`ERIC-1008 I Page 10 of 160
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`ERIC-1008 / Page 10 of 160
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`

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`Case 1:13-cv—01668—UNA Document 3 Filed 10/07/13 Page 1 of 2 PagelD #: 349
`AU I30 Re\.0X 10)
`
`
`
`
`T0;
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`PO. BOX 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Coinpliaiice with 35 U.S.C. § 290 and/or 15 U.S.C. § 1 l 16 you are licreby advised that a coun action has been
`
`tiled in the U.S. District Conn
`[:l 'l'i'adeiiizu’l<s or
`[ZPatents.
`
`District Of Delaware
`( D” the patent action involves 35 l,l.S.C. § 292.):
`
`llllllT
`
`on the following
`
`
`l)(_‘)CKI;"l' NO.
`DATE FILED
`U.S. DISTRICT COURT
`
`10/7/2013
`District of Delaware
`
`l’l,AlN'l ll"l-'
` DFFIE NDANT
`Intellectual Ventures l LLC and Intellectual Ventures ll
`
`AT&T Mobility LLC, AT&T Mobility ll LLC, New Cingular
`LLC
`Wireless Services, lnc.
`
`
`
`
`
`
`
`
`
`
`.
`.
`c
`,
`HOLDER OP PATENT OR TRADEMARK
`
`DATE OF PATENT
`OR TRADEMARK
`
`
`
`PATFNT OR
`TRADHWARK N0‘
`
`
`
`l)i\Tl:‘ lNCI,llI,)l’7,l)
`
`INCl.,l.lI)EI.) BY
`
`l’A>l'I’iN'I OR
`l R:\l.)I.§l\’lARK N0.
`
`I:] Amendment
`DATE OI: PATENT
`
`D Answer
`
`CI Cmss Bill
`
`C] Other Pleading
`
`OR TRADEMARK
`(BY) DEPUTY CLERK
`
`In the above»— entitled case. the following decision has been rendered Ol'_l\ldgL‘ln€l1i
`DICClSl()Nw.lUl)(,iEMENT
`
`issued:
`
`Cl.l.-LRK
`
`(’opy l——I?pon initiation ofaction, mail this copy to Director Copy 3——llpon termination of action, mail this copy to Director
`('op_v 2——llpon filing document adding patent(s), mail this copy to Director
`(fopy 4—(fase file copy
`
`ERIC-1008 I Page 11 of 160
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`ERIC-1008 / Page 11 of 160
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`

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`Case 1:13—cv—O1668-UNA Document 3 Filed 10/07/13 Page 2 of 2 PageID #: 350
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`PATENT OR
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`DATE OF PATENT
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`ERIC-1008 I Page 12 of 160
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`ERIC-1008 / Page 12 of 160
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`

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`Case 1:13-cv—O1672—UNA Document 3 Filed 10/07/13 Page 1 of 2 PagelD #: 346
`A0 120 (Rex. ()8 I0)
`
`
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`'[‘RA])E1\/[ARK
`
`In Compliance with 35 U.S.C. § 290 and/m" l5 U.S.C. § 1 l 16 you are hereby advised that a count action has been
`tiled in the U.S. District Conn
`District Of Delaware
`on the following
`E} 'l"1'ade1mu‘ks or
`|ZPatents.
`( E] the patent action involve»; 35 U.S.C. § 292.):
`I)(.)CKE'li' NO.
`
`
`DATE FILED
`US. DISTRICT COURT
`10/7/2013
`District of Delaware
` Pl ,AINTll”l-”
`DEFENDANT
`
`
`
`
`
`intellectual Ventures l LLC and
`United States Cellular Corporation
`Intellectual Ventures ll LLC
`
`
`
`
`
`
`PATF-.;\IT OR
`'l'R/\l')FlVIARK N0
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`
`= see Attached sheet——
`
`
`
`
`
`l).=\'l‘l‘i. INCl,l.lI')li,l)
`
`l’A'I'EN'I' (,)R
`l’R;\l)I‘;M/\RK
`
`DATE OF PATENT
`OR TRADEMARK
`
`I:] Cross Bill
`.
`.
`“
`fl
`.
`,
`.
`HOLDER or PA1 ENT OR IRADEMARK
`
`El Other Pleading
`
`
`
`——
`_—
`——
`——
`
`In the abo\’e~— entitled case. the following decision has been rendered orjudgement issued:
`l)l£ClSl(_.).\3,_llll)(_il{MEN'l'
`
`(BY) DEPUTY CLERK
`
`Copy 1——l7pon initiation ofaction, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`('0py 2———[i'pon filing document adding patent(s), mail this copy to Director
`(,'op_\' 4-——(?ase file copy
`
`ERIC-1008 I Page 13 of 160
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`ERIC-1008 / Page 13 of 160
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`

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`Case 1:13—cv—O1672—UNA Document 3 Filed 10/07/13 Page 2 of 2 PageID #: 347
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`ERIC-1008 I Page 14 of 160
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`ERIC-1008 / Page 14 of 160
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`

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`Case 1:13—cv-01671-UNA Document 3 Filed 10/07/13 Page 1 of 2 PageID #: 346
`A0 J30 (Rev, 08510)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`PO. BOX 1450
`Alexandria. VA 22313-1450
`
`TRADEIHARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`(
`
`In Cmnpliznice with 35 U.S.C. § 290 and/or 15 U,S.C. § 1 l 16 you are hereby advised that a court action has been
`tiled in the US. District Conn
`District Of Delaware
`on the following
`C] Trademarks or
`[Z Patents.
`I:] the patent action involves 35 U .S.C. § 292.):
`I)(_‘)CKET NO.
`
`
`
`
`U.S. DISTRICT COURT
`
`
`
`
`
`
`
`l See Attached Sheet —
`
`
`
`(BY) DEPUTY CLERK
`
`In the ab0ve~~-~entiIled case, the following patent(s)./ trademark(s) have been included:
` l);\’l‘i._f lNCl.lll')I'",D
`INCLUDED BY
`
`C] Other Pleading
`B Cross Bill
`E] Answer
`_
`.
`,
`_
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`lv’A'I‘I3N'I' OR
`TRA DEMARK N0’
`
`El Amendment
`
`DATE OF PATENT
`OR TRADEMARK
`
`In the 21bovc—~enlitled case. the following decision has been rendered or judgement issued:
`DECISIOV‘.lI.ll)GEMEN’l’
`
`("opy 1-—I='pon initiation ofaction, mail this copy to Director Copy 3-—Upon termination of action, mail this copy to Director
`('opy 2—I?pon filing document adding patent(s), mail this copy to Director
`Copy 4——(.‘-ase file copy
`
`ERIC-1008 I Page 15 of 160
`
`DATE FILED
`10/7/2013
`District of Delaware
`
`}’l.;\lI\l'l'lI“l7
`DEFENDANT
`
`lntellectual Ventures l LLC and
`
`T—Mobile USA, Inc. and T—Mobile US, Inc.
`Intellectual Ventures ll LLC
`
`
`
`
`P/\'l'F,N'i‘ OR
`
`TRADEMARK NO.
`
`
`
`
`DATE OF PATENT
`OR TRADEMARK
`
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`ERIC-1008 / Page 15 of 160
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`

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`Case 1:13—cv—O1671-UNA Document 3 Filed 10/07/13 Page 2 of 2 PageID #: 347
`
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`DATE OF PATENT
`OR TRADEMARK
`
`Intellectual Ventures II
`
`
`
`
`
`Intellectual Ventures II
`Intellectual Ventures II
`Intellectual Ventures II
`
`
`
`3/12/2013
`8/31/2010
`6/10/2008
`
`
`
`PATENT OR
`TRADEMARK NO.
`I US6,640,248B1
`2
`5,602,831
`
`6,023,783
`4 US6,952,408B2
`5
`US 6,370,153 B1
`6
`5,963,557
`7 US8,310,993B2
`8 US7,269,127B2
`
`Us 7,848,353 B2
`10 US 8,396,079 B2
`11 US 7,787,431 B2
`12 US 7,385,994 B2
`
`
`
`
`
`
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`ERIC-1008 I Page 16 of 160
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`ERIC-1008 / Page 16 of 160
`
`

`
`Case 1:13-cv-Ol669—UNA Document 3 Filed 10/07/13 Page 1 of 2 Page|D #: 346
`A0120 Rex. ()8 T0)
`
` Mail Stop 8
`
`T":
`
`Director of the U.s. Patent and Trademark Office
`PO. BOX 1450
`Alexandria. VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U,S.C. § 290 and/or 15 USC. § 1 l 16 you are hereby advised that a Conn action has been
`
`filed in the US. District Conn
`D T1'ademarl<s or
`[ZPatents.
`
`District Of Delaware
`[:I the patent action involve»; 35 U.S.C. § 292,):
`
`(
`
`on the following
`
`I)(,)CKE"l‘ N0.
`
`Pl AINTIFI-'
`
`DATE FILED
`10/7/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`District of Delaware
`
`Intellectual Ventures I LLC and
`Intellectual Ventures ll LLC
`
`T
`
`Leap Wireless international, Inc. and Cricket Communications,
`inc.
`
`PATIZNT OR
`TR/\Dl.{lVlARK No.
`
`DATE OF PATENT
`(')R TRADEMARK
`
`l See Attached Sheet
`
`HOLDER OF PATENT OR TRADEMARK
`
`D Answer
`
`I:] Other Pleading
`B Cross Bill
`‘\
`I‘
`_
`,
`.
`HOLDER OP PATEN F OR TRADEMARK
`
`l)s\Tl. lNC[,U[)El)
`INCI..UDT{D BY
`
`
`
`
`
`
`I:] Amendment
`l’ATl'NT OR
`
`DATE OF PATENT
`l'RADT?,MARK N0.
`OR TRADEMARK
`
`
`
`
`
`(BY) DEPUTY CLERK
`
`In the 2ibo\’e——cIItillcd case. the following decision has been re1ILieI'cd orjudgcment issued:
`DI-.ClS]()Nx.lUI)(jEMliN'l‘
`
`
`
`(Iopy }—-Upon termination of action, mail this copy to Director
`(‘opy l———l='pon initiation ofaction, mail this copy to Director
`(iopy 2—l7pon filing document adding pate-nt(s), mail this copy to Director
`(Topy 4—(?-ase file copy
`
`ERIC-1008 I Page 17 of 160
`
`ERIC-1008 / Page 17 of 160
`
`

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`Case 1:13-cv-01669-UNA Document 3 Filed 10/07/13 Page 2 of 2 PagelD #: 347
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`PATENT OR
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`
`
`DATE OF PATENT
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`I2 U8 7385.994 B2
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`ERIC-1008 I Page 18 of 160
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`ERIC-1008 / Page 18 of 160
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`Case 1:13-cv—01655—LPS Document 5 Filed 10/15/13 Page 1 of 4 PageID #: 337
`
`A0 120 Rev. 08!'l0l
`
`T0:
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1 l 16 you are hereby advised that a court action has been
`filed in the U.S. District Court
`District of Delaware
`on the following
`C] Trademarks or
`[Z Patents.
`( CI the patent actioiiin\’olves 35 U.S.C. § 252.):
`
`DOCKET NO.
`PLAINTIFF
`
`__
`
`M55”
`
`DATE FILED
`10/4/2013
`
`
`
`
`
`U.S. DISTRICT COURT
`DEFEN DANT
` United States Cellular Corporation
`
`District of Delaware
`
`
`
`Intellectual Ventures I LLC and
`Intellectual Ventures ll LLC
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`
`
`DATE INCLUDED
`
`in the above—entitled case. the following patent(s)./ trademaIk(s) have been included:
`
`INCLUDED BY
`D Amendment
`
`B Cross Bill
`
`[:1 Answer
`
`C] Other Pleading
`
`1
`
`HOLDER or PATENT on TRADEMARK
`l:)’:{T1liRC"AFDl:E’:/IT
`TRIl$35v{NATR?(RNO
`———
`——
`——
`——
`——
`
`
`
`
`
`
`
`In the abovc——entitled case, the following decision has been rendered orjudgcment issued:
`DEC] SION/IUDGEMENT
`
`Noll“, “P [)¢mu,(raL{
`
`(BY) DEPUTY CLERK
`
`(Tony 3»-—Upon termination of action, mail this copy to Director
`Copy l——Upon initiation of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4-——Case file copy
`
`ERIC-1008 I Page 19 of 160
`
`ERIC-1008 / Page 19 of 160
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`

`
`Case 1:13-cv-01655—LPS Document 5 Filed 10/15/13 Page 2 of 4 Page|D #: 338
`
`PATENT OR
`TRADEMARK NO.
`
`
`DATE OF PATENT
`OR TRADEMARK
`HOLDER OF PATENT OR TRADEMARK
`
`11 US 7,787,431 B2
`
`8/31/2010
`
`
`Intellectual Ventures H
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`ERIC-1008 I Page 20 of 160
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`ERIC-1008 / Page 20 of 160
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`

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`9
`
`‘\—~'
`
`.
`
`,
`
`- *.'\Il-l"‘|pl'-
`U.‘
`
`'
`
`s-Z009 l’.i.R I 3 Pi‘?
`
`I: I 7
`
`IN THE UNITED S'I.‘A'l‘l-ZS PATENT AND TRADEMARK omen
`
`In re application of: Apurva' N. Mody et al.
`
`Serial No: I0/264,546
`
`Filed: 10/04/2002
`
`.
`
`For: PREAMBLE STRUCTURES FOR SINGLE
`INPUT, SINGLE OUTPUT (SISO) AND MULTI-
`INPUT, MUi..TI-OUTPUT (MIMO)
`COMMUNICATIONS SYSTEMS
`
`Examiner: John Pczzlo
`
`Art Unit: 2616
`
`Docket No. 20070007
`
`March I2, 2009
`
`To:
`
`Mail Stop 16
`
`Commissioner for Patents"
`Box 1450
`’
`Alexandria, VA 22313-l Q50
`
`
`
`lnresponseto the Request for Acceptance of December 17, 2008, we are requesting a
`refund the amount of$130 for the above captioned application to Deposit Account
`
`1 901 30.
`
`We believe this amount should be refunded for the following reason: A Notice regarding
`ourrequest for acceptance ofa fee deficiency submission under 37 CFl{ 1.28 was sent to
`
`us notifying us that we may request a refund of the petition. fee. This notice is attached
`
`herein.
`
`Respectfully submitted,
`
`/Daniel J. Long]
`
`Daniel J. Long
`Attorney for Applicant
`Registration No. 29,404
`
`BAE SYSTEMS "Information and Electronic Systems Integration Inc.
`PO. Box 868
`Nashua, NH 03061-0868
`Tel: 603- 885-2643
`
`ERIC-1008 I Page 21 of 160
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`ERIC-1008 / Page 21 of 160
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`

`
`'2"
`
`-
`
`,
`
`~- __—.:—i
`
`.
`
`commissioner for Patents
`United States Patent and Trademark Otfiee
`P.O.Box145o
`Alexandria, VA 22319-1450
`
`RECEEVED
`
`=22
`
`2 0 2009
`
`i=A'rrs:~s':
`
`...==.%2‘f!\«1ENT
`
`MAlLED
`
`MAR 05 mean
`
`omce or PET_lT1ONS
`
`:
`;
`-
`
`—
`NOTICE
`
`BAE SYSTEMS
`.
`P0 BOXB68
`NASHUA NH 03061-0868
`
`‘
`
`In re Patent No. 7,269,127
`Issue Date: September 11, 2007
`Application No. 10/264,546
`Filed: October 4, 2002
`Attorney Docket No. 20070007
`
`This is a notice regarding your request for acceptance of a fee deficiency submission under 37
`CFR 1.28.
`
`.1093
`The_ Office no longer investigates or rejects original or reissue patent under 37 CFR 1.56.
`Off. Gaz. Pat. Office 502 (January 3, 1989). Therefore, nothing in this Notice is intended to
`imply that an investigation was done.
`
`Your fee deficiency submission under 37 CFR 1.28-is hereby ACCEPTED.
`
`This patent is no longer entitled to small entity status; Accordingly, all future fees paid in this
`patent must be paid at the large entity rate.
`'
`-
`
`There is'no fee for the filing of the above requestunder 37 CFR 1.28. Petitioner may request a
`refund of the petition fee of$130.00 paid on December 17, 2008. A copy of this notice should
`accompany the request.
`
`.
`
`Inquiries related to this communication should be directed to the undersigned at (571) 272-3208.
`
`/;/M,/_ Ma%/
`
`Karen Creasy
`Petitions Examiner
`Office of Petitions
`
`ERIC-1008 I Page 22 of 160
`
`xv
`
`0
`
`;::xs, 2
`
`
`
`3?"
`
` ‘\\\_\\
`
`ERIC-1008 / Page 22 of 160
`
`

`
`c§..*_‘ “
`
`net:-17-aaas 13:23 From:aaE LEmL DEPT A
`..»-
`
`. sea ass E167
`
`To:USPT0
`
`.
`
`‘
`
`p,e,3
`
`IN
`
`UNITED srxras PATENT AND TRADEMARK omca
`
`7.269.127
`
`°
`
`-
`
`'
`
`Examiner: John Pezzlo
`Patent No.: 7.269.127
`
`7
`
`-
`
`'
`
`’
`
`In re application of:
`Mooy et al.
`»
`. ‘issued: 9./11‘/2007
`Docltet No. 20070007
`Serial No: 10/264,546
`.
`Filed: 10/04/2002
`Fat: Paeamble Structures For Single-Input, Single-Output (SISO) and Multl-Input. Multi-
`A output (MIMO) Communication systems .
`-
`
`-
`
`0
`
`i
`.
`0
`0
`To: Mail Stop Post Issue
`Comniissionar forPatenl3
`’ iifxiiifit VA 2313-1450
`
`‘
`
`_ Decetnberlilt zoos ’
`e
`
`A
`
`-
`
`RECEIVED
`~
`'
`DEC 2 4'20“
`OFHCE 0’: P"=Tm55'~'T‘-
`
`»
`
`
`
`I. On August 8, 2007 Applicant en-oneously and inadvertently paid the “small entity”
`issue (‘cc of 8700 under 3'ICFR l.l8(a) on the above captioned application which is now
`‘ US' Patent No. 7,269,127. On that date. the Assignee of this application was and the
`Assignee still is BAE Systems Information and Electronic Systems Integration Inc. whi
`was then andnow is a non-small entity corporation.
`4
`—
`-
`
`. 2. It is requested that the deficiency in the amount of $810 be accepted. Please. charge
`this amount oj'f88 10 and any other deficiency _due to Deposit Account 190130.
`
`A 3. The deficiency payment is itemized as follows:
`
`(A)
`.
`
`The fee which was paid as a email entity wasthe issue fee. The conect
`feesamount fat at non-small entity issue fee under 37 CPR §l.18(a) is
`
`$1 '0.
`
`-
`
`' (3)
`
`The small entity issue fee actually paidwaa$700.
`
`(C)
`
`The deficiency owed for this issue fee is $810.
`
`.
`
`l2/I9/3008 naunr 00000013190130’
`Jl FC:H61
`010.00 00
`)2 scum
`130.00 on
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`‘
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`009
`SDIRETR1
`l3il3l333§ 3335003/33030013 190130
`02 rc:14e.4
`130.00 CR
`
`10204545
`
`ERIC-1008 I Page 23 of 160 H
`
`ERIC-1008 / Page 23 of 160
`
`

`
`
`
`‘LII’
`
`»
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMEVT OF COMMERCE
`United States Patent and Trademark Office
`Address. COMMISSIONER FOR PATENTS
`,. Box 1450
`exandria,Vi.1gr.nia 22313-1450
`WWVl.'.HSpt0.goV
`
`APPLICATION NUMBER
`
`F ING OR 371 (C) DATE
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`10/264,546
`
`10/04/2002
`
`Apurva N. Mody
`
`088245-6146
`CONFIRMATION NO. 5338
`
`23524
`FOLEY & LARDNER LLP
`150 EAST GILMAN STREET
`
`MADISON, WI 53701-1497
`
`POA ACCEPTANCE LETTER
`
`lllllllllllllllllIlllllllmllllllllllIllllIlllljjllllllllllllljjllIllllllllllllllllllllll
`00000003 975 6
`
`Date Mailed: 03/13/2009
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 03/05/2009.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/klee/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`ERIC-1008 I Page 24 of 160
`
`ERIC-1008 / Page 24 of 160
`
`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Addiess. COMMISSIONER FOR PATENTS
`,. Box 1450
`exandria, Viigtnia 22313-1450
`WWVl.'.1lSpt0.g0V
`
`10/264,546
`
`10/04/2002
`
`Apurva N. Mody
`
`20070007
`CONFIRMATION NO. 5338
`
`22500
`BAE SYSTEMS
`PO BOX 868
`NASHUA, NH 03061-0868
`
`POWER OF ATTORNEY NOTICE
`
`lllllllllllllllllIllllIlllflllllllllllllllllIlllljllllllllllllllllllIllllllllllllllllllllll
`°°°°°°°3 975 23
`Date Mailed: 03/13/2009
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 03/05/2009.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`/klee/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`ERIC-1008 I Page 25 of 160
`
`ERIC-1008 / Page 25 of 160
`
`

`
`Electronic Acknowledgement Receipt
`
`International Application Number:
`
`1-me °f "“'e"t'°"‘
`
`PREAMBLE STRUCTURES FOR SINGLE-INPUT, SINGLE-OUTPUT (SISO) AND
`MULTI-INPUT, MULTI-OUTPUT (MIMO) COMMUNICATION SYSTEMS
`
`First Named Inventor/Applicant Name:
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`552905
`
`
`
`Refund Request
`
`20070007-requestforrefund.pd 5c6b95bfd6e22ceebb144adc1858dbcf073
`Zbcca
`
`Information:
`
`ERIC-1008 I Page 26 of 160
`
`ERIC-1008 / Page 26 of 160
`
`

`
`Total Files Size (in bytes)
`
`552905
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`ERIC-1008 I Page 27 of 160
`
`ERIC-1008 / Page 27 of 160
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of: Apurva N. Mody et al-.
`
`Serial No: 10/264,546
`
`Filed: 10/04/2002
`
`For: PREAMBLE STRUCTURES .FOR SINGLE
`INPUT, SINGLE OUTPUT (SISO) AND MULTI-
`INPUT, MULTI-OUTPUT (MIMO)
`COMMUNICATIONS SYSTEMS
`
`Examiner: John Pezzlo
`
`Art Unit: 2616
`
`Docket No. 20070007
`
`March 12,2009
`
`To: Mail Stop 16
`
`Commissioner for Patents
`Box 1450
`
`Alexandria, VA 22313-1450
`
`REQUEST FOR REFUND
`
`In response to the Request for Acceptance of December 17, 2008, we are requestinga
`
`refund the amount of $130 forithe above captioned application to Deposit Account
`
`190130.
`
`We believe this amount should be refunded for the following reason: A Notice regarding
`
`our request for acceptance of a fee deficiency submission under 37 CFR 1.28 was sent to
`
`us notifying us that we may request a refund of the petition fee. This notice is attached
`
`herein.
`
`Respectfully submitted,
`
`/Daniel J. Long/
`
`Daniel J. Long
`Attorney for Applicant
`Registration No. 29,404
`
`BAE SYSTEMS Information and Electronic Systems Integration Inc.
`P.O. Box 868
`' Nashua, NH 03061-0868
`Tel: 603- 885-2643
`
`ERIC-1008 I Page 28 of 160
`
`ERIC-1008 / Page 28 of 160
`
`

`
` UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`Commissioner for Patents
`United States Patent and Trademark Otfice
`P.O. Box 1450
`Alexandria, VA 22313-1450
`www.u:pio.9ov
`
`RECEIVED
`
`i‘
`
`".'>_-7
`
`0
`
`PATEN:
`
`RARTMENT
`
`MAILED
`
`MAR 0 5 2009
`
`OFFICE OF PETITIONS
`
`NOTICE
`
`'
`BAE SYSTEMS
`PO BOX 868
`NASHUA NH 03061-0868
`
`In re Patent No. 7,269,127
`Issue Date: September 11, 2007
`Application No. 10/264,546
`Filed: October 4, 2002
`Attorney Docket No. 20070007
`
`This is a notice regarding your request for acceptance of a fee deficiency submission under 37
`CFR 1.28.
`
`The Office no longer investigates or rejects original or reissue patent under 37 CFR 1.56. 1098
`Off. Gaz. Pat. Office 502 (January 3, 1989). Therefore, nothing in this Notice is intended to
`imply that an investigation was done.
`
`Your fee deficiency submission under 37 CFR 1.28 is hereby ACCEPTED.
`
`This patent is no longer entitled to small entity status. Accordingly, all future fees paid in this
`patent must be paid at the large entity rate.
`
`There is no fee for the filing of the above request under 37 CFR 1.28. Petitioner may request a
`refund of the petition fee of $130.00 paid on December 17, 2008. A copy of this notice should
`accom an the re uest.
`P
`
`Inquiries related to this communication should be directed to the undersigned. at (571) 272-3208.
`
`KarenCreasy W
`
`Petitions Examiner
`
`Office of Petitions
`
`ERIC-1008 I Page 29 of 160
`
`ERIC-1008 / Page 29 of 160
`
`

`
`PTOISBIBD (11-OB)
`Approved for use through 11/30l2011. OMB 0651-D035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`i hereby revoke all previous powers of attorney given in the application identified in the attached statement under
`37 CFR 3.73 b .
`
`
`
`
`I hereby appoint:
`
`Practitioners associated with the Customer Number:
`
`OR
`
`
`
`I
`
`
`
`
`as attorney(s) or agentls) to represent the undersigned before the United States Patent and Trademark Office (USPTO) in connection with
`
`
`any and all patent applications assigned only to the undersigned according to the USPTO assignment records or assignment documents
`attached to this form in accordance with 37 CFR 3.73(b).
`
`Please change the correspondence address for the application identified in the attached statement under 37 CFR 3.T3(b) to:
`The address associated with Customer Number:
`
`
`
`
`E‘ Firm or
`Individual Name
`
`
`
`Assignee Name and Address:
`
`
`
`
`
`TaffCo Three Fund, L.L.C.
`2711 Centerville Rd, Suite 400
`Wilmington, DE 19808
`USA
`
`
`
`
`
`
`A copy of this form, together with a statement under 37 CFR 3.73(b} (Forrn PTOISBIQB or equivalent) is required to be
`
`
`filed in each application in which this form is used. The statement under 37 CFR 3.73(b) may be completed by one of
`the practitioners appointed in this form if the appointed practitioner is authorized to act on behalf of the assignee,
`
`and must identify the application in which this Power of Attorney is to be filed.
`SIGNATU RE of Assignee of Record
`
`The individual whose signature and title is supplied below is authorized to act on behalf of the assignec
`
`
`
`
`
`
`
`
`
`
`
`Date 51/37/0?
`/§’7z9zu7r;
`I ,
`l§
`Mary Bro-_ Telephone
`Authorized Person for TaffCo Three Fund, L.L.C.
`
`
`This collection ofinforrnation is required by 37 CFR 1.31. 1.32 and 1.33. The information is required to obtain or retain a benefit by the public which is to tile (and
`by the USPTO to process) an application. Confidentiality is governed by 35 1.1.5.0. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to
`complete. including gathering, preparing, and submitting the completed application form to the USPTO. Time Will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form endlor suggestions for reducing this burden, shouirt be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Eox1450, Alexandria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS
`TO THIS ADDRESS. SEND TO: Commissioner for Patents. P.0. Box 1450, Alexandria, VA 22313-1450.
`
`_
`
`MADi_1810D26.1
`
`ifyou need assistance in completing the form, call 1-BOO-PTO-9199 and select option 2.
`
`ERIC-1008 I Page 30 of 160
`
`ERIC-1008 / Page 30 of 160
`
`

`
`i)E£2LARAT§ON REGARDING RSYHGRETE‘ T0 $§$M¥‘§ ON BEHALF CF 33: LEs‘3£3z§.. E¥\§'§'§T‘£'
`
`{3?’ C2.F.R. 3.?3{b}{?2}{ii}}
`
`1, Mary Brown {wmsse {R16 is supgiied beiomr}, hereby deciare me: i am auimrizeci to Sign the
`Paws: of Attorney to Prasecuie Appiécations before She LSSPTQ on behaif 01‘ T3520 Three Fund‘
`L,L.{2\
`
`5%3g:%::.mrf:
`E:__1iw;x;_...,s
`Mary Brougffi Authorized Persan
`3'
`*
`I? *‘ “'\ “*3
`‘E 4:?‘
`;»~fi‘{{;>~i.
`;’ gig ‘
`{date}
`
`.
`
`ERIC-1008 I Page 31 of 160
`
`ERIC-1008 / Page 31 of 160
`
`

`
`Electronic Acknowledgement Receipt
`
`4909857
`
`Application Number:
`
`10264546
`
`International Application Number:
`
`Confirmation Number:
`
`1-me °f "“'e"t'°"’
`
`PREAMBLE STRUCTURES FOR SINGLE-INPUT, SINGLE-OUTPUT (SISO) AND
`MULTI-INPUT, MULTI-OUTPUT (MIMO) COMMUNICATION SYSTEMS
`
`First Named Inventor/Applicant Name:
`
`Apurva N. Mody
`
`Customer Number:
`
`22500
`
`Paul S. Hunter/Bill Morris
`
`Filer Authorized By:
`
`Paul S. Hunter
`
`Attorney Docket Number:
`
`20070007
`
`Receipt Date:
`
`05—MAR—2009
`
`Filing Date:
`
`04—OCT—2002
`
`Time Stamp:
`
`15:12:34
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`05b
`
`File Size(B