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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`TIFFANY AND COMPANY,
`Petitioner,
`
`v.
`
`LAZARE KAPLAN INTERNATIONAL INC.,
`Patent Owner.
`
`Patent No. 6,476,351
`
`
`Inter Partes Review No. 2015-00024
`
`
`PATENT OWNER'S MOTION TO EXPUNGE
`UNDER 37 C.F.R § 42.56
`
`
`
`
`
`la-1321677
`
`

`
`IPR2015-00024
`
`I.
`
`RELIEF REQUESTED
`
`
`
`Docket No.: 614142800100
`
`
`
`Pursuant to the Trial Practice Guide and 37 C.F.R. § 42.56, Patent Owner
`
`Lazare Kaplan International Inc. (“LKI”) requests that the Board expunge
`
`confidential exhibits 2008, 2023, and 1021 from the record. This motion is
`
`unopposed by Petitioner Tiffany and Company (“Tiffany”).
`
`II. GOOD CAUSE EXISTS FOR EXPUNGING THE CONFIDENTIAL
`EXHIBITS
`
`The Trial Practice Guide states that confidential information subject to a
`
`Protective Order ordinarily becomes public 45 days after final judgment in a trial.
`
`77 Fed. Reg. 48756, 48761. A party may preserve the confidentiality of such
`
`information by filing a motion to expunge under 37 C.F.R. § 42.56, which
`
`“balances the needs of the parties to submit confidential information with the
`
`public interest in maintaining a complete and understandable file history for public
`
`notice purposes.” Id. In this case, the parties filed confidential exhibits, but LKI
`
`provided an explanation of information contained in those exhibits sufficient for
`
`the public to understand the file history. Moreover, the Board did not rely on the
`
`confidential exhibits in its Final Written Decision (“Decision”). Thus, now that the
`
`Board’s Decision is a final judgment, the Board should expunge the confidential
`
`exhibits from the record.
`
`Procedural Background
`
`A.
`On October 6, 2014, Tiffany petitioned for inter parts review of claims 1
`
`la-1321677
`
`1
`
`

`
`IPR2015-00024
`
`and 7 of U.S. Patent No. 6,476,351, assigned to LKI. (Paper 2.) The Board
`
`Docket No.: 614142800100
`
`
`
`
`
`instituted review on April 20, 2015. (Paper 7.)
`
`On August 5, 2015, LKI submitted a Patent Owner Response (Paper 12),
`
`with confidential Exhibits 2008 and 2023 (discussed in more detail below). LKI
`
`also submitted an unopposed Motion to Seal the confidential exhibits under the
`
`terms of the default Protective Order. (Paper 13.) LKI’s Motion to Seal describes
`
`the information included in the confidential exhibits.
`
`On November 17, 2015, Tiffany filed Reply to Patent Owner’s Response
`
`(Paper 24) with an unopposed Motion to Seal confidential Exhibit 1021 (discussed
`
`in more detail below).
`
`On April 13, 2016, the Board issued a Final Written Decision finding claims
`
`1 and 7 unpatentable over the prior art. (Paper 34.) In the Decision, the Board
`
`granted the Motions to Seal, and stated that “[w]e note that none of the sealed
`
`information was relied upon or disclosed in this Decision.” (Paper 34 at 41.)
`
`The due date for appealing the Board’s Decision was June 15, 2016. LKI
`
`did not appeal.
`
`B.
`
`Publishing Exhibit Nos. 2008, 2023, and 1021 Does Not Serve the
`Public Interest
`
`The public interest is not advanced by publishing confidential exhibits 2008,
`
`2023, and 1021 because 1) LKI provided a description of the confidential
`
`information contained in those exhibits sufficient for the public to understand the
`
`la-1321677
`
`2
`
`

`
`IPR2015-00024
`
`file history, and the 2) Board did not rely on the confidential information in
`
`Docket No.: 614142800100
`
`
`
`
`
`rendering its Decision,
`
`LKI submitted confidential business information of third-party Gemological
`
`Institute of America (“GIA”) to support its arguments on objective indicia of
`
`non-obviousness. Exhibit 2023 includes raw data regarding the number of laser
`
`inscriptions performed by GIA pursuant to license agreements between LKI and
`
`GIA. Exhibit 2008 is a confidential version of the declaration of William Moryto,
`
`which references the raw data in Exhibit 2023. Exhibit 1021, filed by Tiffany, is a
`
`confidential version of the deposition transcript of William Moryto, in which
`
`Mr. Moryto was questioned about Exhibits 2008 and 2023.
`
`In its Motion to Seal (Paper 13), LKI described the nature of the confidential
`
`inscription information, in a manner sufficient for the public to understand LKI’s
`
`objective indicia of non-obviousness arguments. For example, LKI noted that
`
`under two license agreements “LKI was paid a royalty based on the number of
`
`inscriptions performed by GIA using the licensed technology. The number of
`
`inscriptions is the raw data provided in Ex. 2023.” (Paper 13 at 3.)
`
`The Board recognized the confidentiality of GIA’s inscription information
`
`and found good cause to seal these exhibits. (Paper 34 at 41.) The Board also
`
`noted that it did not rely on this confidential information in its Decision. (Id.)
`
`Therefore, the public interest in viewing GIA’s confidential inscription
`
`la-1321677
`
`3
`
`

`
`IPR2015-00024
`
`information—including raw inscription numbers—is minimal because it not
`
`Docket No.: 614142800100
`
`
`
`
`
`necessary to understand the file history, including the Board’s Decision. The
`
`Board should therefore maintain the confidentiality of GIA’s inscription
`
`information that it previously sealed by now expunging it from the record.
`
`III. CONCLUSION
`For the reasons set forth above, Patent Owner respectfully requests the
`
`Board expunge Exhibits 2008, 2023, and 1021 from the record pursuant to 37
`
`C.F.R § 42.56.
`
`Dated: July 15, 2016
`
`
`
`
`la-1321677
`
`Respectfully submitted,
`
`/Mehran Arjomand/
`Mehran Arjomand
`Registration No. 48,231
`Attorneys for Patent Owner
`Morrison & Foerster LLP
`707 Wilshire Boulevard
`Los Angeles, CA 90017-3543
`Telephone: 213.892.5200
`
`Fahd Hussein Patel
`Registration No. 61,780
`Morrison & Foerster LLP
`2000 Pennsylvania Ave, NW
`Suite 6000
`Washington, D.C. 20006
`Telephone: 202.778.1658
`
`Attorneys for Patent Owner
`
`4
`
`

`
`IPR2015-00024
`
`
`
`
`
`Docket No.: 614142800100
`
`
`
`Certificate of Service (37 C.F.R. § 42.6(e)(4))
`
`I hereby certify that the attached PATENT OWNER'S MOTION TO
`
`EXPUNGE was served as of the below date by e-mail on the Petitioner at the
`
`following correspondence address(es):
`
`/Mehran Arjomand/
`Mehran Arjomand
`
`
`
`P. Weston Musselman, Jr.
`Adam R. Shartzer
`Ricardo J. Bonilla
`musselman@fr.com
`shartzer@fr.com
`rbonilla@fr.com
`PTABInbound@fr.com
`IPR29266-0014IP1@fr.com
`FISH & RICHARDSON P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`
`Dated: July 15, 2016
`
`
`
`
`la-1321677
`
`5

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