throbber
Trials@uspto.gov
`571-272-7822
`
`
`
`
`Paper 72
`Entered: February 14, 2019
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`GOPRO, INC.,
`Petitioner,
`
`v.
`
`CONTOUR IP HOLDING LLC,
`Patent Owner.
`____________
`
`Case IPR2015-01078 (Patent 8,896,694 B2)
`Case IPR2015-01080 (Patent 8,890,954 B2)1
`____________
`
`
`
`Before JUSTIN T. ARBES, NEIL T. POWELL, and
`KIMBERLY McGRAW, Administrative Patent Judges.
`
`ARBES, Administrative Patent Judge.
`
`
`ORDER
`Conduct of the Proceedings
`37 C.F.R. § 42.5
`
`
`1 This Order addresses issues pertaining to both cases. Therefore, we
`exercise our discretion to issue a single Order to be filed in each case. Other
`than as expressly authorized herein, the parties are not authorized to use this
`style heading for any subsequent papers.
`
`

`

`IPR2015-01078 (Patent 8,896,694 B2)
`IPR2015-01080 (Patent 8,890,954 B2)
`
`
`The instant proceedings are on remand from the United States Court
`
`of Appeals for the Federal Circuit. The panel issued a Final Written
`
`Decision in each proceeding on October 26, 2016. In both decisions, the
`
`panel determined that Petitioner had not established that a reference applied
`
`in each of the asserted grounds of unpatentability, the GoPro Catalog
`
`(Ex. 1011),2 is a prior art printed publication under 35 U.S.C. § 102(b), and
`
`thus had not shown by a preponderance of the evidence that any of the
`
`challenged claims are unpatentable. See Paper 54, 30. The Federal Circuit
`
`subsequently vacated the decisions and remanded to the Board. GoPro, Inc.
`
`v. Contour IP Holding LLC, 908 F.3d 690 (Fed. Cir. 2018); see Paper 68
`
`(mandate issued on January 17, 2019). The Federal Circuit held that
`
`“[Petitioner] met its burden to show that its catalog is a printed publication
`
`under § 102(b),” and stated: “Because the Board refused to accept the GoPro
`
`Catalog as a printed publication, it did not consider the merits of
`
`[Petitioner’s] obviousness claims. On remand, the Board shall consider the
`
`GoPro Catalog as prior art and evaluate the merits of [Petitioner’s]
`
`unpatentability claims.” GoPro, 908 F.3d at 695–96 (citations omitted).
`
`A conference call was held on February 4, 2019, among respective
`
`counsel for Petitioner and Patent Owner, and Judges Arbes, Powell, and
`
`McGraw.3 The purpose of the call was to discuss procedures following the
`
`remand of the proceedings to the Board. The following issues were
`
`discussed: (1) the scope of the trial in Case IPR2015-01080, (2) Patent
`
`
`2 Most of the issues addressed herein apply to both proceedings. Unless
`otherwise specified, we refer to papers and exhibits in Case IPR2015-01078
`for convenience.
`
`3 A court reporter, retained by Petitioner, was present on the call. Petitioner
`filed a transcript of the call as Exhibit 1040 in each proceeding.
`
`
`
`2
`
`

`

`IPR2015-01078 (Patent 8,896,694 B2)
`IPR2015-01080 (Patent 8,890,954 B2)
`
`Owner’s request for authorization to file the district court claim construction
`
`decision in the related litigation between the parties, and (3) Patent Owner’s
`
`request for authorization to file a motion for additional discovery.
`
`
`
`Scope of Trial in Case IPR2015-01080
`
`In Case IPR2015-01080, Petitioner requested inter partes review of
`
`claims 1–30 of U.S. Patent No. 8,890,954 B2 (“the ’954 patent”), and the
`
`panel instituted a trial as to claims 1, 2, and 11–30 only. IPR2015-01080,
`
`Paper 8 (“Dec. on Inst.”). The panel did not institute a trial on Petitioner’s
`
`asserted grounds under 35 U.S.C. § 103(a) as to (1) claims 3–9 based on
`
`Boland (Ex. 1010) and the GoPro Catalog, and (2) claim 10 based on
`
`Boland, the GoPro Catalog, and Ueyama (Ex. 1013). See IPR2015-01080,
`
`Paper 1, 26–27; Dec. on Inst. 6, 22–28. Subsequent to the Final Written
`
`Decisions and while the instant proceedings were on appeal, the Supreme
`
`Court of the United States held that a decision to institute under 35 U.S.C.
`
`§ 314 may not institute on fewer than all claims challenged in the petition.
`
`SAS Inst., Inc. v. Iancu, 138 S. Ct. 1348, 1359–60 (2018). Given the initial
`
`determination that Petitioner had demonstrated a reasonable likelihood of
`
`prevailing as to claims 1, 2, and 11–30 of the ’954 patent, we modify the
`
`Decision on Institution in Case IPR2015-01080 to institute on all claims and
`
`all grounds asserted in the Petition, including (1) the challenge to claims 3–9
`
`based on Boland and the GoPro Catalog and (2) the challenge to claim 10
`
`based on Boland, the GoPro Catalog, and Ueyama.
`
`Petitioner stated during the call that it did not seek any additional
`
`briefing regarding claims 3–10 (or any other claims) and the parties agreed
`
`that no additional briefing on the merits of Petitioner’s arguments in either
`
`
`
`3
`
`

`

`IPR2015-01078 (Patent 8,896,694 B2)
`IPR2015-01080 (Patent 8,890,954 B2)
`
`proceeding is necessary. Following the call, the parties requested
`
`authorization by email to file a joint motion to limit the Petition in
`
`Case IPR2015-01080 to the originally instituted claims only. We authorize
`
`the parties to do so. The joint motion must state that the parties agree to
`
`withdraw jointly the newly instituted grounds as to claims 3–10 from
`
`consideration.
`
`
`
`District Court Claim Construction Decision
`
`Patent Owner stated during the call that while the instant proceedings
`
`were on appeal, the district court in the related litigation between the parties,
`
`Contour IP Holding, LLC v. GoPro, Inc., Case No. 17-cv-04738-WHO
`
`(N.D. Cal.), rendered a decision on claim construction of the two challenged
`
`patents. Patent Owner argued that certain aspects of the district court’s
`
`decision are relevant to points raised during the briefing and by Petitioner
`
`during oral argument in these proceedings, and Patent Owner requested
`
`authorization to file the decision along with a short paper, limited to
`
`350 words, explaining such relevance (similar to a citation of supplemental
`
`authority under Federal Rule of Appellate Procedure 28(j)). Patent Owner
`
`stated that the submission would not discuss the asserted prior art references
`
`and proposed that Petitioner be authorized to file its own paper on the same
`
`day.
`
`Petitioner opposed Patent Owner’s request, arguing that the district
`
`court construed terms not addressed by either party or their declarants in
`
`these proceedings. According to Petitioner, Patent Owner had the
`
`opportunity to raise those terms in its Responses in these proceedings but,
`
`instead, agreed with the panel’s initial claim interpretations of certain terms
`
`
`
`4
`
`

`

`IPR2015-01078 (Patent 8,896,694 B2)
`IPR2015-01080 (Patent 8,890,954 B2)
`
`and stated that no other terms required interpretation. See, e.g., Paper 30
`
`(Patent Owner’s Response), 17–18. Petitioner also argued that permitting
`
`additional briefing on claim interpretation would be outside the scope of the
`
`remand.
`
`After further consideration, we are persuaded that the district court
`
`claim construction decision should be made of record and that limited
`
`briefing would be helpful. See 37 C.F.R. § 42.20(d). Although we apply the
`
`broadest reasonable interpretation standard in these proceedings, we will
`
`consider the district court’s decision. See 37 C.F.R. § 42.100(b) (2014);4
`
`Knowles Elecs. LLC v. Iancu, 886 F.3d 1369, 1376 (Fed. Cir. 2018)
`
`(“[I]n some circumstances, previous judicial interpretations of a disputed
`
`claim term may be relevant to the PTAB’s later construction of that same
`
`disputed term. . . . While ‘the [PTAB] is not generally bound by a previous
`
`judicial interpretation of a disputed claim term[, this] does not mean . . . that
`
`it has no obligation to acknowledge that interpretation or to assess whether it
`
`is consistent with the [broadest reasonable interpretation] of the term.’”
`
`(citing Power Integrations, Inc. v. Lee, 797 F.3d 1318, 1326–27 (Fed. Cir.
`
`2015)).
`
`We are not persuaded that considering the district court’s decision is
`
`outside the scope of the remand, as we are directed to evaluate the merits of
`
`
`4 The Petitions in these proceedings were filed on April 20, 2015, prior to
`the effective date of the rule change that replaces the broadest reasonable
`interpretation standard with the federal court claim interpretation standard.
`See Changes to the Claim Construction Standard for Interpreting Claims in
`Trial Proceedings Before the Patent Trial and Appeal Board, 83 Fed. Reg.
`51,340, 51,340 (Oct. 11, 2018) (“This rule is effective on November 13,
`2018 and applies to all IPR, PGR and CBM petitions filed on or after the
`effective date.”).
`
`
`
`5
`
`

`

`IPR2015-01078 (Patent 8,896,694 B2)
`IPR2015-01080 (Patent 8,890,954 B2)
`
`Petitioner’s asserted grounds of unpatentability, which necessarily requires
`
`interpreting the challenged claims. See GoPro, 908 F.3d at 695–96. Nor are
`
`we persuaded that the timing of Patent Owner’s request presents an issue in
`
`doing so. The district court issued its decision after briefing and oral
`
`argument in these proceedings, and as such, the parties could not have taken
`
`the district court’s decision into account during the original trials. We also
`
`limit the scope of the briefing authorized herein to what is directly
`
`applicable to arguments made in the original trials. Specifically, the parties
`
`are authorized to file a supplemental paper in each of the instant proceedings
`
`directed solely to the issue of claim interpretation. In the papers, the parties
`
`should cite the specific portion(s) of the district court decision believed to be
`
`relevant to an argument made in these proceedings and the specific page(s)
`
`in the record containing such argument.
`
`
`
`Additional Discovery
`
`Patent Owner also sought authorization to file a motion for additional
`
`discovery in both proceedings pursuant to 37 C.F.R. § 42.51(b)(2). During
`
`the original trials in these proceedings, Petitioner submitted two declarations
`
`from one of its employees, Damon Jones, to support its position that the
`
`GoPro Catalog is a prior art printed publication. See Paper 54, 22–28.
`
`Patent Owner stated that it is now in possession of information indicating
`
`that certain representations made by Mr. Jones in his declarations were not
`
`true, including Mr. Jones’s deposition testimony in the related district court
`
`case and a different version of the catalog obtained by Patent Owner. Patent
`
`Owner stated that its motion for additional discovery would be limited to
`
`three narrow requests: (1) an unredacted copy of the email provided with
`
`
`
`6
`
`

`

`IPR2015-01078 (Patent 8,896,694 B2)
`IPR2015-01080 (Patent 8,890,954 B2)
`
`Mr. Jones’s supplemental declaration (Ex. 1023); (2) native files of the
`
`GoPro Catalog provided to the Board and the other version of the catalog
`
`located by Patent Owner; and (3) any accounting records, receipts, or
`
`shipping statements for the printing/shipping of the GoPro Catalog
`
`referenced in Exhibit 1023. Patent Owner stated that the purpose of such
`
`discovery would be to confirm the truthfulness of Mr. Jones’s statements
`
`and determine whether sanctions would be appropriate. See 37 C.F.R.
`
`§ 42.11(d) (specifying the procedure for a motion for sanctions).
`
`Petitioner disputed Patent Owner’s allegations and argued that the
`
`additional discovery sought by Patent Owner would not be in the interests of
`
`justice. Petitioner stated that the alleged evidence of misrepresentations by
`
`Mr. Jones was raised to both the district court in connection with Petitioner’s
`
`motion to stay and to the Federal Circuit in connection with Patent Owner’s
`
`appeal, but neither court acted on Patent Owner’s assertions.
`
`After further review of the issue and the litigation documents cited by
`
`the parties during the call, we are persuaded that briefing is warranted to
`
`ensure a full and fair consideration of the issues raised by Patent Owner.
`
`Patent Owner in its motion should identify specifically what materials are
`
`being requested and explain why it believes the requested discovery is
`
`“necessary in the interest of justice.” See 35 U.S.C. § 316(a)(5); 37 C.F.R.
`
`§ 42.51(b)(2). We refer the parties to Garmin International, Inc. v. Cuozzo
`
`Speed Technologies LLC, Case IPR2012-00001 (PTAB Mar. 5, 2013)
`
`(Paper 26) (precedential), for guidance regarding motions for additional
`
`discovery. In particular, “[t]he mere possibility of finding something useful,
`
`and mere allegation that something useful will be found, are insufficient.”
`
`Id. at 6. Accordingly, Patent Owner, in its motion, should identify the
`
`
`
`7
`
`

`

`IPR2015-01078 (Patent 8,896,694 B2)
`IPR2015-01080 (Patent 8,890,954 B2)
`
`specific representations in Mr. Jones’s declarations alleged to be false,
`
`explain the basis for each allegation, and explain why the requested
`
`materials would be useful if produced in these proceedings. Patent Owner
`
`also should explain why it believes discovery pertaining to Mr. Jones’s
`
`testimony about the GoPro Catalog is permissible in these circumstances,
`
`given the Federal Circuit’s instruction that the Board consider the GoPro
`
`Catalog as prior art on remand. See GoPro, 908 F.3d at 695–96. Because
`
`the facts of the two instant proceedings are similar, the parties shall file a
`
`single motion and opposition in both proceedings.
`
`
`
`In consideration of the foregoing, it is hereby:
`
`ORDERED that the Decision on Institution in Case IPR2015-01080 is
`
`modified to include review of all challenged claims of the ’954 patent and
`
`all grounds asserted in the Petition:
`
`References
`
`Basis
`
`Claims Challenged
`
`Boland and GoPro
`Catalog
`
`Boland, GoPro
`Catalog, and
`Ueyama
`
`35 U.S.C. § 103(a)
`
`1–9, 11–20, 22–25,
`and 27–30
`
`35 U.S.C. § 103(a)
`
`10, 21, and 26
`
`FURTHER ORDERED that, in Case IPR2015-01080, the parties are
`
`authorized to file, by February 19, 2019, a joint motion to limit the Petition
`
`stating that the parties agree to withdraw jointly the newly instituted grounds
`
`with respect to claims 3–10 of the ’954 patent from consideration;
`
`FURTHER ORDERED that Patent Owner shall file the district court
`
`claim construction decision as an exhibit in each of the instant proceedings
`
`by February 19, 2019;
`
`
`
`8
`
`

`

`IPR2015-01078 (Patent 8,896,694 B2)
`IPR2015-01080 (Patent 8,890,954 B2)
`
`
`FURTHER ORDERED that the parties are authorized to file a
`
`supplemental paper in each of the instant proceedings addressing the
`
`relevance of the district court claim construction decision to arguments made
`
`in the respective proceeding, limited to 350 words and the subject matter
`
`explained above, by February 22, 2019;
`
`FURTHER ORDERED that Patent Owner is authorized to file a
`
`motion for additional discovery by February 26, 2019, limited to seven
`
`pages; Petitioner is authorized to file an opposition by March 8, 2019, also
`
`limited to seven pages; and no reply is authorized at this time; and
`
`FURTHER ORDERED that the parties shall file a single motion and
`
`opposition in both proceedings using a caption referring to both proceedings.
`
`
`
`
`
`
`
`9
`
`

`

`IPR2015-01078 (Patent 8,896,694 B2)
`IPR2015-01080 (Patent 8,890,954 B2)
`
`PETITIONER:
`
`David T. Xue
`Karineh Khachatourian
`RIMON LAW
`david.xue@rimonlaw.com
`karinehk@rimonlaw.com
`
`Adam R. Brausa
`DURIE TANGRI LLP
`abrausa@durietangri.com
`
`PATENT OWNER:
`
`Andrew R. Sommer
`John R. Keville
`WINSTON & STRAWN LLP
`asommer@winston.com
`jkeville@winston.com
`
`Nicole M. Jantzi
`Ian B. Brooks
`Paul M. Schoenhard
`McDERMOTT WILL & EMERY LLP
`njantzi@mwe.com
`ian.brooks@ropesgray.com
`paul.schoenhard@ropesgray.com
`
`
`
`
`10
`
`

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