throbber
IPR2015-01094, Paper No. 47
`October 4, 2016
`
`trials@uspto.gov
`571-272-7822
`
`
`
`RECORD OF ORAL HEARING
`UNITED STATES PATENT AND TRADEMARK OFFICE
`- - - - - -
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`- - - - - -
`AMERICAN MEGATRENDS, INC., MICRO-STAR
`INTERNATIONAL, CO., LTD., MSI COMPUTER CORP.,
`GIGA-BYTE TECHNOLOGY CO., LTD., and G.B.T., INC.
`Petitioners
`vs.
`KINGLITE HOLDINGS INC.
`Patent Owner
`- - - - - -
`Case IPR2015-01094
`Patent 6,401,202
`Technology Center 2100
`- - - - - -
`Oral Hearing Held: August 1, 2016
`
`Before: TREVOR M. JEFFERSON, BRIAN J.
`McNAMARA, and JOHN LEE, Administrative Patent Judges
`The above-entitled matter came on for hearing on Monday,
`August 1, 2016 at the U.S. Patent and Trademark Office, 600 Dulany Street,
`Alexandria, Virginia in Courtroom A, at 1:00 p.m.
`REPORTED BY: KAREN BRYNTESON, RMR, CRR,
`
`FAPR
`
`

`

`ON BEHALF OF THE PETITIONERS:
`
`
`
`
`
`
`
`
`VIVEK GANTI, ESQ.
`STEVEN G. HILL, ESQ.
`Hill, Kertscher & Wharton LLP
`3350 Riverwood Parkway, Suite 800
`Atlanta, Georgia 30339
`770-953-9995
`
`ON BEHALF OF THE PATENT OWNER:
`
`APPEARANCES:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`CHRISTOPHER FRERKING, ESQ.
`174 Rumford Street
`Concord, NH 03301
`603-706-3127
`
`GEORGE C. SUMMERFIELD, ESQ.
`Stadheim & Grear, Ltd.
`400 N Michigan Avenue, Suite 2200
`Chicago, IL 60611
`312-755-4400
`
`
`
`2
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01094
`Patent 6,401,202
`
`
`P R O C E E D I N G S
`
`(1:00 p.m.)
`
`JUDGE JEFFERSON: Please be seated.
`We're on the record. Good afternoon, judge
`Jefferson, McNamara, and Lee presiding. May I get
`appearances from counsel for Petitioner?
`MR. HILL: Yes, Steve Hill.
`MR. GANTI: Vivek Ganti.
`JUDGE JEFFERSON: And for Patent Owner?
`MR. SUMMERFIELD: George Summerfield,
`backup counsel.
`MR. FRERKING: Chris Frerking.
`JUDGE JEFFERSON: Thank you.
`We are here for IPR2015-01094 for U.S. Patent
`6,401,202. We have given 45 minutes per side for the party --
`each party. Petitioner, bearing the burden, will go first, on the
`grounds of Institution and any motion to exclude that you want
`to discuss. You may reserve time for rebuttal.
`The Patent Owner will follow with response to the
`challenges, substantive challenges, motion to exclude and
`motion to amend. You also may reserve time for rebuttal, only
`as to those issues in which you have grounds for movement.
`Petitioner will follow with any reply -- I'm sorry -- rebuttal on
`the grounds and response to the motion to amend and the
`response to any of the responses to your motion to exclude,
`
`
`
`3
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01094
`Patent 6,401,202
`
`should you choose to make them. And, likewise, Patent Owner
`then has rebuttal time only as to motions to the motion to
`exclude.
`
`We're going to go ahead and get started on the
`record and Petitioner, you are up first. Would you like to
`reserve some time for rebuttal?
`MR. HILL: Yes, I will reserve 20 minutes for
`
`rebuttal.
`
`JUDGE JEFFERSON: With your indulgence, give
`me time to work the magic. We try to keep track both ways.
`But obviously the lights give you a warning down to red. With
`that, we will go on the record and get started.
`MR. HILL: Thank you. Does everyone have the
`Petitioner's demonstrative exhibit? I will refer to the slides of
`that exhibit by the PDF page number on the file.
`The '202 patent in broad terms seeks a monopoly
`on the use of a timer-based task that is capable of interrupting
`a preexisting operation of a computer.
`And for the reasons set forth in the petition and in
`the Board's Institution decision, the broadest claims of the
`'202 patent are subject to cancellation.
`We presented multiple grounds for this. I am
`going to begin by looking first at the independent claims of
`the '202 patent itself. Then I'm going to talk about ground 1,
`which relates to the AMIBIOS reference and how it anticipates
`
`
`
`4
`
`

`

`Case IPR2015-01094
`Patent 6,401,202
`
`these claims. And, finally, time permitting, I will briefly talk
`about the Pearce reference and the one issue that remains
`relating to the Pearce reference in ground 2.
`First, if you would look at slide 2 of our
`demonstrative exhibits, it shows a side-by-side depiction of
`the four independent claims of the '202 patent. Now, right off
`the bat, I want to address the argument in the Patent Owner's
`response about the fact that the multi- tasking of these claims
`needs to be performed by a processor.
`That limitation is met by both AMIBIOS and
`Pearce. However, it is important to note that the limitation by
`a processor in relation to multi- tasking really only has
`patentable weight in claims 11 and 21. In claims 1 and 31, it
`is either in the preamble of the claim or it is not in the claim
`at all, as in the case of claim 31.
`But let's not have any misunderstanding about what
`BIOS does as it relates to both the prior art references that we
`claim are anticipatory. BIOS code includes code which is
`executed by the processor for initializing hardware, including
`the initialization of the programmable interval timer. It
`includes code for setting up the vector table that consists of
`the interrupt service routines that are run during the BIOS.
`And those routines are essentially software, so they too are
`executed by the processor when an interrupt calls them.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`
`
`5
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01094
`Patent 6,401,202
`
`
`And, lastly, the BIOS code includes code for
`causing the processor to perform the power on self-test, all the
`way through the loading of the operating system, a process
`that we commonly refer to as boot-up or BIOS boot-up.
`So the BIOS code is, in fact, executed by the
`processor at every step of the way. And if we look at slide 3,
`we see that in each of the independent claims at issue, there
`are essentially three basic limitations that are being -- that are
`being patented.
`The first is enabling interrupt signals at a
`predetermined time, which is met when you initialize a
`programmable interval timer, such that the timer sends a signal
`to the processor at predetermined intervals that are either
`programmed by default within the timer or reprogrammed by
`the processor during BIOS.
`Second, performing a task in response to an
`interrupt signal. In other words, the hardware timer sends a
`signal on a predetermined interval to the processor. The
`processor reads the hardware line, IRQ0, from that system
`timer and goes to the vector table where it sees that it is to run
`the interrupt service routine that is commonly referred to as
`INT 08h.
`
`That is a service routine that is comprised of a
`series of tasks, all of which are then performed by the
`processor.
`
`
`
`6
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01094
`Patent 6,401,202
`
`
`
`Finally, the claim recites performing a second task
`in between the successive interrupt times, so if the
`programmable interval timer is sending a signal to the
`processor at 18.2 times per second, every time the processes
`that are run by INT 08h in response to that system timer
`expire, the computer then resumes its normal operations.
`And in the preferred embodiment, that is, in fact,
`the POST through loading of the operating system or what we
`would refer to as normal uninterrupted BIOS operation.
`So the evidence here shows that AMIBIOS
`initializes the hardware timer, programs it, or permits it to use
`the default timing mechanism, which the Intel 8254 was known
`in the art to send a timer signal pulse to the processor 18.2
`times per second, and then provide the interrupt service
`routine in response to each one of those timed signals that is
`commonly known as INT 08H.
`That is a software routine that matches literally to
`element 540 of figure 5 of the preferred embodiment of the
`'202 patent, which describes an interval- based interrupt
`service routine. And it further provides access to user
`routines through an associated task that is called INT 1Ch,
`which is commonly called the timer tick program, but also is
`used in practical application by programmers to hook in
`additional routines that are tied to the timer.
`
`
`
`7
`
`

`

`Case IPR2015-01094
`Patent 6,401,202
`
`
`JUDGE JEFFERSON: Counsel, while we're here,
`thinking about these basic claim limitations, with respect to at
`least claims 1, 11, and 21, are all the steps in the claims
`required to be performed in BIOS or only in BIOS?
`MR. HILL: No.
`JUDGE JEFFERSON: Why not?
`MR. HILL: We don't believe that's true. First of
`all, we don't -- we don't take the position that claim 1 is
`entitled to patentable weight and the -- it was not
`demonstrated in the Patent Owner's response any reason why
`the preamble of claim 1 should have patentable weight.
`The question of what "in BIOS" is something that
`we should discuss. In the context of AMIBIOS, I don't think
`that it can be -- I don't think it can be questioned what is
`happening. And their technical expert that I will show through
`slides representing his deposition testimony testified that the
`activities that AMIBIOS was describing, both in terms of the
`POST and in terms of the system level tasks that are executed
`in response to the INT 08h ISR, they are all in BIOS during
`the course of loading the operating system.
`In Pearce, you have a more complicated system
`that's being described because you are no longer talking about
`pre- OS. You are now talking about something that can run in
`run time.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`
`
`8
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01094
`Patent 6,401,202
`
`
`The application that is described, there are two
`components in Pearce, as you know. You have the application
`and you also have SMM, system management mode. Now, it is
`commonly known in the art that system management mode is
`operated by the BIOS. That is a part of BIOS code.
`So that would be in BIOS without question. The
`application, I don't believe that it specifically says that the
`application is a BIOS application or an application that is --
`that is running through the operating system, but in either
`way, the call that is being made by the application is not an
`operating system functionality, but is instead an extensible
`BIOS call or XBIOS as it is commonly known.
`In fact, it is actually described in column 1 of the
`'202 patent, that a part of BIOS includes what are called
`run-time services, meaning that just because you have the
`operating system and you have an application running doesn't
`mean that you are not in BIOS.
`You are still in BIOS. You are in BIOS run- time.
`So, for example, if I could just give you an easy illustration of
`this, let's say you are using Microsoft Word. You are pressing
`key strokes, right? Every one of these key strokes is invoking
`BIOS because the BIOS is what communicates to the hard --
`between the hardware and the actual -- and the actual
`processor to get the key strokes on to the screen. So you are
`never really out of BIOS in Pearce.
`
`
`
`9
`
`

`

`Case IPR2015-01094
`Patent 6,401,202
`
`
`JUDGE JEFFERSON: So without turning to the
`prior art, specifically, although I understand your argument,
`and I thank you for that, does claims 11 and 21 then, do those
`two claims require that all the steps be performed in BIOS?
`MR. HILL: They require that there be
`multi-tasking in the context of BIOS. However --
`JUDGE JEFFERSON: What does that mean?
`MR. HILL: Well, I think what it means is exactly
`what column 1 describes, which is that the multi-task, since
`BIOS is known to cover both booting of the operating system
`and the run- time services during the application, as long as
`you are talking about something that involves a BIOS service,
`you are in -- you are in BIOS, essentially, as opposed to
`something that would be -- something that would be happening
`at the application layer that would not be invoking a BIOS
`call.
`
`XBIOS calls are made through the application of
`Pearce. And that is in BIOS. So with -- if I could turn back to
`the AMIBIOS in ground 1, the last element, performing a
`second task in between the successive interrupt times at a high
`level, this is met by the AMIBIOS teaching of POST and the
`loading of the operating system, which is what is known as
`INT 19. It is also described in its own chapter within
`AMIBIOS.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`
`
`10
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01094
`Patent 6,401,202
`
`
`When we -- one of the things that was argued by
`the Patent Owner is that from a claim construction standpoint,
`the multi- tasking isn't satisfied by either the Pearce or
`AMIBIOS references because multi-tasking has to occur
`concurrently, meaning that you have got to literally have two
`tasks going on at the same time.
`Now, our expert, Mr. Sartori, disagreed with that,
`because unless you have multiple processors, that's actually
`technically impossible, but what wraps it up and confirms that
`the Institution decision was correct in rejecting that argument
`is slide 4.
`In slide 4, you see the Patent Owner's expert
`testimony clarifying that you do not have to have multiple
`concurrent tasks in order to satisfy multi-tasking where it
`appears as a limitation of the claims.
`So the reason why this is important is because in
`an AMIBIOS, of course, everything occurs in sequence. If the
`processes relating to INT 08h are being performed, the normal
`booting routine through POST is being suspended until that --
`until those subroutines are carried to their conclusion and
`control is then returned to normal BIOS operations.
`If we look at -- I am now going to go inside the
`AMIBIOS reference itself, starting with slide 7. Slide 7 is an
`important slide because it confirms that the, in the diagram, it
`confirms that the nature of the interrupt from the system timer
`
`
`
`11
`
`

`

`Case IPR2015-01094
`Patent 6,401,202
`
`to the Intel processor depicted in the center of the diagram is
`what's called IRQ0. This is the hardware line where the
`hardware signal occurs.
`It is confused in the Patent Owner's response with
`INT 08h. And, in fact, the Patent Owner has argued that the
`08h interrupt is generated by hardware devices. That's
`actually false. That's not what occurs in AMIBIOS.
`The hardware device, the system timer, generates a
`signal that is the IRQ0 signal. It triggers an interrupt service
`routine that is known as INT 08h, and that is software. And
`that is software that has to be executed by the processor,
`something that I will explain in greater detail as we go through
`the remaining slides.
`08h is actually executed by the processor and,
`therefore, satisfies that portion of the independent claims in
`contravention to the Patent Owner's response. If we look at
`slide 8, we can see that Dr. Nazarian, the Patent Owner's
`expert, conceded during his deposition that the first element of
`each of the independent claims relating to enabling the
`programmable interval timer is actually met by AMIBIOS. 4.
`He was asked that question specifically. And he
`said at the end, after the discussion, that he would give me
`that, he would give me that that element was actually practiced
`by the AMIBIOS.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`
`
`12
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01094
`Patent 6,401,202
`
`
`If you look at slide 11, which is a few slides
`forward in the presentation, you see additional testimony from
`Dr. Nazarian confirming that point, where I suggested to him
`that the 18.2 ticks per second in the Intel timer are occurring
`from the moment that it is initialized and programmed during
`POST. And he agreed that that was an accurate depiction.
`So the processor enables the programmable interval
`timer as a part of the normal POST. And as soon as that timer
`is initiated, it then begins sending signals, depending upon
`how it is programmed. And the signals that are specifically
`described in AMIBIOS are occurring once every 18.2 seconds
`or, I'm sorry, 18.2 times every second.
`Looking at slide 9, this is another very important
`piece of the AMIBIOS reference. What is being shown here is
`the element, the second element, performing the first task in
`response to the interrupt signal.
`At the beginning of the description of the INT 08
`timer, interrupt ISR or interrupt service routine, it states
`specifically that the INT 08h can be used to measure time
`increments independent of the system clock and it is called
`approximately 18.2 times per second.
`It then goes on to recite multiple system-level
`tasks that are performed in BIOS prior to the boot-up of the
`operating system. These include incrementing the timer,
`incrementing the counter and decrementing the floppy disk
`
`
`
`13
`
`

`

`Case IPR2015-01094
`Patent 6,401,202
`
`motor count. And when that motor count reaches zero,
`actually, turning the floppy disk drive motor off, in addition,
`another sub- routine within the ISR checks that software
`interrupt 1Ch to see whether or not it is supposed to return to
`normal BIOS operation or whether or not the user has hooked
`in an additional routine that also needs to execute before
`normal BIOS operations can resume.
`This is confessed -- this element was confessed
`explicitly by the Patent Owner's expert, if you look at slide 10
`on page 183 of his deposition, when I asked him: "So you
`agree that even during BIOS boot-up, AMIBIOS teaches
`performing a first level system task, first system level task in
`response to interrupt signals that occur on IRQ0 18.2 times per
`second?
`
`"Answer: Yes."
`So we can check that second element of the claim
`off. And if you look at the slide 12, you will see an even more
`in- depth testimony by the Patent Owner's expert, explaining
`that INT 08h is a software routine that is triggered by the
`hardware signal that comes from the programmable interval
`timer, the Intel 8254, and it triggers multiple task
`responsibilities that occur in system BIOS.
`And, finally, I asked him: "It was known in the art
`that even in the pre-OS BIOS, there was this INT 08 that had
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`
`
`14
`
`

`

`Case IPR2015-01094
`Patent 6,401,202
`
`these three system level responsibilities?" And he said "yes,"
`he agreed with that.
`So one of the major responsibilities of the INT 08
`software routine is shown on slide 13. And that is that it
`hooks to software interrupt 1Ch to see whether or not there is
`an additional user supplied routine that needs to run. This is
`described explicitly on page 340 of the AMIBIOS reference
`and visible on the left- hand side of the slide, where it says
`that the system timer, which is calling across the IRQ0 line,
`calls the INT 08h, which is the call to the interrupt software
`routine on a timed interval basis. Each call to that routine
`causes INT 1Ch to be called to prevent access by any
`application program.
`You can see that we have embedded a couple of
`call-out boxes on this slide. Exhibit 1004 in the lower
`left-hand column is the Jurgens reference, which teaches the
`creation of a user routine that is hooked by INT 1Ch for doing,
`among other things, pop- up utilities and animated graphics
`updates, which just happens to correlate to the preferred
`embodiment of the '202 patent.
`And you will see that on the right- hand side in the
`lower right- hand column, Dr. Nazarian also agreed that any
`kind of a program would meet the definition of a task in his
`mind. He also said elsewhere that subroutines within larger
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`
`
`15
`
`

`

`Case IPR2015-01094
`Patent 6,401,202
`
`programs can constitute the definition of a task within the
`meaning of the '202 as he saw it.
`So then when we turn to slide 14, this deals with
`the third and final element of these broad claims, performing a
`second task in between the successive interrupt times. This,
`as I alluded to earlier, refers to the fact that the timer-based
`tasks have now been completed and the control is passed back
`to normal BIOS operations, such as POST or INT 19, to load
`the operating system.
`Here we see that the Patent Owner's expert agreed
`in deposition that the second task, according to the
`specification, is normally going to be code to perform normal
`BIOS operations. And I asked him: "Can we agree that POST
`is a normal BIOS operation which is what the specification
`describes as being the second task?" And he said "yes."
`So then I said: "And POST is always prior to
`BIOS boot- up of the operating system?" And, again, he said
`"yes." So when we look at slide 15, you can see expressly
`where POST is taught in AMIBIOS. It is described as a key
`part of system ROM BIOS on page 9 of the AMIBIOS
`reference.
`And Dr. Nazarian was asked if he was aware that
`AMIBIOS does describe the commonly understood process of
`POST through INT 19, which is the interrupt that loads the
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`
`
`
`16
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01094
`Patent 6,401,202
`
`operating system. And he said "I am," on page 146 of his
`deposition.
`Slide 16 is a kind of a wrap- it- up that kind of ties
`the operation of the two tasks together in normal BIOS where
`Dr. Nazarian agreed that it was accurate to say that if the INT
`08h service routine is carried out pre-OS, it is going to be
`carried out by the processor, suspending whatever it is doing
`during POST, until the interrupt 8h system level tasks are
`performed. Again, he said, "yes."
`So this ties it up. AMIBIOS teaches the system
`timer that has to be programmed before it can send signals on
`the IRQ0 line. It teaches the system level tasks that the INT
`08h software routine feeds to the processor to be performed
`every time the timer interval is read.
`And, finally, it teaches returning to the normal task
`that was interrupted by the system timer interrupt and the INT
`08h ISR that is caused in response thereto.
`Slides 17 and 18 are merely for your convenience.
`They are exemplary quotes from the Patent Owner's expert tied
`to each of the elements of each of the claims that are at issue
`here. And they further show anticipation as a concession by
`the Patent Owner's own expert.
`So why are we here, if the Patent Owner's expert is
`basically laying out on an element-by-element basis the
`presence of every single element of these claims in AMIBIOS
`
`
`
`17
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01094
`Patent 6,401,202
`
`and elsewhere? The reason is because the Patent Owner's
`expert has taken the position that there is an implied limitation
`in all of these claims that he called a BIOS boot- up limitation
`during the deposition.
`And it starts on slide 19. On slide 19 he -- we
`were talking about claim 31. And I pointed out to him that
`claim 31 didn't specifically -- or he pointed out to me that
`claim 31 didn't specifically mention the BIOS boot-up but that
`he thought the patent was all about BIOS boot-up.
`And so it had these -- these claims had to be read
`implicitly as occurring -- the multi-tasking had to be occurring
`while the computer is in the BIOS boot-up stage.
`On slide 20, I continued to explore this with him.
`And I said: "So what I'm hearing you say is that to preserve
`the validity of claim 31, you really have to implicitly limit the
`scope of the claim to occurrences that are during BIOS
`boot- up?" And his answer was: "Because that's the whole
`invention."
`And so then I restated to make sure that I was
`correctly understanding his view that for claim 31, it was
`accurate that he was suggesting an implicit limitation, and he
`said yes, he was.
`And then I asked him -- and this is reflected in his
`testimony as reproduced on slide 21 -- I said: "So when you
`are construing the claims, you are construing them in light of
`
`
`
`18
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01094
`Patent 6,401,202
`
`the prior art in a way that to your way of thinking, makes them
`valid, given what the state of the prior art was, right?
`"And because you know that if the claims are read
`with an implicit limitation during BIOS boot-up, they would
`be valid but you know that if that's not there, then they are
`invalid?"
`
`And he said: "I agree that these claims would not
`have been valid if they were done POST-OS," which is a tacit
`admission that if there is no BIOS boot-up limitation, then the
`claims are invalid.
`And, in fact, slides 8 and 11 demonstrate that
`earlier in the deposition he said the first element of the claim
`was in the BIOS boot- up because it was the initialization of
`the program timer. Slides 10, 12, 13 and 16 show that during
`BIOS boot- up, you are performing the system level tasks in
`response to the timer interrupt.
`And slides 14, 15, and 16 show where Dr. Nazarian
`earlier in the deposition had admitted that the normal POST,
`which is the final element of the claim, is also occurring
`during the BIOS boot-up stage. So we submit that even with
`Dr. Nazarian's rather tortured claim construction analysis here,
`he still admitted that AMIBIOS anticipates the claims.
`The only issue regarding ground 2 and the Pearce
`reference is the reference -- is the issue that Your Honor
`raised relating to whether or not those XBIOS calls can really
`
`
`
`19
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01094
`Patent 6,401,202
`
`be construed as in BIOS or not. And we -- we submit that
`based on the answer that I gave and the Board's analysis in the
`Institution decision, the Board hit the nail right on the head.
`JUDGE JEFFERSON: You have gone over a
`couple minutes. We will deduct that from your next time.
`Counsel, before we get started, did you want to
`reserve time for rebuttal?
`MR. SUMMERFIELD: No time for rebuttal, Your
`
`Honor.
`
`JUDGE JEFFERSON: Understood.
`MR. SUMMERFIELD: Good afternoon. The
`reason we're here to answer Mr. Hill's questions is because the
`expert didn't, in fact, acknowledge that the claims were
`anticipated. In fact, the only way you come to that conclusion
`is if you simply ignore certain of the claims of the -- certain
`of the limitations of the challenged claims.
`And I want to start in that regard with reference to
`claim 1, which is the method claim that Mr. Hill discussed as
`far as the preamble is concerned. Now, he said we didn't show
`how the preamble imparts patentable weight to the claim.
`In fact, if you look at our response at page 4, we
`cite the MPEP Section 2111.02I that says that the preamble is
`limiting because it imparts structure, which it does. It talks
`about BIOS. It talks about a processor. So it imparts
`structure, and that's why it is limiting.
`
`
`
`20
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01094
`Patent 6,401,202
`
`
`Now, in response to that, which is the Petitioner's
`reply at 3, they say: Assuming the preamble is limiting.
`That's it. There is no argument as to why that assumption
`would be incorrect. There is no discussion of the case law that
`we cite. There is no discussion as to why notwithstanding the
`preamble's inclusion of structure, that it shouldn't be limiting.
`JUDGE LEE: Counsel, let me interrupt you
`briefly. Now, you point out claim 1 and you mention that the
`preamble recites certain structures. But none of those
`structures are recited again in the claim, right?
`So based on that, why is it that the preamble
`breathes life and meaning into the claim?
`MR. SUMMERFIELD: Well, Your Honor, two
`things. One, it is certainly an independent ground for
`imparting patentable weight to a preamble, if there are
`antecedents in there. But that's not the only basis.
`There is no rule that requires that the structure
`imparted in the preamble needs to be repeated down below.
`Otherwise, it wouldn't impart structure at that point. That
`structure would already be in the body of the claim.
`So the case law that says that where the preamble
`imparts structure infers that it need not be repeated down
`below. Again, otherwise, it wouldn't impart structure. It
`would be redundant of the structure repeated in the claim
`limitations.
`
`
`
`21
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01094
`Patent 6,401,202
`
`
`And, again, there is no requirement that it be -- the
`structure be an antecedent for later limitations.
`JUDGE McNAMARA: Counsel, assuming that is
`true, the claim says we have a multi-tasking and a basic
`input/output system, a BIOS. Is it -- and that's what it says in
`the preamble.
`Is it your position that any preamble that recites a
`structure is -- imparts some kind of structure into the claim?
`MR. SUMMERFIELD: I don't know if it is any
`claim, Your Honor, but certainly in this instance it does.
`JUDGE McNAMARA: Why this one?
`MR. SUMMERFIELD: Because if you read the
`preamble out, all you have left is an interrupt and two tasks,
`which is old as the hills, as the Petitioner points out.
`So you need those limitations to understand what
`the patentable invention is all about. It is as Dr. Nazarian
`said, what the invention is. Again, otherwise you are left with
`something that is not only novel -- but it is not only not novel,
`but it has been around for decades.
`JUDGE McNAMARA: All right. So basically then
`the distinguishing feature is that the interrupt and tasks are
`performed in a BIOS; is that right?
`MR. SUMMERFIELD: By the processor.
`JUDGE McNAMARA: By the processor in BIOS.
`
`Okay.
`
`
`
`22
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01094
`Patent 6,401,202
`
`
`MR. SUMMERFIELD: So that's the reason the
`preamble, if you will, breathes meaning into the claim.
`JUDGE LEE: Isn't that really the nub of the issue
`here? This would be maybe a simpler, a simpler case for you
`if that was not in the preamble but was actually in the body of
`the claim, but it is not, at least for claim 1. It is for claims 11
`and 21.
`
`So isn't that really the difference between these
`claims, that claim 1 perhaps has a broader scope because those
`are in the preamble; whereas in other claims they are not?
`MR. SUMMERFIELD: No, Your Honor. I think
`the more natural way to write a claim like this since it is
`directed to a method, is to set forth the method steps in the
`body without reciting necessarily the structure that is already
`in the preamble that performs the method steps.
`JUDGE LEE: Well, I guess, for example, it could
`have said that enabling interrupt signals at predetermined
`interrupt times in a processor or during BIOS or something
`like that.
`
`MR. SUMMERFIELD: It could have repeated --
`JUDGE LEE: It doesn't say those things.
`MR. SUMMERFIELD: It could have repeated in
`the processor for each of the three method steps, that's right,
`but we don't believe that is necessary to convey the patentable
`weight associated with the structure in the preamble.
`
`
`
`23
`
`

`

`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Case IPR2015-01094
`Patent 6,401,202
`
`
`And I think that any one of ordinary skill in the art
`would understand that the preamble and its specification, that
`this be done in a BIOS environment with a processor, would
`understand that that is part and parcel of the cla

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket