`Tel: 571.272.7822
`
`Paper 20
`Entered: February 16, 2016
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`ASML NETHERLANDS B.V., EXCELITAS TECHNOLOGIES CORP.,
`and QIOPTIQ PHOTONICS GMBH & CO. KG,
`Petitioner,
`
`v.
`
`ENERGETIQ TECHNOLOGY, INC.,
`Patent Owner.
`
`Case IPR2015-01277 (Patent 8,309,943)
`Case IPR2015-01279 (Patent 7,786,455)
`Cases IPR2015-01300, -01303, -01377 (Patent 7,435,982)
`Case IPR2015-01362 (Patent 8,969,841)
`Case IPR2015-01368 (Patent 8,525,138)
`Case IPR2015-01375 (Patent 9,048,000)1
`
`Before SALLY C. MEDLEY, JONI Y. CHANG, and
`BARBARA A. PARVIS, Administrative Patent Judges.
`
`PARVIS, Administrative Patent Judge.
`
`ORDER
`Conduct of the Proceeding
`37 C.F.R. § 42.5
`
`
`
`
`1 This Order applies to each of the listed cases. We exercise our discretion
`to issue one Order to be docketed in each case. The parties, however, are
`not authorized to use this caption for any subsequent papers.
`
`
`
`IPR2015-01277, IPR2015-01279, IPR2015-01300, IPR2015-01303,
`IPR2015-01362, IPR2015-01368, IPR2015-01375, and IPR2015-01377
`
`A conference call in the above proceedings was held on February 16,
`2016, among respective counsel for Petitioner and Patent Owner, and Judges
`Medley, Chang, and Parvis. The purpose of the call was to discuss a request
`by Patent Owner, Energetiq Technology, Inc., to file a motion to revise the
`Board’s default protective order in each of IPR2015-01277, IPR2015-01279,
`IPR2015-01300, IPR2015-01303, IPR2015-01362, IPR2015-01368,
`IPR2015-01375, and IPR2015-01377 (“IPR proceedings”). See Default
`Protective Order, Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756,
`48,769–71 (Aug. 14, 2012) (Appendix B).
`During the call, Patent Owner explained that it seeks to submit five
`unredacted documents that include third-party confidential information, such
`as technical information and a license agreement, and, therefore, are subject
`to a Protective Order in a co-pending International Trade Commission (ITC)
`proceeding. Patent Owner indicated that the third party agreed to allow
`Patent Owner to submit these five documents in these IPR proceedings on
`the condition that the five documents are not shown to employees of the
`third party’s competitors, including in-house counsel of Petitioner.
`Petitioner, ASML Netherlands B.V., Excelitas Technologies Corp.,
`and Qioptiq Photonics GmbH & Co. KG, responded that its in-house
`counsel is actively involved in preparing arguments and obtaining evidence
`for these IPR proceedings. Petitioner, therefore, opposes restrictions on use
`of the information that would prohibit disclosure to its in-house counsel.
`The parties were reminded that confidential information that is subject
`to a protective order in these proceedings ordinarily would become public 45
`days after final judgment in a trial. See Office Patent Trial Practice Guide,
`77 Fed. Reg. at 48,761. Additionally, the parties were reminded that there is
`
`2
`
`
`
`IPR2015-01277, IPR2015-01279, IPR2015-01300, IPR2015-01303,
`IPR2015-01362, IPR2015-01368, IPR2015-01375, and IPR2015-01377
`
`an expectation that information will be made public where the existence of
`the information is identified in a final written decision following a trial. Id.
`Furthermore, a motion to expunge the information will not necessarily
`prevail over the public interest in maintaining a complete and
`understandable file history.
`Patent Owner did not provide persuasive explanation indicating that
`Patent Owner made sufficient efforts to de-designate, redact or otherwise
`eliminate or at least reduce the amount of third party confidential
`information subject to the protective order in the ITC proceeding that Patent
`Owner seeks to submit in these IPR proceedings. Accordingly, Patent
`Owner’s request to file a motion to modify the Board’s standard protective
`order is premature. We urge Patent Owner to contact the third party
`regarding de-designating or redacting so as to eliminate third party
`confidential information that Patent Owner seeks to submit in these IPR
`proceedings. We additionally require that the Patent Owner remind the third
`party that information submitted in these IPR proceedings may be made
`public, as set forth in the Office Patent Trial Practice Guide, so as to ensure
`that the third party’s agreement to the use of its information in these IPR
`proceedings is with the knowledge of the risks associated with the
`submission of the information to the Board.
`Patent Owner should not report back to us before they have complied
`with the above. Patent Owner, however, need not contact the Board if
`Patent Owner no longer seeks to revise Board’s default protective order.
`We further note that the Scheduling Orders in these IPR proceedings
`indicate that it is the responsibility of the party whose confidential
`information is at issue, not necessarily the proffering party, to file the motion
`
`3
`
`
`
`IPR2015-01277, IPR2015-01279, IPR2015-01300, IPR2015-01303,
`IPR2015-01362, IPR2015-01368, IPR2015-01375, and IPR2015-01377
`
`to seal, unless the party whose confidential information is at issue is not a
`party to these IPR proceedings. See, e.g., IPR2015-01277, Paper 14. For
`the avoidance of doubt, if Patent Owner obtains the fully-informed
`agreement of the third party to use its information in these proceedings and
`Patent Owner proceeds with the Board’s default protective order rather than
`contacting us, Patent Owner is responsible for filing the motions to seal in
`each of the IPR proceedings and has the burden of proof to establish that it is
`entitled to the requested relief, i.e., sealing of the documents. See 37
`C.F.R. § 42.20(c).
`
`ORDER
`For the foregoing reasons, it is:
`ORDERED that Patent Owner’s request to file a motion to revise the
`Board’s default protective order is denied.
`
`
`4
`
`
`
`IPR2015-01277, IPR2015-01279, IPR2015-01300, IPR2015-01303,
`IPR2015-01362, IPR2015-01368, IPR2015-01375, and IPR2015-01377
`
`PETITIONER:
`Donald R. Steinberg
`David L. Cavanaugh
`Michael H. Smith
`WILMER CUTLER PICKERING HALE & DORR LLP
`don.steinberg@wilmerhale.com
`David.Cavanaugh@wilmerhale.com
`MichaelH.Smith@wilmerhale.com
`
`
`PATENT OWNER:
`
`Steven M. Bauer
`Joseph A. Capraro Jr.
`Safraz W. Ishmael
`Jinnie L. Reed
`PROSKAUER ROSE LLP
`PTABMattersBoston@proskauer.com
`jcapraro@proskauer.com
`sishmael@proskauer.com
`
`5