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Trials@uspto.gov
`571–272–7822
`
`
`
`Paper 18
`Entered: February 18, 2016
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`RPX CORPORATION, HUAWEI TECHNOLOGIES USA, INC.,
`HUAWEI TECHNOLOGIES CO., LTD., HUAWEI DEVICE CO. LTD.,
`HUAWEI DEVICE (DONGGUAN) CO., LTD., and
`HUAWEI DEVICE USA, INC.,
`Petitioner,
`
`v.
`
`RED ANVIL, LLC,
`Patent Owner.
`_______________
`
`Case IPR2016-00003
`Patent No. 5,680,223
`_______________
`
`
`Before TRENTON A. WARD, LYNNE E. PETTIGREW, and
`CHRISTA P. ZADO, Administrative Patent Judges.
`
`ZADO, Administrative Patent Judge.
`
`ORDER
`Termination of the Proceeding
`37 C.F.R. § 42.74
`
`
`
`
`
`
`

`
`IPR2016-00003
`Patent 5,680,223
`
`
`INTRODUCTION
`I.
`On February 1, 2016, the parties filed a Joint Motion to Terminate the
`instant proceeding. Paper 16 (“Joint Mot.”). In addition, pursuant to 37
`C.F.R. § 42.74(b), the parties filed a copy of their settlement agreement and
`a release agreement (collectively, “Agreements”), covering, inter alia, the
`patent involved in this proceeding, U.S. Patent No. 5,680,223 (“the ’223
`patent”). Exs. 1017, 1018. The parties filed a joint request to have the
`Agreements be treated as business confidential information and kept
`separate from the files of the patent involved in this proceeding under 37
`C.F.R. § 42.74(c). Paper 17. We authorized the filing of these papers.
`Paper 14.
`
`II. ANALYSIS
`The parties contend that, under 35 U.S.C. § 317(a), termination is
`proper because all parties involved in the proceeding request it and the
`merits are undecided. Joint Mot. 5; see also 35 U.S.C. § 317(a) (“An inter
`partes review instituted under this chapter shall be terminated with respect to
`any petitioner upon the joint request of the petitioner and the patent owner,
`unless the Office has decided the merits of the proceeding before the request
`for termination is filed.”). The parties further contend that the Agreements
`are a true and correct copy of all settlement agreements and understandings
`between the parties under 37 C.F.R. § 42.74(b), Joint Mot. 6, and that the
`Agreements fully resolve and settle the parties’ dispute over the ’223 patent,
`id. at 5. This case is in the preliminary proceeding1 stage; no decision
`
`
`1 A preliminary proceeding begins with the filing of a petition for instituting
`a trial and ends with a written decision as to whether trial will be instituted.
`37 C.F.R. § 42.2.
`
`2
`
`

`
`IPR2016-00003
`Patent 5,680,223
`
`whether to institute a trial has been made. Upon review of the procedural
`posture of this proceeding and the facts before us, we are persuaded that
`good cause exists to terminate the instant proceeding.
`All parties filed, along with their Joint Motion to Terminate, a joint
`motion requesting that the Agreements be kept separate and treated as
`business confidential under 37 C.F.R. § 42.74(c). Paper 17. The parties’
`request under 37 C.F.R. § 42.74(c) is granted. Pursuant to 37 C.F.R.
`§ 42.74(c), the Agreements “shall only be available: (1) [t]o a Government
`agency on written request to the Board; or (2) [t]o any other person upon
`written request to the Board to make the settlement agreement available,
`along with the fee specified in [37 C.F.R. § 42.15(d)] and on a showing of
`good cause.”
`
`III. ORDER
`In consideration of the foregoing, it is hereby:
`ORDERED that the Joint Motion to Terminate is granted;
`FURTHER ORDERED that the instant proceeding is hereby
`terminated as to all parties; and
`FURTHER ORDERED that the Joint Motion to treat the Agreements
`as business confidential and keep them separate from the patent file pursuant
`to 37 C.F.R. § 42.74(c) is granted.
`
`
`3
`
`

`
`IPR2016-00003
`Patent 5,680,223
`
`PETITIONER:
`John D. Vandenberg
`Kristen L. Reichenbach
`KLARQUIST SPARKMAN, LLP
`john.vandenberg@klarquist.com
`kristen.reichenbach@klarquist.com
`
`PATENT OWNER:
`
`Matt Brower
`browerlitigation@gmail.com
`
`
`4

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